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    Joseph W Dauben

    AbrahamRobinson

    and

    Nonstandard

    Analysis:

    History Philosophy and

    Foundations ofMathematics

    Mathematics

    is the

    subject

    in

    wh ich

    we

    don'tknow* wha t

    we are talking about.

    Ber t r and

    Russel l

    *

    Don't care would

    be

    more

    to the

    point .

    M a r t i n Davis

    I never unders tood why logic should be reliable

    everywhere

    else, but not in mathematics .

    A . Heyt ing

    1. Infinitesimals

    and the

    History

    of

    Mathematics

    H istorically, the du al concepts of infinitesimals and infinities have

    alwaysbeen at the center of crises and fou nd ations in m athem atics, from

    the first " foundat iona l crisis" that some, at least, have associated with

    discovery

    ofirrational n um bers (mo re properly speaking, incomm ensurable

    magnitudes) by thepre-socartic Pythagoreans

    1

    ,to thedebates that arecur-

    rentlywag ed between intuitionistsand formalistbetween th edescendants

    of Kronecke r

    and

    B r o u w e r

    on the one

    ha nd ,

    and of

    Cantor

    and

    Hilbert

    on the other. Recently,a new crisis hasbeen identifiedby theconstruc-

    tivist Erret Bishop:

    There

    is a

    crisis

    in

    contemporary mathematics ,

    and

    anybody

    who has

    This paper

    w asfirst

    presented

    as the second of two Harvard Lectures onRobinson and his

    wo rk delivered at Yale Un iversity on 7 M ay 1982. In revised versions, it has been presented

    to colleagues at the Boston Colloquim for the Philosophy of Science (27A pril 1982), th e

    American Mathematical Society meeting

    in

    Chicago

    (23

    M arch 1985),

    th e

    Conference

    on

    History

    and

    Philosophy

    of

    Modern Mathematics held

    at the

    Universi ty

    of

    Minnesota (17-19

    May 1985), and, most recently,

    at the

    Centre National

    d e

    Recherche Scientifique

    in Paris

    (4

    June 1985)

    and the

    Depar tment

    of

    Mathematics

    at the

    Universi ty

    o f

    Strassbourg

    (7

    June

    1985).

    I am

    gra te fu l

    for

    energetic

    a nd

    constructive discussions with many colleagues whose

    comments

    and

    suggestions have served

    to

    develop

    and

    sharpen

    th e

    argum ents presented here.

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    775

    Joseph

    W.

    Dauben

    not

    noticed

    it is

    being willfully blind. The

    crisis

    is due to our

    neglect

    of

    philosophical issues....

    2

    Bishop , too, relates

    his

    crisis

    in

    part

    to the

    subject

    of the

    infinite

    and in-

    finitesimals.

    A rguing that formalists mistakenly concentrateon the truth

    ra ther than

    the meaning of a

    mathematical s ta tement ,

    he

    criticizes

    Abraham Robinson 's nonstandard ana lys is

    as

    "form al f inesse," ad ding

    that "it is

    difficult

    to

    believe

    that

    debasement

    of

    meaning could

    be

    car-

    ried

    so

    far.

    3

    N ot all

    m athematicians, h ow ever,

    are

    prepared

    to

    agree that

    there is a crisis in modern mathemat ics , or that Robinson 's work con-

    sti tutes

    any

    debasement

    of

    meaning

    at

    all.

    K u r t Godel , fo r

    example, bel ieved that Robinson more than anyone

    else had

    succeeded

    in

    bringing mathematics

    and

    logic together,

    and he

    praised Ro binso n 's creat ion of nonstand ard analysis for enl is t ing the

    techniques

    of

    mod ern logic

    to

    provide rigorous foundations

    for the

    calculus

    using

    actual infinitesimals.

    The new

    theory

    w as first

    given wide public i ty

    in

    1961 when Robinson out l ined

    the

    basic idea

    of his

    nonstandard

    analysis

    in a

    paper presented

    a t a

    jo int meet ing

    of the

    Amer ican

    Mathemat ica l Society and the Mathematical Association of

    Amer i ca .

    4

    Subse quently, im pressive applications of R obin son 's approach to

    inf in-

    i tesimals have con firm ed

    h is

    hopes that non stand ard analysis could

    enrich

    standard mathematics

    in important ways .

    As for his

    success

    ind efining

    infinitesimals

    in a

    rigorously m athematical

    wa y, Ro binson saw his w ork not only in the tradi t ion of o thers

    like

    Leib-

    niz

    and Cauchy before him, but even as v indicat ing and

    just i fy ing

    their

    views. The

    relation

    of

    the i r work , however ,

    to

    Robinson 's

    ow n

    research

    is

    equally significant,

    as

    R obinson himself real ized,

    and

    this

    for

    reasons

    that are of particular interest to the historian of mathemat ics . Before

    returning

    to the

    question

    of a

    "new" crisis

    in

    mathem atics

    due to

    Robin-

    son's

    work, i t is important to say something,

    briefly,

    about the history

    of

    infinitesim als,

    a

    history that Ro binson took w ith

    th e

    utm ost seriousness.

    This is not the place to rehearse the long his tory of infin itesim als in

    mathematics. There is one historical

    f igure ,

    however, who especially

    interested Robinsonnamely,

    Ca u c h y a n d

    in wh at

    follows

    Cauchy pro-

    vides a focus for considering the historiographic significance of Robin-

    son 's

    ow n

    w o r k .

    In

    fact , fo l lowing R obinson 's lead, o thers l ike

    J. P.

    Cleave, Charles Ed w ards , Detlef Laug w itz,and W . A . J . Luxem burg have

    used nonstandard analysis

    to

    rehabili tate

    o r

    vindicate earlier

    infin-

    i tesimalists.

    5

    Leibn iz ,

    Euler , and

    Cauchy

    are

    among

    the

    more

    p romi-

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    ABRAHAM ROBINSON AND NONSTANDARD A N A L Y S I S

    179

    nent mathematicians

    w ho

    have been rationa lly

    reconstructed evento the

    point

    of

    having had,

    in the

    views

    of

    some

    com m entators,

    Robinsonian

    nonstandard infinitesimals

    in

    mind

    from

    the

    beginning.

    T he

    most detailed

    and

    methodically sophisticated

    of

    such treatments

    todateis

    that provided

    by

    Imre Lakatos ;

    in

    what fol lows,

    it is his

    analysis

    of

    Cauchy that

    is

    emphasized.

    2. Lakatos , Robinson, and Nonstandard Interpreta t ions of

    Cauchy ' s

    Infinitesimal Calculus

    In

    1966, Lakatos read

    a

    paper

    that

    prov oked considerable discussion

    at the International Logic Colloquium meeting that year in Hannover.

    Thepr imaryaim ofL akatos 'spaper w asmade clear in itstitle: Cauchy

    and the C on t i nuum: The Significanceof Non-standard Analysis for the

    History

    and

    Philosophy

    ofMathematics.

    6

    Lakatos

    acknowledged

    his ex-

    changes

    w i th Robinson

    on the

    subject

    of

    nonstandard analysis

    as he

    con-

    tinued to revisethew orking draf t of hispaper. Although Lakatos never

    published the

    article,

    it

    enjoyed

    a

    rath er w ide private circulation

    and

    even-

    tually

    appeared

    after

    Lakatos's death in volume 2 of his

    Mathematics,

    Science

    and Epistemology.

    Lakatos realized that tw o important thingshad happened withthe ap-

    pearan ce of Ro bins on 's new theor y, indebted as i t was to the results and

    techniques of m od ern m athem atical logic. He took i t above all as a sign

    that metamathematics

    w as

    turning away from

    its

    original philosophical

    beginnings

    and w as grow ing into an im portant b ranch of mathematics.

    7

    This

    view,

    now

    more than twenty years later, seems

    fully

    jus t i f ied .

    The second claim that L akatos m ade, ho w eve r, is that non standa rd

    analysis

    revolutionizes

    the

    historian's picture

    of the

    history

    of the

    calculus.

    The

    g rounds

    for

    this assertion

    are

    less

    c lear and in

    fact ,

    are

    subject

    to

    question. Lakatos explained

    his

    interpre tation

    of

    Robinson's achievement

    as

    follows

    at the

    beginning

    of his

    paper:

    Robinson's work.. .offers

    a rational

    reconstruction

    of the

    discredited

    infinitesimal

    theory w hich satisfies m od ern requ irements

    o f

    rigour

    and

    which

    is no

    weaker than W eierstrass's theory. This reconstruction makes

    infinitesimal

    theory an almost respectable ancestor of a fully-fledged,

    powerfu l modern theory ,

    lifts it

    from

    the

    status

    of

    pre-scientific gib-

    berish and

    renew s interest

    in its

    partly fo rgo tten, partlyfalsified

    history.

    8

    But consider the word

    almost.

    Robinson, says Lakatos, only makes

    the achievements of earl ier infinitesimalists

    almost

    respectable. In fact ,

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    180 Joseph

    W .

    Dauben

    Ro binson's w ork in the twentieth century cannot vindicate Leibniz's w ork

    in

    the seventeenth century, Euler 's in the eighteenth century , or Cauchy 's

    in thenineteenth century . There isnothingin the language orthought of

    Leibniz, Euler,

    or

    Cauchy

    (to

    whom Lakatos devotes most

    of his

    atten-

    tion) that would make them early Robinsonians. The

    difficulties

    of

    Lakatos's rational reconstruction, however, are clearer in some of the

    details

    he offers.

    For

    example, consider

    Lakatos 's

    interpretation

    of the

    famous theorem

    from Cau chy's Cours d 'analyse of 1821 , which purports to prove that the

    limit of a sequence of continuous functions

    s

    n x) is con tinuous. T his is

    what Lakatos,

    in the

    spirit

    of

    Robinson's

    ow n

    reading

    of

    Cauchy,

    has

    tosay:

    In fact

    Cauchy's theorem was true and his proof as correct as an

    infor-

    m alproof can be.

    Following Robinson

    . . .

    Cauchy 's argum ent,

    if not

    interpreted

    as a

    proto-Weierstrassian argument

    bu t as a

    gen uine Leibniz-

    Cauchy one,runs

    as fo l lows: . . .

    s

    n

    x )

    should

    be

    defined

    and

    continuous

    and

    converge

    n ot

    only

    at

    stan-

    dard Weierstrassian points

    but atevery

    point

    of the denser

    Cauchy

    con t inuum,and. . .thesequences

    n

    (x ) shouldbedefinedfor

    infinitely

    large indices

    n and

    represent continuous functions

    at

    such

    indices.

    9

    In one last sentence, this is all summarized in startling terms as follows:

    Cauchy made absolutely

    no

    m istake,

    he

    only proved

    a

    completely dif-

    ferent theorem , abo ut tran sfinite sequencesof

    functions which

    Cauchy-

    converge on the

    Leibniz

    cont inuum.

    1 0

    But upon reading Cauchy's Cours d'analyseor either of his later

    presentations of the theorem in his

    Resumesanalytiques

    of

    1833

    or in the

    Comptes Rendues fo r 1853one

    finds

    no

    hint

    of transfinite

    indices,

    se-

    quences,

    or

    Leibnizian continua made

    denser

    than standard intervals

    byth eadd itionof infinitesimals.

    C auchy, when referring

    to

    infinitely large

    numbers

    n ' > n,has

    "very

    l a rge"but f in i tenumbers in

    mind ,

    notac-

    tually infinite C antorian-type transfinite num bers.11

    This is unmistakably clear

    from

    another work Cauchy published in

    1833

    Sept lecons

    dephysique generategivenat

    Turin

    in the

    same year

    he

    again published the continuous sum theorem. In the

    Sept lecons,

    however,

    Cau chy explicitly denies

    the

    existence

    of

    infinitely large numbers

    for their allegedly contradictory

    properties.

    1 2

    Moreover ,

    if

    Lakatos

    w as

    m istaken about C auchy 's position concern-

    ing

    the actually

    infinite,

    he was also wrong about Cauchy's continuum

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    A B R A H A M R O B I N S O N A N D N O N S T A N D A R D A N A L Y S I S

    1 81

    being

    one of

    Leibnizian infinitesimals.

    If, by

    virtue

    of

    such infinitesimals,

    Cauchy's original proof had been correct all along, w hywould he then

    have issued

    a

    revisedversion

    in 1853,

    explicitly

    to

    improve

    upon

    the earlier

    proofs? Instead, were Lakatos and Robinson correct in their rat ional

    reconstructions, a ll Cauchy would need to have done w aspoint out the

    nonstand ard meaning of his

    infinitesimals explaining

    how infinitely large

    and

    infinitely

    small numbershad givenhim a correct theorem, aswellas

    a p roof , all along.

    Lak atos also draw s some rather remarkab le conclusions abo ut w hythe

    Leibnizian version

    of

    nonstandard analysis failed:

    The

    downfa l l

    of

    Leibnizian theory

    w as

    then

    not due to the

    fact that

    it wasinconsistent, but that it wascapable only of limited growth. It

    was the heuristic potential of growthand explanatory powerof

    W eierstrass's theo ry that brou ght about the dow nfall of infinitesimals.

    1 3

    This

    rational reco nstruction m ay complement the overall

    view

    Lakatos

    takes of the importance of research programs in the history of science,

    but it

    does

    no

    justice

    to

    Leibniz

    or to the

    subsequent history

    of the

    calculus

    in

    the eighteenth and early nineteenth centuries, which (contrary to

    La ka tos) dem onstrates th at (i) in the eighteenth cen tury the (basically Leib-

    nizian)

    calculus constituted

    a

    theory

    of

    considerable power

    in the

    hands

    ofth e

    Bernoullis,

    Euler, and

    m any others;

    and

    (ii)

    the

    real stumbling block

    to inf ini tes imalsw as their acknowledged inconsistency.

    The first pointiseasily established byvirtueof the remarkable achieve-

    mentsof eighteenth-century m athem aticians who used the calculus because

    itw aspowerfu l it produ ced str iking resultsand wasindispensable in ap-

    plications.

    1 4

    But it was also suspect

    from

    the beginning, and precisely

    because of the question of the contradictory nature of infinitesimals.

    This bringsus to th e second point: despite Lakatos 's dismissalof their

    inconsistency, infinitesim als were perceived even

    by

    Newton

    and

    Leibniz,

    and

    certainly

    by

    their successors

    in the

    eighteenth century,

    as

    problem atic

    preciselybecause of their contradictory qualities. Newton was specifical-

    ly

    concerned with

    th e

    fact

    that

    infinitesimals

    did not

    obey

    th e

    Archime-

    dean axiom

    and

    therefore could

    not be

    accepted

    as

    par t

    of

    r igorous

    mathemat ics .

    1 5

    L eibniz was similarly concerned abou t the logical accept-

    ability of inf ini tes imals .The first public presentation of his differential

    calculusin 1684was severely de term ined by his attemp t toavoid the logical

    difficulties

    connected with

    the

    infinitely small.

    H is

    article

    in the

    Acta

    Eruditorum

    on m axima and m inima, for example, presented the differen-

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    182 Joseph W .Dauben

    tial as a

    finite line segment rather than

    the

    infinitely small quantity that

    was used in

    practice.

    1 6

    This con fusion b etween theoretical considerations and practical applica-

    tions carried over

    to

    Leibniz's metaphysics

    of the

    infinite,

    for he was

    never

    committed to any one view but made conflicting pronouncements.

    Philosophically,

    as

    Robinson himself

    has

    argued, Leibniz

    had to

    assume

    the reality of the

    inf in i tethe

    infinity of his monads, for exampleor

    th e

    reality

    of

    infinitesimals

    not as

    mathem atical

    pointsbut as

    substance-

    or force-pointsnamely,

    Leibniz's monads themselves.

    1 7

    That the eighteenth cen tury wa s concerned not w ith dou bts about the

    potential of infinitesim als but p rim arily with fears about th eir logical con-

    sistency

    is clear from the proposal Lagrange drew up for a prize to be

    awarded by the Berlin Academy for a rigorous theory of infinitesimals.

    As the prize proposal put it:

    It is well kn ow n that higher m athematics continually uses infinitely large

    and infinitely

    small quantities. Nevertheless, geometers,

    and

    even

    th e

    ancient analysts, have carefully avoided everything which approaches

    the infinite; and some great modern analysts hold that the terms of the

    expression

    infinite magnitude

    contradict

    one

    another.

    The A cadem y ho pes, therefore , that i t can be explained how so many

    true theorems have been deduced from a contradictory supposition,

    and

    that

    a

    principle

    can be

    delineated which

    is

    sure,

    c lear in

    a

    word ,

    t ruly

    mathematicalwhich can appropriately be substituted for

    the

    infinite.

    18

    Lakatos seemsto appreciate all

    th is and

    even contradicts himselfon

    th e

    subject

    of

    Leibniz's theory

    and the

    significance

    of its

    perceived

    in-

    consistency. Recalling his earlier assertion that Leibniz's theory was not

    ove rthrow n because of its inconsistency , consider the follow ing line, jus t

    a few

    pages later, wh ere La katos asserts that non stand ard analysis raises

    the problem

    of

    "how

    to

    appraise

    inconsistent

    theories like Leibniz's

    calculus, Frege's logic,

    and

    Dirac's delta function."

    1 9

    Lakatos apparently had not made up hismind as to thesignificance

    ofth e

    inconsistency

    of

    Leibniz's

    theory,

    which raises questions abou t

    th e

    historical value

    and

    appropriateness

    of the

    extreme sort

    of

    rational

    reconstruction

    that

    he has

    proposed

    to vindicate th e work of earlier

    generations. In fact, neither Leibniz nor Euler nor Cauchy succeeded in

    giving

    a

    satisfactory foundation

    for an

    infinitesimal calculus that also

    demonstrated its logical consistency. Basically, Cauchy's "epsilontics"

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    ABRAHAM R O B I N S O N

    AND

    NONSTANDARD

    A N A L Y S I S 183

    wereameans ofavoiding infinitesand infinitesimals. Nowheredo Robin-

    sonian infinitesimalsorjust i f icat ion s appear inCa uchy 's explanat ionsof

    the

    rigorous acceptabil i ty

    of his work.

    2 0

    Wholly apart f rom what

    Lakatos and

    others like Robinson have

    at-

    tempted in

    reinterpre ting earl ier resu lts

    in

    terms

    of

    nonstandard analysis,

    it isstillimp or tant to understand Robinson's ow nreasons fordeveloping

    his historical knowledge in as much detai land with as much scholar-

    shipash e

    did.

    For

    Robinson,

    the

    history

    of

    infinitesimals

    w as

    more than

    an an tiqua rian interest; i t was not one that developed w ith advan cing age

    or retiremen t, but was a simu ltaneous developm ent that began w ith his

    discovery o f nonstandard analysisin theearly 1960s. Moreover, there seem

    to hav e been serious reasons for R ob inso n's keen attention to the history

    of

    mathematics as part of his own "research program" concerned with

    the future of non standard analysis.

    3. Non standard A nalysis and the History of Mathematics

    In

    1965,

    in a

    paper titled

    "On the

    Theory

    of

    Normal

    Families,

    Robin-

    son began

    with

    a short look at the history of mathematics.

    2 1

    He noted

    that for about onehundredand fifty years

    after

    itsinceptionin theseven-

    teenth cen tury , m athematical analysis developed vigoro usly on inadequate

    foundations. Despite this inadequacy,

    th e

    precise, quantitative results pro-

    duced

    by the leading mathematicians of that period have stood the test

    of t ime.

    In the first half of the nineteenth century, however, the concept of the

    limit,

    advocated previously

    by

    Newton

    and

    d 'Alembert , gained ascendan-

    cy . Cauchy, whose

    influence

    w as inst rumental in bringing about the

    change, still based

    his

    arguments

    on the

    intuitive concept

    of an

    infinitely

    small

    n um ber as a variable tending to zero. At the same t ime, how ever,

    he

    se t the stage for the form al ly m ore sat isfactory theoryofW eierst rass ,

    and

    today deltas

    and

    epsilons

    are the

    everyday language

    of the

    calculus,

    at least for m ost m athem aticians. I t was this precise approach that p aved

    the wa y for thefo rm ula t iono fm ore generaland m ore abstract concepts.

    Robinson used this history to explain the importance of compactness as

    applied

    to

    functions

    of a

    complex variable, which

    had led to the

    theory

    of normal families developed largely

    b y

    Paul Montel . Therefollowed

    the

    qualitativedevelopmentof comp lex variable theory , suchasPicard the ory ,

    and, finally, against this background, more quantitative theories like those

    developed

    byRolf

    Nevanlinnato

    wh om Robinson's paper w asd edicated

    as

    part

    of a Festschrift.

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    184

    Joseph

    W .Dauben

    Thehistorical notes to befoundat thebeginningo f Robinson's paper

    were echoed again at the end, whenhe turned to askwhether theresults

    he had achieved using nonstandard analysis couldn' t be achieved just

    as well by standard methods. Although he admitted that because of the

    transfer principle (developed

    in hispaperof

    1961,

    "Non-Standard

    A nal-

    ysis")thiswasindeed possible,headded that such translations into stand-

    ard term s usually complicated m atters considerably. As for non stand ard

    analysis

    and the use of

    infinitesimals

    it

    permitted,

    his

    conclusion

    w as

    emphatic:

    Nevertheless, w eventure to suggest that our approach has a certain

    natural appeal, as shown by the fact that it waspreceded in history

    by

    a long line of attempts to introduce

    infinitely

    small and

    infinitely

    large numbers into Analysis.

    22

    A nd so the

    reason

    for thehistoricald igression was itsusefulnessinserv-

    in g

    a

    mu ch broader purpose than merely introdu cing some rather rem ote

    historical connections between Newton, Leibniz, Paul Montel, and Rolf

    Nevanlinna. History could serve

    th e

    mathematician

    as

    propaganda.

    Robin-

    son was apparent ly concerned that m any m athematicians w ere prepared

    to adopt a "so what atti tude toward nonstandard analysis becauseo f

    the m ore fam iliar reduction that wa s alway s possible to classical fou nd a-

    tions. There w ere several way s to ou tflan k those who chose to m inimize

    nonstandardanalysis because, theoretically,

    it

    could

    do

    nothing that w asn't

    equallypossible in stand ard analysis. A bove all, non stand ard analysis was

    often simpler and more intuitive in a very direct, immediate way than

    standard approaches. But ,asRobinson also beganto argue w ith increas-

    ing

    frequency

    and ingreater detail,

    historically

    theconceptof infinitesimals

    had always seemednaturala nd intuitively preferable to more convoluted

    and less intuitive sorts of rigor. Now that nonstandard analysis showed

    w hy

    infinitesim als were

    safe

    for consumpt ion inm athematics, therewas

    no reason not to exploit their natural advantages. The paper for Rolf

    Nevanlinna w asmeant to exhibit both the technical applications and, at

    leastinpart throu ghitsappeal tohistory,thenaturalnessofnonstandard

    analysis in

    developing

    th e

    theory

    of

    normal families.

    4.Foundations

    and

    Philosophy

    of

    Mathematics

    If Ro binson regarded the history of infinitesima ls as an aid to the

    justification

    in a very general way of nons tand ard analysis, w hat con tribu-

    tion did it make, along with hisresults in model theory, to the founda-

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    t ions and philosophy of mathematics? Stephan K orner, w ho taught a

    philosophy of mathematics course with Robinson at Yale in the fall of

    1973, shortly before

    Robinson's

    death early

    th e

    following year,

    w as

    doubtless closest to Robinson's maturest viewson the

    subject.

    23

    Basical-

    ly ,K orn er sees Ro binson as a follow ero for at least w ork ing in the sam e

    spirit

    as Leibniz and Hilbert. Like Leibniz (and Kant

    after

    him), Robin-

    sonrejectedanyem pirical basisforknowledge about th e

    infinitewhether

    in the formof infinitely largeo rin finitely small quan tities, sets, w ha teve r.

    Leibniz is

    f a mous

    for his

    view that infinitesimals

    a re

    useful

    f ict ionsa

    posit ion deplored

    by

    such critics

    as

    Nieuwentij t

    or the

    more f lamboyant

    and popular Bishop Berkeley, whose condemnation of the Newtonian

    calculus m ight equally well have applied to

    Leibniz.

    24

    Leibniz adopted bo th

    the infinitely large and the infinitely small inm athematics for pragmatic

    reasons, aspermitt ing an economy of expression and an intuitive, sug-

    gestive, heurist ic picture. Ultimately, there

    w as

    nothing

    to

    wor ry about

    since

    the m athematic ian could e liminate them from his

    final

    result

    after

    having infini tesimals and infini t ies to provide the m achinery and do the

    work

    of a

    p roof .

    Leibniz and Robinson shared a similar view of the ontological status

    of

    infinitiesand infinitesimals. Theyare not just fictions, butw el l-found

    ones"fictiones

    benefondatae, in thesensethattheir

    ap plications

    prove

    useful

    in

    penetrating

    the

    complexity

    of

    natural phenomena

    and

    help

    to

    reveal relationships in naturethat purely empirical investigations would

    never produce.

    A s

    Emil

    Borel once said of Georg Cantor 's transfinite set theory (to

    paraphrasenot too grossly): al thoug hheobjected to t ransf ini te num bers

    or induct ions in the formal presentat ion of finished results, it wascer-

    tainly perm issible to u se them to d iscover theore m s and create

    proofs

    again, w hateverworks .

    2 5

    I t w as only necessary to b e sure that in the

    final

    versionthey w ere elim inated, thus m aking

    n o

    official appearance. Robin-

    son, however,

    w as

    interested

    in

    more, especially

    in the

    reasons

    w hy the

    mathematics worked

    as it

    did,

    and in

    particular

    w hy

    infinities

    and in-

    finitesimals weren ow admissible as rigorous entities despite centuries of

    doubts and attempts to eradicate them entirely.

    H ere R obinson succeeded w here Leibniz and his successors failed. Leib-

    niz, for example, never demonstrated the consistent foundations of his

    calculus, forw hichhisw o r kwassh arp ly criticizedbyNieuwentij t , among

    others. Th roug hou t the eighteenth century , the trou bling found ations (real-

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    186 Joseph W . Dauben

    ly, lack of foundations) of theLeibnizian infinitesmal calculus continued

    tobothe r mathem atic ians, unt i lthe

    epsilon-de lta

    m ethodsofCauchya nd

    th e

    arithmetic

    rigor

    of

    W eierstrass reestablished analysis

    o n

    acceptably

    finite terms. Because,

    as

    Kornerremarks, Leibniz's

    approachw as

    con-

    sidered irremediably inconsistent, hardly anyefforts w ere made to improve

    this del iminat ion."

    26

    Robinson

    w as

    clearly

    not

    convinced

    of the

    inconsistency

    of infini-

    tesimals,

    and in

    developing

    th e

    methods

    of

    Skolem (who

    had

    advanced

    theidea ofnon standard arithm etic) he w as led toconsider th e possibility

    of no nstand ard analysis . A t the same t im e, his w ork in model theory and

    mathematical logic contributed

    not

    only

    to his

    creation

    of

    nonstandard

    analysis, but to his views on the foundat ions of mathematics as well.

    5. Robinson and Formalism 64

    In the

    1950s, w ork ing un der

    th e influence of his

    teacher Abraham

    Fraenkel, Robinson seemsto have been satisfied witha fairly straightfor-

    w ard philosophy ofPlatonicrealism . But by1964, Ro binson's ph ilosoph-

    ical

    views

    had

    undergone considerable change.

    In a

    paper titled simply

    "Formalism 64," Ro binson emp hasized

    tw o

    factors

    in

    rejecting

    his

    earlier

    Platonism in favor of a formalist position:

    (i) Infinite totalities do not exist in any sense of the word (i.e., either

    reallyor

    ideally). M ore precisely,

    any

    m ent ion ,

    or

    purpor ted m ent ion,

    of infinite totalities is, literally, meaningless.

    (ii) N evertheless, w eshould continue th e business ofM athematics "as

    usual,

    i.e.

    w e

    should

    act as / / inf in i te

    totalities really

    existed.

    27

    Georg Kreisel once com mented that ,

    as he

    read Robinson's Formalism

    64, it was notclearto himwh ether Robinson meant 1864or7P64 Robin-

    son, h ow ever, was clearly responding in hisviewson fo rm alism to research

    that had made a start l ing impression upon mathematicians only in the

    previous year namely,Paul Cohen'simportant wo rkin 1963on forcing

    and the independence of the continuum hypothesis.

    A s long as it appeared that the accepted axiomatic system s of set theory

    (the Z ermelo-Fraenk el axiom atization, for example)wereable to copewith

    all

    set theoretical problems that wereofinterestto thewo rking m athemati-

    cian, belief in the existence of a unique

    "universe

    of

    sets

    w as almost

    una nim ous. H ow ever, this simpleviewof thesituationwasseverelyshaken

    in

    th e 1950s and early 1960s by two dist inct dev elopm ents. One of these

    w as Cohen's proof of the independence of the cont inuum hypothesis ,

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    R O B I N S O N

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    which revealedag reat dispar i ty betweenthe scaleo f trans fini te ordinals

    and the scaleof

    cardinalsor

    power sets. A s Robinson himself noted in

    an article in

    Dialectica,

    the relation "is so flexible tha t it seems to b e qu ite

    beyond control,

    at

    least

    fornow.

    28

    The

    second development

    of

    concern

    to

    Robinson

    was the

    emergence

    of new and varied axioms of infini ty. Although the orthodox

    Platonist

    believes

    that in the real world such axioms must either be t rueor false,

    Robinson

    found himself persuad ed otherwise. Despite

    his n ew

    approach

    to foundat ionsin "Formalism 64," he was not dogmat ic ,butremained

    flexible:

    The development of meaningless infinitistic theories may at some

    future date

    become so unsatisfactory to methat I shall bewilling to

    acknowledge

    the

    greater intellectual seriousness

    of

    some form

    of

    con-

    structivism.

    B ut I

    cannot imaginethat

    I

    shall ever retu rn

    to the

    creed

    of the true platonist, who sees the world of the actual infinite spread

    out b efo re him and believes

    that

    he can comprehend the incomp rehen-

    sible.

    29

    6. Erret Bishop: Meaning, Truth, and Nonstandard Analysis

    Incomprehensible ,

    however ,

    is what someof Ro binson 's critics have

    said, almost li terally,o f nonstandard analysis i tself . Of all Robinson's

    opponents ,

    a t least in public, none has been more vocalor m o r e

    vehementthan Erret Bishop.

    Inth e

    s u m m e r

    of

    1974,

    it w as

    hoped that R obinson

    and

    B ishop would

    actually have a chanceto discuss their views in a forum ofm athemat i-

    cians

    and

    historians

    and

    philosophers

    of

    mathematics

    w ho

    w ere invited

    to aspecial W orksh opon theE volution of Modern Mathematics held at

    th eA merican AcademyofA rtsandSciencesinBoston. Garrett

    Birkhoff ,

    one of the workshop's organizers, had intended to feature Robinson as

    the keynote speaker for the section of the Academy's program devoted

    tofoundat ionsofm athematics ,butRo binson's unexpected death inA pr il

    of 1974 ma de this imp ossible. Instead , Erret B ishop presentedthefeatured

    paper

    for the

    section

    on foundations.

    Birkhoff

    comparedRob inson'sideas

    with those of Bishop in the

    following

    t e rms :

    During

    the past twenty years, significant contributions to the foun da-

    tions of m athematics have been m ade by two opposing schools. O ne,

    led

    by

    A braha m Ro binson, claims Leibnizian antecedents

    for a

    "non-

    standardanalysis stemm ing from the

    model

    theory ofT arski.The

    other (smaller) school, led by Errett Bishop, attempts to reinterpret

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    188 Joseph W .Dauben

    Brouwer 's intuitionism in terms of concepts of "constructive

    analysis."

    30

    Birkhoff

    went

    on to

    describe briefly

    (in a

    written report

    of the

    session)

    th e spirited discussions following Bishop's talk, marked, as henoted, "b y

    the

    absence

    of

    po sitive reactions

    to

    Bishop's view."

    31

    Even

    so,

    Bishop's

    paper raised a funda m ental question about the philosophy of mathem atics,

    which

    he put simply as follows: "As pu re m athem aticians, w e m ust decide

    whetherw e are playing a game, or w heth er our theorem s describe an ex-

    ternal reality."

    32

    If theseare the only choices, then one's response is ob-

    viously

    limited.

    For

    Robinson,

    the

    excluded m iddle w ould have

    to

    come

    into play

    here for he

    viewed m athematics,

    in

    particular

    the

    striking results

    hehad

    achieved

    in

    model theory

    and

    nonstandard analysis,

    as

    constituting

    much more than a meaningless game, although he eventually came to

    believethat m athematics didnot necessarily describe any e xternal reality .

    B ut more of Robinson's own metaphysics in a moment .

    Bishop m ade his concerns over th e crisis he saw in contemporary

    mathematics quite clear

    in a

    dramatic characterization

    of

    wha t

    he

    took

    to be the

    pernicious

    efforts of

    historians

    and

    philosophers alike.

    N ot

    only

    isthere acrisisat the foundations of mathematics, according to Bishop,

    but avery real danger(as he put it) in the role that historians seemed to

    be

    playing, along with non stand ard analysis itself,

    in

    fueling

    th e

    crisis:

    I think

    that

    itshould be a fundamental concern to thehistorians that

    what they are doing is potentially dangerous. The superficial danger

    isthat

    it will be and in

    fact

    has

    been systematically distorted

    in

    order

    to support the status quo. And there is a deeper danger: it is so easy

    to accept the problems that have historically been regarded as

    signifi-

    cant as actually being

    significant.

    33

    Interestingly,

    in his own historical w riting, Robinson sometimes m ade

    the

    same point concerning

    the

    t r iumph ,

    as

    many historians (and math-

    ematicians

    as

    well) have come

    to see it, of the

    success

    of

    Cauchy-Weier-

    strassianepsilontics over infinitesimals

    in

    making

    th e

    calculus rigorous

    in

    the

    course

    of the

    nineteenth century.

    In

    fact,

    one of the

    most impor-

    tant achievements of Robinson's work in nonstandard analysis has been

    his conclusive de m onstration of the po verty of this kind of

    historicism

    ofthe m athem atically W higgish interpreta tion of increasing rigor over the

    mathematically unjustif iable "cholera

    baccillus"

    of infinitesimals, to use

    Georg Cantor 's colorful description.

    34

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    1 8 9

    A s

    for nonstandard analysis , Bishop had this to say at the Boston

    meeting:

    A

    more recent

    at tempt

    at

    mathematics

    by

    formal finesse

    is

    nonstand-

    ard analysis. I gather that it has met with some degree of success,

    whether at the expense of giving significantly less meaningful proofs

    I

    do not k n o w . M y interest in nonstand ard analysis is tha t attempts

    are being made to introduce it

    into

    calculus courses. It is difficult to

    believe

    that debasement

    of

    meaning could

    be

    carried

    so far .

    3 5

    Two thing s deserve comm ent here. The first istha tB ishop (surprising-

    ly ,

    in light of some of his later comm ents abo ut nonstand ard analysis)

    does not dismiss it as completely meaningless, but only asks whether its

    proofs

    are "significantly less meaningful" than constructivist proofs. Leav-

    ingopen for the moment what Bishophas inmind herefo r

    meaningless

    in terms of proofs, is seems clear that by one useful indicator to which

    Bishop refers, nonstandard analysis

    is

    year-by-year showing itself

    to be

    increasingly "meaningfu l . "

    3 6

    Consider, for example, the pragmatic value of nonstandard analysis

    in terms of its application in

    teaching

    th e calculus. Here it is necessary

    to

    consider

    the

    success

    of

    Jerom e K eisler 's textbook Elementary Calculus:

    An A pproach U sing Infinitesimals, w hich uses nonstandard an alysis to

    explain in an

    in t roductory course

    th e

    basic ideas

    of

    calculus.

    The

    issue

    of its pedagogic valu e

    will

    also serve to reintrod uce, in a m om ent, the ques-

    tion of meaning in a very direct way.

    Bishop claims that the use of nonstandard analysisto teach thecalculus

    is

    wholly pernicious.

    He

    says this explicitly:

    The

    technical complications introduced

    by

    Keisler 's approach

    are of

    minor impor tance .

    The

    real damage lies

    in his

    obfuscation

    and

    devitalization of those

    wonderfu l

    ideas. No invocation of Newton and

    Leibniz is going to just i fy developing calculus using [nonstandard

    analysis] on the grounds tha t the usual definition of a limit is too

    c o m p l i c a t e d . . .

    Although

    it

    seems

    to be

    futile,

    I

    always tell

    m y

    calculus

    students

    that

    m athem atics is not esoteric: i t is com m onsense. (Even the noto rious

    e,dde finition of limit iscomm onsense, and moreover iscentral to the

    important pract ical problems

    of

    approximation

    and

    estimation.) They

    do not believe m e.

    37

    O ne

    reason Bishop's students

    may not

    believe

    him is

    thatwhat

    he

    claims,

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    190

    Joseph W .

    Dauben

    in fact, does not seem to be true. There is another side to this aswell,

    for one may also ask whether there is any truth to the assertions made

    by Robinson (and emphatically

    by

    Keisler)

    that

    "the whole

    point

    of our

    infinitesimal approach to calcu lus is that it is easier to de fine and explain

    limitsusing

    infinitesimals."

    38

    O f course, this claim also deserves examina-

    tion, inpart because Bishop 's ow nat tempt to dismiss Ke isler 's m ethod s

    as

    being equivalent

    to the

    axiom

    "0 = 1" is

    simply

    nonsense.

    39

    In

    fact,

    thereareconcrete indica tions that despitetheallegations madebyB ishop

    about obfusc ation and the nonintuitiveness of basic ideas in non standa rd

    terms, exactly the opposite is true.

    N otlongago astudywasund er taken to assessthevalidityof theclaim

    that "from this nonstandard approach, th ed efinitions of the basic con-

    cepts [of the calculus] becom e simpler and the argu m ents more

    intuitive."

    40

    Kathleen Sullivan

    reported

    th e results of her dissertation, written at the

    University of Wisconsin and designed to determine the pedagogical

    usefulness of nonstandard analysisin teaching calculus, in the

    Am erican

    Mathematical Monthly in 1976. This study , there fore, was presum ably

    available to Bishop when his review of Keisler's book appeared in 1977,

    in

    which he attacked the pedagogical validity of nonstandard analysis.

    What did Sullivan's study reveal? Basically, she set out to answer the

    following questions:

    Will the students acquire the basic calculus skills? Will they really

    understand the fundamental concepts any differently? How difficult

    willit be for them to m ake the transition into standard analysis courses

    if

    they want

    to

    study mo re mathematics?

    Is the

    nonstand ard approach

    only suitable

    for gifted

    mathematics students?

    4 1

    To answer these questions, Sullivan studied classes at five schools in

    th eChicago-Milwaukee

    area

    duringth eyears 1973-74. Four ofthem w ere

    small private colleges,

    the

    fifth

    a

    public high school

    in a

    suburb

    of

    Milwaukee. The same instructors who had taught the course previously

    agreed

    to

    teach

    one

    introductory course using Keisler 's book (the 1971

    edition) aswellasanother introductory course usingastandard approach

    (thus serving as a control group ) to thecalculus.Com parison of SA T scores

    showed

    that both

    the

    experimental (nonstandard) gro up

    and the

    standard

    (control) group were com parable

    in

    abili ty befo re

    the

    cou rses began.

    A t

    the end of the course, acalculus test w asgivento both groups. Instruc-

    torsteaching thecourses were interviewed, and aquestionnaire w asfilled

    out by everyone who has used Keisler 's book withinthe last five years.

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    Th e single question that br ou gh t out the greatest

    difference

    be tween

    the two g roups w as quest ion 3:

    Define f(x)

    by the

    rule

    Prove using the definit ion of l imit tha t

    lim

    f(x) = 4 .

    Control Group Experimental Group

    (68

    students)

    (6 8

    students)

    Did

    not attempt 22 4

    Standard arguments:

    Satisfactory p roof

    2 14

    Correct

    s ta tement , faulty proof

    15

    14

    Incorrect a rgum ents 29 23

    Nonstandard a rguments :

    Satisfactory

    proof

    25

    Incorrect a rgument s 2

    Theresults,asshownin theaccompanying

    tabulation,

    seem to bestrik-

    ing; bu t ,

    as

    Sull ivan cautions:

    Seeking

    to determ ine wheth er or not students really do perceive the basic

    conceptsany

    differently

    is not s implyam atter oftabulating howmany

    students

    can

    form ulate proper

    mathematical

    definitions. Most teachers

    would

    probably agree that this would

    be a

    very imperfec t ins t rumen t

    for measur ing unde rs t and ing

    in a

    col lege freshman.

    B ut

    fur ther l ight

    on this and other questions can be sought in the comments of the

    instructors .

    4 2

    Here, too, the results are remarkable in their support of the heurist ic

    value

    of using no nstan da rd analysis in the classroom. I t would seem

    tha t ,

    contrary to Bishop'sviews,thetraditiona l

    approach

    to thecalculus m ay

    be the

    more pernicious. Instead,

    the new

    nonstandard approach

    w as

    praised

    in

    s t rong terms

    by

    those

    w ho

    actually used

    it:

    The

    group

    as a

    whole responded

    in a way

    favorable

    to the

    experimen -

    tal

    method

    on

    every item:

    the

    students learned

    the

    basic concepts

    of

    the calculus more easily, proofs were easier to explain and closer to

    intui t ion, and most felt that the students end up with a better under-

    standing of the basic concepts of the calculus.

    43

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    192 Joseph W . Dauben

    A s to

    Bishop's claim

    that th e d,e

    method

    is commonsense,

    44

    this

    too is

    open

    to

    question.

    A s one

    teacher hav ing

    successfully

    used Keisler's

    book remarked,

    "W hen

    my most recent classes were presented with the

    epsilon-delta

    definition o f limit, they we re outraged by its obscurity com -

    pared

    to

    what they

    had

    learned [via nonstandard analysis]."

    4 5

    B ut

    as G. R . B lackley wa rned Keisler 's pub lishers (Prindle, W eber and

    Schm idt) in a letter whe n he was asked to

    review

    the new textbook prior

    to its

    pu blication:

    Such problem s as m ight arise

    with

    the book

    willbe political.

    It is revolu-

    tionary. Revolutions are seldom welcomed by the established party,

    although revolutionaries often

    are.

    46

    Thepoint to all ofthisissimplytha t ,if onetake

    meaning

    as the stan-

    dard ,

    as

    Bishop urges, rather than

    truth,

    then

    it

    seems clear that

    by its

    ow n

    success nonstandard analysis

    has

    indeed proven

    itself

    meaningful at

    the

    most elementary level

    at

    which

    it

    could

    be in t roduced namely ,

    that

    at

    which calculus

    is

    taught

    for the first

    time.

    B ut

    there

    is

    also

    a deeper

    level

    of meaning at which nonstandard analysis operatesone that also

    touches

    on

    some

    of

    Bishop's criticisms. Here again Bishop's

    views can

    also be

    questioned

    and

    shown

    to be as

    unfounded

    as his

    objections

    to

    nonstandard analysis pedagogically.

    Recall that Bishop began

    his

    remarks

    in

    Boston

    at the

    American

    Academy

    of

    Arts

    and

    Sciences workshop

    in

    1974

    by

    stressing

    the

    crisis

    in contemporary mathematics that stemmed

    from

    what he perceived as

    a

    misplaced emphasis upon formal systems

    and a

    lack

    of

    distinction

    be-

    tween the

    ideas

    of truth and

    meaning.

    The

    choice Bishop gave

    in

    Boston

    was

    between m athematics

    as a

    m eaningless game

    o r as a

    discipline

    describing some objective reality. Leaving aside the question of whether

    mathematics

    actually

    describes reality, in some objective sense, consider

    Robinson 'sow n

    hopes

    fornonstandard

    analysis, those beyond

    the

    pure-

    ly

    technical results

    he

    expected

    the

    theory

    to

    produce.

    In the

    preface

    to

    his

    book on the subject, he hoped that

    "some

    branches of modern

    Theoretical

    Physics might benefit directly from th e application of non-

    standard

    analysis."

    4 7

    In

    fact,

    the

    practical advantages

    of

    using nonstandard analysis

    as a

    branch

    ofapplied

    mathematics have been considerable. Although this

    is

    not theplaceto gointo detail ab out theincreasing num berofre sults aris-

    in g

    from nonstandard analysis

    in

    diverse contexts,

    itsuffices

    here

    to

    men-

    tion impressive research using nons tand ard analysis in phy sics, especially

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    A B R A H A M R O B I N S O N A N D N O N S T A N D A R D A N A L Y S IS 1 93

    quantum theory andthermodynam ics, and in econom ics, w here studyof

    exchange economies has been particularly amenable to nons tandard in-

    terpretation.

    4 8

    7.

    Conclusion

    There is another purely theoretical context in which Robinson con-

    sidered the importance of the history of mathematics that also warrants

    consideration. In 1973, Robinson wrote an expository article tha t drew

    its title

    from

    a famo us mon ograph writ ten in the nineteenth century by

    Richard Dedekind: W assind und wassollen dieZahlen? This title w as

    r o u g h l y t r a n s l a t e d o r t r a n s f o r m e d in R o b in s o n ' s

    v e r s i o n a s

    " N um ber s WhatA reThey and W hat A reThey GoodFor? A sRobin-

    son put it:

    "N um ber systems, like hair styles,

    go in and out of fashion

    i t ' s what 's underneath

    tha t count s . "

    4 9

    This might

    well

    be taken as the leitmotiv of much of Robinson's

    mathematical career, for his surpassing interest since the days of his disser-

    tation written

    at the

    University

    of

    London

    in the

    late 1940s

    w as

    model

    theo ry, and especially the way s in which mathematical logic could not on ly

    illuminate mathematics, buthave very realanduseful applicationsw ithin

    virtually

    all of its

    branches.

    In

    discussing number systems,

    he

    wanted

    to

    demonstrate, as he put it,

    that

    the collection of all number systems is not a finished totality whose

    discoverywas

    com plete

    around

    1600,

    or

    1700,

    or 1800,but that it has

    been and still is a growing and changing area, sometimes absorbing

    new systems

    and

    sometimes discarding

    old

    ones,

    or

    relegating them

    to

    the

    attic.

    50

    Robinson, of course, was leading up in his paper to the way in

    which

    nonstandard analysis had again broken the bounds of the traditional

    Cantor-Dedekind unders tanding of the real numbers , especial ly as they

    had been augmented by Cantorian transfinite ordinals and cardinals.

    Tomakehispoint, R obinson turned m om entarilyto thenineteenth cen-

    tury

    and

    noted that Hamilton

    had

    been

    the

    first

    to

    demonstrate that there

    w as a larger arithmetical system than that of the complex numbers

    namely, that represented

    by his

    qua ternions. These we re soon supplanted

    by the system of vectors developed by Josiah Willard Gibbs of Yale and

    eventually transformed into a vector calculus . This was a more useful

    system,

    one

    more advantageous

    in the

    sorts

    of

    applications

    for

    which

    quaternions had been invented.

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    194 Joseph W. Dauben

    Som ewhat later, another approach to theconceptofnumbe rw astaken

    by Georg Cantor,

    w ho

    used

    the

    idea

    of

    equ inumeros i ty

    in

    te rm s

    of

    one-

    to-one corresponden ces

    to

    de f ine num bers .

    I n

    fact ,

    for

    Cantor

    a

    cardinal

    numbe r

    was a

    sym bol assigned

    to a

    set,

    and the

    same sym bol represented

    all sets equivalent to the b ase set. The ad van tage of thisviewof the n ature

    of numbers, of course, was that i t could be applied to infinite sets, pro-

    ducing trans finite nu m be rs and eventually leading to an entire system of

    transfinite ar i thmetic .

    I ts

    major d i sadvantage , however ,

    w as

    that

    it led

    Cantor

    to

    reject adamantly

    any

    mathematical concept

    of infinitesimal.

    51

    A s

    Robinso n points out , a l though

    the

    eventual

    fate

    of

    Cantor ' s

    theory

    w asa success story , it w as not entirely so for its au tho r. D espite the clear

    utility of Can tor ' s ideas, which arose in connection with his work on

    trigonometric series (later applied with great success

    by

    Lebesgue

    and

    others

    at the

    turn

    of the

    century),

    it was

    highly criticized

    by a

    spectrum

    of mathematic ians, including, among the most prominent , Kronecker ,

    Frege, andPoincare. In

    add ition

    to thetraditionalobjection thatthe in-

    finite

    shou ld not be allow ed in rigoro us mathem atics, Cantor ' sw ork was

    also questioned because of its

    abstract character.

    Ultimately, however,

    Cantor ' sideas p revailed , despite cri t icism ,a nd today settheoryis a cor-

    nerstone, if not the m ajor foundat ion, upon w hich m uch of modern

    mathemat ics rests.

    5 2

    There was an impor tant lesson to be learned, Robinson believed, in

    the even tual acceptance of new ideas of n um be r, despite their nove lty or

    th e controversies they might provoke. Ultimately, utilitarianrealities could

    not be overlooked or ignored forever. With an eye on the

    future

    of non-

    standard

    analysis, Ro binson w asimpressed by the fateofanother theory

    devised late in the nineteenth century that also attempted, l ike those of

    Hamil ton , Cantor,

    and

    Robinson,

    to

    develop

    and

    expand

    the

    frontiers

    of n u m b e r .

    In the

    1890s, Kurt Hensel introduced

    a

    whole series

    of new

    numbe r

    systems, his now

    familiar p-adic numbers. Hensel realized that

    he

    could

    use

    h is

    p-adic num bers

    to

    investigate properties

    of the

    integers

    a nd

    other

    numbers . H e

    also realized,

    as did

    others , that

    the

    same results could

    be

    obtained in other ways. Consequent ly, many mathematic ians came to

    regard Hensel 's work

    as a

    pleasant game; but,

    as

    Robinson himself

    ob-

    served, Many

    of

    Hensel 's contemporaries werere luctant

    to

    acquire

    the

    techniques involved

    in

    handl ing

    the new

    numbers

    and

    tho ugh t they con-

    stituted

    an

    unnecessary

    burden.

    53

    The sam e might be said of n on stand ard analysis, par t icularly in l ight

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    ABRAHAM R O B I N S O N

    AND

    NONSTANDARD A N A L Y S I S 195

    of the transfer principle that demonstrates that theorems true in *R can

    alsobe

    proven

    for R by

    standard

    methods .

    M oreover, m any m athemati-

    cians are clearly reluctant to m aster the logical m achinery o f m odel the ory

    with which Robinson developed his original version of nonstandard

    analysis. This problem has been resolved by Keisler and Luxemburg,

    among

    others,w ho

    have presented nonstandardanalysis

    in

    ways accessi-

    ble to mathematicians without their having to take up the difficulties of

    mathematical logicas a

    prerequisite.

    54

    But forthosewho see nonstandard

    analysis

    as a fad

    that

    may be a

    currently pleasant gam e, likeHensel's p-adic

    numbers , th e

    later history

    of

    Hensel's ideas should give skeptics

    an ex-

    ampletoponder . For today, p-adic numbersareregarded ascoequal with

    the

    reals,

    and

    they have proven

    a

    fertile area

    of

    mathematical research.

    The same has been demonstrated by nonstand ard analysis. I ts applica-

    t ions in areas of analysis, the theory of com plex variables, math em atical

    physics, economics, and a host of other fields have shown the uti l i ty of

    Robinson's own extension of the number concept. Like Hensel 's p-adic

    numbers, nonstandard analysis

    can be

    avoided, al though

    to do so may

    complicate proofs

    and

    render

    the

    basic features

    of an

    a rgument

    less

    intuitive.

    W hat pleased R obinson as m uch about no nstan da rd analysis as the in-

    terest it engendered

    from

    the beginning among mathematic ians was the

    way itdem onstrated th e indispensability,as

    well

    as thepower ,oftechnical

    logic:

    It is

    interesting

    that

    a

    method which

    had

    been given

    up as

    untenable

    has at

    last turned

    out to be

    workable

    and

    that this development

    in a

    concrete

    branch ofmathematics w asbrought about by the refined tools

    made avai lable by modern mathematical logic .

    55

    Robinson

    had

    begun

    his

    career

    as a

    mathematic ian

    by

    s tudying

    set

    theo ry and axiomatics withA braham Fraenkel in Jerusalem, which even-

    tuallyled to hisPh.D. from th eUn iversityofLondon in

    1949.

    56

    H isearly

    interest in logic w as later am ply repa id in his applications of logic to the

    development of nonstandard analysis. As Simon Kochen once put i t in

    assessing the

    significance

    of

    Robinson 's cont r ibut ions

    to

    mathematical

    logic

    and model theory:

    Robinson ,

    via

    model theory, wedded logic

    to the

    mainstreams

    of

    m a t h e m a t i c s . . . . A t

    present, principally because

    of the

    wor k

    of

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    196

    Joseph

    W . Dauben

    Abr aham

    Ro binson, model theory

    is

    just that :

    a

    fully-fledged theory

    with manifold interrelations with the rest of

    mathematics .

    57

    Kurt

    Godel

    valued Ro binson 's achievement

    for

    sim ilar reasons:

    it

    suc-

    ceeded inunitingm athemat icsand logicin anessen tial,fundamentalway .

    That union

    h as

    proved

    to be no t

    only

    one of

    considerable m athematical

    importance,

    but ofsubstantial philosophicalandhistorical con tentas

    well.

    Notes

    1. There is a considerable l i te ra ture on the subject of the supposed cr is is in mathe m atics

    associatedwith

    the

    Pythagoreans.See,

    for

    example,(Hasse

    and

    Scholz 1928).

    For a

    recent

    survey of this debate, see (Berggren 1984; Dauben 1984; Knorr 1975).

    2.

    (Bishop 1975, 507).

    3. (Bishop 1975, 513-14).

    4 .

    Robinson first publ i shed

    th e

    idea

    o f

    nons tandard ana lys is

    in a

    paper submit ted

    to

    the Dutch Academy ofSciences (Robinso n 1961).

    5.

    (Cleave 1971; Edwards 1979; Laugwitz 1975, 1985; Luxemburg 1975) .

    6. (Lakatos 1978).

    7.

    (Lakatos 1978, 43).

    8.

    (Lakatos 1978, 44).

    9. (Lakatos 1978, 49).

    10. (Lakatos 1978, 50). Emphasis in original.

    11. Cauchy offers his def in i t ions of inf ini te ly large and small num be rs in severa l w ork s,

    f irst in the

    Cours

    d'analyse,

    subsequent ly

    in

    la ter versions withou t sub stantive chang es.

    See

    (Cauchy 1821, 19; 1823, 16; 1829, 265), as well as (Fisher 1978).

    12.

    (Ca uch y 1868).

    13. (Lakatos 1978, 54).

    14.

    For

    details

    of the

    successful development

    of the

    early calculus,

    se e

    (Boy er 1939;

    Grattan-Guinness 1970, 1980; Grabiner 1981; Youshkev i tch 1959).

    1 5. (New ton 1727, 39), w here he discusses the co ntrary nature of ind ivisibles as

    demonstra ted by Euclid in Book X of theElements. For additional analysis of N e w t o n ' s

    views on

    inf in i te s imals ,

    see

    (Grabiner 1981, 32).

    1 6.

    See

    (Leib niz 1 684).

    For

    details

    and a

    critical analysis

    of

    w h a t

    i s

    involved

    in

    Le ibniz ' s

    presenta t ion and applica t ions of inf ini tesimals , see (Bos 1974-75; Engelsman 1984) .

    17.

    See

    (Robinson 1967,

    35 [in

    Robinson 1979,

    544]).

    18. In (Lagran ge 1784, 12-13; Dugac 1980, 12).For details of theBer l in A cadem y's com-

    petition, see (Grab iner 1981, 40-43; Y ou sh ke vitc h 1971, 149-68).

    19. (Lakatos 1978, 59). Emphasis

    added.

    20. See (Grattan -Gu inne ss 1970, 55-56), w he re he discusses "limit-avo idanc e" and its

    role

    in

    m a k i n g

    th e

    calculus r igorous.

    21. (Robinson 1965b).

    22.

    (Robinson 1965b, 184); also

    in

    (Robinson 1979, vol.

    2,

    87).

    23. I am

    grateful

    to

    Stephan

    Korner

    and am

    happy

    to

    acknowledge

    his

    help

    in

    ongoing

    d iscuss ions we have had of R obinson and h is w ork .

    24. For a

    recent survey

    of the

    cont rover s ies sur rounding

    th e

    ea r ly deve lopment

    of the

    calculus, se e (H all 1980).

    25. Borel in a letter to H a d a m a r d , in (Borel 1928, 158).

    26. (KOrner 1979, xlii).Korner

    notes,

    however, that an exception to this generalization

    is to be foun d in Hans Va ihing er 's general theory o f f ic t ions. Vaihing er t r ied to jus t i f y in-

    finitesimalsby "a m e thod o f opposite mistakes," asolut ion that was too imprec ise , Ko rner

    suggests , to have impressed mathematic ians. See (Vaihinger 1913, 51 I f f ) .

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    A B R A H A M R O B I N S O NANDN O N S T A N D A R D A N A L Y S IS 197

    27. (Robinson 1965a, 230; Robinson 1979, 507). Ne arly ten years later, R obinson re-

    calledthemajorpoints of

    Formalism

    64 as follows: (i)

    that

    mathematical theories which,

    allegedly, deal wi thinfinite totali t ies do not have any detailed meaning, i .e. reference, and

    (ii)

    that this has no bea ring on the question wh ether or not such theories should be developed

    and

    that , indeed, there

    are

    good reasons

    w h y w e

    should continue

    to do

    mathemat ics

    in the

    classical fashionnevertheless. Robinson added that nothing since1964had p rompted h im

    to

    change these views

    andthat,in

    fact, well-known recent developments

    in set

    theory repre-

    sent evidence favoring these views." See (Robinson 1975, 557).

    28. (Robinson 1970, 45-49).

    29. (Robinson 1970, 45-49).

    30. (Birkhoff 1975, 504).

    31 .

    (Birkhoff 1975, 504).

    32.

    (Bishop 1975, 507).

    33.

    (Bishop 1975, 508).

    34.

    For Ca ntor 's views, see his letter to the Ital ian mathem atician Vivanti in (M eschkow ski

    1965, 505). A general analysis of Cantor's in terpretat ion of inf ini tes im als may be fo und

    in

    (Dauben

    1979, 128-32, 233-38).

    On the

    question

    of rigor, see

    (Grab iner 1974).

    35. (Bishop 1975, 514).

    36. I t should also be noted, if only in passing, that Bishop has not bothered

    himself ,

    apparently, w ith

    acareful

    study

    of

    nonstandard analysis

    or its

    implications,

    for he

    offhandedly

    admits that he only

    gathers

    that i t has met with some degree of success" (Bishop 1975,

    514; emphasis added).

    37.

    (Bishop 1977, 208).

    38.

    (Keisler 1976, 298), emphasis

    added;

    quoted

    in

    (Bishop 1977, 207).

    39. (Bishop 1976, 207).

    40. (Sull ivan 1976, 370). N ote that Su ll ivan's study used the experim ental version of

    Keisler 's book, issued

    in

    1971. Bishop reviewed

    th e first

    edit ion published

    five

    years later

    by Prindle, W eber and S chm idt. See (Keisler 1971, 1976).

    41 .

    (Sullivan 1976, 371).

    42. (Sullivan 1976, 373).

    43. (Sullivan 1976, 383-84).

    44. (Bishop 1977, 208).

    45.

    (Sullivan 1976, 373).

    46. (Sullivan 1976, 375).

    47. (Robinson 1966, 5).

    48. See

    especially (Robinson 1972a, 1972b, 1974, 1975),

    as

    well

    as

    (Dresden 1976)

    and

    (Voros

    1973).

    49.

    (Robinson 1973, 14).

    50.

    (Ro binson 1973, 14).

    51 .

    For details , see (Dauben 1979).

    52.

    See (Dauben 1979).

    53.

    (Robinson 1973, 16).

    54. (Luxemburg 1962, 1976;

    Keisler

    1971).

    55 . (Robinson 1973, 16).

    56. Robinson completed his disser tat ion,

    TheMetamathematics of Algebraic Systems,

    at

    B irkbeck College,

    Univers i ty

    of

    L o n d o n ,

    in

    1949.

    I t was

    published

    tw o

    years later;

    see

    (Robinson 1951).

    57. (Kochen 1976, 313).

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