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CONG TY CO pHAN CHUNG KHOAN TAN VI¥T

BAo cAo TY LE AN ToAN TAl CHiNH DA DUOC soxr XET. .Tai ngay 30 thang 6 nam 2018

ThaDg 08 Dam 2018

C~NG T~ co pHAN cmrxo KIlOAN' TAN VItTrang 6, so 79 Ly Thuong Kiet, phuong Cira NamQuan Roan Ki~m, thanh ph6 Rei N9i

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BAo cAo CUA BAN TONG GIAM DOC

BAo cAo SOAT xET BAo cAo TV LI;:AN ToAN TAl CHlNH 2

BAo cAo TV LI;:AN ToAN TAl cHiNH 3 - 10

THllYET MINH BAo cAo TV LI;:AN ToAN TAl cHiNH 11

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CONG TY co pHAN CHUNG KHOAN' TAN VI¥TTfutg 6, s5 79 Ly Thuong Kiet, phuong Ctra NarnQuan Hoan Kiem, thanh ph5 Ha NQi

BAo cAo CUA BAN TONG GIAM DOC

Ban T6~g Giam d5c Cong ty C6 phan Chung khoan Tan Vi~t (goi t~t Ia "Cong ty") d~ trinh bao cao nay cung voibao cao tY I~ an toan tai chinh dll duoc kiem toan cua Cong ty tai ngay 301612018.

HQI DONG QuAN TRJ vA BAN TONG GIAM DOC

Cac thanh vien HQi d6ng Quan tri va Ban T6ng Giam d5c dll di~u hanh Cong ty trong leY va d~n ngay l~p bao caonay g6m:

Hoi dang Quan triOng H6 Bliu PhuongOng vs Tcin Hoang VanOng Nguyen Ti~n ThanhOng Nguyen Vi~t CuongOng Le Thanh TUngOng Tran Vi~t Dtrc

Ban Tang Giam d8cOng Nguysn Ti~n ThanhOng Nguyen Vi~t CirongOng Le Thanh TUng

Ngutii dai di~n theo phdp /utjt

CM tich (b6 nhiem ngay 30103/2018)Thanh vien (mi€n nhiem 30/312018)Thanh vien (b6 nhiem ngay 30103/2018)Thanh vien (b6 nhiem ngay 30103/2018)Thanh vien (b6 nhiem ngay 30103/2018)Thanh vien (b6 nhiem ngay 30103/2018)

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Nguoi dai dien theo phap Iu~t cua Cong ty trong nam va cho d~n thai di~m I~p bao cao nay Ia Ong Nguysn Ti~nThanh - T6ng Giam d5c Cong ty (b6 nhiem ngay 1510112016).

TRAcH NHI¥M CUA BAN TONG GIAM DOC

Ban T6ng Giam d5c Cong ty c6 trach nhiem I~p bao cao tY I~ an toan tai chinh. Trong viec l~p bao cao nay, BanT6ng Giam d5c cam doan:

(1) Bao cao ducc xay dung tren co sa s5 Ii~u diroc t;~p nh~t tai ngay I~p bao cao va duoc I~p theo dung cac quy. dlnh tai Thong tu s5 87/20 171TT-BTC cua BQ Hi chinh quy dinh chi tieu an toan tai chinh va bien phap xu Iy

d5i voi t6 chirc kinh doanh chirng khoan kh6ng dap irng chi tieu an toan tai chinh;

(2) D5i voi nhfrng vfrn d~ c6 th~ anh huang d~n tinh hinh tai chlnh cua Cong ty phat sinh sau ngay l~p bao cao nay,chung toi se c~p nh~t trong leY bao cao ti~p theo;

(3) Chung toi xin hoan toan chiu trach nhiem truce phap Iu~t v~ tinh chinh xac va trung tlnrc cua nQi dung bao cao.

an T6ng Giam d5c,

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CCNG TV TNHH KII:M ToAN VACOT~ng 12A toa nha T6ng Cong ty 319, so 63 Le Van LU'O'ng

P. Trung Hoa, Q. C~u Gifly, TP. Ha NQiTel: (84-24) 3577 0781/ Fax: (84-24) 3577 0787

Website: www.vaco.com.vn

S6:300 IVACOIBCSX TLAlTC

BAo cAo SOAT XET BAo cAo T'V L~ AN TOAN TAl cHiNH~~tb.'j;~ONT~

EM-JA~

Kinh gm: HQidAng Quan tr] va Ban TAng Clam d8cCong ty cA ph§n Chung khoan Tan Vi~t

Chung toi dil thuc hien cong tac soat xet Bao cao tY l~ an toan tai chinh cua Cong ty C6 phAn Chung khoan Tan Vi~t(goi t~t la "Cong ty"), duoc l~p ngay 15/812018, tic trang 03 d~n trang 11. Bao cao tY l~ an toan tai chinh kern theeduoc I~p tuiin thu Thong nr s6 87/2017nT-BTC cua BQ Hi chinh quy dinh chi tieu an toan tai chinh va bien phap xUly d6i voi t6 chirc kinh doanh chirng khoan khong dap irng chi tieu an toan tai chinh.

-f P(=-Trach nhi~rn ciia Ban TAng Ghim d8c

Ban T6ng Giam d6c Cong ty chiu trach nhiem v~ vi~c I~p va trinh bay trung thuc va hop ly Bao cao tY I~ an toan taichinh cua Cong ty thee cac quy dinh phap ly co lien quan d~n viec I~p va trinh bay Bao cao tY I~ an toan tai chinh vachiu trach nhiem v~ kiem soat nQi bQ ma Ban T6ng Giam d6c xac dinh la dn thi~t d~ dam bao cho viec l~p va trinhbay Bao cao tY I~ an toan tai chinh khong co sai sot trong y~u do gian I~n hoac nham I~n.

Trach nhi~rn ctia Ki~rn toan vien

Trach nhiem cua chung toi la dua ra k~t luan v~ Bao cao tY l~ an toan tai chinh dua tren k~t qua soat xet cua chungtoi. Chung toi tien hanh cuoc soat xet theo Chuan mire Viet Nam v~ hop d6ng djch vu soat xet s6 2410 - Soat xetthong tin tai chinh gitra nien dQ do kiem toan vien dQc I~p cua don vi thuc hien,

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Cong viec soat xet thong tin tai chlnh gitra nien dQ bao g6rn viec thuc hien cac cuoc phong vein, chu y~u la phong veinnhimg ngiroi chiu trach nhiem v~ cac vein d~ tai chinh k~ toan, va thuc hien thu rue phiin tich va cac thu tuc soat xetkhac, MQt cuoc soat xet v~ co ban co pham vi hep hem IllQtcuoc kiem toan dircc thuc hien theo cac chuan IllIJCkiemtoan Viet Narn va do v~y khong cho phep chung toi dat duoc SIJdam bao rang chung toi se nhan bi~t duoc teit ca cacvc1nd~ trong y~u co th~ duoc phat hien trong mQt cuoc ki~m toano Theo do, chung toi khong dira ra y ki~n kiem toano

K~t lu~n ctia Ki~rn toan VieD

Can cir tren k~t qua soat xet cua chung toi, chung toi khong thay co vein d~ gi khi~n chung toi cho rang Bao cao tY I~an toan tai chinh dinh kern phan anh trung thuc va hop ly, tren cac khia canh trong y~u, tinh hinh an toan tai chinh cuaCong ty tai ngay 30/6/2018, phu hop voi Thong nr s6 87/2017 /Tf -BTC cua BQ Hi chinh quy dinh chi tieu an toan taichinh va bien phap xu ly d6i voi t6 chirc kinh doanh chirng khoan khong dap irng chi tieu an toan tai chinh.

Van phOng Ho Chi MinhLau 6. roa nha HUD. s6 159 fJi~n Bien PhuP.15. Q. Binh Th;;mh. Tp. Ht5Chi MinhTel: (84-28) 3840 6618Fax: (84-28) 3840 6616

Van phOng £)ong Nais6 79 dU'img Ha Huy Giap. P. Quy~t ThtingTp. Bien Hoe, Tinh fJ6ng NaiTel: (84-61) 3828560Fax: (84-61) 382 8560

Van phong Hili Phong499 ouen Teen, P. Quan ToanQ.H8ng Bang. Tp. Hai PhOngTel: (84-31) 3534655Fax: (84-31) 3534316

2

Cong ty ca pb§n Chung khoanTan Vi~tS6: .

CONG HoA xA HOI can NGHiA VI¥T NAMDQc )~p - Tl! do - Hanh phuc

VIv:' Bao cao chi tieu an toan tai chinhHil Nrji, ngay 15 thdng 8 niim 2018

Kinb gfri: Uy ban Clnmg khoan Nba mrec

BAO CAO TV L~ AN ToAN TAl cHiNHT~i tbo; di~m 30/6/2018

Chung toi earn doan ling:

1. Bao cao duoc xay dung tren C<J sa s6 lieu duoc c~p nhat tai ngay 1~p bao cao va duoc 1~ptheo dung cac quydinh tai Thong tu s6 87/2017fIT-BTC cua BQ Hi chinh quy dinh chi tieu an toan tai chinh va bien phap xu 1y ~

, • ,:::::;:0doi voi to chirc kinh doanh clnrng khoan khong dap irng chi tieu an toan tai chinh;

2. D6i voi nhfing vAn d~ c6 th~ anh huang d~n tinh hinh tai chinh cua Cong ty phat sinh sau ngay 1~pbao cao nay,chung toi se c~p nh~t trong ky bao cao ti~p theo;

3. Chung toi xin hoan toan chiu trach nhiem tnroc phap luat v~ tinh chinh xac va trung thuc cua nQi dung bao cao.

K~ toan truong 'I'rmmg bQ pb~n Ki~m soat nQi bQ

BiIi Tbj Thanh Hi~n Pham Mai Chi

3

CONG TY co pllAN CHUNG KHoAN TAN VI¥TTfuIg 6, s5 79 Ly Thirong Kiet, phuong Cira NamQuan Roan Ki~m, thanh ph5 Ra N9i

Bao cao tY I~ an toan tai chinhT~ingay 30/6/2018

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Don vi: VND

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cO)2 Thang du van c5 phfulkhong bao gbm c5 phful uu dlii hoan lai - - -

'nSu co)3 cJ, phiSu QUY .. - - -4 IQuyen chon chuyen d5i trai phieu - Cau phan von ~5 Van khac cua chu s6 hfru6 Chenh lech daub gia tai san theo gia tri hop Iy7 !OUY du trfr M sung van di~u Ie 11.155.826.845 - -8 OUY du phonz tai chinh va rui ro nzhieo vu 11.155.826.845 - -9 OUY khac thuoc van chu s6 hnu - - -10 Loi nhuan chua phan phai 73.953.188.018 - -11 s6 du du phonz suy giam gia hi tai san 96.007.979 - -12 Chenh lech daub gia lai tai san ca dinh - - -13 Chenh lech tYgia hai doai - - -

14 Cac khoan ng c6 thS chuyen d5i15 Toan b9 phan giam di hoac tang them cua cac chirng khoan tai

chi tieu dAutu tai chinh16 van khac (neu co)lA T6NG 596.360.849.687

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CONG TY co PHAN CHUNG KHoAN TAN VIETTfuIg 6, s6 79 Ly Thirong Kiet, plnrong Cira Nam .Quan Hoan Ki€m, thanh ph6 Ha NQi

Bao cao tY I~ an toan tai chinhT~ingay 30/6/2018

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BAo cAo TY L~ AN ToAN TAl CHINH (Ti~p theo)Tt;li ngay 30 thang 6 ndm 2018

Dan vi: VNDI. BANG TINH VON KHA DVNG

SIT Nc)IDUNG VAn kha dunzVKD Khoan !!:iamtrir Khoan tan!!:them

B Tal san nl!"~nhanI Ta! san la; chinh 3.430.513.2801 Tien va cac khoan tuonz duonz tien

Cac tai san tai chinh zhi nhan thong aua 1ai/16(FVTPU2 - Chum! khodn ti€m tin roi ro thi trutmt;

- Chime khodn bi ~iam trir khoi v6n khd dungCac khoan dAunr nilm gift d~n naav dao han (HTM)

3 - Chime khodn ti€m an rui ro thi truong- Chime khodn bi giam trir khoi v6n kha dung

4 Cac khoan cho vayHi san tai chinh sfuI sang de ban (AFS)

5 - Chuns; khodn ti€m an roi ro thi trutmt;- Chung khodn bi ~iGm trir khoi v6n kha dune

6Du phong suy giam gia trj cac tai san tai chinh va tai san thechApCac khoan phai thu (Phai thu ban cac tai san tai chinh; Phai -thu va du thu c6 tire tien Iili tir cac tai san tai chinh)

7- Cac khoan phai thu co thai han thanh toan con lai tir 90ngay tra xuong

- Cae khoan phai thu co thai han thanh toan con lai tren -90 ngay

8 Chimg quyen c6 bao dam chua phat hanh h~t - - -9

Chirng khoan co sa phuc V\I ID\lC dich phong ngira rui TO khiphat hanh chirng ouven c6 bao damPhai thu cac dich vu cong tv chimg khoan cung dp- Cae khoan phai thu co thai han thanh todn con lai tir 90 - - -

10 nf!av tra xu6nf!- Cac khodn phai thu co thai han thanh todn con lai tren - - -90n~av

Phai thu noi bO - - -11 - Phdi thu n9i b9 co thai han thanh toan con lai tir 90

nf!av tra xu6n~- Phai thu no; b6 co thai han thanh todn con lai tren 90 neavPhai thu ve 16i ciao dich cluma khoan - - -- Cae khoan phai thu co thoi han thanh todn con lai tir 90 - - -

12 ngay trtr xuong- Cae khoan phai thu co thili han thanh todn con lai tren - - -90 nf!av

r Cae· khoan nhai thu khac 3.430513.280- Cae khodn phdi thu co thai han thanh toan con lai tir 90 - - -

13 ngay tnr xuong- Cac khoan phai thu co thai han thanh todn con lai tren - 3.430.513.280 -90ngay

14 Du ohonz suv ziam gia tri cac khoan phai thuIT Tai san nl!iin han khtic - 2.756.954.712 -

Tam Ung - 442.650.009 -1 - Tam tmf! co thai han holm tmf! con lai tir 90 n~ay tro xu6n~

- Tam tmf! co thai han hoan tmf! con lai tren 90 n~av - 442.650.009 -2 Vilt tu van phong, oong C\I dung cu - - -3 Chi ohi tra tru6c ng~ han - 2.293.860.458 -4 CArnc6, th~ chAp, kY QUY, kYcuoc ng~ han - - -5 Th~ ghi trj gia tdng duoc kh§u trir - 20.444.245 -6 Thu~ va cac khoan khac ohai thu Nha nu6c - - -7 Hi san ng~ han khac - - -8 Du nhonz SUy ziam gia tri tai san ng~ han khac - - -

IB T()NG 6.187.467.992

5

CONG TV CO PHAN cmrxc KHoAN TAN VI:E:TT§ng 6, s3 79 Ly Thuong Kiet, phirong Cira NamQuan Roan Ki~m, thanh ph3 Ra NQi

Bao cao ty I~ an toan tai chfnhT~i ngay 3016/2018

,.'BAo cAo TY L:E:AN ToAN TAl CHINH (Ti@ptheo)

Tt;zingay 30 thdng 6 niim 2018

£)an vi: VND6------ - --'-' --------T---

SIT N(HDUNG Van kha dunzVKD Khoan !!:iam tri'r Khoan tan!!: them

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I Taj san taj chinh dai It(ln - - -1 Cac khoan phai thu dai han - - -2 Cac khoan dAu tu - - -

Cac khoan d~u tu nk giii den ngay dao han - - -2.1 - Chlmf{ khoan ti€m an rui ro thi trutmg - - -

- Chlmg khoan hi giam trit khoi van kha dung2.2 Dau tu vao cona tv con - - -2.3 Dau tu vao cang tv lien doanh, lien k~t - - -2.4 DAu tu dai han khacII Tai san ca dinh - 7.046.426.915 -ill Bftt dQng san dAu nr - - -IV Chi phi xay dlfllg cooban dO' danz - - -V Tai san dai han khac - 18.189.197.540 -1 cArn c6, th~ chap, IcYquy, IcYcuoc dai han - 1.825.058.302 -2 Chi phi tra truce dai han - - -3 Hi san thu~ thu nMp hoan lai - - -4 Tien n9P Quy h6 tro thanh roan - 16.364.139.238 -5 Hi san dai han khac

VI DIf phon!!: suv !!:iam !!:ia tri tai san dai han - - -Cac chi tieu tai san bi coi la khoan ngoai tnr, co Y ki~n trai - - -nguoc hoac ill ch6i dua ra y ki~n tai boo coo ill chinh da duocki~m toan, soat xet ma khong bi tinh giam tnr theo quy dinh taiDi~u 5 . .

IC T6NG 25.235.624.455'n Ca' kh • ~I kY QIiIV. da' b' . '1Qi'J\1i~.-'.> "~jt. ~~;(~~~:~'i~}~}~~ 'ti.~:il..:;;,,-;C oan u m ao ~~,,:;)~!..~,,. -::',<\.~ ., ~

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Gia tri d6ng g6p vao quy bu tru cua d6i tac thanh toan trung1.2 tam d6i voi vi th~ me cua chinh thanh vien bu tnr (d3i vci thi - - -

trlJ.e:mgclnrng khoan phai sinh)

1.3 Khoan Icy quy b~g ti~n va gia tri bao lanh thanh toan cuangan hang khi phat hanh chimg quy~n co boo dam - - -

2Gia tri t,ai san bao dam cho cac nghia vu phai tra c6 thai han - - -con I~i tren 90 ngay

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CONGTY co PHAN cmrsc KIIoAN TAN ~TT§ng 6, s6 79 Ly Thuong Kiet, phuong Cira NamQu~ Hoan Ki~m, thanh ph6 Ha NQi

Bao cao tY l~ an toan tili chinhT~i ngay 30/6/2018

",BAo cAo IT L~ AN ToAN TAl CHINH (Ti~ptheo)

T(li ngay 30 thang 6 ndm 2018

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I. Ti€n mat (VND) 0% 68.981.752,246 -2. Cac khoan nronz duonz ti€n 0% 250.000.000.000 -3. Giftv ta c6 gia tren thi tnrong ti€n te 0% - -

II. Trai Dhi~u chlnh oM' I c,;;:> r~ :, :,':':,,;. ~ • '; ,l~ 'ti.:t! ','\1,0 I,':"4. Trai ohieu ehinh ohu kh6ng tra liii 0% - -5, Trai phieu ehinh phu tra liii suftt eu6ng nhieu

5,1 Trai phieu ehinh phu, trai phieu ehinh phu cac mroc thuoc kh6i 3% - -CECD hoac duoc bao lanh boi ehinh phu hoac ngan hang Trunguong cua cac mroc thuoc kh6i nay, trai phi~u dircc phat hanh boicac t6 chirc qu6e t~ IBRD, lADC, AFDB, EIB va EBRD

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ca trai phieu chuyen d6iTrai phieu niem y~t co thai gian dao han ill 3 toi dum 5 nam tro 15% - -len, ke ca trai phieu chuyen d6iTrai phieu niem y~t c6 thai gian dao han ill 5 nam trc len, k€ ell 20%trai phi~u chuyen d6i

7. Trai phieu kh6ng niem y~t e6 thai gian dao han con lai dum 1 25% - -narn, ke ell trai phieu chuyen d6iTrai phieu kh6ng niem y~t e6 thai gian dao han ill 1 tai dum 3 30%nam, ke ca trai phi~u chuyen d6iTrai phieu kh6ng niem y~t e6 thai gian dao han tir 3 toi dum 5 35% - -nam, ke ca trai phieu chuyen d6iTrai phieu kh6ng niem y~t e6 thai gian dao han ill 5 nam tr6- len, 40% - -ke ca trai phieu chuyen d6i

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C~NG Ty co PHAN CmJNG KHoAN TAN VJ¥TTang 6, so 79 Ly Tlnrong Kiet, phuong Cira NamQuan Hom Ki~m, thanh ph6 Ha NQi

Bao cao tY I~ an toan tai chinhT~ingay 30/6/2018

,.'BAo cAo TY L~ AN TOAN TAl CHiNH (Ti~p theo)

Tai ngay 30 thdng 6 niim 2018

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8. C6 phieu ph6 thong, c6 phieu uu diii cua cac td chirc niem y~t tai 10% 20.694.772.550 2.069.477.255Sa Giao dich Chunz khoan H6 Chi Minh; clnma chi quy mo

9. C6 phieu phd thong, cd phieu uu diii cua cac td chirc niem y~t tai 15% 21.902.413.800 3.285.362.070Sa Giao dich Chung khoan Ha NQi

10. ce phi~u phd thong, cd phieu uu diii cac cong ty dai chung chira 20% 4.767.952.300 953.590.460niern y~t, dang IcY giao dich qua h~ th6ng UpCom

II. cs phi~u ph6 thong, c6 phieu uu diii cua cac cong ty dai chung 30% - -dii dang IcY luu IcY, chua niem y~t hoac dang IcY giao dich; cdphi~udang trong dot phat hanh lfut d~u (IPO)

12. cs phi~u cua cac c6ng tv dai chunz khac 50% 2.593.954.362 1.296.977.181V. CbUn2 chi (JllY diu fu cbUn2 khoan 1< '.1 .i;. .~, ,Jc;,!., .,,' . .. "13.IOuYdai chUng 10% - -14.IOuythanh vien 30% - -VI. CbUn2 kIIoan' bi iian"ch~'i!iao dich'~:"<1':;~\""\': " •:,tic,,; ';~':J'W'-t",: . '>JP"~~'i" "1': ., ,,';' .~ ,

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15. Chung khoan bi tam ngimg giao dich k~ ti:rngay giao dich thir 40% - -nam tra di

16. Chima khoan bi huy niem y~t, huy giao dich 50% - -

VII~CbUnI! kJioal{Dti:iisinh~,:.:jt"·:;;· "l}~!t:; '''''' v." "'"'' ;1';/; ,~':r~;i:, ,;,:.. .,,;"",,,.! <j.y,''''',," >'."/",,.,:,.,. "',i "'"

17. Hop d6ng nrong lai chi s6 c6 phieu18. Hop d6ng nrong lai trai phieu chinh phuvrn. Cb'u1Ie:khoan kbac'" .. "-, .. '"' ~, ";;;:;;:,. '.';;' ~"~j,<;;; ..,X ,,_,.-(. ..• ...

'", , .19. C6 ph~, ph~ v6n gop va cac loai chtrng khoan khac 80% - -20. C6 phieu niem y~t tren cac thi tnrong mroc ngoai thuQc chi s6

d<;ltchufut21. c6 phi~u niern y~t tren cac thi tnrong mroc ngoai kMng thuoc

cac chi 56 dat chufut22. Chung quyen co bao dam niem y~t tren Sa giao dich Chung

khoan thanh ph6 H6 Chi Minh23. 'Chung quyen cObao dam niem y~t tren Sa giao dich Chung

khoanHaNQi24. Chung quyen co bao dam do cong ty chung khoan phat hanh25. Chung khoan hinh thanh ti:rheat dQngphong ngira nii TO cho

chung quyen co bao dam do ceng ty chirng khoan dii phat hanh(tnrong hop chirng quy~n co bao dam khong co liii)

26 Phfut chenh l~ch gitra gia tri clurng khoan co sa dung d~ phongngira nii ro va gia tri chirng khoan co sa cfut thi~t d~ phong ngiranii ro cho clumg quyen co bao dam

IX: Rilii-otaI12"tbeni'(n~u"c6)' i ;. J~;..";:r ...ff~;.;s:; .~ ;( •... ,... '" .: .. ,.,l .... , -,'.,9.'

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A. TONG GIA.TRI RID RO THI TRUONG (A= I+ll+III+IV+V+VI+VII+VIII+JX) 7.605.406.966

8

C~NG Ty co PHAN CmJNG KHoAN TAN VI~TTang 6, so 79 Ly Tlnrong Kiet, phirong Cira NamQuan Hoan Ki€m, thanh ph6 Ha NQi

Bao cao tY I~ an toan tai chinhT~i ngay 30/6/2018

,,' BA.O CA.O TV L~ AN ToAN TAl CHINH (Ti€p theo)Tt;zingay 30 thong 6 niim 2018

II. BANG TINH GIA TRI RID ROBJRiJI KU 'I-fANH

Dan vi: VND

Lotti hlnh giao dich Gia tr] rui ro

15.660.284.0551. Ti~n gill co IcY han, cac khoan ti~n cho yay khong cotai san bao dam, cac khoan phai thu tU heat dQng giaodich va nghiep vu kinh doanh clnrng khoan va cackhoan muc ti~m fut nii ro thanh toan khac

Tang gia trjrili ro

o 0,8 3,2 4,8 6% % % % %(1) (2) (3) (4) (5)

8%(6)

- 15.660.284.055

2. Cho vay tai san tai chinh/Cac th6a thuan kinh t€ c6cung ban chAt

3. Yay tai san tai chinh/Cac th6a thuan kinh t€ c6 cungban chAt

4. Hop d6ng mua tai san tai chinh co cam k€t ban lai/Cacth6a thuan kinh t€ co cung ban chAt

5. Hop d6ng ban tai san tai chinh co carn k€t mua lai/Cacthoa thu'~ kinh t€ co cung ban chAt

L Nr LU~~~";

ThOi zian Qua han Gia tri nil ro1. 0 - 15 ngay sau thai han thanh toan, chuyen giao

chirna khoan

He sa rui ro16%

.:'j,:' '15.660;284.055Ouv mo rui ro

2. 16 - 30 ngay sau thai han thanh toan, chuyen giaoclumz khoan

32%

3. 31 - 60 ngay sau thai han thanh toan, chuyen giaochirnz khoan

48%

4. Tir 60 ngay trc Jen

IL'Rlii rO~uuil , ••a.... >t100%

' . .'

85.611.979 85.611.979

HL ;"Hr.... ":', ··.~... 85.611.979Chi ti~t t6i timg khoan yay, t6i timg dai tac

I. ~ Tan!! chi phi hoat don!! phat sinh trona yon!! 12 than!! 194.696.608.621II. Cac khoan gifun trir kh6i t6ng chi phi 3.882.140.205

1. Chi phi khAu hao 3.882.140.205r2.;,...C~h;;,;.i~plhiIH;..::.;;.:o:..::an=nh~?L..::pd.!:.\lJ:;plh:.:..:o:.:..:n£.g~su~Y....5g~ifun:::.:.:.Jg..:.ia::...·tr:.:.,:i'-.,;c;;,;.ac::...t:::;al:...,:·s;,;:an;:,.t.;,::a::...ic:.:;h;,;:inh::.:....;.v.:;,.a.;.:ta::...is.;.::an::..:....:;th:,:.€...;.ch:.:..:A:l:-p-+ :.3.Chi philHoan nhap du phong suy ziam gia tri cac tai san tai chinh dai han4. Chi phi/Hoan nh?P du phong suy giam gia tri cac khoan phai thu

III. Tane: chi phi sau khi e:iamtrir all = I - II)

5. Chi phi/Hoan nhap du phong suy giam gia tri tai san ngan han khac

Quy mo rui ro Gia tr] nii ro

6.Chi phl/Hoan nh?P du phong suy giam gia tri tai san dai han190.814.468.416

IV. 25% t6ng chi phi sau khi ziam tnr (IV = 25% Ill) 47.703.617.104V. 20% v6n ohan dinh cua t6 clnrc kinh doanh clurnz khoan 60.000.000.000

9

60.000.000.00083.351.303.000

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CONG TY co PHAN CHUNG KIloAN TAN vrsrT§ng 6, s3 79 Ly Thirong Kiet, phuong Cira Nam .Quan Hoan Ki~m, thanh ph3 Ha NQi

Bao cao ty I~ an toan tili chinhT?i ngay 30/6/2018

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BAo cAo TY Lt AN TOA.N TAl cHiNH (Ti~p theo)Tr;lingay 30 thang 6 niim 2018

Dan vi: VNDID. BANG TONG HOP cAc cm TIEU RUI RO VA VON KJtA DUNG

SIT Cac chi tieu Gia tr] rid ro/van kM dung

1 T6ng gia tri rui TO thi truonz 7.605.406.9662 T6ng aia tri rui TO thanh toan 15.745.896.0343 T6ng zia tri rui TO hoat dong 60.000.000.0004 T8n22iatriruiro(4=1+2+3) 83.351.303.0005 Van kha dun2 564.937.757.2406 Tv Ie van kha dunz (6=5/4) 677,78

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Pbf~Bul Thj Thanh Hi~nK~ toan truong NgU'Oi I~p bi~u

. ien ThanhTong Giam dacHa N(ji, ngay 15 thdng 8 niim 2018

10

C~NG TY co PHAN CHUNG KHoAN TAN VI¥TTang 6, so 79 Ly Thirong Kiet, phirong Cira NamQuan Hoan Kiem, thanh pha Ha NQi

Bao cao tY If an toan tai chinhT~i ngay 30/6/2018

THUYET MINH BAo cAo TY L¥ AN ToAN TAl cHiNHCac thuyi{ minh nay la b9 phdn h(TJJ thanh va can duoc doc iJ6ng thai WYibaa caa tY I¢ an toan tai chinh

1. THONG TIN KIIAI QUAT'

Hinh thirc sO'hfru van

Cong ty C6 ph§n Chung khoan Tan Vi~t ("Cong ty") diroc thanh I~p theo GiAy Chung nh~ dang kY kinhdoanh sa 0103015019 do So K~ hoach va Dftu tu thanh pha Ha NQi cAp l§n dftu ngay 20/12/2006; GiAyphep thanh l~p va hoat dQng sa 40IUBCK-GPH£>KD ngay 28/1212006, va cac GiAy phep dieu chinh do Uyban Chung khoan NM mroc cAp. van dieu l~ cua Cong ty la 500.000.000.000 VND.

Cong ty co tru so chinh tai: T§ng 6, sa 79 Ly Thirong Kist, phuong Cira Nam, quan Hoan Ki~m, thanh phaHa NQi. Tai ngay 30/6/2018, Cong ty c6 11 chi nhanh va phong gi~o dich tai nhieu tinh thanh tren ca mroc.

T6ng sa nhan vien cua Cong ty tai ngay 30/6/2018 la 235 nguoi (tai ngay 01/0112018 la 204 nguoi).

Nganh ngh~ kinh doanh va hoat dQng chinh

Nganh nghe kinh doanh cua Cong ty la:Moi gioi chung khoan;TlJ doanh chimg khoan;Bao lanh phat hanh chtrng khoan;Tu vAntai chinh;Tu vAn dftu nr clnrng khoan;Luu kY chtrng khoan,

2. co soL~ BAo cAo TY L¥ AN ToAN TAl cHiNH

CO'SO' I~p bao cao tY If an toan Uti chinh

Bao cao tY l~ an toan tai chinh duoc trinh bay bang Dang Vi~t Nam (VND) va duoc l~p tuan thu theo Thongnr sa 87/2017 ill -BTC cua BQ Hi chinh quy dinh chi tieu an roan tai chinh va bien phap xU ly dai voi t6chirc kinh doanh clnrng khoan khong dap img chi tieu an toan tai chinh.

~=::::::::'•....

• N~uy~n Ti@nThanhTong Giam dacHil N(Ji, ngay 15 thdng 8 ndm 2018

Bid Thi Thanh Hi~nK~ toan truong

Phi Thi Bich NgocNgU'Oi I~p bi~u

11

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