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    OFDMPeak to Average Ratio Problem

    EE224B Project

    Alex Kurzhanskiy(05/13/2004)

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    Agenda

    Peak to average ratio what is it?

    Peak to average ratio reduction techniques OFDM simulation: study of high peak to

    average ratio and the clipping method

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    Peak to Average Power Ratio

    0 1 2 3 4 5 6 7- 1

    - 0 . 8

    - 0 . 6

    - 0 . 4

    - 0 . 2

    0

    0 . 2

    0 . 4

    0 . 6

    0 . 8

    1

    0 1 2 3 4 5 6 7

    - 1

    - 0 . 8

    - 0 . 6

    - 0 . 4

    - 0 . 2

    0

    0 . 2

    0 . 4

    0 . 6

    0 . 8

    1

    0 1 2 3 4 5 6 7

    - 1

    - 0 . 8

    - 0 . 6

    - 0 . 4

    - 0 . 2

    0

    0 . 2

    0 . 4

    0 . 6

    0 . 8

    1

    0 1 2 3 4 5 6 7- 1

    - 0 . 8

    - 0 . 6

    - 0 . 4

    - 0 . 2

    0

    0 . 2

    0 . 4

    0 . 6

    0 . 8

    1

    +

    +

    +

    0 1 2 3 4 5 6 70

    0 .5

    1

    1 .5

    2

    2 .5

    3

    3 .5

    4

    Peak

    Average

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    PAPR

    Transmitted signal: s(t), t2[0,T]

    Crest factor:

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    Narrowband ChannelTransmitted signal:

    16-QAM constellation:

    a

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    Wideband CDMA

    Transmitted signal:

    If the spreading sequences ck = 1

    then PAPR = 0 dB

    Rectangular pulse shape:

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    Wideband CDMA (cont.)Sinc pulse shape:

    Discretize: t = /W,

    = 0,,N-1PAPR performance:

    - 3 - 2 - 1 0 1 2 3- 0 . 4

    - 0 . 2

    0

    0 . 2

    0 . 4

    0 . 6

    0 . 8

    1

    0 1 0 2 0 3 0 4 0 5 0 6 0 7 06

    7

    8

    9

    1 0

    1 1

    1 2

    1 3

    1 4

    1 5

    1 6

    N

    PAPR(

    dB)

    For N = 16,

    PAPR = 9 dB

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    Wideband OFDMTransmitted signal:

    PAPR depends on the number of carriers NIf N is small, upper bound for PAPR:

    For N = 16, PAPR 12 dB

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    Wideband OFDM (cont.)If N is large, by central limit theorem s(t) has

    Gaussian distribution on [0,T], and |s(t)|2 isRayleigh distributed

    PAPR cdf:

    0 2 4 6 8 10 120

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1

    PAPR0(dB)

    cdf

    N = 128

    N = 256

    N = 512

    0 2 4 6 8 10-250

    -200

    -150

    -100

    -50

    0

    PAPR0(dB)

    ln(cdf)

    N = 128

    N = 256

    N = 512

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    Methods of PAPR Reduction

    Scrambling and carrier selection

    Coding Signal distortion

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    Selected Mapping (SLM)For each OFDM symbol, the input sequence is

    scrambled by k scrambling sequences

    The resulting signal with smallest PAPR istransmitted

    Without SLM: Pr(PAPR>PAPR0) = pWith SLM: Pr(PAPR>PAPR0) = p

    k

    Reduces the probability of high PAPRReducing the peak-to-average power ratio ofmulticarrier modulation by selected mapping

    by R.Buml, R.Fischer, J.Huber

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    Partial Transmit Sequences (PTS)

    OFDM with reduced peak-to-average ratio by optimumcombination partial transmit sequences

    by S.Mller, J.Huber

    Serial to Parallel

    IFFT

    IFFT

    IFFT

    X

    X

    X

    Peak Value Optimization

    +

    r1

    r2

    rK

    K non-overlapping blocks

    K rotations

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    Tone Reservation (TR)

    On some subcarriers the data is not transmitted

    They are used for PAPR reduction signal r(t)

    Optimization problem:

    Peak power reduction for multicarrier transmission

    by J.Tellado, J.Cioffi

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    Coding

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    Golay Sequences

    X, Y 2 {1}N are complementary sequences, if

    Notation: X YN = 1: 1 1

    N = 2: 1 1

    1 -1N = 4: 1 1 1 -1 1 1 -1 1

    N = 8: 1 1 1 -1 1 1 -1 1 1 1 1 -1 -1 -1 1 -1

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    Golay Sequences (cont.)Such sequences exist if N is even and can

    be represented as the sum of at most 2squares

    N = 2, 4, 8, 10,16,18,20,26,32,34,36,40,50

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    Golay Sequences (cont.)X Y ) Properties:

    1. X Y2. Xi Y and X Yi , whereXi, Yi inversed sequences

    3. A B, where ak = (-1)kxk and bk = (-1)kyk4. XY X(-Y) (concatenation)

    5. x0y0xN-1yN-1 x0(-y0)xN-1(-yN-1)

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    Golay Sequences (cont.)Spectral property: |DFT(X)|2+|DFT(Y)|2 = 2N

    |DFT(X)|2 2NPeak to average power ratio:

    1PAPR

    2 (3 dB)Shapiro-Rudin code: 1 1 1 -1

    apply (4): 1 1 1 -1 1 1 -1 1

    apply (4): 1 1 1 -1 1 1 -1 1 1 1 1 -1 -1 -1 1 -1etcMultitone signals with low crest factor

    by S. Boyd

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    Signal Distortion

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    OFDM Simulation

    M ul t ipath

    N o i s e

    C h a n n e l

    Q AM

    modulationIFFT C lipping

    Transmitter

    FF TQAM

    demodulation

    Receiver

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    Transmitted Signal

    0 2 0 0 0 4 0 0 0 6 0 0 0 8 0 0 0 1 0 0 0 0 1 2 0 0 0 1 4 0 0 0- 0 . 2

    - 0 . 1 5

    - 0 . 1

    - 0 . 0 5

    0

    0 . 0 5

    0 . 1

    0 . 1 5

    0 . 2B e f o r e c l i p p in g

    PAPR = 10.7 dB

    512 subcarriers

    Target PAPR = 6 dB

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    PAPR Performance

    0 100 200 300 400 500 6006

    6.5

    7

    7.5

    8

    8.5

    9

    9.5

    10

    10.5

    11

    Numbe r of s ubcarrie rs

    PAPR(

    dB)

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    Text Transmission

    Original textWireless communication, despite the

    hype of the popular press, is afield that has been around for overa hundred years, starting around1897 with Marconis successful

    demonstrations of wirelesstelegraphy. By 1901, radioreception across the AtlanticOcean had been established; thusrapid progress in technology hasalso been around for quite a while.

    In the intervening hundred years,many types of wireless systemshave flourished, and often laterdisappeared.

    Received textWireless communication, desqite thehype of the poyela press, is afield that has been aro d for overa hundred aps, starting around1897 with Marconi{*successful

    demonstrat`Gn30of wirelesstelegraphy. By 1901, radlreception across thetlanticOcean had been established; thusrapid progress in tecnnology hasalso been around for quite a while.In the interveniv hundred years,many types of wireless systumshave flourished(and often laterdisappeared.

    BER = 1.12 %

    Without clipping

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    Text Transmission

    Original textWireless communication, despite the

    hype of the popular press, is afield that has been around for overa hundred years, starting around1897 with Marconis successfuldemonstrations of wirelesstelegraphy. By 1901, radioreception across the AtlanticOcean had been established; thusrapid progress in technology hasalso been around for quite a while.In the intervening hundred years,many types of wireless systemshave flourished, and often laterdisappeared.

    Received text

    Wireless communication, de{qite thehype of the poyula press, is afIeld that has been aro_d forover a hundred fl ars, startingaro}nd 1897 withMarconiy,successfuldemonstrat)Onsifwireless$tElegraphy. By 1 01,rad Oreception acrossthg&Ptl!ntic Ocean had beenestablished; thus(rapid progress intekjnomogy has also feen aroundfor quite a while. In the interveni6hundred years, many types ofwireless(s9stems have flourishe`(aJMKften later$dmsappeared.

    BER = 2 %

    With clipping: more errors

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    Image TransmissionOriginal

    Received Image

    Error

    Gauss

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    Out-of-band Radiation

    0 2 0 4 0 6 0 8 0 1 0 0 1 2 0 1 4 0- 0 .1

    - 0 . 0 8

    - 0 . 0 6

    - 0 . 0 4

    - 0 . 0 2

    0

    0 . 0 2

    0 . 0 4

    0 . 0 6

    0 . 0 8

    0 .1O FD M s ig n al

    O rig in a l s ig n a l

    C lip p e d s ig n a l

    0 2 0 4 0 6 0 8 0 1 0 0 1 2 0 1 4 0-0 .0 2

    -0 .0 1 5

    -0 .0 1

    -0 .0 0 5

    0

    0 .0 0 5

    0 .0 1

    0 .0 1 5

    0 .0 2S ig n a l d iffe re n c e

    0 2 0 4 0 6 0 8 0 1 0 0 1 2 0 1 4 00

    0 .2

    0 .4

    0 .6

    0 .8

    1

    1 .2

    1 .4F re q u e n c y s p e c tru m

    B e fo re c lip p in g

    A fte r c lip p in g

    0 2 0 4 0 6 0 8 0 1 0 0 1 2 0 1 4 00

    0 .0 1

    0 .0 2

    0 .0 3

    0 .0 4

    0 .0 5

    0 .0 6

    0 .0 7

    0 .0 8

    0 .0 9S p e c tru m d iffe re n c e

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    Papers on Clipping Reducing the peak-to-average power

    ratio of OFDM by R.van Nee, A.de Wild

    Effects of Clipping and Filtering on thePerformance of OFDMby X.Li, L.Cimini Jr.

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    Other Signal Distortion Methods Peak cancellation

    Pulse shaping

    Peak-to-average power ratio reduction of

    OFDM signals using pulse shapingby B.Slimane