รอบด้านตลาดหุ้น 9 ตุลาคม...

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รอบดานตลาดหน

9 ตลาคม 2558

Global central bank -The game changer (2)

วนนคาด ขนสลบยอ แนวรบ 1,385 จด แนวตาน 1,400 จด

ขาวหนนตลาด ถอยแถลงประธานธนาคารกลางสหรฐฯเมอ

คน, สนทรพจนประธานธนาคารกลางยโรปทผานมา , การประชมธนาคารกลางองกฤษ และ ญปน ตางสงสญญาณ

บรรเทาความวตกกงวลตอภาวะเศรษฐกจโลกชะลอตว และ มมมองโบรกเกอรตางชาต คาด4Q15 ตลาดหนเกดใหมม

โอกาสแรลร (บารเคลย แคปปตอล, โกลดแมน แซค, มอร

แกนสแตนเลย) ดาน Deloitte เผยเงนตางชาตรอกลบอาเซยน ลาสด โบรกตางชาต โนมระ เผยเงนทนญ ปน

เตรยมซอหนไทยและอาเซยนเพม สวนขาวลบ วตกขาวลอแผนเกบภาษตลาดหน (เราไมเชอวาจะเกบจรง)

ระยะเดอน (ตค.) มโอกาสปรบฐานอกครง ทงนในรายงานเมอวนท 22-23 กย.ไดเตอนใหกระชบพอรตไปแลวหลงจาก

หลด 1,380 จด จากนไป ถายงหลด 1,340 จด อก อาจเกด

Panic sell (แตมลนไมแยอยางวตก หลงจากดชนฯ ยงดงกลบ และเลนเหนอ 1,340 จด ได) กลยทธ จากทเราได

แนะน าใหแบงพอรตเรมซอคน 20/30% ตงแต ปลาย สค. เราคงค าแนะน า ใครทซอตาม พจาณาเกบเงนสดสวนท

เหลอรอซอเพมเมอปรบฐาน หรอ ขายเลนสน แลวรอซอเลน

ใหม กลมเดนทลงแลวนาซอ ไดแก 1) กลมเชอมโยงมาตรการกระตนเศรษฐกจ แนะน า กลมบาน คาปลก 2) กลม

รบเหมากอสราง และวางระบบฯ 3) กลมโรงไฟฟาพลงงานทดแทน

หนแนะน าวนน THCOM

BLS รายงานพนฐานวนน (ดรายละเอยดฉบบเตม)

(+) THCOM ความคบหนาการขาย iPstar ในอนโดนเซย

และ ฟลปปนส มแนวโนมปดดลไดในปน และตนปหนามดลใหญเปนผประกอบการโทรคมนาคมอก 1 ราย ขณะทสญญา

ทขายให NBN Australia อยระหวางเจรจาตออายสญญาออกไปเปน 2018-2021 สวนไทยคม 7 คาดวาจะเตมก าลง

ผลต 100% ในสนปน สวนไทยคม 8 คาดยอดขายลวงหนา

จะเพมเปน 45-50% ในกลางปหนา เราคงค าแนะน า ซอ TP 54 บาท

(+) EGCO IFEC TSE เรามมมมองเปนบวกหลงจากเราเขาพบผบรหารของ Energy policy and planning office: On

the renewables front, EPPO will be pushing for

biomass and biogas capacities, viewing them as „mainstream renewables‟— the director general sees

สรปภาวะตลาด 8 ตลาคม 2558

ดชนตลาดหลกทรพยไทย

เปลยนแปลง % การ

เปลยนแปลง 1วน

% การเปลยนแปลง

YTD

1392.15 -1.51 -0.11% -6.14%

มลคาการซอขาย (ลานบาท) 52,752.95

ยอดการซอขาย (ลานบาท)

ซอ ขาย สทธ

Institution 3335.77 4,969.8 -1,634.1

0.06 9%

ProprietaryTrading 7018.68 5,070.1 1,948.6

0.13 10%

Foreign 11745.51 10,030.6 1,714.9

0.22 19%

Retail 30652.98 32,682.4 -2,029.4

0.58 62%

5 อนดบหลกทรพยทมยอดซอขายสงสด

หลกทรพย ราคาปด เปลยนแปลง

(บาท) ยอดซอขาย (ลานบาท)

TRUE 9.95 0.25 3,359

JAS 5.65 0.10 3,184

PTT 266.00 -2.00 3,129

ADVANC 233.00 7.00 2,695

TFG 1.91 -0.04 2,400

การเคลอนไหวของดชนรายกลม

กลม ปด % เปลยนแปลง

ICT 203.03 2.01

Media 65.55 0.58

Bank 467.32 0.21

Finance&Sec. 2064.99 0.12

Commerce 29053.15 -0.05

SET 1392.15 -0.11

Packaging 3379.52 -0.18

Food 10743.69 -0.23

Electronics 1879.53 -0.26

Property 258.34 -0.60

Energy 16370.38 -1.10

Petrochem 843.71 -1.68

ดชนตางประเทศ

ปด

% การเปลยนแปลง 1วน

% การเปลยนแปลง YTD

DJIA 17,050.75 0.82 -4.39

NASDAQ 4,810.79 0.41 1.78

FTSE 6,374.82 0.61 -2.64

NIKKEI 18,322.98 0.75 5.25

HSKI 22,354.91 -0.71 -6.30

PCOMP (PH) 7,106.79 -0.03 -2.33

JCI (IN) 4,491.43 0.10 -14.33

FBKMLCI (MY) 1,692.20 0.17 -3.46

FSSTI (SP) 2,947.03 -0.50 -12.57

Dubai ($bbl) 49.38 -2.64 -8.01

THB/USD 35.78 -0.30 8.59

MLR (BBL)% 6.50

BOT 1DRP% 1.50

CPI (Sept)% -1.07

รอบดานตลาดหน - 2

large scope in sugar cane and sugar refining as catalysts for additional biomass capacity. Wind and solar are considered the „icing on the [AEDP] cake‟—they may not be

mainstream, but solar is admittedly the most accessible. They will look to re-establish the solar rooftop schemes after the co-operative scheme.

หนมขาว

(-) กลมบาน กระทบราคาหนระยะสน จากการทรฐฯยงไมออกมาตรการกระตนภาคอสงหาฯ ท

ชดเจน สงผลใหลกคาชะลอการตดสนใจซอ เพอรอสวนลดตางๆจากมาตรการฯ ขณะท กระแสขาวลบการเกบภาษบาน ทดน กดดนราคาหนเพม (ทมา แนวหนา) / ดาน รมว.คลง โตยงไมรบขอเสนอ

เกบภาษ (ทมา มตชน)

(-) BEC นายประชม มาลนนท ขายหน BEC ออก 34 ลานหน ราคา 32 บาท (คดเปน 1.7% ของ

ทนจดฯ)

ปจจยทมผลตอตลาด

(+) โบรกเกอรตางชาต เรมกลบมาแนะซอหนไทย: บารเคลย แคปตอล แนะไดเวลากลบมาซอหน

ตลาดเกดใหมรวมไทย (ทมาขาวหน) สวนโกลดแมน แซค แนะซอหนไทย คาดไตรมาส 4 รบาวด จากสญญาณเศรษฐกจจนไมแยลงไปกวาน สงผลเศรษฐกจไทยจะเรมฟนตว สวนปหนายงคงม

ความผนผวนสง

ลาสด โบรกตางชาต โนมระ คาดเงนทนจากญปน มโอกาสไหลเขาตลาดอาเซยน ผานทงการ M&A, การลงทนโดยตรง (FDI) และ การลงทนในตลาดหน โดยหนทมองวามโอกาสเขาลงทน

ไดแก อาหาร (TUF CPF SAPPE CBG ICHI) พลงงานทดแทน นาโนไฟแนนซ (SAWAD MTLS THANI) แบงก (LHBANK) และหนทตดโผอนๆ EA EGCO MINT SCCC AMATA BEAUTY

KAMART

(+) ดลอยท บรษทฯในกลมทปรกษาทางการเงนของ Deloitte เผย เงนตางชาตรอกลบอาเซยน

ถาสภาวะการเมองในภมภาคนเรมนง พรอมทงคาด GDP ไทยมโอกาสขนแตะ 3-4% ในปหนา จาก

การลงทนภาครฐฯเกดตามแผน

(+) นางวรวรรณ ธาราภม ประธานฯ สภาธรกจตลาดทนไทยเผยดชนฯเชอมนนกลงทน เดอน ตค.

ตอตลาดหนไทย 3 เดอนขางหนา พบวาดชนฯมการปรบเพมขนสงมาก เมอเทยบกบเดอน กย.

(-) วตกเกบภาษหน (ทมา โพสตทเดย) ผบรหารสรรพากรแจงวาก าลงศกษาแนวคดเกบภาษสวน

ตางก าไรราคาหน

(+) พฤหส รายงานการประชมธนาคารกลางสหรฐฯ (FOMC Minute), เยอรมน สงออก (สค.) คาด -1% จาก 2.5%, ประชมธนาคารกลางองกฤษ คาดคงดอกเบย +0.5%

(-) ศกร US import price (กย.) คาด -0.5% จาก -1.8% m-m, US wholesale inventory (สค.) คาด 0% จาก -0.1% m-m, ฝรงเศส อตาล รายงาน Industrial production, ฟลปปนส CPI (สค.)

คาด -2.9% จาก -1.8%

วกจ ถรวรรณรตน Tel. (662) 618-1336

นกวเคราะหการลงทนปจจยพนฐานดานตลาดทน


สรปผลตอบแทนหลกทรพยทแนะน า

ชอหน วนทเรมแนะน า

ราคาเปด ณ.วนทเรม

แนะน า

ราคาสงสดนบจากวนท

แนะน า

ราคาปดลาสด (เมอ

วาน)

%เปลยนแปลง

ลาสด ค าแนะน า

IFEC 28/5/2014 2.69 17.91 10.2 279.18% ถอ (รวมไดลทปนผลหน)

TSR 2/2/2015 7.33 9.77 6.05 -17.46% ถอ (รวมไดลทปนผลหน)

JASIF 23/4/2015 9.1 11 10.2 16.04% ถอ รวมปนผล 0.31 บ.

SYNEX 18/9/2015 4.5 4.62 4.34 -3.56% ถอ

GLOBAL 28/9/2015 11.3 12.1 11.4 0.88% ขายลอกก าไร

IVL 29/9/2015 22.1 21.9 23.7 -6.75% Cover short ตดขาดทน

SAMART 1/10/2015 21.4 23.3 22.8 6.54% ถอ

AAV 5/10/2015 4.32 4.56 4.5 4.17% ถอ

IRPC 6/10/2015 4.06 4.22 4.12 1.48% ถอ

ADVANC 6/10/2015 221 235 233 5.43% ถอ

Deletion 01 กย. CFRESH -4.12% PTT +3.53%

02 กย. AOT +0.73% 03 กย. CTW +24.29%

04 กย. CPALL -1.5%

07 กย. KAMART +5.62% 08 กย. CHG +14.29%

09 กย. BIGC +2.31% AUCT +6.35% 21 กย. ADVANC -3.41% PYLON +3.70% VTE -5.42% JAS +0.88% UWC 0% UNIQ -0.98% STPI +2.61%

BTS +0.51% 23 กย. INTUCH -5.06% ILINK +8.33% SAMART +14.74% ITD +11.92% PS +5.71% CPF +16.32% TMB 0%

ASEFA -1.78% WHA -1.18% 24 กย. DCC -0.54%

25 กย. GLOBAL +1.79%

29 กย. SPALI -2.13% PLANB -1.72% JMART -5.38% 01 ตค. CHOW -5.48% TIPCO +2.05%

02 ตค. PS +0.88% 05 ตค. BEC -2.24% (Cover short) BJC -3.68% BSBM -6%

06 ตค. PTTGC -4.87% (Cover short)

Source: ASPEN


ปจจยทมผลกระทบตอตลาด

ขาวเดนเศรษฐกจ

บนทกประชมเฟดสหรฐเดอนก.ย รอตวเลขศ.กชชด ดอกเบยไมรบขน

จากเปดเผยบนทกประชมเฟดสหรฐเดอนก.ย ชเฟดไมแนใจผลกระทบจากภาวะความผนผวนนอกประเทศ โดยเฉพาะอตราชะลอตวของเศรษฐกจจน และ กลมประเทศก าลงพฒนาจะ

กระทบตอตวเลขศ.กสหรฐมากนอยเพยงใด จงรอประเมนผลกระทบตอตวเลขการจางงาน การ

บรโภคภายในประเทศอกครง อยางไรกด เฟดยงคงดเศรษฐกจของประเทศในทศทางด อตราวางงานแตะระดบ 5.1% ต าสดนบจากวกฤตการเงนป 2008 ราคาบานดานตะวนตกพงเรว

(Reuters)

ดชนเชอมน ต.ค.ทะล 101 จด จรฐลงทนโครงสรางพนฐาน

"สภาธรกจตลาดทนไทย" เผย ดชนความเชอมน เดอน ต.ค. ทะล 101.48 จด เพมขน 70.35% เพมขนในทกกลมนกลงทน มองปจจยหนนจากเศรษฐกจในประเทศ มองกลมอตสาหกรรม

รบเหมากอสรางนาลงทนทสด มองการไมเขารวม ทพพ เปนผลด ดานกสกรไทย ประเมน เศรษฐกจไทยจะฟนตวอยางชาๆ มองดชนสนป 1,450 จด แนะลงทนกลมไอซท (หนงสอพมพกรงเทพธรกจ)

ดชนความเชอมนในอนาคตเรมฟน

นายวชร คณทวเทพ ผชวยผอ านวยการศนยพยากรณเศรษฐกจและธรกจ มหาวทยาลยการ

หอการคาไทย เปดเผยผลส ารวจดชนความเชอมนผบรโภคเดอน ก.ย.58 วา ดชนยงคงปรบตวลดลงตอเนองเกอบทกรายการโดยดชนความเชอมนผบรโภคอยท 72.1 ลดจาก 72.3 ในเดอน ส.ค.

58 ดชนความเชอมนผบรโภคในปจจบนอยท 52.7 ลดจาก 53.9 ดชนความเชอมนผบรโภคในอนาคตอยท 79.8 เพมจาก 79.3 ขณะทดชนความเชอมนเกยวกบเศรษฐกจโดยรวมอยท 61.2 ลด

จาก 61.5 ดชนความเชอมนเกยวกบโอกาสหางานท าอยท 67.3 ลดจาก 67.6 และดชนความ

เชอมนเกยวกบรายไดในอนาคตอยท 87.9 เพมจาก 87.6 (หนงสอพมพไทยรฐ)

ตนเกบภาษหน สรรพากรแจงผบรหารตลาดทนสศค.ปฏเสธลนไมมนโยบาย แหลงขาวจากตลาดทน เปดเผยวา ในสปดาหทผานมาผบรหารกรมสรรพากรจดสมมนา

และไดเชญผบรหารจากองคกรดานตลาดทนเขาไปรวมงาน โดยสรรพากรชแจงวา ขณะนก าลงศกษาถงแนวคดการเกบภาษสวนตางก าไรสวนตางราคาหน หรอการเกบภาษผลไดจากทน

(Capital Gains Tax) จากนกลงทนทวไปทไดรบการยกเวนมาเกอบ 40 ป แลว กลบมาจดเกบใหม

ใหเทาเทยมกน (หนงสอพมพโพสตทเดย)

อสงหาฯวอนรฐเบรกภาษบาน-ทดน หวนกระทบก าลงซอ ดาน TDRI หนนใช 3 สมาคมอสงหาฯ วอนรฐเลอนภาษทดน หวนกระทบคนซอบาน ดาน TDRI หนนใช นาย

อธป พชานนท นายกสมาคมธรกจบานจดสรร เปดเผยวา อยากเสนอใหภาครฐเลอนการประกาศใช

พ.ร.บ.ภาษทดนและสงปลกสรางออกไปกอนอยางไมมก าหนด เพราะเศรษฐกจยงไมฟนตวด การประกาศใชจะเกดผลเชงจตวทยา อกทงการประชาสมพนธทยงไมชดเจนอาจท าใหประชาชนกงวล

วาจะตองมภาระเพมขน (หนงสอพมพโพสตทเดย)

ชยพร นอมพทกษเจรญ Tel. (662) 618-1330-1

นกวเคราะหการลงทนปจจยพนฐานดานตลาดทน


รายงานตวเลขเศรษฐกจส าคญประจ าสปดาห

United States

Economic Releases

Date Event Period Survey Actual Prior Revised Relevance

5/10/2015 Markit US Composite PMI Sep F -- 55.00 55.30 -- 70

5/10/2015 Markit US Services PMI Sep F 55.60 55.10 55.60 -- 70

5/10/2015 ISM Non-Manf. Composite Sep 57.50 56.90 59.00 -- 76.9841

5/10/2015 Labor Market Conditions Index Change Sep 1.40 0.00 2.10 1.20 7.14286

6/10/2015 Trade Balance Aug -$48.00b -$48.33b -$41.86b -$41.81b 84.9206

6/10/2015 IBD/TIPP Economic Optimism Oct 44.50 47.30 42.00 -- 25.3968

7/10/2015 MBA Mortgage Applications 2-Oct -- 25.5% -6.7% -- 92.3077

8/10/2015 Consumer Credit Aug $19.500b $16.018b $19.097b $18.944b 42.8571

8/10/2015 Initial Jobless Claims 3-Oct 274k 263k 277k 276k 98.4127

8/10/2015 Continuing Claims 26-Sep 2200k 2204k 2191k 2195k 68.8889

8/10/2015 Bloomberg Oct. United States Economic Survey (Table) 0

8/10/2015 Bloomberg Consumer Comfort 4-Oct -- 44.80 43.00 -- 65.873

9/10/2015 U.S. Fed Releases Minutes from Sept. 16-17 FOMC Meeting 0

9/10/2015 Import Price Index MoM Sep -0.5% -- -1.8% -- 79.3651

9/10/2015 Import Price Index YoY Sep -11.2% -- -11.4% -- 34.9206

9/10/2015 Wholesale Inventories MoM Aug 0.0% -- -0.1% -- 80.9524

9/10/2015 Wholesale Trade Sales MoM Aug -0.4% -- -0.3% -- 7.93651

Economic Events


6/10/2015 Fed's George Keynote Speaks at Event in Chicago

6/10/2015 Bloomberg Markets Hosts Most Influential Summit in NYC

6/10/2015 U.S. Commerce Secretary Meets With Cuba Senior Officials

7/10/2015 Fed's Williams Gives Outlook Speech in San Francisco

7/10/2015 CBO Releases its Final Estimate on 2015 Budget Deficit

8/10/2015 Fed's Williams Speaks at Gonzaga University, Spokane

8/10/2015 IMF's Lagarde, World Bank's Kim Hold Panel on Climate Change

8/10/2015 Fed's Bullard to Give Welcome at Symposium on Savings

9/10/2015 Fed's Kocherlakota Gives Welcoming Remarks in Mankato, MN

9/10/2015 Lagarde, U.K.'s Carney, Brazil's Levy Discuss Global Economy

9/10/2015 Fed Releases Minutes of Sept. 16-17 FOMC Meeting in Washington

9/10/2015 Fed's Williams Gives Outlook Speech in Spokane

9/10/2015 Fed's Lockhart Speaks on Economy in New York

9/10/2015 World Bank, IMF Hold Annual Meeting in Peru

5/10/2015 ULI Fall Meeting: Connect With The World of Real Estate

8/10/2015 U.S. House Law makers Elect Next Speaker

China

Economic Releases


7/10/2015 Foreign Reserves Sep $3500.0b $3514.1b $3557.4b -- 50

8/10/2015 Foreign Direct Investment YoY CNY Sep -- -- 22% -- 0

Economic Events


5/10/2015 China and Russia Hold an e-Commerce Summit 0

8/10/2015 IMF's Lagarde, World Bank's Kim Hold Panel on Climate Change

Japan

Economic Releases


5/10/2015 Labor Cash Earnings YoY Aug 0.6% 0.5% 0.6% 0.90% 58.8889

5/10/2015 Real Cash Earnings YoY Aug 0.5% 0.2% 0.3% 0.50% 0

5/10/2015 Nikkei Japan PMI Services Sep -- 51.40 53.70 -- 70

5/10/2015 Nikkei Japan PMI Composite Sep -- 51.20 52.90 -- 70

6/10/2015 Loans & Discounts Corp YoY Aug -- 3.1% 3.3% -- 21.1111

7/10/2015 Official Reserve Assets Sep -- $1248.9b $1244.2b -- 30

7/10/2015 BOJ Annual Rise in Monetary Base 7-Oct ¥80t ¥80t ¥80t -- 11.1111

7/10/2015 Leading Index CI Aug P 103.40 103.50 105.00 -- 56.6667

7/10/2015 Coincident Index Aug P 112.30 112.50 113.10 -- 31.1111

7/10/2015 Bank of Japan Monetary Policy Statement (Table) 0

8/10/2015 Machine Orders MoM Aug 2.3% -5.7% -3.6% -- 93.3333

8/10/2015 Machine Orders YoY Aug 3.5% -3.5% 2.8% -- 67.7778

8/10/2015 BoP Current Account Balance Aug ¥1226.0b ¥1653.1b ¥1808.6b -- 95.5556

8/10/2015 BoP Current Account Adjusted Aug ¥1291.1b ¥1590.1b ¥1321.8b -- 36.6667

8/10/2015 Trade Balance BoP Basis Aug -¥395.1b -¥326.1b -¥108.0b -- 66.8889

8/10/2015 Japan Buying Foreign Bonds 2-Oct -- -¥1261.5b ¥1044.9b ¥1037.8b 41.1111

8/10/2015 Japan Buying Foreign Stocks 2-Oct -- ¥612.2b ¥13.6b -- 32.2222

8/10/2015 Foreign Buying Japan Bonds 2-Oct -- ¥30.3b -¥1077.0b -- 44.4444

8/10/2015 Foreign Buying Japan Stocks 2-Oct -- -¥177.3b -¥191.8b -¥192.2b 51.1111

8/10/2015 Bloomberg Oct. Japan Economic Survey (Table) 0

8/10/2015 Tokyo Avg Office Vacancies Sep -- 5 5 -- 16.6667

8/10/2015 Bankruptcies YoY Sep -- -18.6% -13.1% -- 34.4444

8/10/2015 Eco Watchers Survey Current Sep 49.00 47.50 49.30 -- 63.3333

8/10/2015 Eco Watchers Survey Outlook Sep 48.30 49.10 48.20 -- 54.4444

8/10/2015 Bank of Japan's Monthly Economic Report for October (Table) 0


Economic Events

7/10/2015 BOJ Announces Monetary Policy at Meeting in Tokyo

8/10/2015 Bank of Japan's Monthly Economic Report for October

Thailand

Economic Releases


8/10/2015 Consumer Confidence Sep -- 72.10 72.30 -- 0

8/10/2015 Consumer Confidence Economic Sep -- 61.20 61.50 -- 44

9/10/2015 Foreign Reserves 2-Oct -- -- $155.7b -- 80

9/10/2015 Forw ard Contracts 2-ต.ค. -- -- $13.2b -- 24

Sources: Bloomberg


รายงานวนน

หน: THCOM ค าแนะน า: ซอ ราคาเปาหมาย (บาท): 54.00

เรายงคงแนะน า “ซอ” เนองจากแนวโนมการเตบโตของก าไรยงแขงแกรงในระยะยาว

คาดก าไรหลกไตรมาส 3/58 อยท 583 ลานบาท เพมขน 24% YoY และ 2% QoQ

เรามองวาอตราการเชาใชชองสญญาณของดาวเทยมไทยคม 7 จะแตะ 100% ณ สนป

2558 จากการขายแบนดวธลอตใหญ

เราคาดวาจะเหนความคบหนาของการขายแบนดวธ ไอพสตารของประเทศอนโดนเซยกอน

สนป 2558

นกวเคราะห: ประสทธ สจรวรกล, นกวเคราะหการลงทนปจจยพนฐานดานหลกทรพย

หมายเหต: รายงานดงกลาวเปนเพยงเนอหาโดยสรป สามารถอานรายละเอยดเพมเตมไดในรายงานฉบบเตม


ปฏทนหน

Sources: SET, Bualuang research

XD PS 0.5 XD AEONTS 1.6 XD PR 0.85 XR EMC 1 : [email protected] Baht

XD BA 0.25 XD PRG 0.25 XW EMC 2 : 1

XD MCOT 0.06

XD TF 2.07

XR PAE 1 : [email protected] Baht XR TMC 4 : [email protected] Baht XD FNS 0.2

XR SENA 3.335 : [email protected]

Baht

XD MBK 0.3

XR AJD 20 : [email protected] Baht XR APCS 1 : [email protected] Baht

XR SAFARI 3 : [email protected] Baht

Note-XD Cash Dividend, XD (ST) Stock Dividend, PD Payment Date, XR- Right for Common

XW- Right for Warrant XM- Right for meeting

Mon

13-Oct-15

Sun Tue4-Oct-15

18-Oct-15 20-Oct-1519-Oct-15

5-Oct-15

12-Oct-1511-Oct-15

6-Oct-15

Wed7-Oct-15 8-Oct-15

17-Oct-15

10-Oct-159-Oct-15

15-Oct-15

SatFriThu

24-Oct-15

16-Oct-15

1-Nov-15

31-Oct-15

2-Nov-15 7-Nov-15

29-Oct-15 30-Oct-1525-Oct-15

14-Oct-15

26-Oct-15 27-Oct-15 28-Oct-15

8-Nov-15 9-Nov-15 10-Nov-15 11-Nov-15

3-Nov-15

23-Oct-1521-Oct-15

4-Nov-15 5-Nov-15 6-Nov-15

22-Oct-15

14-Nov-1512-Nov-15 13-Nov-15


Derivative Warrants

Stock Underlying Last Trading Date Expiration Date

Exercise Price

Exercise Ratio

AAV01C1511A AAV 30 Nov 15 5 Dec 15 3.912 3.91144 : 1

AAV01P1511A AAV 30 Nov 15 5 Dec 15 5.867 2.73808 : 1

AAV06C1605A AAV 31 May 16 7 Jun 16 3.814 1.95576 : 1

AAV08C1512A AAV 25 Dec 15 5 Jan 16 5.085 1.02677 : 1

AAV11C1511A AAV 13 Nov 15 20 Nov 15 3.911 1.39347 : 1

AAV11P1602A AAV 26 Feb 16 4 Mar 16 5.084 0.95342 : 1

AAV13C1510A AAV 9 Oct 15 16 Oct 15 5.623 2.93367 : 1

AAV13C1512A AAV 17 Dec 15 24 Dec 15 5.085 1.15389 : 1

AAV16C1604A AAV 20 Apr 16 27 Apr 16 4.381 1.5646 : 1

AAV23C1601A AAV 14 Jan 16 21 Jan 16 3.618 1.5646 : 1

ADVA01C1512A ADVANC 23 Dec 15 30 Dec 15 194.628 77.82101 : 1

ADVA01C1603A ADVANC 30 Mar 16 6 Apr 16 200 80 : 1

ADVA01P1512A ADVANC 23 Dec 15 30 Dec 15 272.479 58.37712 : 1

ADVA01P1603A ADVANC 30 Mar 16 6 Apr 16 270 60 : 1

ADVA06C1601A ADVANC 29 Jan 16 5 Feb 16 143.839 89.84726 : 1

ADVA06P1609A ADVANC 30 Sep 16 7 Oct 16 240 45 : 1

ADVA08C1601A ADVANC 29 Jan 16 5 Feb 16 248.151 44.76446 : 1

ADVA08P1601A ADVANC 29 Jan 16 5 Feb 16 199.494 30.16736 : 1

ADVA11C1604A ADVANC 29 Apr 16 10 May 16 205 68 : 1

ADVA11P1604A ADVANC 29 Apr 16 10 May 16 250 48 : 1

ADVA13C1601A ADVANC 18 Jan 16 23 Jan 16 243.285 55.4939 : 1

ADVA13P1510A ADVANC 14 Oct 15 21 Oct 15 218.957 32.11304 : 1

ADVA13P1603A ADVANC 7 Mar 16 12 Mar 16 205 34 : 1

ADVA23C1605A ADVANC 30 May 16 4 Jun 16 287.076 102.24949 : 1

ADVA23P1603A ADVANC 24 Mar 16 31 Mar 16 198.521 43.80201 : 1

ADVA27C1510A ADVANC 15 Oct 15 22 Oct 15 240.166 56.95636 : 1

ADVA27C1607A ADVANC 22 Jul 16 29 Jul 16 238 65 : 1

ADVA27P1511A ADVANC 23 Nov 15 28 Nov 15 229.661 36.0062 : 1

ADVA28C1602A ADVANC 1 Feb 16 6 Feb 16 230 70 : 1

ADVA28C1603A ADVANC 1 Mar 16 8 Mar 16 262.748 92.4483 : 1

ADVA28P1511A ADVANC 2 Nov 15 7 Nov 15 223.822 41.84502 : 1

ADVA28P1604A ADVANC 1 Apr 16 9 Apr 16 210 40 : 1

ADVA42C1602A ADVANC 23 Feb 16 1 Mar 16 223.822 62.2665 : 1

ADVA42P1602A ADVANC 23 Feb 16 1 Mar 16 243.285 38.92565 : 1

AMAT01C1511A AMATA 30 Nov 15 5 Dec 15 15 8 : 1

AMAT01P1511A AMATA 30 Nov 15 5 Dec 15 20.2 5.5 : 1

AMAT23C1605A AMATA 11 May 16 18 May 16 17.9 4 : 1

AMAT42C1603A AMATA 29 Mar 16 5 Apr 16 15 7 : 1

ANAN23C1604A ANAN 21 Apr 16 28 Apr 16 3.52 1.2 : 1

AOT01C1512A AOT 23 Dec 15 30 Dec 15 268 80 : 1

AOT01C1603A AOT 30 Mar 16 6 Apr 16 234 80 : 1

AOT01P1512A AOT 23 Dec 15 30 Dec 15 340 60 : 1

AOT01P1603A AOT 30 Mar 16 6 Apr 16 308 55 : 1

AOT06C1603A AOT 31 Mar 16 8 Apr 16 147.408 49.11591 : 1

AOT06P1603A AOT 31 Mar 16 8 Apr 16 308.387 49.75124 : 1

AOT08C1512A AOT 25 Dec 15 5 Jan 16 333 50 : 1

AOT08P1512A AOT 25 Dec 15 5 Jan 16 270 35.5 : 1

AOT11C1512A AOT 24 Dec 15 31 Dec 15 258.647 69.63581 : 1

AOT11P1512A AOT 24 Dec 15 31 Dec 15 328.283 49.73986 : 1

AOT13C1512A AOT 3 Dec 15 12 Dec 15 320 56 : 1

AOT13C1603A AOT 7 Mar 16 12 Mar 16 295 60 : 1

AOT16C1602A AOT 26 Feb 16 4 Mar 16 270 80 : 1

AOT23C1601A AOT 14 Jan 16 21 Jan 16 232.783 149.25373 : 1

AOT23P1601A AOT 18 Jan 16 23 Jan 16 260 40 : 1

AOT27C1606A AOT 23 Jun 16 30 Jun 16 310 75 : 1

AOT27P1606A AOT 23 Jun 16 30 Jun 16 245 28 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

AOT28C1601A AOT 4 Jan 16 9 Jan 16 265 90 : 1

AOT42C1512A AOT 22 Dec 15 29 Dec 15 290 64 : 1

AOT42P1512A AOT 22 Dec 15 29 Dec 15 300 36 : 1

AP01C1512A AP 23 Dec 15 30 Dec 15 6.2 4 : 1

AP11C1603A AP 31 Mar 16 8 Apr 16 4.9 3.57 : 1

AP23C1605A AP 30 May 16 4 Jun 16 9 4 : 1

AP42C1512A AP 22 Dec 15 29 Dec 15 7 3.2 : 1

BA01C1601A BA 29 Jan 16 5 Feb 16 19.549 7.89827 : 1

BA01P1601A BA 29 Jan 16 5 Feb 16 24.683 5.43006 : 1

BA13C1602A BA 11 Feb 16 18 Feb 16 23.202 5.57849 : 1

BA42C1603A BA 29 Mar 16 5 Apr 16 21.721 6.31872 : 1

BANP01C1510A BANPU 30 Oct 15 6 Nov 15 25.36 19.50839 : 1

BANP01C1602A BANPU 29 Feb 16 5 Mar 16 21.263 9.75324 : 1

BANP01P1510A BANPU 30 Oct 15 6 Nov 15 34.626 13.65561 : 1

BANP01P1602A BANPU 29 Feb 16 5 Mar 16 26.335 5.85206 : 1

BANP06C1601A BANPU 29 Jan 16 5 Feb 16 18.302 22.87283 : 1

BANP06P1601A BANPU 29 Jan 16 5 Feb 16 27.631 12.38697 : 1

BANP08C1604A BANPU 28 Apr 16 7 May 16 23.8 5.15 : 1

BANP11C1603A BANPU 31 Mar 16 8 Apr 16 19.5 6.75 : 1

BANP11P1603A BANPU 31 Mar 16 8 Apr 16 25 5.4 : 1

BANP13C1512A BANPU 15 Dec 15 22 Dec 15 27.798 13.16829 : 1

BANP13C1602A BANPU 17 Feb 16 25 Feb 16 21.458 5.26676 : 1

BANP13P1510A BANPU 14 Oct 15 21 Oct 15 24.772 7.52729 : 1

BANP16C1602A BANPU 26 Feb 16 4 Mar 16 24.384 17.55618 : 1

BANP23C1510A BANPU 15 Oct 15 22 Oct 15 23.629 17.14678 : 1

BANP27C1606A BANPU 23 Jun 16 30 Jun 16 24.384 14.63058 : 1

BANP28C1601A BANPU 4 Jan 16 9 Jan 16 26.335 14.63054 : 1

BANP28C1602A BANPU 1 Feb 16 6 Feb 16 22 6.5 : 1

BAY13C1606A BAY 24 Jun 16 1 Jul 16 41.454 14.80385 : 1

BAY27C1510A BAY 22 Oct 15 30 Oct 15 73.298 16.61406 : 1

BAY27C1606A BAY 23 Jun 16 30 Jun 16 44.415 15.7928 : 1

BAY42C1607A BAY 26 Jul 16 2 Aug 16 34.545 17.76514 : 1

BBL06C1601A BBL 29 Jan 16 5 Feb 16 121.336 46.66356 : 1

BBL06P1601A BBL 29 Jan 16 5 Feb 16 183.242 24.108 : 1

BBL08C1512A BBL 25 Dec 15 5 Jan 16 197.516 23.20807 : 1

BBL11C1602A BBL 26 Feb 16 4 Mar 16 158.012 34.56521 : 1

BBL11P1602A BBL 26 Feb 16 4 Mar 16 192.577 24.68944 : 1

BBL13C1510A BBL 8 Oct 15 15 Oct 15 196.528 26.65956 : 1

BBL13C1601A BBL 22 Jan 16 29 Jan 16 177.764 26.65956 : 1

BBL13P1511A BBL 18 Nov 15 25 Nov 15 175.789 17.77462 : 1

BBL18C1512A BBL 25 Dec 15 5 Jan 16 167.888 49.37888 : 1

BBL23C1604A BBL 21 Apr 16 28 Apr 16 159.131 77.16049 : 1

BBL23P1601A BBL 18 Jan 16 23 Jan 16 143.693 12.83862 : 1

BBL28C1602A BBL 1 Feb 16 6 Feb 16 170 40 : 1

BCH13C1606A BCH 24 Jun 16 1 Jul 16 7.691 2.97734 : 1

BCH42C1512A BCH 22 Dec 15 29 Dec 15 7.443 2.97734 : 1

BCP01C1512A BCP 23 Dec 15 30 Dec 15 27.63 19.39112 : 1

BCP01P1512A BCP 23 Dec 15 30 Dec 15 36.84 13.5722 : 1

BCP06C1511A BCP 30 Nov 15 5 Dec 15 24.911 23.95783 : 1

BCP11C1512A BCP 24 Dec 15 31 Dec 15 30.053 16.8687 : 1

BCP11P1512A BCP 24 Dec 15 31 Dec 15 38.778 12.31221 : 1

BCP13C1511A BCP 12 Nov 15 19 Nov 15 36.84 13.5722 : 1

BCP23C1605A BCP 30 May 16 4 Jun 16 43.626 21.33106 : 1

BCP27C1511A BCP 9 Nov 15 14 Nov 15 32.962 15.0263 : 1

BCP28C1512A BCP 1 Dec 15 9 Dec 15 34.901 15.99619 : 1

BDMS01C1601A BDMS 29 Jan 16 5 Feb 16 17.5 8 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

BDMS01P1601A BDMS 29 Jan 16 5 Feb 16 22.5 5.8 : 1

BDMS06C1602A BDMS 26 Feb 16 4 Mar 16 14.83 9.88631 : 1

BDMS08C1512A BDMS 25 Dec 15 5 Jan 16 21 4.8 : 1

BDMS08P1601A BDMS 29 Jan 16 5 Feb 16 17 3.2 : 1

BDMS11C1601A BDMS 29 Jan 16 5 Feb 16 17.25 6.9 : 1

BDMS11P1601A BDMS 29 Jan 16 5 Feb 16 21.5 4.7 : 1

BDMS13C1512A BDMS 17 Dec 15 24 Dec 15 22.5 5.5 : 1

BDMS16C1603A BDMS 22 Mar 16 29 Mar 16 18 8 : 1

BDMS23C1605A BDMS 18 May 16 26 May 16 15.72 8.89838 : 1

BDMS28C1603A BDMS 1 Mar 16 8 Mar 16 20 7.25 : 1

BDMS42C1602A BDMS 23 Feb 16 1 Mar 16 20 6 : 1

BDMS42P1602A BDMS 23 Feb 16 1 Mar 16 22 5 : 1

BEC01C1512A BEC 23 Dec 15 30 Dec 15 31.346 19.59248 : 1

BEC01P1512A BEC 23 Dec 15 30 Dec 15 42.121 13.71366 : 1

BEC27C1606A BEC 23 Jun 16 30 Jun 16 36.734 15.67299 : 1

BH01C1601A BH 29 Jan 16 5 Feb 16 176.252 79.68127 : 1

BH06C1606A BH 30 Jun 16 8 Jul 16 125.468 44.82295 : 1

BH08C1601A BH 29 Jan 16 5 Feb 16 199.155 23.89859 : 1

BH08P1601A BH 29 Jan 16 5 Feb 16 159.324 16.43028 : 1

BH11C1604A BH 29 Apr 16 10 May 16 200 74 : 1

BH13C1511A BH 23 Nov 15 28 Nov 15 194.176 27.88622 : 1

BH13C1602A BH 10 Feb 16 17 Feb 16 219.07 59.73716 : 1

BH13P1602A BH 10 Feb 16 17 Feb 16 200 29 : 1

BH23C1605A BH 30 May 16 4 Jun 16 219.07 55.74136 : 1

BH27C1603A BH 17 Mar 16 24 Mar 16 189.197 39.82477 : 1

BH28C1603A BH 1 Mar 16 8 Mar 16 220 70 : 1

BIGC08C1601A BIGC 29 Jan 16 5 Feb 16 220 48 : 1

BIGC42C1607A BIGC 26 Jul 16 2 Aug 16 200 64 : 1

BJC06C1606A BJC 30 Jun 16 8 Jul 16 25.694 20.75119 : 1

BJC13C1606A BJC 24 Jun 16 1 Jul 16 41.506 15.66416 : 1

BJC42C1607A BJC 26 Jul 16 2 Aug 16 37.553 14.8236 : 1

BJCH06C1603A BJCHI 31 Mar 16 8 Apr 16 5.442 4.46967 : 1

BJCH08C1512A BJCHI 25 Dec 15 5 Jan 16 8.2 2.5 : 1

BJCH13C1512A BJCHI 17 Dec 15 24 Dec 15 8.5 2.55 : 1

BJCH23C1511A BJCHI 12 Nov 15 19 Nov 15 5.617 7.38389 : 1

BJCH27C1603A BJCHI 17 Mar 16 24 Mar 16 8 3 : 1

BJCH42C1607A BJCHI 26 Jul 16 2 Aug 16 7 4 : 1

BLAN01C1601A BLAND 29 Jan 16 5 Feb 16 1.2 0.8 : 1

BLAN01P1601A BLAND 29 Jan 16 5 Feb 16 1.7 0.56 : 1

BLAN06C1603A BLAND 31 Mar 16 8 Apr 16 1.21 0.87152 : 1

BLAN11C1601A BLAND 29 Jan 16 5 Feb 16 1.35 0.66332 : 1

BLAN23C1601A BLAND 14 Jan 16 21 Jan 16 1.375 1.45252 : 1

BMCL23C1510A BMCL 15 Oct 15 22 Oct 15 1.72 1.4 : 1

BTS01C1510A BTS 30 Oct 15 6 Nov 15 8.051 3.88003 : 1

BTS01C1602A BTS 29 Feb 16 5 Mar 16 8.6 5 : 1

BTS01P1510A BTS 30 Oct 15 6 Nov 15 10.476 2.91002 : 1

BTS01P1602A BTS 29 Feb 16 5 Mar 16 11.2 3 : 1

BTS06C1704A BTS 27 Apr 17 5 May 17 4.462 0.97 : 1

BTS08C1604A BTS 28 Apr 16 7 May 16 10.5 2.59 : 1

BTS11C1603A BTS 31 Mar 16 8 Apr 16 8.9 3 : 1

BTS13C1510A BTS 14 Oct 15 21 Oct 15 9.7 2.71599 : 1

BTS16C1603A BTS 22 Mar 16 29 Mar 16 8.536 3.39501 : 1

BTS23C1511A BTS 12 Nov 15 19 Nov 15 8.288 3.2962 : 1

BTS27C1511A BTS 23 Nov 15 28 Nov 15 9.021 2.91 : 1

BTS28C1512A BTS 1 Dec 15 9 Dec 15 9.469 3.7376 : 1

CBG01C1601A CBG 29 Jan 16 5 Feb 16 35.659 19.80983 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

CBG01P1601A CBG 29 Jan 16 5 Feb 16 47.546 14.85663 : 1

CBG06C1608A CBG 31 Aug 16 7 Sep 16 32.688 21.79599 : 1

CBG08C1604A CBG 28 Apr 16 7 May 16 42 13.5 : 1

CBG13C1602A CBG 11 Feb 16 18 Feb 16 46.555 13.62027 : 1

CBG42C1603A CBG 29 Mar 16 5 Apr 16 40.365 15.84786 : 1

CENT01C1512A CENTEL 23 Dec 15 30 Dec 15 30 20 : 1

CENT01P1512A CENTEL 23 Dec 15 30 Dec 15 41 14 : 1

CENT08C1601A CENTEL 29 Jan 16 5 Feb 16 39 12 : 1

CENT11C1603A CENTEL 31 Mar 16 8 Apr 16 30 16.75 : 1

CENT13C1601A CENTEL 15 Jan 16 22 Jan 16 34.5 14.4 : 1

CENT23C1601A CENTEL 14 Jan 16 21 Jan 16 26.882 21.74386 : 1

CK01C1510A CK 30 Oct 15 6 Nov 15 21.486 17.57778 : 1

CK01C1602A CK 29 Feb 16 5 Mar 16 21.792 19.80983 : 1

CK01P1510A CK 30 Oct 15 6 Nov 15 30.276 13.67241 : 1

CK01P1602A CK 29 Feb 16 5 Mar 16 30.708 13.8677 : 1

CK06C1510A CK 30 Oct 15 6 Nov 15 21.486 24.41406 : 1

CK06C1602A CK 26 Feb 16 4 Mar 16 21.486 24.41406 : 1

CK08C1512A CK 25 Dec 15 5 Jan 16 29.717 11.98585 : 1

CK11C1603A CK 31 Mar 16 8 Apr 16 22.287 6.53773 : 1

CK11P1511A CK 13 Nov 15 20 Nov 15 28.322 5.22502 : 1

CK13C1512A CK 21 Dec 15 26 Dec 15 29.222 13.67054 : 1

CK16C1511A CK 16 Nov 15 21 Nov 15 22.463 19.53507 : 1

CK23C1510A CK 15 Oct 15 22 Oct 15 20.705 15.62744 : 1

CK27C1605A CK 24 May 16 31 May 16 27.241 16.34254 : 1

CK28C1602A CK 1 Feb 16 6 Feb 16 27.736 17.83019 : 1

CKP01C1601A CKP 29 Jan 16 5 Feb 16 2.5 1.8 : 1

CKP13C1603A CKP 23 Mar 16 30 Mar 16 2.99 1 : 1

CKP23C1605A CKP 11 May 16 18 May 16 3.5 0.85 : 1

CKP42C1603A CKP 29 Mar 16 5 Apr 16 2.9 1.3 : 1

CPAL01C1510A CPALL 30 Oct 15 6 Nov 15 35.326 19.62709 : 1

CPAL01C1602A CPALL 29 Feb 16 5 Mar 16 40 20 : 1

CPAL01P1510A CPALL 30 Oct 15 6 Nov 15 47.102 14.71887 : 1

CPAL01P1602A CPALL 29 Feb 16 5 Mar 16 54 14 : 1

CPAL06C1601A CPALL 29 Jan 16 5 Feb 16 27.858 24.01537 : 1

CPAL08C1601A CPALL 29 Jan 16 5 Feb 16 50 11.3 : 1

CPAL08P1601A CPALL 29 Jan 16 5 Feb 16 40 7.5 : 1

CPAL11C1602A CPALL 26 Feb 16 4 Mar 16 40 18 : 1

CPAL11P1602A CPALL 26 Feb 16 4 Mar 16 49 11 : 1

CPAL13C1512A CPALL 4 Dec 15 15 Dec 15 47 13.4 : 1

CPAL16C1601A CPALL 29 Jan 16 5 Feb 16 33.364 19.62709 : 1

CPAL18C1605A CPALL 31 May 16 7 Jun 16 46 16 : 1

CPAL42P1512A CPALL 22 Dec 15 29 Dec 15 48 10 : 1

CPF01C1512A CPF 23 Dec 15 30 Dec 15 21.629 19.66182 : 1

CPF01P1512A CPF 23 Dec 15 30 Dec 15 30.478 13.76462 : 1

CPF06C1604A CPF 29 Apr 16 10 May 16 16.393 9.1617 : 1

CPF06C1701A CPF 31 Jan 17 7 Feb 17 18.322 24.108 : 1

CPF06P1609A CPF 30 Sep 16 7 Oct 16 19 4 : 1

CPF08C1602A CPF 26 Feb 16 4 Mar 16 24.087 4.76826 : 1

CPF08P1602A CPF 26 Feb 16 4 Mar 16 18.188 2.65449 : 1

CPF11C1512A CPF 24 Dec 15 31 Dec 15 19.662 6.88202 : 1

CPF11P1512A CPF 24 Dec 15 31 Dec 15 24.578 4.91573 : 1

CPF13C1511A CPF 20 Nov 15 27 Nov 15 22.082 5.59315 : 1

CPF13C1603A CPF 10 Mar 16 17 Mar 16 22 5.05 : 1

CPF27C1606A CPF 23 Jun 16 30 Jun 16 21.629 5.89866 : 1

CPF27P1605A CPF 24 May 16 31 May 16 20.646 3.93252 : 1

CPF28C1512A CPF 1 Dec 15 9 Dec 15 24.579 5.89888 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

CPF28C1602A CPF 1 Feb 16 6 Feb 16 20 6.5 : 1

CPN01C1512A CPN 23 Dec 15 30 Dec 15 38.5 20 : 1

CPN01P1512A CPN 23 Dec 15 30 Dec 15 50 14 : 1

CPN06C1601A CPN 29 Jan 16 5 Feb 16 28.21 24.31907 : 1

CPN08C1601A CPN 29 Jan 16 5 Feb 16 50 12.5 : 1

CPN11C1602A CPN 26 Feb 16 4 Mar 16 38.5 17.1 : 1

CPN11P1602A CPN 26 Feb 16 4 Mar 16 53 11.5 : 1

CPN27C1606A CPN 23 Jun 16 30 Jun 16 46 16 : 1

CPN28C1512A CPN 1 Dec 15 9 Dec 15 40 20 : 1

CPN42C1512A CPN 22 Dec 15 29 Dec 15 44 16 : 1

DELT01C1512A DELTA 23 Dec 15 30 Dec 15 79 22 : 1

DELT01P1512A DELTA 23 Dec 15 30 Dec 15 99 15 : 1

DELT11C1601A DELTA 29 Jan 16 5 Feb 16 79 17.5 : 1

DELT27C1605A DELTA 16 May 16 24 May 16 82 17 : 1

DELT42C1602A DELTA 23 Feb 16 1 Mar 16 90 16 : 1

DTAC01C1512A DTAC 23 Dec 15 30 Dec 15 78.107 19.77457 : 1

DTAC01P1512A DTAC 23 Dec 15 30 Dec 15 98.869 13.84083 : 1

DTAC06C1606A DTAC 30 Jun 16 8 Jul 16 64.265 20.76412 : 1

DTAC06P1606A DTAC 30 Jun 16 8 Jul 16 84.039 11.86521 : 1

DTAC08C1604A DTAC 28 Apr 16 7 May 16 74 13 : 1

DTAC08P1604A DTAC 28 Apr 16 7 May 16 59 7 : 1

DTAC11C1603A DTAC 31 Mar 16 8 Apr 16 60 16.65 : 1

DTAC11P1603A DTAC 31 Mar 16 8 Apr 16 73 12.35 : 1

DTAC13C1512A DTAC 21 Dec 15 26 Dec 15 72.5 11.5 : 1

DTAC13C1601A DTAC 18 Jan 16 23 Jan 16 90.96 12.85347 : 1

DTAC13C1603A DTAC 7 Mar 16 12 Mar 16 58 14.5 : 1

DTAC16C1602A DTAC 26 Feb 16 4 Mar 16 73.163 19.77457 : 1

DTAC18C1605A DTAC 31 May 16 7 Jun 16 65 25 : 1

DTAC23C1603A DTAC 24 Mar 16 31 Mar 16 73.483 37.23008 : 1

DTAC28C1602A DTAC 1 Feb 16 6 Feb 16 65 27 : 1

DTAC42C1603A DTAC 29 Mar 16 5 Apr 16 84.039 15.82028 : 1

EART13C1603A EARTH 24 Mar 16 31 Mar 16 5.9 2.7 : 1

EART23C1604A EARTH 21 Apr 16 28 Apr 16 5.55 2 : 1

EART28C1511A EARTH 2 Nov 15 7 Nov 15 5 2.8 : 1

EART42C1512A EARTH 22 Dec 15 29 Dec 15 4.8 1.3 : 1

EGCO01C1512A EGCO 23 Dec 15 30 Dec 15 131.472 39.24647 : 1

EGCO23C1511A EGCO 12 Nov 15 19 Nov 15 142.24 34.59011 : 1

EGCO42C1603A EGCO 29 Mar 16 5 Apr 16 147.17 31.39717 : 1

ESSO13C1606A ESSO 10 Jun 16 17 Jun 16 6.9 2.6 : 1

ESSO42C1602A ESSO 23 Feb 16 1 Mar 16 4.5 3 : 1

GFPT06C1605A GFPT 31 May 16 7 Jun 16 10 9 : 1

GFPT11C1601A GFPT 29 Jan 16 5 Feb 16 12 6.7 : 1

GFPT23C1605A GFPT 30 May 16 4 Jun 16 15 6 : 1

GFPT27C1510A GFPT 15 Oct 15 22 Oct 15 15 6.7 : 1

GFPT27C1605A GFPT 16 May 16 24 May 16 9.3 7 : 1

GFPT42C1603A GFPT 29 Mar 16 5 Apr 16 13 6 : 1

GLOB11C1604A GLOBAL 29 Apr 16 10 May 16 9.5 6.7 : 1

GLOB27C1511A GLOBAL 9 Nov 15 14 Nov 15 9.4 3.2 : 1

GUNK01C1510A GUNKUL 30 Oct 15 6 Nov 15 25 20 : 1

GUNK01C1602A GUNKUL 29 Feb 16 5 Mar 16 19.8 8 : 1

GUNK01P1510A GUNKUL 30 Oct 15 6 Nov 15 34 13 : 1

GUNK01P1602A GUNKUL 29 Feb 16 5 Mar 16 25 5.5 : 1

GUNK08C1604A GUNKUL 28 Apr 16 7 May 16 24 5.15 : 1

GUNK11C1511A GUNKUL 13 Nov 15 20 Nov 15 22.5 6.5 : 1

GUNK23C1605A GUNKUL 30 May 16 4 Jun 16 30 16 : 1

GUNK27C1511A GUNKUL 9 Nov 15 14 Nov 15 28 18 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

GUNK28C1511A GUNKUL 2 Nov 15 7 Nov 15 28 20 : 1

GUNK42C1601A GUNKUL 26 Jan 16 2 Feb 16 25 17 : 1

GUNK42P1601A GUNKUL 26 Jan 16 2 Feb 16 30 11 : 1

HANA06C1606A HANA 30 Jun 16 8 Jul 16 35 21 : 1

HANA08C1512A HANA 25 Dec 15 5 Jan 16 46 13.2 : 1

HANA11C1601A HANA 29 Jan 16 5 Feb 16 38 16.6 : 1

HANA11C1604A HANA 29 Apr 16 10 May 16 23 6.71 : 1

HANA23C1605A HANA 26 May 16 2 Jun 16 50 15 : 1

HEMR13C1512A HEMRAJ 1 Dec 15 9 Dec 15 4.525 1.08593 : 1

HMPR01C1510A HMPRO 30 Oct 15 6 Nov 15 6.409 3.944 : 1

HMPR01C1602A HMPRO 29 Feb 16 5 Mar 16 5.226 3.944 : 1

HMPR01P1510A HMPRO 30 Oct 15 6 Nov 15 8.874 2.76083 : 1

HMPR01P1602A HMPRO 29 Feb 16 5 Mar 16 7.297 2.95805 : 1

HMPR06C1602A HMPRO 26 Feb 16 4 Mar 16 5.955 4.58022 : 1

HMPR11C1511A HMPRO 30 Nov 15 5 Dec 15 7.197 3.25384 : 1

HMPR16C1603A HMPRO 22 Mar 16 29 Mar 16 5.916 3.74686 : 1

HMPR28C1512A HMPRO 1 Dec 15 9 Dec 15 6.902 4.43706 : 1

HMPR42C1601A HMPRO 26 Jan 16 2 Feb 16 6.803 2.95805 : 1

ICHI01C1510A ICHI 30 Oct 15 6 Nov 15 18.473 7.69704 : 1

ICHI01C1602A ICHI 29 Feb 16 5 Mar 16 14.766 7.87526 : 1

ICHI01P1510A ICHI 30 Oct 15 6 Nov 15 23.572 5.29157 : 1

ICHI01P1602A ICHI 29 Feb 16 5 Mar 16 19.688 5.41389 : 1

ICHI06C1605A ICHI 31 May 16 7 Jun 16 15.394 8.65951 : 1

ICHI23C1605A ICHI 30 May 16 4 Jun 16 24.609 6.89037 : 1

ICHI27C1511A ICHI 9 Nov 15 14 Nov 15 21.656 5.90598 : 1

ICHI28C1511A ICHI 2 Nov 15 7 Nov 15 22.641 7.28438 : 1

ICHI42C1601A ICHI 26 Jan 16 2 Feb 16 20.672 6.89037 : 1

ICHI42P1601A ICHI 26 Jan 16 2 Feb 16 23.625 3.93747 : 1

INTU01C1512A INTUCH 23 Dec 15 30 Dec 15 65.979 19.40617 : 1

INTU01C1603A INTUCH 30 Mar 16 6 Apr 16 68 20 : 1

INTU01P1512A INTUCH 23 Dec 15 30 Dec 15 82.474 14.55392 : 1

INTU01P1603A INTUCH 30 Mar 16 6 Apr 16 84 14 : 1

INTU06C1601A INTUCH 29 Jan 16 5 Feb 16 48.853 22.20742 : 1

INTU06P1601A INTUCH 29 Jan 16 5 Feb 16 66.945 12.25941 : 1

INTU11C1604A INTUCH 29 Apr 16 10 May 16 75 16.9 : 1

INTU11P1604A INTUCH 29 Apr 16 10 May 16 90 12.85 : 1

INTU13C1510A INTUCH 6 Oct 15 13 Oct 15 84.86 12.25941 : 1

INTU13C1603A INTUCH 10 Mar 16 17 Mar 16 81 14 : 1

INTU13P1601A INTUCH 13 Jan 16 20 Jan 16 67.92 7.76217 : 1

INTU16C1603A INTUCH 22 Mar 16 29 Mar 16 67.92 17.4642 : 1

INTU23C1603A INTUCH 24 Mar 16 31 Mar 16 58.931 37.70739 : 1

INTU23P1601A INTUCH 18 Jan 16 23 Jan 16 65.009 6.79163 : 1

INTU28C1602A INTUCH 1 Feb 16 6 Feb 16 78 18 : 1

INTU42C1602A INTUCH 23 Feb 16 1 Mar 16 74.711 15.52554 : 1

INTU42P1602A INTUCH 23 Feb 16 1 Mar 16 74.711 8.73286 : 1

IRPC01C1511A IRPC 30 Nov 15 5 Dec 15 3.5 1.7 : 1

IRPC01C1602A IRPC 29 Feb 16 5 Mar 16 2.94 1.7 : 1

IRPC01P1511A IRPC 30 Nov 15 5 Dec 15 5 1.3 : 1

IRPC01P1602A IRPC 29 Feb 16 5 Mar 16 4.1 1.2 : 1

IRPC06C1602A IRPC 26 Feb 16 4 Mar 16 3 2 : 1

IRPC06C1605A IRPC 31 May 16 7 Jun 16 3.5 1.8 : 1

IRPC06P1605A IRPC 31 May 16 7 Jun 16 4.4 1 : 1

IRPC08C1512A IRPC 25 Dec 15 5 Jan 16 4.7 1.06 : 1

IRPC11C1604A IRPC 29 Apr 16 10 May 16 3.4 1.35 : 1

IRPC13C1510A IRPC 7 Oct 15 14 Oct 15 4.6 1.1 : 1

IRPC13C1601A IRPC 11 Jan 16 16 Jan 16 4.74 1 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

IRPC13C1602A IRPC 11 Feb 16 18 Feb 16 3.85 1.15 : 1

IRPC13P1602A IRPC 19 Feb 16 27 Feb 16 3.8 0.65 : 1

IRPC23C1511A IRPC 12 Nov 15 19 Nov 15 4.678 1.17931 : 1

IRPC28C1512A IRPC 1 Dec 15 9 Dec 15 4.2 1.45 : 1

IRPC28C1601A IRPC 4 Jan 16 9 Jan 16 3.4 1.6 : 1

IRPC42C1601A IRPC 26 Jan 16 2 Feb 16 4.1 1.3 : 1

ITD01C1511A ITD 30 Nov 15 5 Dec 15 6.1 4 : 1

ITD01C1602A ITD 29 Feb 16 5 Mar 16 6.5 4 : 1

ITD01P1511A ITD 30 Nov 15 5 Dec 15 9.3 2.8 : 1

ITD01P1602A ITD 29 Feb 16 5 Mar 16 9.5 2.6 : 1

ITD06C1510A ITD 30 Oct 15 6 Nov 15 4.5 5 : 1

ITD06C1608A ITD 31 Aug 16 7 Sep 16 6.5 4 : 1

ITD06P1602A ITD 26 Feb 16 4 Mar 16 8 2.5 : 1

ITD08C1602A ITD 26 Feb 16 4 Mar 16 9.15 2.45 : 1

ITD08P1602A ITD 26 Feb 16 4 Mar 16 6 1.15 : 1

ITD11C1602A ITD 26 Feb 16 4 Mar 16 6.5 3.28 : 1

ITD11P1602A ITD 26 Feb 16 4 Mar 16 9 2 : 1

ITD13C1601A ITD 18 Jan 16 23 Jan 16 8 2.8 : 1

ITD13P1602A ITD 19 Feb 16 27 Feb 16 6.2 1.29 : 1

ITD16C1604A ITD 20 Apr 16 27 Apr 16 7.45 3.75 : 1

ITD23C1510A ITD 15 Oct 15 22 Oct 15 5.7 4 : 1

ITD27C1605A ITD 16 May 16 24 May 16 7.4 3.2 : 1

ITD27P1605A ITD 24 May 16 31 May 16 7 1.8 : 1

ITD28C1512A ITD 1 Dec 15 9 Dec 15 7 3.7 : 1

ITD28C1602A ITD 1 Feb 16 6 Feb 16 8.8 3.35 : 1

IVL01C1510A IVL 30 Oct 15 6 Nov 15 21.785 19.8059 : 1

IVL01C1602A IVL 29 Feb 16 5 Mar 16 22.28 19.8059 : 1

IVL01P1510A IVL 30 Oct 15 6 Nov 15 30.698 14.85222 : 1

IVL01P1602A IVL 29 Feb 16 5 Mar 16 30.698 14.85222 : 1

IVL06C1510A IVL 30 Oct 15 6 Nov 15 20.641 24.57002 : 1

IVL06C1601A IVL 29 Jan 16 5 Feb 16 15.521 9.70026 : 1

IVL06C1608A IVL 31 Aug 16 7 Sep 16 21.29 20.79434 : 1

IVL06P1510A IVL 30 Oct 15 6 Nov 15 29.486 12.77792 : 1

IVL06P1608A IVL 31 Aug 16 7 Sep 16 27.727 10.89206 : 1

IVL08C1512A IVL 25 Dec 15 5 Jan 16 28.222 13.36829 : 1

IVL08C1604A IVL 28 Apr 16 7 May 16 26 4.8 : 1

IVL08P1604A IVL 28 Apr 16 7 May 16 20 3.25 : 1

IVL11C1512A IVL 24 Dec 15 31 Dec 15 20.795 6.9317 : 1

IVL11P1512A IVL 24 Dec 15 31 Dec 15 24.756 4.45609 : 1

IVL13C1510A IVL 7 Oct 15 14 Oct 15 24.756 5.44633 : 1

IVL13C1512A IVL 21 Dec 15 26 Dec 15 22.5 4.3 : 1

IVL13C1601A IVL 18 Jan 16 23 Jan 16 29.212 14.65416 : 1

IVL13C1602A IVL 10 Feb 16 17 Feb 16 24.9 5.1 : 1

IVL13P1511A IVL 20 Nov 15 27 Nov 15 23.786 7.86287 : 1

IVL23C1605A IVL 30 May 16 4 Jun 16 31.193 11.88354 : 1

IVL27C1510A IVL 15 Oct 15 22 Oct 15 26.046 14.74274 : 1

IVL27C1607A IVL 22 Jul 16 29 Jul 16 23.5 12 : 1

IVL27P1511A IVL 23 Nov 15 28 Nov 15 25.746 8.51571 : 1

IVL28C1511A IVL 2 Nov 15 7 Nov 15 24.261 6.93171 : 1

IVL28C1601A IVL 4 Jan 16 9 Jan 16 21 6 : 1

IVL42C1512A IVL 22 Dec 15 29 Dec 15 23.766 6.33754 : 1

JAS01C1512A JAS 23 Dec 15 30 Dec 15 4.5 4 : 1

JAS01C1603A JAS 30 Mar 16 6 Apr 16 4.1 4 : 1

JAS01P1512A JAS 23 Dec 15 30 Dec 15 7 3 : 1

JAS01P1603A JAS 30 Mar 16 6 Apr 16 6 3 : 1

JAS06C1701A JAS 31 Jan 17 7 Feb 17 4.733 3.6406 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

JAS06P1602A JAS 26 Feb 16 4 Mar 16 6.116 1.8203 : 1

JAS08C1602A JAS 26 Feb 16 4 Mar 16 6 2.55 : 1

JAS08P1602A JAS 26 Feb 16 4 Mar 16 4.3 1.2 : 1

JAS11C1603A JAS 31 Mar 16 8 Apr 16 4.9 3.5 : 1

JAS13C1510A JAS 7 Oct 15 14 Oct 15 4.866 0.99116 : 1

JAS13C1511A JAS 5 Nov 15 12 Nov 15 5.316 2.52296 : 1

JAS13C1602A JAS 2 Feb 16 9 Feb 16 6.5 2.65 : 1

JAS13P1511A JAS 5 Nov 15 12 Nov 15 4.505 1.44167 : 1

JAS16C1602A JAS 26 Feb 16 4 Mar 16 4.145 3.60425 : 1

JAS18C1512A JAS 25 Dec 15 5 Jan 16 5.25 2 : 1

JAS23C1511A JAS 27 Nov 15 4 Dec 15 5.857 2.47788 : 1

JAS23P1511A JAS 27 Nov 15 4 Dec 15 2.703 0.49558 : 1

JAS27C1510A JAS 15 Oct 15 22 Oct 15 6.307 3.06354 : 1

JAS27C1605A JAS 16 May 16 24 May 16 5.2 3.5 : 1

JAS27P1605A JAS 24 May 16 31 May 16 4 1 : 1

JAS28C1511A JAS 2 Nov 15 7 Nov 15 4.956 3.15367 : 1

JAS28C1602A JAS 1 Feb 16 6 Feb 16 7.3 2.8 : 1

JAS28C1607A JAS 4 Jul 16 9 Jul 16 6.5 3.8 : 1

JAS42C1602A JAS 23 Feb 16 1 Mar 16 6 3.2 : 1

JAS42P1602A JAS 23 Feb 16 1 Mar 16 6 1.8 : 1

KBAN01C1511A KBANK 30 Nov 15 5 Dec 15 169.524 74.79432 : 1

KBAN01C1602A KBANK 29 Feb 16 5 Mar 16 159.552 39.88831 : 1

KBAN01P1511A KBANK 30 Nov 15 5 Dec 15 234.342 59.80861 : 1

KBAN01P1602A KBANK 29 Feb 16 5 Mar 16 211.406 32.90556 : 1

KBAN06C1601A KBANK 29 Jan 16 5 Feb 16 120.544 48.21601 : 1

KBAN06P1601A KBANK 29 Jan 16 5 Feb 16 235.748 49.11591 : 1

KBAN08C1512A KBANK 25 Dec 15 5 Jan 16 219.384 47.86555 : 1

KBAN08P1602A KBANK 26 Feb 16 4 Mar 16 157.557 12.96359 : 1

KBAN13C1511A KBANK 30 Nov 15 5 Dec 15 219.384 57.8369 : 1

KBAN13C1512A KBANK 3 Dec 15 12 Dec 15 189.468 25.42588 : 1

KBAN13C1602A KBANK 11 Feb 16 18 Feb 16 175 28 : 1

KBAN13P1601A KBANK 13 Jan 16 20 Jan 16 201.434 35.89375 : 1

KBAN13P1602A KBANK 11 Feb 16 18 Feb 16 169.524 16.95203 : 1

KBAN18C1512A KBANK 25 Dec 15 5 Jan 16 189.468 59.81997 : 1

KBAN23C1603A KBANK 24 Mar 16 31 Mar 16 180.74 88.41733 : 1


KBAN28C1511A KBANK 2 Nov 15 7 Nov 15 179.496 34.90197 : 1

KBAN28C1603A KBANK 1 Mar 16 8 Mar 16 180 35 : 1

KBAN28C1607A KBANK 4 Jul 16 9 Jul 16 229.356 79.77592 : 1

KBAN28P1511A KBANK 2 Nov 15 7 Nov 15 219.384 57.83754 : 1


KBAN42P1512A KBANK 22 Dec 15 29 Dec 15 209.412 39.88831 : 1

KCE01C1511A KCE 30 Nov 15 5 Dec 15 46.559 19.81375 : 1

KCE08C1601A KCE 29 Jan 16 5 Feb 16 60.427 12.08545 : 1

KCE11C1511A KCE 30 Nov 15 5 Dec 15 45.072 17.83098 : 1

KCE23C1602A KCE 11 Feb 16 18 Feb 16 31.052 37.16091 : 1

KTB01C1511A KTB 30 Nov 15 5 Dec 15 15.4 8 : 1

KTB01C1602A KTB 29 Feb 16 5 Mar 16 15.9 8 : 1

KTB01P1511A KTB 30 Nov 15 5 Dec 15 20.5 6 : 1

KTB01P1602A KTB 29 Feb 16 5 Mar 16 20.5 5.5 : 1

KTB06C1601A KTB 29 Jan 16 5 Feb 16 12.859 9.18527 : 1

KTB08C1607A KTB 28 Jul 16 4 Aug 16 21 4.75 : 1

KTB11C1512A KTB 24 Dec 15 31 Dec 15 18 7 : 1

KTB11P1512A KTB 24 Dec 15 31 Dec 15 22 5 : 1

KTB13C1511A KTB 12 Nov 15 19 Nov 15 23.5 5.5 : 1

KTB13C1512A KTB 14 Dec 15 19 Dec 15 18.8 5.6 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

KTB13C1603A KTB 7 Mar 16 12 Mar 16 17 6 : 1

KTB13P1512A KTB 14 Dec 15 19 Dec 15 16.8 3.5 : 1

KTB23C1510A KTB 15 Oct 15 22 Oct 15 24.764 4.80862 : 1

KTB23C1605A KTB 11 May 16 18 May 16 20.9 4 : 1

KTB23P1603A KTB 24 Mar 16 31 Mar 16 15.5 3 : 1

KTB27C1605A KTB 16 May 16 24 May 16 18 5.7 : 1

KTB28C1512A KTB 1 Dec 15 9 Dec 15 20 6 : 1

KTB28C1603A KTB 1 Mar 16 8 Mar 16 18 7 : 1

KTB42P1512A KTB 22 Dec 15 29 Dec 15 19.5 4 : 1

KTC01C1510A KTC 30 Oct 15 6 Nov 15 90 40 : 1

KTC01C1602A KTC 29 Feb 16 5 Mar 16 74 20 : 1

KTC11C1601A KTC 29 Jan 16 5 Feb 16 85 16.6 : 1

KTC13C1510A KTC 7 Oct 15 14 Oct 15 109 30 : 1

KTC23C1511A KTC 27 Nov 15 4 Dec 15 120 23 : 1

KTC27C1603A KTC 17 Mar 16 24 Mar 16 100 30 : 1

KTC28C1511A KTC 2 Nov 15 7 Nov 15 105 36 : 1

KTC42C1601A KTC 26 Jan 16 2 Feb 16 96 16 : 1

KTC42P1601A KTC 26 Jan 16 2 Feb 16 110 20 : 1

KTIS06C1602A KTIS 26 Feb 16 4 Mar 16 8.838 9.82029 : 1

KTIS42C1607A KTIS 26 Jul 16 2 Aug 16 9 3.2 : 1

LH01C1511A LH 30 Nov 15 5 Dec 15 7.745 3.87267 : 1

LH01P1511A LH 30 Nov 15 5 Dec 15 10.359 2.71084 : 1

LH11C1511A LH 30 Nov 15 5 Dec 15 8.362 3.39169 : 1

LH13C1511A LH 20 Nov 15 27 Nov 15 10.222 5.57538 : 1

LH42C1602A LH 23 Feb 16 1 Mar 16 8.713 3.09809 : 1

LH42P1602A LH 23 Feb 16 1 Mar 16 9.682 1.9363 : 1

LHBA01C1601A LHBANK 29 Jan 16 5 Feb 16 1.46 0.85 : 1

LHBA42C1603A LHBANK 29 Mar 16 5 Apr 16 1.84 0.7 : 1

LPN01C1511A LPN 30 Nov 15 5 Dec 15 14.915 7.84991 : 1

LPN01P1511A LPN 30 Nov 15 5 Dec 15 19.821 5.39695 : 1

LPN06C1609A LPN 30 Sep 16 7 Oct 16 13 8 : 1

LPN08C1601A LPN 29 Jan 16 5 Feb 16 20.116 4.80813 : 1

LPN11C1511A LPN 30 Nov 15 5 Dec 15 16.681 7.065 : 1

LPN23C1602A LPN 11 Feb 16 18 Feb 16 17.971 8.1248 : 1

LPN27C1602A LPN 18 Feb 16 26 Feb 16 18.448 6.47585 : 1

LPN42C1512A LPN 22 Dec 15 29 Dec 15 15.7 6.27983 : 1

MAJO11C1601A MAJOR 29 Jan 16 5 Feb 16 30.462 17.68818 : 1

MAJO23C1605A MAJOR 30 May 16 4 Jun 16 34.394 15.72327 : 1

MAJO42C1603A MAJOR 29 Mar 16 5 Apr 16 30.463 16.70565 : 1

MC27C1603A MC 17 Mar 16 24 Mar 16 14.392 6.32071 : 1

MC42C1607A MC 26 Jul 16 2 Aug 16 14.587 6.22355 : 1

MCOT42C1602A MCOT 23 Feb 16 1 Mar 16 14.677 7.82779 : 1

MEGA13C1606A MEGA 24 Jun 16 1 Jul 16 21.79 5.64557 : 1

MEGA27C1510A MEGA 22 Oct 15 30 Oct 15 16.343 6.141 : 1

MEGA42C1607A MEGA 26 Jul 16 2 Aug 16 18.819 6.93337 : 1

MINT01C1512A MINT 23 Dec 15 30 Dec 15 26 20 : 1

MINT01P1512A MINT 23 Dec 15 30 Dec 15 37 14 : 1

MINT06C1603A MINT 31 Mar 16 8 Apr 16 24.374 20.75981 : 1

MINT08C1601A MINT 29 Jan 16 5 Feb 16 31.5 11.6 : 1

MINT11C1601A MINT 29 Jan 16 5 Feb 16 28.5 16.2 : 1

MINT11P1601A MINT 29 Jan 16 5 Feb 16 34 12 : 1

MINT13C1512A MINT 16 Dec 15 23 Dec 15 35 14.5 : 1

MINT23C1601A MINT 14 Jan 16 21 Jan 16 26.089 19.86097 : 1

MINT28C1602A MINT 1 Feb 16 6 Feb 16 25.5 18 : 1

MINT42C1602A MINT 23 Feb 16 1 Mar 16 30 16 : 1

MINT42P1602A MINT 23 Feb 16 1 Mar 16 32 10 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

NOK42C1602A NOK 23 Feb 16 1 Mar 16 13 7 : 1

PS01C1511A PS 30 Nov 15 5 Dec 15 21.617 19.65409 : 1

PS01P1511A PS 30 Nov 15 5 Dec 15 31.443 14.24704 : 1

PS06C1609A PS 30 Sep 16 7 Oct 16 20.635 19.65409 : 1

PS11C1601A PS 29 Jan 16 5 Feb 16 24.073 17.78521 : 1

PS13C1603A PS 16 Mar 16 23 Mar 16 30.952 13.46257 : 1

PS23C1605A PS 30 May 16 4 Jun 16 29.478 11.79245 : 1

PS27C1605A PS 16 May 16 24 May 16 26.53 14.73839 : 1

PS28C1511A PS 2 Nov 15 7 Nov 15 29.478 19.65218 : 1

PS28C1603A PS 1 Mar 16 8 Mar 16 27.513 18.17827 : 1

PS42C1512A PS 22 Dec 15 29 Dec 15 23.583 15.7208 : 1

PSL11C1602A PSL 26 Feb 16 4 Mar 16 7.9 3.5 : 1

PSL23C1601A PSL 14 Jan 16 21 Jan 16 9.473 11.07788 : 1

PTT01C1511A PTT 30 Nov 15 5 Dec 15 293.156 78.18608 : 1

PTT01C1602A PTT 29 Feb 16 5 Mar 16 293.156 78.18608 : 1

PTT01P1511A PTT 30 Nov 15 5 Dec 15 390.875 58.61665 : 1

PTT01P1602A PTT 29 Feb 16 5 Mar 16 390.875 56.68934 : 1

PTT06C1601A PTT 29 Jan 16 5 Feb 16 193.616 92.1659 : 1

PTT06P1601A PTT 29 Jan 16 5 Feb 16 354.467 48.16956 : 1

PTT08C1602A PTT 26 Feb 16 4 Mar 16 342.015 48.85932 : 1

PTT08C1607A PTT 28 Jul 16 4 Aug 16 280 57 : 1

PTT08P1602A PTT 26 Feb 16 4 Mar 16 283.384 29.31559 : 1

PTT11C1512A PTT 24 Dec 15 31 Dec 15 322.471 63.51711 : 1

PTT11C1603A PTT 31 Mar 16 8 Apr 16 220 74.5 : 1

PTT11P1602A PTT 26 Feb 16 4 Mar 16 302.927 57.45855 : 1

PTT13C1511A PTT 18 Nov 15 25 Nov 15 288.27 48.85198 : 1

PTT13C1512A PTT 15 Dec 15 22 Dec 15 330.289 52.77045 : 1

PTT13C1603A PTT 7 Mar 16 12 Mar 16 250 58 : 1

PTT13P1512A PTT 21 Dec 15 26 Dec 15 224.753 32.54149 : 1

PTT13P1601A PTT 15 Jan 16 22 Jan 16 273.612 33.22259 : 1

PTT16C1601A PTT 29 Jan 16 5 Feb 16 307.814 78.18608 : 1

PTT23C1510A PTT 15 Oct 15 22 Oct 15 349.651 57.80347 : 1

PTT23C1603A PTT 24 Mar 16 31 Mar 16 250.928 75.75758 : 1

PTT23P1601A PTT 18 Jan 16 23 Jan 16 279.475 29.31692 : 1

PTT27C1602A PTT 18 Feb 16 26 Feb 16 356.673 58.61665 : 1

PTT27C1607A PTT 22 Jul 16 29 Jul 16 257 65 : 1

PTT27P1511A PTT 23 Nov 15 28 Nov 15 351.787 39.09304 : 1

PTT28C1601A PTT 4 Jan 16 9 Jan 16 330.289 56.67679 : 1

PTT28C1602A PTT 1 Feb 16 6 Feb 16 273.612 58.63116 : 1

PTT28C1607A PTT 4 Jul 16 9 Jul 16 371.331 107.49046 : 1

PTT28P1511A PTT 2 Nov 15 7 Nov 15 342.015 53.74523 : 1

PTT28P1602A PTT 1 Feb 16 6 Feb 16 254.068 42.019 : 1

PTT42C1603A PTT 29 Mar 16 5 Apr 16 332.243 62.53909 : 1

PTTE01C1512A PTTEP 23 Dec 15 30 Dec 15 92.967 39.55696 : 1

PTTE01C1603A PTTEP 30 Mar 16 6 Apr 16 59 20 : 1

PTTE01P1512A PTTEP 23 Dec 15 30 Dec 15 126.593 27.69316 : 1

PTTE01P1603A PTTEP 30 Mar 16 6 Apr 16 79 13 : 1

PTTE06C1511A PTTEP 30 Nov 15 5 Dec 15 117.185 48.80429 : 1

PTTE06C1609A PTTEP 30 Sep 16 7 Oct 16 60 21 : 1

PTTE06P1602A PTTEP 26 Feb 16 4 Mar 16 117.185 24.41406 : 1

PTTE08C1512A PTTEP 25 Dec 15 5 Jan 16 118.681 24.23077 : 1

PTTE08C1607A PTTEP 28 Jul 16 4 Aug 16 80.5 14.3 : 1

PTTE11C1604A PTTEP 29 Apr 16 10 May 16 62 18.1 : 1

PTTE11P1604A PTTEP 29 Apr 16 10 May 16 80 12.1 : 1

PTTE13C1510A PTTEP 14 Oct 15 21 Oct 15 118.681 25.71355 : 1



Derivative Warrants


Exercise Price

Exercise Ratio

PTTE13C1601A PTTEP 11 Jan 16 16 Jan 16 75 14 : 1

PTTE13P1511A PTTEP 5 Nov 15 12 Nov 15 103.846 14.83459 : 1

PTTE13P1512A PTTEP 21 Dec 15 26 Dec 15 67 8.5 : 1

PTTE18C1605A PTTEP 31 May 16 7 Jun 16 70 25 : 1

PTTE23C1511A PTTEP 12 Nov 15 19 Nov 15 126.95 34.18803 : 1

PTTE23C1605A PTTEP 11 May 16 18 May 16 132.527 16.8152 : 1

PTTE23P1601A PTTEP 18 Jan 16 23 Jan 16 85.055 14.83459 : 1

PTTE27C1511A PTTEP 16 Nov 15 21 Nov 15 123.626 28.68132 : 1

PTTE27C1605A PTTEP 24 May 16 31 May 16 83 15.4 : 1


PTTE28C1512B PTTEP 1 Dec 15 9 Dec 15 86 17 : 1

PTTE28P1601A PTTEP 4 Jan 16 9 Jan 16 70 13 : 1

PTTE28P1602A PTTEP 1 Feb 16 6 Feb 16 108.791 23.73626 : 1

PTTE42C1602A PTTEP 23 Feb 16 1 Mar 16 103.846 31.64557 : 1

PTTE42P1602A PTTEP 23 Feb 16 1 Mar 16 118.681 21.75805 : 1

PTTG01C1601A PTTGC 29 Jan 16 5 Feb 16 55.513 19.47799 : 1

PTTG01P1601A PTTGC 29 Jan 16 5 Feb 16 73.043 14.60707 : 1

PTTG06C1511A PTTGC 30 Nov 15 5 Dec 15 43.064 23.92344 : 1

PTTG06C1609A PTTGC 30 Sep 16 7 Oct 16 43 21 : 1

PTTG06P1511A PTTGC 30 Nov 15 5 Dec 15 56.462 12.44091 : 1

PTTG06P1609A PTTGC 30 Sep 16 7 Oct 16 56 10 : 1

PTTG08C1512A PTTGC 25 Dec 15 5 Jan 16 70.122 11.97913 : 1

PTTG08C1607A PTTGC 28 Jul 16 4 Aug 16 59.5 14.2 : 1

PTTG08P1602A PTTGC 26 Feb 16 4 Mar 16 51.617 5.5513 : 1

PTTG11C1601A PTTGC 29 Jan 16 5 Feb 16 56.486 17.04347 : 1

PTTG11P1601A PTTGC 29 Jan 16 5 Feb 16 71.095 11.49217 : 1

PTTG13C1510A PTTGC 19 Oct 15 27 Oct 15 65.252 13.44086 : 1

PTTG13C1601A PTTGC 14 Jan 16 21 Jan 16 63 12.9 : 1

PTTG13C1602A PTTGC 17 Feb 16 25 Feb 16 56 13.92758 : 1

PTTG16C1602A PTTGC 26 Feb 16 4 Mar 16 58.435 17.52848 : 1

PTTG18C1605A PTTGC 31 May 16 7 Jun 16 52 20 : 1

PTTG23C1605A PTTGC 18 May 16 26 May 16 44.021 21.05706 : 1

PTTG27C1605A PTTGC 24 May 16 31 May 16 57 16 : 1

PTTG28C1512A PTTGC 1 Dec 15 9 Dec 15 66.226 17.53043 : 1

PTTG28C1602A PTTGC 1 Feb 16 6 Feb 16 60 17 : 1

QH01C1601A QH 29 Jan 16 5 Feb 16 1.861 1.66486 : 1

QH01P1601A QH 29 Jan 16 5 Feb 16 2.742 1.22417 : 1

QH11C1601A QH 29 Jan 16 5 Feb 16 2.35 1.37107 : 1

QH13C1603A QH 24 Mar 16 31 Mar 16 2.3 1.48 : 1

QH23C1603A QH 24 Mar 16 31 Mar 16 2.707 1.50387 : 1

QH27C1510A QH 22 Oct 15 30 Oct 15 3.342 1.00259 : 1

QH28C1512A QH 1 Dec 15 9 Dec 15 2.644 1.27314 : 1

QH42C1512A QH 22 Dec 15 29 Dec 15 2.546 1.27314 : 1

RATC11C1512A RATCH 24 Dec 15 31 Dec 15 52.91 16.65688 : 1

RATC27C1511A RATCH 16 Nov 15 21 Nov 15 60.749 14.69724 : 1

ROBI01C1512A ROBINS 23 Dec 15 30 Dec 15 41 20 : 1

ROBI08C1601A ROBINS 29 Jan 16 5 Feb 16 50.5 11.7 : 1

ROBI11C1512A ROBINS 24 Dec 15 31 Dec 15 40 17.5 : 1

ROBI27C1606A ROBINS 23 Jun 16 30 Jun 16 43.5 16 : 1

RS01C1602A RS 29 Feb 16 5 Mar 16 9.7 8 : 1

S5001C1510A SET50 30 Oct 15 6 Nov 15 925 0.0125

S5001C1511A SET50 30 Nov 15 5 Dec 15 880 0.01176

S5001C1511B SET50 30 Nov 15 5 Dec 15 815 0.01176

S5001C1512A SET50 23 Dec 15 30 Dec 15 900 0.01333

S5001P1510A SET50 30 Oct 15 6 Nov 15 1065 0.01429

S5001P1511A SET50 30 Nov 15 5 Dec 15 1000 0.01429


Derivative Warrants


Exercise Price

Exercise Ratio

S5001P1511B SET50 30 Nov 15 5 Dec 15 875 0.01667

S5001P1512A SET50 23 Dec 15 30 Dec 15 980 0.01538

S5006C1512A SET50 25 Dec 15 5 Jan 16 1100 0.008

S5006C1603A SET50 30 Mar 16 6 Apr 16 900 0.0087

S5006P1512A SET50 25 Dec 15 5 Jan 16 950 0.008

S5006P1603A SET50 30 Mar 16 6 Apr 16 900 0.0087

S5013C1510A SET50 29 Oct 15 5 Nov 15 920 0.01818

S5013C1510B SET50 29 Oct 15 5 Nov 15 950 0.02

S5013C1511A SET50 27 Nov 15 4 Dec 15 970 0.025

S5013C1511B SET50 27 Nov 15 4 Dec 15 860 0.01587

S5013P1510A SET50 29 Oct 15 5 Nov 15 720 0.0625

S5013P1510B SET50 29 Oct 15 5 Nov 15 925 0.01515

S5013P1511A SET50 27 Nov 15 4 Dec 15 880 0.02174

S5013P1511B SET50 27 Nov 15 4 Dec 15 900 0.00833

S5013P1511C SET50 27 Nov 15 4 Dec 15 800 0.03226

S5028C1510A SET50 29 Oct 15 5 Nov 15 900 0.01538

S5028C1510B SET50 29 Oct 15 5 Nov 15 825 0.01538

S5028C1511A SET50 27 Nov 15 4 Dec 15 875 0.01538

S5028C1511B SET50 27 Nov 15 4 Dec 15 950 0.01538

S5028C1511C SET50 27 Nov 15 4 Dec 15 910 0.00833

S5028P1510A SET50 29 Oct 15 5 Nov 15 925 0.01818

S5028P1510B SET50 29 Oct 15 5 Nov 15 850 0.01818

S5028P1511A SET50 27 Nov 15 4 Dec 15 900 0.01818

S5028P1511B SET50 27 Nov 15 4 Dec 15 825 0.01818

SAMA01C1510A SAMART 30 Oct 15 6 Nov 15 27.56 19.68504 : 1

SAMA01C1602A SAMART 29 Feb 16 5 Mar 16 17.717 7.87464 : 1

SAMA01P1510A SAMART 30 Oct 15 6 Nov 15 37.403 12.79591 : 1

SAMA01P1602A SAMART 29 Feb 16 5 Mar 16 22.639 5.4136 : 1

SAMA06C1603A SAMART 31 Mar 16 8 Apr 16 26.576 22.6398 : 1

SAMA08C1512A SAMART 25 Dec 15 5 Jan 16 28.545 12.79581 : 1

SAMA11C1511A SAMART 13 Nov 15 20 Nov 15 26.575 17.71727 : 1

SAMA11C1603A SAMART 31 Mar 16 8 Apr 16 19 6.9 : 1

SAMA13C1510A SAMART 14 Oct 15 21 Oct 15 35.435 12.79591 : 1

SAMA13C1512A SAMART 16 Dec 15 23 Dec 15 29.529 13.97819 : 1

SAMA13C1601A SAMART 18 Jan 16 23 Jan 16 24.115 5.31491 : 1

SAMA18C1512A SAMART 25 Dec 15 5 Jan 16 24.607 9.84293 : 1

SAMA27C1603A SAMART 17 Mar 16 24 Mar 16 25.592 16.7336 : 1

SAMA28C1512A SAMART 1 Dec 15 9 Dec 15 29.037 16.73298 : 1

SAMA28C1601A SAMART 4 Jan 16 9 Jan 16 22.639 5.7089 : 1

SAWA01C1510A SAWAD 30 Oct 15 6 Nov 15 35 20 : 1

SAWA01C1602A SAWAD 29 Feb 16 5 Mar 16 32 20 : 1

SAWA01P1510A SAWAD 30 Oct 15 6 Nov 15 48 13 : 1

SAWA01P1602A SAWAD 29 Feb 16 5 Mar 16 44 14 : 1

SAWA06C1606A SAWAD 30 Jun 16 8 Jul 16 29 21 : 1

SAWA11C1511A SAWAD 13 Nov 15 20 Nov 15 36 17.3 : 1

SAWA13C1510A SAWAD 5 Oct 15 10 Oct 15 45 15 : 1

SAWA18C1512A SAWAD 25 Dec 15 5 Jan 16 38 15 : 1

SAWA23C1605A SAWAD 30 May 16 4 Jun 16 45 31 : 1

SAWA27C1511A SAWAD 16 Nov 15 21 Nov 15 40 17 : 1

SAWA42C1601A SAWAD 26 Jan 16 2 Feb 16 40 17 : 1

SAWA42P1601A SAWAD 26 Jan 16 2 Feb 16 43 9 : 1

SC13C1512A SC 17 Dec 15 24 Dec 15 3.394 1.08784 : 1

SCB01C1511A SCB 30 Nov 15 5 Dec 15 138.505 39.57262 : 1

SCB01C1602A SCB 29 Feb 16 5 Mar 16 124 40 : 1

SCB01P1511A SCB 30 Nov 15 5 Dec 15 180.057 31.65559 : 1

SCB01P1602A SCB 29 Feb 16 5 Mar 16 160 30 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

SCB06C1609A SCB 30 Sep 16 7 Oct 16 144.729 48.23927 : 1

SCB06P1510A SCB 30 Oct 15 6 Nov 15 183.324 24.12545 : 1

SCB08C1512A SCB 25 Dec 15 5 Jan 16 178.078 22.75445 : 1

SCB11C1512A SCB 24 Dec 15 31 Dec 15 143.451 34.62633 : 1

SCB11P1512A SCB 24 Dec 15 31 Dec 15 178.078 24.73309 : 1

SCB13C1601A SCB 18 Jan 16 23 Jan 16 158.292 29.08668 : 1

SCB13P1601A SCB 8 Jan 16 15 Jan 16 153.345 17.31302 : 1

SCB16C1602A SCB 26 Feb 16 4 Mar 16 142.463 39.57262 : 1

SCB28C1601A SCB 4 Jan 16 9 Jan 16 153.345 29.67972 : 1

SCB28P1602A SCB 1 Feb 16 6 Feb 16 148.399 22.25979 : 1

SCB42C1602A SCB 23 Feb 16 1 Mar 16 148.399 31.65559 : 1

SCB42P1602A SCB 23 Feb 16 1 Mar 16 168.185 21.76752 : 1

SCC01C1601A SCC 29 Jan 16 5 Feb 16 443.534 157.72871 : 1

SCC01P1601A SCC 29 Jan 16 5 Feb 16 571.667 118.3432 : 1

SCC06C1511A SCC 30 Nov 15 5 Dec 15 330.569 194.55253 : 1

SCC08C1604A SCC 28 Apr 16 7 May 16 530 104 : 1

SCC08P1604A SCC 28 Apr 16 7 May 16 456 69 : 1

SCC11C1510A SCC 30 Oct 15 6 Nov 15 466.685 133.19978 : 1

SCC11P1510A SCC 30 Oct 15 6 Nov 15 573.633 95.28159 : 1

SCC13C1510A SCC 19 Oct 15 27 Oct 15 551.954 113.25028 : 1

SCC13C1603A SCC 21 Mar 16 26 Mar 16 500 114 : 1

SCC13P1510A SCC 14 Oct 15 21 Oct 15 473.103 61.61429 : 1

SCC13P1603A SCC 21 Mar 16 26 Mar 16 470 82 : 1

SCC23C1604A SCC 21 Apr 16 28 Apr 16 350.014 310.55901 : 1

SCC23P1601A SCC 18 Jan 16 23 Jan 16 427.764 59.13661 : 1

SCC27C1510A SCC 22 Oct 15 30 Oct 15 515.298 106.90154 : 1

SCC28C1603A SCC 1 Mar 16 8 Mar 16 456 165 : 1

SCCC42C1607A SCCC 26 Jul 16 2 Aug 16 371.694 62.57822 : 1

SET06C1512A SET 25 Dec 15 5 Jan 16 1550 0.008

SET06P1512A SET 25 Dec 15 5 Jan 16 1550 0.008

SGP13C1512A SGP 4 Dec 15 15 Dec 15 14.732 5.59816 : 1

SGP23C1510A SGP 15 Oct 15 22 Oct 15 8.35 7.7232 : 1

SGP23C1604A SGP 21 Apr 16 28 Apr 16 11.9 6 : 1

SGP42C1607A SGP 26 Jul 16 2 Aug 16 10.804 6.87474 : 1

SIM13C1606A SIM 24 Jun 16 1 Jul 16 2.974 1.09041 : 1

SIM42C1607A SIM 26 Jul 16 2 Aug 16 2.181 1.38779 : 1

SIRI01C1511A SIRI 30 Nov 15 5 Dec 15 1.6 0.8 : 1

SIRI01P1511A SIRI 30 Nov 15 5 Dec 15 2.1 0.5 : 1

SIRI06C1606A SIRI 30 Jun 16 8 Jul 16 1.3 0.9 : 1

SIRI08C1602A SIRI 26 Feb 16 4 Mar 16 2 0.46 : 1

SIRI08P1602A SIRI 26 Feb 16 4 Mar 16 1.5 0.29 : 1

SIRI23C1511A SIRI 12 Nov 15 19 Nov 15 2.088 1.12872 : 1

SIRI27C1603A SIRI 17 Mar 16 24 Mar 16 1.9 0.6 : 1

SIRI28C1512A SIRI 1 Dec 15 9 Dec 15 1.7 0.9 : 1

SIRI42C1512A SIRI 22 Dec 15 29 Dec 15 1.8 0.7 : 1

SPAL01C1512A SPALI 23 Dec 15 30 Dec 15 16.497 7.76337 : 1

SPAL01P1512A SPALI 23 Dec 15 30 Dec 15 21.349 5.33732 : 1

SPAL06C1603A SPALI 31 Mar 16 8 Apr 16 17.467 8.73362 : 1

SPAL08C1602A SPALI 26 Feb 16 4 Mar 16 21.349 3.88166 : 1

SPAL08P1602A SPALI 26 Feb 16 4 Mar 16 15.527 2.91124 : 1

SPAL11C1602A SPALI 26 Feb 16 4 Mar 16 16.011 6.79289 : 1

SPAL16C1511A SPALI 16 Nov 15 21 Nov 15 19.81 18.86792 : 1

SPAL42C1601A SPALI 26 Jan 16 2 Feb 16 17.467 6.79256 : 1

SPAL42P1601A SPALI 26 Jan 16 2 Feb 16 19.408 3.88169 : 1

SPCG01C1511A SPCG 30 Nov 15 5 Dec 15 22 20 : 1

SPCG01P1511A SPCG 30 Nov 15 5 Dec 15 32 14.5 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

SPCG11C1511A SPCG 30 Nov 15 5 Dec 15 25 17.1 : 1

SPCG11C1604A SPCG 29 Apr 16 10 May 16 21.7 6.38 : 1

SPCG42C1512A SPCG 22 Dec 15 29 Dec 15 27 16 : 1

SRIC13C1512A SRICHA 23 Dec 15 30 Dec 15 34.755 12.07146 : 1

SRIC42C1602A SRICHA 23 Feb 16 1 Mar 16 22.865 18.29157 : 1

STA06C1602A STA 26 Feb 16 4 Mar 16 9.683 9.68242 : 1

STA13C1601A STA 13 Jan 16 20 Jan 16 15 5.5 : 1

STA13C1606A STA 24 Jun 16 1 Jul 16 18 5.85 : 1

STA27C1606A STA 23 Jun 16 30 Jun 16 15 6.5 : 1

STA42C1607A STA 26 Jul 16 2 Aug 16 13 7 : 1

STEC01C1510A STEC 30 Oct 15 6 Nov 15 19.2 8 : 1

STEC01C1602A STEC 29 Feb 16 5 Mar 16 20 8 : 1

STEC01P1510A STEC 30 Oct 15 6 Nov 15 24.6 5.5 : 1

STEC01P1602A STEC 29 Feb 16 5 Mar 16 25.5 5.5 : 1

STEC06C1605A STEC 31 May 16 7 Jun 16 17 9 : 1

STEC08C1604A STEC 28 Apr 16 7 May 16 27.5 13.5 : 1

STEC11C1602A STEC 26 Feb 16 4 Mar 16 21 6.7 : 1

STEC11P1602A STEC 26 Feb 16 4 Mar 16 26 4.8 : 1

STEC13C1510A STEC 14 Oct 15 21 Oct 15 23 5.6 : 1

STEC13C1603A STEC 16 Mar 16 23 Mar 16 27.5 15.5 : 1

STEC16C1604A STEC 20 Apr 16 27 Apr 16 21.7 7.6 : 1

STEC23C1510A STEC 15 Oct 15 22 Oct 15 19.483 14.76015 : 1

STEC27C1511A STEC 9 Nov 15 14 Nov 15 23 6.2 : 1

STEC28C1512A STEC 1 Dec 15 9 Dec 15 23.5 7 : 1

STPI01C1510A STPI 30 Oct 15 6 Nov 15 14.4 8 : 1

STPI01C1602A STPI 29 Feb 16 5 Mar 16 12.8 8 : 1

STPI01P1510A STPI 30 Oct 15 6 Nov 15 18.5 5.5 : 1

STPI01P1602A STPI 29 Feb 16 5 Mar 16 17 5.5 : 1

STPI06C1510A STPI 30 Oct 15 6 Nov 15 15.904 8.83548 : 1

STPI06C1608A STPI 31 Aug 16 7 Sep 16 13.5 8.5 : 1

STPI08C1604A STPI 28 Apr 16 7 May 16 16.25 5.35 : 1

STPI11C1601A STPI 29 Jan 16 5 Feb 16 15 6.9 : 1

STPI13C1510A STPI 8 Oct 15 15 Oct 15 18.5 5.2 : 1

STPI23C1601A STPI 14 Jan 16 21 Jan 16 14.314 13.25205 : 1

STPI27C1510A STPI 15 Oct 15 22 Oct 15 17.671 5.47804 : 1

Sources: SET, Bualuang research


Technical Analysis

Security: HMPRO Position: ซอ เปาหมาย : 7.6 Stop loss: < 6.8 Reason: ราคาหนสงสญญาณฟนตว ขนจากฐานบรเวณ 6.8 ปจจบนราคาปดเหนอกรอบแนวรบ โดยพบสญญาณบวกจาก MACD ก าลงตดเสนSignal line ขน

Security: TRUE Position: ซอ เปาหมาย : 11 Stop loss: < 9.7 Reason: มองโอกาสในการเขาซอเมอหนสามารถยนปดเหนอเสนกรอบแนวรบเพอลนขนทดสอบแนวตาน 11 บ.


Security: SCB Position: ซอ เปาหมาย : 154 Stop loss: < 140 Reason: ประเมนสญญาณดดตวทะลแนวตานส าคญ 140 บ. เปนก า ร ก ล บ ต ว เ ป ล ย นแนวโนมเปนขาขนและคาดวาวอลมจะเพมสงขนตาม

Security: CENTEL Position: ขาย Reason: : แมราคาหนไมไดปรบตวลงแรง แตเครองมอทางเทคนคบงชถงความเสยงหลงจากการปรบตว ขนเขาใกลยอดเดม 40 ขณะท RSI บงชถ ง ค ว า ม ผ น ผ ว น เ ม อปรบตวขนมาอยในกรอบดานบน


Security: MTLS Position: ขาย Reason: แนวโนมหลกเคลอนไหวอยในทศทางขาลง ปจจบนราคาหนป รบต วลงท าจดต าสดใหมท 15.1 โดยประเมนแนวรบถดไปท 14

Security: GLOBAL Position: ขาย Reason: ราคาหนปดต ากวาเสนคาเฉลยระยสน 11.6 ขณะท เค รองมอ MACD ตดเสน signal line ลง อาจสงผลใหหนปรบตวลงแรง

ธนรตน อศรกล Tel. (662) 618-1334

นกวเคราะหการลงทนปจจยพนฐานดานหลกทรพย

See disclaimer at the end of report

Market Statistics Daily

9 October 2015

Figure 1: Changes in management's securities holding

Name of Name of Management Types of Total Volume Price Total Value Transaction ActionCompany Securities (Shrs) (Bt) (Bt) Date

AJ KITTIPHAT SUTHISAMPHAT Common share 6,415,555 6.30 40,417,997 07-10-2015 BuyCOL WORAWOOT OUNJAI Common share 54,100 37.00 2,001,700 05-10-2015 BuyBA PUTTIPONG PRASARTTONG-OSOTH Common share 89,800 19.50 1,751,100 06-10-2015 BuySMPC PATAMA LAOWONG Common share 222,600 5.34 1,188,684 07-10-2015 BuyRS SORAT VANICHVARAKIJ Common share 100,000 10.80 1,080,000 07-10-2015 BuyKSL CHAMROON CHINTHAMMIT Common share 253,800 3.91 992,358 05-10-2015 BuySCC PRICHA ATTAVIPACH Common share 2,000 482.00 964,000 07-10-2015 BuySCC PRICHA ATTAVIPACH Common share 2,000 480.00 960,000 07-10-2015 BuySMPC PATAMA LAOWONG Common share 146,400 5.05 739,320 05-10-2015 BuySMK PRADIT RODLOYTUK Common share 1,200 545.00 654,000 05-10-2015 BuyPCSGH PRAMOTE TECHASUPATKUL Common share 100,000 6.05 605,000 07-10-2015 BuyVIBHA CHAISITH VIRIYAMETTAKUL Common share 310,000 1.52 471,200 07-10-2015 BuyIHL ONGART THUMRONGSAKUNVONG Common share 54,100 6.90 373,290 07-10-2015 BuyPRAKIT APIRAK APISARNTHANARAK Common share 16,500 12.54 206,910 02-10-2015 BuyIHL ONGART THUMRONGSAKUNVONG Common share 25,300 6.90 174,570 06-10-2015 BuyPRANDA PANIDDA TIASUWAN Common share 32,900 4.78 157,262 06-10-2015 BuyPRAKIT APIRAK APISARNTHANARAK Common share 9,300 12.56 116,808 05-10-2015 BuyFNS EUGENE S. DAVIS Common share 20,000 4.96 99,200 07-10-2015 BuyBLAND ANANT KANJANAPAS Common share 50,000 1.49 74,500 07-10-2015 BuyTWPC ORN-A-NONG WITCHUCHARN Common share 10,000 7.00 70,000 05-10-2015 BuyPRANDA PANIDDA TIASUWAN Common share 14,100 4.78 67,398 07-10-2015 BuyTSTE PRAPAS CHUTIMAVORAPHAND Common share 700 19.10 13,370 07-10-2015 BuyBEC PRACHUM MALEENONT Common share 34,000,000 32.00 1,088,000,000 08-10-2015 SellAJ NARONG SUTHISAMPHAT Common share 6,415,555 6.30 40,417,997 07-10-2015 SellSPALI VARUNEE LAPITANANUVAT Common share 90,000 18.70 1,683,000 07-10-2015 SellEIC BEE TAECHAUBOL Warrant 2,000,000 0.80 1,600,000 05-10-2015 SellSE-ED VIBOOLSAK UDOMVANICH Common share 240,000 5.51 1,322,400 06-10-2015 SellEIC MICHAEL A.W. FERNANDEZ Warrant 1,599,000 0.73 1,167,270 07-10-2015 SellTASCO SORANARD NANTAMONTRY Common share 30,000 31.38 941,400 08-10-2015 SellWINNER SURAPAT ROJCHANAVISART Common share 300,000 2.52 756,000 07-10-2015 SellEIC MICHAEL A.W. FERNANDEZ Warrant 500,000 0.73 365,000 06-10-2015 SellSUSCO MONGKOL SIMAROJ Warrant 500,000 0.61 305,000 07-10-2015 SellSUSCO MONGKOL SIMAROJ Warrant 500,000 0.57 285,000 05-10-2015 SellSE-ED VIBOOLSAK UDOMVANICH Common share 32,300 5.51 177,973 07-10-2015 SellEIC BEE TAECHAUBOL Warrant 22,900 0.75 17,175 06-10-2015 SellSources: SEC, Bualuang research

As of 8 Oct 2015

Market Statistics Daily - 2

Figure 2: Short Sale Trading

As of 8 Oct 2015

Stock Volume (Shares) Turnover (Baht) %Short Sale Volume Comparing w ith Main Board

KBANK 525,900 93,772,350.00 6.26%PTT 320,200 85,893,700.00 2.74%PTTGC 790,500 47,893,625.00 4.34%PTTEP 337,900 25,439,650.00 1.97%TPIPL 8,529,500 22,394,890.00 4.52%SCB 151,800 21,686,900.00 2.62%DTAC 328,200 18,842,325.00 2.14%SCC 38,200 18,454,400.00 1.84%JAS 2,930,500 16,403,225.00 0.52%TRUE 1,520,000 15,190,250.00 0.45%BH 52,100 12,246,500.00 3.93%BA 550,000 10,864,710.00 32.48%MINT 322,000 9,730,500.00 4.14%AOT 31,900 9,409,600.00 1.70%TOP 134,200 7,544,400.00 1.53%IVL 234,600 5,584,460.00 1.72%ITD 625,800 5,226,720.00 0.45%BANPU 214,500 4,739,540.00 1.39%AMATA 359,800 4,637,710.00 7.91%KTB 233,300 4,012,760.00 0.78%IRPC 958,700 3,979,618.00 0.70%CENTEL 90,700 3,688,525.00 1.71%M 58,200 3,340,275.00 13.61%QH 1,135,900 2,885,186.00 0.96%TMB 1,000,000 2,540,000.00 0.75%EGCO 11,400 1,756,600.00 4.83%TTW 148,400 1,617,560.00 2.84%BCP 44,900 1,587,225.00 3.98%ADVANC 6,500 1,521,000.00 0.06%RATCH 27,200 1,501,050.00 5.16%TU 78,700 1,436,410.00 0.65%KKP 40,900 1,283,125.00 5.02%TCAP 39,500 1,239,250.00 1.72%TISCO 31,500 1,106,375.00 2.75%CK 35,600 1,001,300.00 0.30%TIPCO 51,000 999,900.00 0.05%BMCL 500,000 920,000.00 1.04%KTC 9,400 917,700.00 0.70%BECL 22,000 807,750.00 1.72%SAMART 26,500 607,300.00 0.22%SPALI 31,200 580,440.00 0.85%CPF 27,100 574,100.00 0.07%


Figure 2: Short Sale Trading (Cont’d)

Stock Volume (Shares) Turnover (Baht) %Short Sale Volume Comparing w ith Main Board

BBL 2,000 329,000.00 0.05%BEAUTY 61,600 291,490.00 0.24%SVI 21,900 115,810.00 0.28%WHA 24,000 76,320.00 0.03%SAWAD 1,600 58,500.00 0.02%GLOBAL 4,300 49,600.00 0.04%AAV 10,000 45,200.00 0.07%ANAN 10,000 37,280.00 0.03%BEC 1,000 34,500.00 0.10%PSL 3,800 26,980.00 0.39%CPALL 100 5,050.00 0.00%Sources: SET, Bualuang researchRemark: Excluding ETF


Figure 3: Short sale volume (as % of total listed shares) - previous three months

Figure 4: Short sale volume (as % of total listed shares) - previous six months

Sources: SET, Bualuang Research

Remark: Excluding ETF

5.90

4.45

2.57 2.51 2.40 2.27 2.06

1.66 1.48 1.48 1.46 1.33 1.28 1.25 1.25

0.0

1.3

2.6

3.9

5.2

6.5

ITD

JAS

KBAN

K

IRPC

TRU

E

KTB

TPIP

L

PTT

AOT

PTTE

P

PTTG

C

CK

CPF

TTC

L

BAN

PU

(%)

3.23

2.57

1.67 1.41 1.40 1.33 1.26

1.09 0.98 0.92 0.91 0.86 0.82 0.81 0.75

0.0

0.8

1.6

2.4

3.2

4.0

ITD

JAS

IRPC

KBAN

K

KTB

TPIP

L

TRU

E

PTTE

P

TTC

L

AOT

PTT

CP

F

PTTG

C

BAN

PU

DTA

C

(%)

Closing price as (* In case of no closing price of the indictated date, use the latest closing price)Warrants Warrant Black & Premium Stock Exercise Expiry Shares Conversion Gearing All-in Delta Implied CFP Exercise

Price Scholes on B/S Price Price Date Outstanding Ratio Premium Elasticity Volatility Date% (m shares) % % % %

ABC-W1 * 0.69 0.85 (18.50) 0.59 0.48 10-Sep-19 658.50 3.11000 2.66 19.30 2.03 35.85 7.11 Last business day of Jun, DecABC-W2 0.22 0.11 103.16 0.59 1.50 05-Jun-20 1,756.00 1.00000 2.68 191.53 1.58 72.20 35.03 Last business day of Jun, DecACD-W2 1.02 1.24 (17.64) 1.94 1.00 07-Jun-16 147.70 1.28826 2.45 (7.64) 2.45 0.00 (18.82) Last business day of May, NovACD-W4 1.03 1.10 (5.96) 1.94 1.00 18-Jun-18 166.02 1.00000 1.88 4.64 1.75 37.29 3.56 Last business day of May, NovAEC-W2 0.26 0.00 Very High 0.62 2.00 10-Apr-17 165.66 1.00000 2.38 264.52 1.46 149.23 212.70 Last business day of Jun, DecAEC-W4 0.30 0.04 671.46 0.62 1.00 30-Jun-18 114.50 1.00000 2.07 109.68 1.45 97.30 51.89 Last business day of Jun, DecAIRA-W1 0.73 0.70 4.86 2.38 2.00 02-Aug-18 781.89 1.00000 3.26 14.71 2.44 32.67 7.07 Last business day of Jan, Apr, Jul, OctAIRA-W2 0.40 0.29 38.43 2.38 3.50 02-Aug-19 781.89 1.00000 5.95 63.87 2.71 36.10 16.10 Last business day of Jan, Apr, Jul, OctAJD-W1 1.13 0.49 130.27 1.60 1.62 20-Nov-19 750.00 1.23650 1.75 58.20 1.39 78.40 23.15 Last business day of Mar, SepAJD-W2 1.35 1.40 (3.25) 1.60 0.20 20-Jan-17 539.95 1.00000 1.19 (3.13) 1.19 0.00 (15.94) Last business day of Mar, Jun, Sep, DecAQ-W3 0.04 0.00 Very High 0.25 0.58 19-May-16 2,624.55 1.02800 6.43 149.16 2.34 127.03 428.89 Last business day of Mar, Jun, Sep, DecBKD-W1 0.48 0.33 46.51 3.38 2.91 27-Feb-16 350.00 0.60501 4.26 9.57 3.05 68.03 35.65 30 Jun of every year, last exercise date 27 Feb 16BLAND-W3 0.01 0.00 217.99 1.47 1.90 07-Nov-15 1,991.14 1.00000 147.00 29.93 13.02 63.41 Very High Last business day of Mar, Jun, Sep, DecBLAND-W4 0.36 0.30 20.77 1.47 2.00 02-Jul-18 6,930.27 1.00000 4.08 60.54 2.23 56.82 24.05 Last business day of Mar, Jun, Sep, DecBROCK-W1 0.74 0.93 (20.28) 2.86 3.50 01-Jun-18 204.97 1.00000 3.86 48.25 2.24 49.50 20.86 Last business day of Mar, Jun, Sep, DecBROOK-W4 0.52 0.64 (18.84) 0.86 0.21 08-Aug-16 885.61 1.00000 1.65 (15.35) 1.65 0.00 (44.57) Last business day of Mar, Jun, Sep, DecBSM-W1 3.70 3.74 (1.18) 0.70 0.10 03-Jan-16 11.99 6.25000 1.18 (1.14) 1.18 0.00 (27.87) Last business day of Mar, Jun, Sep, Dec 2014-15BTS-W3 1.03 2.38 (56.75) 9.65 12.00 01-Nov-18 3,944.63 1.00000 9.37 35.03 3.73 35.67 11.39 30 Dec 16, 1 Nov 18BWG-W2 0.17 0.16 8.88 1.52 1.50 08-Dec-15 286.26 1.00000 8.94 9.87 5.12 65.74 89.83 30 Sep 15, 8 Dec 15BWG-W3 0.25 0.30 (16.57) 1.52 1.50 08-Jun-16 395.68 1.00000 6.08 15.13 3.61 49.53 28.40 30 Sep 15, 30 Dec 15, 31 Mar 16, 8 Jun 16CCP-W2 3.40 3.44 (1.05) 1.05 0.25 30-Sep-16 34.11 4.33300 1.34 (1.46) 1.34 0.00 (5.90) Last business day of Mar, Jun, Sep, DecCGD-W3 0.23 0.05 337.71 1.24 1.80 07-Sep-16 2,438.66 1.00000 5.39 63.71 2.52 80.59 88.04 Last business day of every 6th monthCGH-W1 0.41 0.20 109.48 1.21 1.62 05-Jan-18 855.41 1.10800 3.27 64.80 1.95 66.96 34.15 Last business day 6 monthsCGH-W2 0.41 0.22 89.17 1.21 1.60 14-Jul-18 361.37 1.00000 2.95 66.12 1.84 64.49 28.50 Last business day 6 monthsCHO-W1 2.40 2.44 (1.57) 2.94 0.50 27-Oct-16 255.39 1.00000 1.23 (1.36) 1.23 0.00 (7.05) Last business day of Mar, Jun, Sep, DecCIG-W5 0.18 0.04 364.50 0.80 1.15 30-Sep-16 216.19 1.00000 4.44 66.25 2.27 87.21 88.07 Last business day of each monthCKP-W1 0.48 0.30 57.42 2.56 6.00 28-May-20 1,870.00 1.00000 5.33 153.13 2.19 48.47 25.66 Last business day of Mar, Jun, Sep, DecCMO-W1 0.71 0.06 Very High 1.87 2.00 12-Nov-15 24.00 1.00000 2.63 44.92 1.78 345.57 Very High 1 Apr 13-15, 1 Oct 13-14, 11 Nov 15COLOR-W1 0.71 0.02 Very High 1.47 3.10 16-Jun-16 48.42 1.29060 2.67 148.26 1.60 179.62 484.97 Last business day of Mar, Jun, Sep, DecCSS-W1 4.22 4.45 (5.16) 4.98 1.25 31-Mar-16 99.50 1.20100 1.42 (4.36) 1.42 0.00 (28.57) Last business day of Mar, Jun, Sep, DecCWT-W2 2.24 2.50 (10.50) 3.12 1.00 30-Jan-16 44.82 1.17800 1.64 (7.00) 1.64 0.00 (47.18) Last business day of Jun, DecCWT-W3 2.02 2.13 (5.13) 3.12 1.00 14-May-16 84.39 1.00000 1.54 (3.21) 1.54 0.00 (14.75) Last business day of Jun, DecDCON-W1 * 8.40 10.02 (16.15) 1.43 0.43 08-May-19 41.09 11.64900 1.98 (19.57) 1.98 0.00 (13.09) Last business day of every 6 monthsDCON-W2 * 0.93 0.92 0.79 1.43 0.48 28-Jan-17 341.89 1.04000 1.60 (3.83) 1.55 58.51 (7.92) Last business day of every 3 monthsDCORP-W1 15.30 15.82 (3.31) 11.70 1.87 08-May-17 48.97 1.60274 1.23 (2.42) 1.23 0.00 (8.52) 8 May 15, 6 May 16, 8 May 17DEMCO-W6 1.62 0.48 239.67 11.90 14.87 05-Feb-16 38.05 1.00900 7.41 38.46 3.30 94.88 208.99 Last business day of Jan, Jul 14 and 15, 5 Feb 16DIMET-W1 6.05 6.72 (9.93) 7.20 0.50 01-Nov-17 13.60 1.00000 1.19 (9.03) 1.19 0.00 (33.18) Last business day of Jun, DecDNA-W1 4.68 9.48 (50.62) 2.00 0.10 18-Nov-18 251.10 5.00000 2.14 (48.20) 2.14 0.00 (53.22) 18 Nov 2018EARTH-W3 3.24 3.39 (4.45) 4.78 1.47 15-Sep-16 31.95 1.02300 1.51 (3.07) 1.51 0.00 (9.69) 15 Mar and 15 Sep throughout the life of warrantEARTH-W4 0.44 1.64 (73.22) 4.78 7.00 15-Sep-19 1,409.63 1.00000 10.86 55.65 3.76 26.70 12.91 15 Mar and 15 Sep throughout the life of warrantECF-W1 3.64 4.19 (13.02) 4.78 0.50 29-Jul-17 259.87 1.00000 1.31 (13.39) 1.31 0.00 (36.65) Last business day of May, NovECL-W2 0.59 0.63 (6.32) 1.69 1.60 23-Feb-18 297.39 1.00000 2.86 29.59 1.99 55.52 17.07 Last business day of Feb, AugEFORL-W2 0.75 0.95 (21.16) 1.05 0.10 22-Aug-16 4,599.61 1.00000 1.40 (19.05) 1.40 0.00 (71.66) 22 Aug 2016EIC-W1 1.12 0.96 17.13 1.58 1.00 29-May-17 100.00 1.31336 1.85 17.26 1.55 80.39 21.46 Last business day of May, NovEIC-W2 0.70 0.94 (25.42) 1.58 1.00 16-Jul-20 190.75 1.00000 2.26 7.59 2.03 23.99 2.71 Last business day of May, NovEMC-W4 0.06 0.05 19.76 0.32 0.34 15-Mar-16 1,156.41 1.17400 6.26 22.53 3.40 70.07 73.12 15th of Mar, Jun Sep, DecE-W1 0.45 0.34 34.02 0.81 1.41 22-Dec-20 347.00 1.06500 1.92 125.99 1.39 76.28 28.11 Last business day of Mar, Jun, Sep, DecE-W2 0.26 0.25 4.69 0.81 2.00 22-Dec-20 261.75 1.00000 3.12 179.01 1.70 61.59 28.13 Last business day of Mar, Jun, Sep, Dec

08 Oct 2015Bualuang Securities




E-W4 0.01 0.00 Very High 0.81 1.50 02-Feb-16 2,205.40 0.10000 8.10 97.53 2.79 137.49 952.21 1 Feb 16FER-W1 * 0.70 0.03 Very High 1.08 4.00 15-Jan-18 108.00 1.00000 1.54 335.19 1.21 169.92 181.90 Last business day of JanFPI-W1 3.24 3.30 (1.76) 5.25 2.00 08-Jun-18 302.93 1.00000 1.62 (0.19) 1.55 43.00 (0.19) Last business day of Mar, Jun, Sep, DecFVC-W1 1.96 2.40 (18.23) 2.96 0.50 14-May-18 121.50 1.00000 1.51 (16.89) 1.51 0.00 (23.42) Last business day of May, NovGEL-W4 0.13 0.02 482.82 0.65 1.20 09-Jun-16 1,327.19 1.00000 5.00 104.62 2.23 118.53 249.36 Last business day of DecGENCO-W1 1.59 1.32 20.87 1.68 1.00 18-May-17 94.26 1.57649 1.67 19.56 1.42 95.68 28.11 Last business day of Mar, Jun, Sep, DecGIFT-W1 1.94 1.76 9.99 3.36 2.00 29-Apr-18 151.34 1.00000 1.73 17.26 1.47 74.40 14.34 Last business day of Apr, OctGJS-W2 0.02 0.00 Very High 0.22 2.07 12-Dec-17 4,933.06 0.36300 3.99 865.95 1.63 127.41 219.49 Last business day of Jun, DecGJS-W3 0.03 0.01 309.25 0.22 1.50 07-Feb-20 3,674.43 0.40000 2.93 615.91 1.51 94.17 71.44 Last business day of Jun, DecGLAND-W2 1.75 2.23 (21.44) 2.94 1.00 30-Jun-16 2.47 1.11800 1.88 (12.75) 1.88 0.00 (35.49) 30 Jun throughout the life of warrantGLAND-W3 1.72 2.28 (24.41) 2.94 1.00 30-Jun-17 32.57 1.06800 1.83 (11.21) 1.83 0.00 (15.21) 30 Jun throughout the life of warrantGLAND-W4 1.67 2.24 (25.33) 2.94 1.00 29-Jun-18 587.45 1.00000 1.76 (9.18) 1.76 0.00 (8.40) 30 Jun throughout the life of warrantGL-W3 3.98 4.02 (0.90) 14.00 10.00 01-Dec-15 125.48 1.00000 3.52 (0.14) 3.52 0.00 (1.37) Last business day of each monthGSTEL-W1 0.02 0.01 241.42 0.31 2.75 29-Sep-19 5,676.19 0.20000 3.10 819.35 1.51 101.71 90.99 Last business day of Jun, DecGSTEL-W2 0.02 0.01 242.96 0.31 2.75 26-Sep-19 1,348.65 0.20000 3.10 819.35 1.51 101.82 91.25 Last business day of Jun, DecIFEC-W1 10.10 10.93 (7.62) 10.20 1.00 23-Feb-17 172.47 1.18625 1.20 (6.72) 1.20 0.00 (31.54) 28 Nov 14, 28 Nov 15, 23 Feb 17IFEC-W2 1.81 0.46 290.77 10.20 25.00 08-Jul-18 456.09 1.00000 5.64 162.84 2.20 63.95 48.78 31 May 16, 31 May 17, 6 Jul 18ILINK-W1 33.50 34.86 (3.90) 21.90 8.00 23-Jun-16 12.19 2.50000 1.63 (2.28) 1.63 0.00 (8.22) Last business day of Mar, Jun, Sep, DecIRCP-W2 3.46 2.09 65.31 6.40 5.25 16-May-17 55.22 1.20000 2.22 27.08 1.69 84.87 28.40 15th of May, NovITD-W1 1.78 1.27 39.78 8.35 14.00 13-May-19 1,055.93 1.00000 4.69 88.98 2.25 48.11 23.43 Last business day of Mar, Jun, Sep, DecIVL-W1 2.20 2.01 9.65 23.70 36.00 24-Aug-17 481.41 1.00000 10.77 61.18 3.58 41.69 31.61 Last business day of Jan, Apr, Jul, OctIVL-W2 2.10 2.17 (3.23) 23.70 43.00 24-Aug-18 370.31 1.00000 11.29 90.30 3.33 39.48 27.04 Last business day of Jan, Apr, Jul, OctJAS-W3 1.32 1.97 (32.98) 5.65 4.30 05-Jul-20 3,289.65 1.00000 4.28 (0.53) 3.19 21.20 (0.15) Last business day of Mar, Jun, Sep, DecJMT-W1 3.66 2.72 34.62 14.70 18.00 29-Jun-18 74.00 1.00000 4.02 47.35 2.29 50.11 19.66 Last business day of Mar, Jun, Sep, DecKCE-W2 52.00 52.00 0.00 57.50 5.00 19-Jun-16 12.87 1.00000 1.11 (0.87) 1.11 89.18 (12.80) 1- 10 of Mar, Jun, Sep, DecKIAT-W1 0.52 0.38 36.69 0.89 0.50 22-Mar-18 1,100.00 1.00000 1.71 14.61 1.47 80.22 13.07 30 Mar throughout the life of warrantL&E-W3 2.50 2.46 1.60 4.54 2.10 15-Jun-17 53.10 1.00000 1.82 1.32 1.74 41.07 1.74 15th of Jun, DecLH-W3 4.56 4.24 7.53 8.10 3.50 05-May-17 294.07 1.00000 1.78 (0.49) 1.63 64.52 (0.72) Last business day of Mar, Jun, Sep and DecLIVE-W2 0.63 0.71 (11.82) 0.78 0.10 08-Dec-16 830.85 1.04700 1.30 (10.04) 1.30 0.00 (39.07) Last business day of Mar, Jun, Sep, DecLOXLEY-W 1.25 0.44 184.97 2.62 7.00 30-Sep-17 66.24 1.00000 2.10 214.89 1.43 139.25 128.09 Last business day of Mar, Jun, Sep, DecMACO-W1 0.18 0.08 138.28 1.00 2.00 02-Nov-17 752.24 1.00000 5.56 118.00 2.34 71.29 53.89 30 Dec 16, 31 Mar, 30 Jun, 30 Sep, 2 Nov 17MBAX-W1 2.44 2.51 (2.60) 4.96 2.50 17-Aug-17 47.25 1.00000 2.03 (0.40) 1.88 43.55 (0.43) 17 Feb, 17 Aug 2015-2017MFC-W1 7.80 10.15 (23.19) 28.25 18.00 30-Mar-18 59.81 1.00000 3.62 (8.67) 3.02 27.49 (5.03) Last business day of Mar, Jun, Sep, DecMILL-W2 0.48 0.44 9.46 1.75 1.71 29-May-16 465.75 1.46000 5.32 16.62 3.27 55.31 33.86 Last business day of Jun, DecMILL-W3 * 0.53 0.44 19.51 1.75 3.00 21-Dec-19 625.70 1.00000 3.30 101.71 1.86 56.10 23.87 Last business day of Jun, DecMINT-W5 3.16 6.54 (51.69) 30.25 36.36 03-Nov-17 199.51 1.00000 9.57 30.66 4.07 30.03 15.27 25th of Feb, May, Aug, NovMONO-W1 0.50 0.74 (32.28) 2.38 2.50 17-Oct-19 1,479.07 1.00000 4.76 26.05 2.75 35.21 7.34 Last business day of Mar, Jun, Sep, DecMOONG-W1 3.70 3.43 7.93 4.76 1.00 01-Jun-18 23.84 1.00000 1.29 (1.26) 1.23 105.26 (2.18) Last business day of Jun, DecMPG-W1 0.49 0.61 (20.02) 1.38 1.00 01-Jun-18 292.58 1.00000 2.82 7.97 2.36 29.54 4.50 Last business day of May, NovNBC-W1 1.25 0.01 Very High 0.70 3.00 11-Jul-18 176.86 1.00000 0.56 36.22 0.56 Very High Very High 15th of Jun, DecNEP-W2 0.29 0.26 12.67 0.70 0.50 15-Dec-16 472.32 1.00000 2.41 12.86 1.94 65.80 18.21 15th of Mar, Jun Sep, DecNEWS-W2 0.01 0.00 Very High 0.27 1.50 29-Oct-15 606.10 0.06780 1.83 510.18 1.23 Very High Very High Last business day of Mar, SepNEWS-W3 0.01 0.00 Very High 0.27 2.60 14-Sep-16 484.88 0.38730 10.46 872.53 2.13 149.91 Very High Last business day of Mar and SepNEWS-W4 0.02 0.00 Very High 0.27 3.50 31-Mar-19 417.00 0.28480 3.84 1,222.31 1.58 108.53 127.86 Last business day of Mar and SepNINE-W1 3.00 0.47 536.32 2.96 4.00 11-Jul-18 84.96 1.00000 0.99 136.49 0.99 Very High Very High 15th of Jun, DecNMG-W3 0.50 0.62 (19.77) 1.54 1.00 19-Jun-18 903.65 1.00000 3.08 (2.60) 3.08 0.00 (1.44) 15th of Jun, DecNNCL-W2 0.40 0.47 (14.53) 1.48 1.00 29-Dec-15 654.38 1.00000 3.70 (5.41) 3.70 0.00 (29.31) Last business day of Mar, Jun, Sep, DecNPP-W1 1.31 1.62 (19.24) 2.04 1.00 30-May-16 87.17 1.54282 2.40 (9.36) 2.40 0.00 (23.85) Last business day of Feb, May, Aug, NovNPP-W2 1.16 0.63 84.76 2.04 1.80 09-Mar-18 59.93 1.00000 1.76 45.10 1.40 93.19 34.47 9 Mar 2018




NUSA-W1 0.38 0.20 85.64 1.06 1.00 31-May-16 494.66 1.02300 2.85 29.38 1.98 105.33 78.54 Last business day of May and NovNUSA-W2 0.50 0.35 43.87 1.06 1.00 21-Jan-18 287.12 1.00000 2.12 41.51 1.59 78.26 28.85 Last business day of May and NovOCEAN-W1 0.63 0.63 (0.27) 0.95 0.32 02-Dec-15 72.60 1.00000 1.51 (0.21) 1.51 0.00 (4.15) 1th of Jun, DecPAE-W1 0.08 0.01 615.17 0.27 0.50 02-Nov-16 1,363.18 1.00000 3.38 114.81 1.83 116.99 147.33 15th of Mar, Jun, Sep, DecPLE-W2 0.01 0.00 Very High 1.15 3.20 21-Oct-15 536.19 1.00000 115.00 179.13 5.47 292.24 Very High 20 Oct 2015PL-W1 1.72 0.78 120.49 3.70 4.00 15-Jun-18 49.71 1.00000 2.15 54.59 1.63 101.38 29.94 Last business day of Mar, Jun, Sep, DecPOLAR-W2 0.01 0.00 Very High 0.13 6.90 28-Jun-16 4,149.93 0.05797 0.75 5,340.39 0.75 Very High Very High Last business day of DecPOLAR-W3 0.02 0.00 Very High 0.13 2.00 01-Feb-18 3,128.26 1.00000 6.50 1,453.85 1.80 118.50 249.51 Last business day of DecPPM-W1 1.87 0.37 403.09 4.78 7.00 19-May-17 80.00 1.00000 2.56 85.56 1.66 105.14 72.44 Last business day of Jun, DecPRINC-W1 2.78 2.58 7.84 3.76 1.20 30-Sep-16 442.67 1.00000 1.35 5.85 1.27 121.51 23.01 Last business day of Mar, Jun, Sep, DecPSL-W1 2.64 0.07 Very High 7.05 17.50 15-Jun-18 51.98 1.00000 2.67 185.67 1.59 97.09 67.09 Last business day of Mar, Jun, Sep, DecRCI-W1 1.59 1.84 (13.67) 4.84 3.00 23-Oct-15 74.45 1.00000 3.04 (5.17) 3.04 0.00 (87.59) 22 Oct 14, 22 Oct 15RML-W4 0.20 0.06 260.20 1.14 1.97 14-Jun-18 893.85 1.00000 5.70 90.35 2.45 51.64 31.77 Last business day of Mar, Jun, Sep, DecROJNA-W3 2.24 1.96 14.35 5.85 3.92 18-Jul-16 55.98 1.02051 2.67 4.53 2.26 59.25 9.45 Last business day of Feb, May, Aug, NovRWI-W1 1.23 1.37 (10.53) 2.86 1.60 29-Jun-18 299.98 1.00000 2.33 (1.05) 2.33 0.00 (0.68) Last business day of Mar, Jun, Sep, DecSAMART-W 1.94 0.41 378.00 22.80 45.00 19-Feb-18 201.27 1.00000 11.75 105.88 3.25 47.17 38.37 19 Feb 2018SAWAD-W1 8.90 4.51 97.22 37.00 60.00 29-May-20 40.00 1.00000 4.16 86.22 2.14 43.98 17.76 Last business day of May and NovSIMAT-W2 1.39 0.12 Very High 5.05 15.00 19-May-20 37.81 1.00000 3.63 224.55 1.78 65.44 35.76 Last business day of Jan, Apr, Jul, OctSIMAT-W3 1.39 0.15 840.33 5.05 30.00 19-May-25 37.81 1.00000 3.63 521.58 1.67 55.34 24.45 Last business day of Jan, Apr, Jul, OctSIRI-W2 0.20 0.09 128.31 1.76 2.50 24-Nov-17 3,406.22 1.00000 8.80 53.41 3.35 43.22 24.80 Last business day of Mar, Jun, Sep, DecSMART-W1 1.07 1.13 (5.14) 2.30 1.25 20-Apr-18 184.00 1.00000 2.15 0.87 2.15 0.00 0.64 Last business day of Jun, DecSMM-W3 0.75 0.32 137.89 1.69 1.50 25-Nov-16 72.23 1.00000 2.25 33.14 1.68 101.34 51.14 25th of each monthSTAR-W2 7.60 5.28 43.99 8.15 2.90 03-Jun-16 33.98 1.00000 1.07 28.83 1.04 387.17 Very High 3 Jun throughout the life of warrantSUPER-W2 5.00 5.89 (15.16) 1.53 0.95 14-Dec-15 317.14 10.07440 3.08 (5.60) 3.08 0.00 (38.03) 16 Mar, 15 Jun, 15 Sep and 14 Dec 2015SUPER-W3 0.25 0.02 995.26 1.53 4.00 31-Mar-17 2,014.78 1.00000 6.12 177.78 2.23 87.87 116.32 Last business day of Feb, May, Aug, Nov 16, Mar 17SUSCO-W1 0.60 0.65 (8.00) 3.18 4.00 04-Feb-19 274.98 1.00000 5.30 44.65 2.70 42.50 14.09 Last business day of Mar, Jun, Sep, DecSVI-W3 1.80 1.79 0.42 5.25 4.44 26-Mar-20 31.00 1.00000 2.92 18.86 2.09 45.23 5.81 15th of JulS-W1 1.12 0.32 252.50 5.25 15.00 15-Jul-19 1,632.95 1.00000 4.69 207.05 2.08 70.12 40.83 15 Jan 18, 15 Jan 19, 15 Jul 19TAPAC-W2 5.35 5.13 4.27 7.55 2.10 01-May-17 75.48 1.00000 1.41 (1.32) 1.35 86.31 (2.93) Last business day of Jan, Apr, Jul, OctTCC-W2 1.87 1.16 61.51 1.68 0.82 03-May-18 4.85 1.21782 1.09 40.27 1.05 190.00 96.76 Last business day of Feb, May, Aug, NovTCC-W3 1.20 1.18 1.69 1.68 0.88 01-Apr-22 92.20 1.14249 1.60 14.60 1.43 42.21 5.21 Last business day of Mar, Jun, Sep, DecTCC-W4 1.02 1.01 1.29 1.68 1.00 14-May-23 369.35 1.00000 1.65 20.24 1.43 41.32 5.62 Last business day of Mar, Jun, Sep, DecTCJ-W1 2.00 2.00 (0.03) 10.90 9.56 17-Mar-16 9.15 1.04550 5.70 5.30 4.23 39.97 15.28 Last business day of Mar, Jun, Sep, DecTCMC-W1 1.93 1.56 23.90 3.54 2.00 26-Aug-16 127.31 1.00000 1.83 11.02 1.58 101.86 27.87 Last business day of Mar, SepTFD-W2 0.92 0.03 Very High 3.00 4.85 15-May-16 180.41 1.03000 3.36 91.54 1.89 151.71 301.77 Last business day of Mar, Jun, Sep, DecTFD-W3 1.09 0.02 Very High 3.00 5.00 15-May-16 256.56 1.00000 2.75 103.00 1.70 176.68 397.23 Last business day of Mar, Jun, Sep, DecTGPRO-W1 0.13 0.13 3.07 0.31 0.20 28-Apr-17 2,052.44 1.00000 2.38 6.45 2.06 44.80 7.02 Last business day of Mar, Jun, Sep, DecTH-W1 0.69 0.35 99.88 1.08 1.00 09-Sep-17 60.00 1.35200 2.12 39.85 1.59 84.77 34.05 Last business day of SepTH-W2 0.46 0.38 22.22 1.08 1.00 16-Jun-20 321.67 1.00000 2.35 35.19 1.74 45.77 10.73 Last business day of JunTPAC-W1 2.88 2.59 11.17 7.60 5.00 21-May-16 45.90 1.00000 2.64 3.68 2.21 72.31 9.80 Last business day of Mar, SepTPOLY-W2 2.14 1.69 26.35 3.94 3.00 28-Jun-18 125.98 1.00000 1.84 30.46 1.49 74.14 20.66 Last business day of Mar, Jun, Sep, DecTSI-W2 0.29 0.09 207.32 0.64 1.20 28-Jun-18 223.45 1.00000 2.21 132.81 1.48 97.76 57.29 28 Jun 2018TTA-W4 1.89 0.87 116.07 10.30 17.47 01-Mar-17 98.17 1.05910 5.77 86.91 2.47 71.18 67.39 Last business day of Mar, Jun, Sep, DecTTA-W5 1.90 2.04 (6.81) 10.30 18.50 28-Feb-19 173.48 1.00000 5.42 98.06 2.37 48.15 26.21 Last business day of Mar, Jun, Sep, DecTVD-W1 0.70 0.08 761.00 1.58 2.53 14-Jul-16 23.50 1.38300 3.12 92.22 1.82 138.19 206.99 Last business day of Jun, DecT-W3 0.06 0.00 Very High 0.15 1.00 09-Aug-18 1,451.09 1.00000 2.50 606.67 1.42 125.28 133.77 9 Aug 2018TWZ-W3 0.18 0.08 137.12 0.30 0.30 22-Jun-17 400.00 1.00300 1.67 59.49 1.35 131.93 70.42 30 Dec 15, 30 Dec 16, 30 Dec 17TWZ-W4 0.03 0.03 13.58 0.30 0.70 31-May-18 2,672.35 1.00000 10.00 143.33 2.85 52.28 43.38 30 Dec 16, 29 Dec 17 and 31 May 18UAC-W1 2.04 1.38 47.73 6.20 5.56 31-Jan-16 90.77 1.35000 4.10 13.98 2.79 89.91 72.12 Last business day of Mar, Jun, Sep, Dec




UPA-W1 1.06 0.19 455.62 1.62 3.00 22-Dec-17 279.97 1.00000 1.53 150.62 1.23 150.67 114.05 22 Dec 2017UREKA-W1 0.79 0.75 4.94 1.27 0.50 21-Apr-17 212.50 1.00000 1.61 1.57 1.50 72.22 2.70 Last business day of May, NovU-W1 0.01 0.01 22.32 0.04 0.06 06-Nov-19 180,638 1.00000 4.00 75.00 2.14 45.67 18.52 Last business day of Mar, Jun, Sep, DecUWC-W1 0.92 0.99 (7.20) 0.40 0.10 14-Nov-15 31.87 3.30300 1.44 (5.37) 1.44 0.00 (86.08) Last business day of Mar, Jun, Sep, DecUWC-W2 0.26 0.31 (16.00) 0.40 0.10 29-Mar-19 5,540.15 1.00000 1.54 (10.00) 1.54 0.00 (9.24) Last business day of Mar, SepVGI-W1 0.64 1.22 (47.44) 3.50 7.00 01-Aug-18 857.79 2.00000 10.94 109.14 3.16 45.75 32.37 Last business day of Mar, Jun, Sep, DecVIBHA-W2 0.80 0.83 (4.13) 1.53 1.00 14-Jun-20 1,048.09 1.00000 1.91 17.65 1.58 55.53 6.95 30 Sep throughout the life of warrantVTE-W1 1.77 1.75 0.88 3.62 2.15 12-Feb-16 106.18 1.16200 2.38 1.47 2.23 65.69 7.53 Last business day of Jun, DecWHA-W1 * 10.80 13.97 (22.68) 3.22 3.43 04-Mar-20 116.83 10.20070 3.04 39.44 2.01 46.05 11.06 25th of Jun, DecWHA-W2 0.43 0.63 (31.43) 3.22 2.70 14-Dec-15 1,314.40 1.00000 7.49 (2.80) 7.49 0.00 (16.58) 14 Dec 2015WIIK-W1 1.14 0.62 83.66 2.80 5.00 16-Jun-18 99.96 1.00000 2.46 119.29 1.57 88.93 50.72 Last business day of Dec

Stock CoverageBLS Stock Rating Gearing BLS Stock Rating All-in

PremiumSAMART-W BUY 11.75 DCON-W1 SELL (19.57)IVL-W2 BUY 11.29 KCE-W2 BUY (0.87)VGI-W1 HOLD 10.94 LH-W3 BUY (0.49)IVL-W1 BUY 10.77 MONO-W1 HOLD 26.05MINT-W5 BUY 9.57 MINT-W5 BUY 30.66BTS-W3 BUY 9.37 BTS-W3 BUY 35.03SIRI-W2 BUY 8.80 WHA-W1 BUY 39.44TTA-W4 HOLD 5.77 SIRI-W2 BUY 53.41TTA-W5 HOLD 5.42 IVL-W1 BUY 61.18CKP-W1 HOLD 5.33 SAWAD-W1 BUY 86.22MONO-W1 HOLD 4.76 TTA-W4 HOLD 86.91SAWAD-W1 BUY 4.16 IVL-W2 BUY 90.30WHA-W1 BUY 3.04 TTA-W5 HOLD 98.06PSL-W1 HOLD 2.67 SAMART-W BUY 105.88DCON-W1 SELL 1.98 VGI-W1 HOLD 109.14LH-W3 BUY 1.78 CKP-W1 HOLD 153.13KCE-W2 BUY 1.11 PSL-W1 HOLD 185.67Note: Rank by Gearing Note: Rank by All-in Premium

*NOTE: ABC-W1: The first exercise date 29 Dec 2017.DCON-W1: The first exercise date 31 Jul 2017.DCON-W2: The first exercise date 29 Jul 2016.MILL-W3: The first exercise date 30 Jun 2015.FER-W1: The first exercise date 29 Jan 2016.WHA-W1: The last exercise date 4 Mar 2020.

Bualuang Securities


Bualuang Securities Public Company Limited

BUALUANG SECURITIES PUBLIC COMPANY LIMITED (BLS) is a subsidiary of BANGKOK BANK PUBLIC COMPANY LIMITED (BBL). This document is produced based upon sources believed to be reliable but their accuracy, completeness or correctness is not guaranteed. The statements or expressions of opinion herein were arrived at after due and careful consideration to use as information for investment. Expressions of opinion contained herein are subject to change without notice. This document is not, and should not be construed as, an offer or the solicitation of an offer to buy or sell any securities. The use of any information shall be at the sole discretion and risk of the user.

BUALUANG SECURITIES PUBLIC COMPANY LIMITED MAY BE IN RELATIONSHIP WITH THE SECURITIES IN THIS REPORT. “Opinions, projections and other information contained in this report are based upon sources believed to be accurate including the draft prospectus, but no responsibility is accepted for any loss occasioned by reliance placed upon the contents hereof. Bualuang Securities Public Company Limited may from time to time perform investment, advisory or other services for companies mentioned in this report, as well as dealing (as principal or otherwise) in, or otherwise being interested in, any securities mentioned herein, This report does not constitute a solicitation to buy or sell any securities”. Investors should carefully read details in the prospectus before making investment decision.

BUALUANG SECURITIES PUBLIC COMPANY LIMITED MAY ACT AS MARKET MAKER AND ISSUER OF DWs, AND ISSUER OF STRUCTURED NOTES ON THESE SECURITIES. The company may prepare the research reports on those underlying securities. Investors should carefully read the details of the derivative warrants and structured notes in the prospectus before making investment decisions.

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90 – 100 Excellent 80 – 89 Very Good 70 – 79 Good 60 – 69 Satisfactory 50 – 59 Pass

Below 50 No logo given N/A

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This research report was prepared by Bualuang Securities Public Company Limited and refers to research prepared by Morgan Stanley. Morgan Stanley does not warrant or guarantee the accuracy or completeness of its research reports. Morgan Stanley reserves copyright and other proprietary rights in the material reproduced in this report. Morgan Stanley is under no obligation to inform Bualuang Securities or you if the views or information referred to or reproduced in this research report change.

Corporate Governance Report disclaimer

The disclosure of the survey result of the Thai Institute of Directors Association (“IOD”) regarding corporate governance is made pursuant to the policy of the Office of the Securities and Exchange Commission. The survey of the IOD is based on the information of a company listed on the Stock Exchange of Thailand and the Market for Alternative Investment disclosed to the public and able to be accessed by a general public investor. The result, therefore, is from the perspective of a third party. It is not an evaluation of operation and is not based on inside information. The survey result is as of the date appearing in the Corporate Governance Report of Thai Listed Companies. As a result, the survey result may be changed after that date. Bualuang Securities Public Company Limited does not conform nor certify the accuracy of such survey result. "Disclaimer: The disclosure of the Anti-Corruption Progress Indicators of a listed company on the Stock Exchange of Thailand, which is assessed by the relevant institution as disclosed by the Office of the Securities and Exchange Commission, is made in order to comply with the policy and sustainable development plan for the listed companies. The relevant institution made this assessment based on the information received from the listed company, as stipulated in the form for the assessment of Anti-corruption which refers to the Annual Registration Statement (Form 56-1), Annual Report (Form 56-2), or other relevant documents or reports of such listed company . The assessment result is therefore made from the perspective of a third party. It is not an assessment of operation and is not based on any inside information. Since this assessment is only the assessment result as of the date appearing in the assessment result, it may be changed after that date or when there is any change to the relevant information. Nevertheless, [•] Securities Company Limited does not confirm, verify, or certify the accuracy and completeness of the assessment result."

DISCLAIMER


BUALUANG RESEARCH – RECOMMENDATION FRAMEWORK STOCK RECOMMENDATIONS BUY: Expected positive total returns of 15% or more over the next 12 months. HOLD: Expected total returns of between -15% and +15% over the next 12 months. SELL: Expected negative total returns of 15% or more over the next 12 months. TRADING BUY: Expected positive total returns of 15% or more over the next 3 months.

SECTOR RECOMMENDATIONS OVERWEIGHT: The industry, as defined by the analyst's coverage universe, is expected to outperform the relevant primary market index over the next 12 months. NEUTRAL: The industry, as defined by the analyst's coverage universe, is expected to perform in line with the relevant primary market index over the next 12 months. UNDERWEIGHT: The industry, as defined by the analyst's coverage universe, is expected to underperform the relevant primary market index over the next 12 months.

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