Continuing Education Activities leaflet_091019.pdf · Pre-conference Master Class: Hong Kong and...

Institute of Financial Planners of Hong Kong 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會

Unit 2601, Bank of East Asia Harbour View Centre

56 Gloucester Road, Wanchai, Hong Kong 香港灣仔告士打道 56 號東亞銀行港灣中心 2601 室 Tel 電話: 2982 7888 Fax 傳真: 2982 7777

Website 網址: www.ifphk.org

Continuing Education Activities 持續教育進修課程持續教育進修課程持續教育進修課程持續教育進修課程 Are you looking to continually upgrade yourself with the latest topical issues in financial planning?

IFPHK’s continuing education activities are designed to answer the needs of today’s financial planners. They address industry issues you face every day,

propose solutions to overcome challenges and provide proven and practical solutions that you can implement immediately.

This comprehensive program includes lectures, integrated and comprehensive case studies and experience sharing. Come and join us to learn from the

financial experts and industry celebrities and gain new insights for achieving success in the financial planning industry.

你是否希望與時並進、探討財務策劃領域中的熱門課題？香港財務策劃師學會持續進修課程正正為滿足現今財務策劃專業的需求而設。課程將探討在日常執業過程中所面對的問題，就如何解決問題提供最佳的方案及成功的實務例子，讓你可即時實踐應用。本課程由多位財務策劃專家及業界精英主講，包括理論教授，綜合個案分析及經驗分享。令您更深入了解財務策劃成功之路。

What you will gain

� Learn and practise different steps of the internationally-recognized financial planning process � Update your knowledge with the latest technical and practice knowledge in financial planning � Gain valuable tips in practice management that you can apply immediately 本課程助您本課程助您本課程助您本課程助您：：：： � 學習及演練國際標準財務策劃流程的不同步驟 � 獲得財務策劃行業的最新技巧及執業知識 � 獲得的寶貴建議讓您可立即應用於工作中

Course Date 課程日期課程日期課程日期課程日期 Course Title and code 課程名稱及編號課程名稱及編號課程名稱及編號課程名稱及編號 Duration 時間時間時間時間 (hours 小時) Fee 費用費用費用費用 Member / Non-Member 會員 / 非會員 IFPHK SFC IA MPFA Core MPFA Non- Core

21 Oct (Wed)

10 月 21 日 (三) Practical Communication Skills for Financial Planners 財務策劃師實用溝通技巧 M103

2.0

(2:30pm – 4:30pm)

HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

27 Oct (Tue)

10 月 27 日 (二) Pre-conference Master Class: Hong Kong and China Property Markets Overview and Challenges 週年會議專題講座: 香港及中國物業市場回顧與展望 CZ09 VENUE: HKGCC

1.5

(7:00pm – 8:30pm)

HK$220 /

HK$440 1.5 1.5 0.0 0.0 1.5

28 Oct (Wed)

10 月 28 日 (三) Meeting up with Client – Preparation and Marketing Strategies 與客戶會面前的要點–準備與市場策略 M202

2.0 (2:30pm – 4:30pm)

HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

30 Oct (Fri)

10 月 30 日 (五) Case studies on Laws and Regulations relating to Financial Planning 與財務策劃有關之法例及監管個案 RZ06

3.0 HK$390 /

HK$780 3.0 3.0 0.0 0.0 3.0

02 & 05 Nov (Mon, Thu)

11 月 2 及 5 日 (一、四) Credit Derivative and Its Applications 信用衍生產品之認識及應用 RZ35

6.0 HK$780 /

HK$1560 6.0 6.0 0.0 0.0 6.0

03 Nov (Tue)

11 月 3 日 (二) Credit Risk Analysis of Financial Institutions 金融機構信貸風險管理分析 RZ34

3.0 HK$390 /

HK$780 3.0 3.0 0.0 0.0 3.0

11 & 18 Nov (Wed)

11 月 11 及 18 日 (三) Employees' Compensation Ordinance and Claims Handling 僱員補償條例及賠償申索處理 RZ92

5.0 HK$650 /

HK$1300 5.0 5.0 0.0 0.0 5.0

12 Nov (Thu)

11 月 12 日 (四) Post-Conference Master Class: Value Investing 週年會議專題講座: 價值投資法 CZ01 VENUE: TBC 待定待定待定待定 3.0 HK$390 / HK$780 3.0 3.0 0.0 0.0 3.0

12 Nov (Thu)

11 月 12 日 (四) IFPHK Information Session: SFC Consultation Paper on Enhancing Protection for the Investing Public 香港財務策劃師學會會員資訊講座: 證監會建議加強投資者保障措施的諮詢文件 ZZ26 VENUE: HKPCC

2.0 HK$100 /

HK$150 2.0 2.0 0.0 0.0 2.0

14 Nov (Sat)

11 月 14 日 (六) Leading the Way to Success - Financial Planning and Advice in a Changed World 新經濟環境下的財務策劃 ZZ22 VENUE: Auditorium, 3/F, HITEC, Kowloon Bay

2.0

(10:00am-12:15pm)

HK$200 /

HK$400 2.0 2.0 0.0 0.0 2.0

19 Nov (Thu)

11 月 19 日 (四) Investment Opportunities in Renewable Energy Market 再生能源的發展前景及投資價值 ZZ24

1.0

(12:45pm–1:45pm)

HK$150 /

HK$300 1.0 1.0 0.0 0.0 1.0

P. 1/24 version: 20091019

Institute of Financial Planners of Hong Kong 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會

Unit 2601, Bank of East Asia Harbour View Centre

56 Gloucester Road, Wanchai, Hong Kong 香港灣仔告士打道 56 號東亞銀行港灣中心 2601 室 Tel 電話: 2982 7888 Fax 傳真: 2982 7777

Website 網址: www.ifphk.org

Course Date 課程日期課程日期課程日期課程日期 Course Title and code 課程名稱及編號課程名稱及編號課程名稱及編號課程名稱及編號 Duration 時間時間時間時間 (hours 小時) Fee 費用費用費用費用 Member / Non-Member 會員 / 非會員 IFPHK SFC IA MPFA Core MPFA Non- Core

19 Nov (Thu)

11 月 19 日 (四) Updates on Compliance Issues 監管架構之最新發展 M101

3.0 HK$390 /

HK$780 3.0 3.0 3.0 3.0 0.0

23 Nov (Mon)

11 月 23 日 (一) Succession Planning of SME Business 中小企繼任規劃 RZ36

2.5 HK$325 /

HK$650 2.5 2.5 0.0 0.0 2.5

30 Nov (Mon)

11 月 30 日 (一) Practices in Retirement Planning I 退休策劃實務 (一) M106

2.0 HK$260 /

HK$520 2.0 2.0 2.0 2.0 0.0

03 Dec (Thu)

12 月 3 日 (四) Analysing & Evaluating Client’s Financial Status 分析及評估客戶的財政狀況 M207

2.0 (2:30pm – 4:30pm)

HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

04 Dec (Fri)

12 月 4 日 (五) Effective Coaching Skills for Communication 財務策劃師溝通技巧 M218

3.0 HK$540 /

HK$1080 3.0 3.0 3.0 0.0 3.0

07 Dec (Mon)

12 月 7 日 (一) Post-Conference Master Class: Risk Management and Corporate Value Creation 週年會議專題講座: 風險管理與企業價值 CZ02 VENUE: HKGCC

2.5

(7:00pm – 9:30pm) HK$320 /

HK$640 2.5 2.5 0.0 0.0 2.5

07 & 14 Dec (Mon)

12 月 7 及 14 日 (一) Asset Management and Portfolio Analysis 資產管理和投資組合分析 RE98

6.0 HK$780 /

HK$1560 6.0 6.0 0.0 0.0 6.0

08 & 15 Dec (Tue)

12 月 8 及 15 日 (二) Asset Allocation Concepts 資產配置基礎概念 M309

5.0 HK$650 /

HK$1300 5.0 5.0 5.0 0.0 5.0

16 Dec (Wed)

12 月 16 日 (三) MPF Updates 強積金之最新資訊 M112

2.0 HK$260 /

HK$520 2.0 2.0 2.0 2.0 0.0

18 Dec (Fri)

12 月 18 日 (五) Offshore Trusts and Its Application 離岸信託的認識與運用 RZ37

2.0 HK$260 /

HK$520 2.0 2.0 0.0 0.0 2.0

21 Dec (Mon)

12 月 21 日 (一) Practices in Retirement Planning II 退休策劃實務 (二) M107

2.0 HK$260 /

HK$520 2.0 2.0 2.0 1.0 1.0

Unless otherwise specified, all classes start at 6:30 pm. Enrolment ends 7 days before the course date. 除特別聲明外，上課時間均於晚上 6:30開始。截止報名日期定於課程舉行日前之 7天。

CFPCM, CERTIFIED FINANCIAL PLANNERCM and are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. (FPSB). The Institute of Financial Planners of Hong Kong is the marks licensing authority for the CFP marks in Hong Kong and Macau, through agreement with FPSB.

CFPCM, CERTIFIED FINANCIAL PLANNERCM 和等認證標誌，於美國以外地區由財務策劃標準制定局(FPSB)全權擁有。根據與財務策劃標準制定局(FPSB)簽訂的協議，香港財務策劃師學會是唯一在香港及澳門頒授 CFP 認證標誌的認可機構。

P. 2/24 version: 20091019

Practical Communication Skills for Financial Planners 財務策劃師實用溝通技巧財務策劃師實用溝通技巧財務策劃師實用溝通技巧財務策劃師實用溝通技巧 [Course Code 課程編號課程編號課程編號課程編號:M103]

Content 內容內容內容內容 � Effective listening and questioning skills � Ways in managing expectations and emotions � Technique in building trust with your clients

� 有效的聆聽及提問技巧 � 管理客戶期望及控制情緒的方法 � 與客戶建立信任關係的技巧

Date 日期日期日期日期 21 Oct 2009 (Wed) 2009 年 10 月 21 日 (三)

Time 時間時間時間時間 2:30 PM - 4:30 PM (2.0 hours 小時)

Speaker 講者講者講者講者 Maria Lui, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) Maria Lui joined the financial industry in 1993. Since then, she took up management and marketing

positions in banks, international insurance company and financial services company, etc. Ms. Lui is a

seasoned training consultant in the financial planning sector and currently teaching CFP Certification

Education Program at the HKU SPACE. She has conducted a number of seminars in the area of financial

planning for various multinational organizations, professional bodies, and universities. Ms. Lui is very

dedicated to upgrading the professionalism of the financial planning industry. She has much pleasure to

share her knowledge and practical experience of the application of holistic financial planning with those who

aspire to be successful in this industry.

呂文瑛, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) 呂文瑛小姐於 1993 年加入金融服務業，曾為多間國際金融服務集團及保險公司的市場推廣部門及營運管理部要員。呂小姐於財務策劃行業擁有豐富的培訓經驗。現於香港大學專業進修學院教授《進階財務策劃》課程。她亦曾為多間跨國機構，專業團體及香港公開大學李嘉誠專業進修學院主講有關財務策劃的講座。呂小姐致力推動財務策劃行業的專業發展，十分高興與所有有志於財務策劃行業建立成功事業的人士分享如何制定全面財務策劃的知識及實務經驗。

Continuous Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會 2.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話

IA 保監處保監處保監處保監處 2.0 CPD hours 小時小時小時小時 SFC 證監會證監會證監會證監會 2.0 CPT hours 小時小時小時小時

MPFA 積金局積金局積金局積金局 0.0 Core CPD hours 核心小時核心小時核心小時核心小時

HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/02 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1031H220ML091021]

P. 3/24 version: 20091019

Pre-conference Master Class: Hong Kong and China Property Markets Overview and Challenges 週年會議週年會議週年會議週年會議專題專題專題專題講座講座講座講座: 香港及中國物業市場回顧與展望香港及中國物業市場回顧與展望香港及中國物業市場回顧與展望香港及中國物業市場回顧與展望 [Course Code 課程編號課程編號課程編號課程編號:CZ09]

Content 內容內容內容內容 � Is Hong Kong market booming or bubbling? - Review of Hong Kong property market performance: What are the driving

forces? - Analysis of the relationship between Hong Kong property and Hong Kong

economic development

- Property investment strategies � The Regulatory Changes in the China’s Property Market and Its Impacts

- Latest trend in China’s property market

- How the regulatory changes in the real estate sector issued by the PRC government ministries and administration bodies affect the sector sentiment and property yield

- Outlook on the PRC property market

� 香港物業市場繼續上揚或正蘊壤泡沫香港物業市場繼續上揚或正蘊壤泡沫香港物業市場繼續上揚或正蘊壤泡沫香港物業市場繼續上揚或正蘊壤泡沫????

- 香港物業市場回顧: 市場動力何在? - 分析香港經濟與物業市場發展的關係 - 物業投資策略展望

� 中國房地產政策的轉變及其對物業市場的影響中國房地產政策的轉變及其對物業市場的影響中國房地產政策的轉變及其對物業市場的影響中國房地產政策的轉變及其對物業市場的影響 - 內地物業市場的發展趨勢 - 中國房地產政策的轉變對投資者信心及物業投資回報的影響 - 中國房地產投資市場展望

Date 日期日期日期日期 27 Oct 2009 (Tue) 2009 年 10 月 27 日 (二)


Venue 地點地點地點地點 The Hong Kong General Chamber of Commerce Theatre 22/F United Centre, 95 Queensway, Hong Kong 香港總商會演講廳 (香港金鐘道 95 號統一中心 22 樓)

Speaker 講者講者講者講者 Louis Chan Managing Director, Centaline Property Agency Limited 陳永傑陳永傑陳永傑陳永傑 - 中原地產住宅部總經理 Mr Yu Kam Hung, Senior Managing Director of CB Richard Ellis Limited and Senior Vice President of the Hong Kong Institute of Surveyors 余錦雄余錦雄余錦雄余錦雄 -世邦魏理仕有限公司資深董事總經理及香港測量師學會高級副會長




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 1.5 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [CZ095A100AA091027]

P. 4/24 version: 20091019

Meeting up with Client – Preparation and Marketing Strategies 與客戶會面前的要點與客戶會面前的要點與客戶會面前的要點與客戶會面前的要點 – 準備與市場策略準備與市場策略準備與市場策略準備與市場策略 [Course Code 課程編號課程編號課程編號課程編號:M202]

Content 內容內容內容內容 � Define the type of client you want to work with � Develop a marketing strategy for your target client base � Prepare the first meeting with the client and make disclosures to the clients

� 確定你的客戶群 � 制訂目標客戶市場的拓展策略 � 準備與客戶的第一次會面及對客戶的資料披露

Date 日期日期日期日期 28 Oct 2009 (Wed) 2009 年 10 月 28 日 (三)


Speaker 講者講者講者講者 Maria Lui, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) Maria Lui joined the financial industry in 1993. Since then, she took up management and marketing

positions in banks, international insurance company and financial services company, etc. Ms. Lui is a

seasoned training consultant in the financial planning sector and currently teaching CFP Certification

Education Program at the HKU SPACE. She has conducted a number of seminars in the area of financial

planning for various multinational organizations, professional bodies, and universities. Ms. Lui is very

dedicated to upgrading the professionalism of the financial planning industry. She has much pleasure to

share her knowledge and practical experience of the application of holistic financial planning with those who

aspire to be successful in this industry.

呂文瑛, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) 呂文瑛小姐於 1993 年加入金融服務業，曾為多間國際金融服務集團及保險公司的市場推廣部門及營運管理部要員。呂小姐於財務策劃行業擁有豐富的培訓經驗。現於香港大學專業進修學院教授《進階財務策劃》課程。她亦曾為多間跨國機構，專業團體及香港公開大學李嘉誠專業進修學院主講有關財務策劃的講座。呂小姐致力推動財務策劃行業的專業發展，十分高興與所有有志於財務策劃行業建立成功事業的人士分享如何制定全面財務策劃的知識及實務經驗。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/03 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M2021H220ML091028]

P. 5/24 version: 20091019

Case studies on Laws and Regulations relating to Financial Planning 與財務策劃有關之法例及監管個案與財務策劃有關之法例及監管個案與財務策劃有關之法例及監管個案與財務策劃有關之法例及監管個案 [Course Code 課程編號課程編號課程編號課程編號:RZ06]

Content 內容內容內容內容 � Securities and Futures Ordinance − Unsolicited calls, misrepresentation

� Guidance Notes on Prevention of Money Laundering and Terrorist

Financing - Guidelines on Customer

Acceptance, Due Diligence, Record Keeping, Recognition & Reporting of Suspicious transaction and staff screening and training

- Cases in securities and futures industry

- Cases in insurance industry � Performance Presentation Standards

for MPF Investment Funds - Code on Disclosure of MPF

Investment Funds

- Information on Funds fact sheet � SFC Code of Conduct

- Know your clients - Suitability of clients - Information for clients - Risk disclosure to clients

� 《證券及期貨條例》 - 未獲邀約的造訪、失實陳述 � 《防止洗黑錢及恐怖分子籌資活動指引》

- 詳細指引，包括: 識別客戶、適當查證、備存紀錄、識別及舉報可疑交易、職員的甄選及培訓 - 證券及期貨業界之個案 - 保險業界之個案

� 強積金成分基金表現陳述準則 - 強積金基金表現披露準則 - 基金便覽上規定披露的資料

� 證券及期貨事務監察委員會的《操守準則》 - 認識您的客戶 - 合理的建議 - 對客戶提供的資料

� 對客戶的風險披露

Date 日期日期日期日期 30 Oct 2009 (Fri) 2009 年 10 月 30 日 (五)


Speaker 講者講者講者講者 Wilson Yee, CFA, CFP, FRM, LLB Wilson has been working in a financial advisory company for over eight years to serve corporate and

individuals in the areas of risk, investment and trust planning. He also engaged in documentation geared

for pre-listing and pre-funding arrangement in the Greater China region. He has years of experience in

M&A project management, due diligence in venture investing and exit planning for institutions. He also

participates in paralegal analysis and advisory services on capital structuring. He is currently a part-time

instructor for both CFP registered courses and external degree programme in Universities. Occasionally, he

goes to Shanghai and Guangzhou to act as speaker and coordinator for public seminars.

余先生, CFA, CFP , FRM, LLB 余先生持有英國 Wolverhampton 大學 LLB 榮譽學士學位及英國 Heriot Watt 大學工商管理碩士。他擁有多個專業資格，其中包括特許財務分析師 (CFA)、CFP 認可財務策劃師及 FRM 等。他在財務顧問公司工作多年，主要負責個人與公司投資及信託相關事宜。他亦同時負責中國區域統籌上市前文件之安排。在此之前，余先生曾在國際經紀公司及期貨交易中心負責投資及證劵研究工作。他擁有多年教授 CFP 認可財務策劃師課程之經驗。他曾被獲邀在上海及廣州出任公開研討會的講師。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not applicable/ 不適用 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ060H300WY091030]

P. 6/24 version: 20091019

Credit Derivative and Its Applications 信用衍生產品之認識及應用信用衍生產品之認識及應用信用衍生產品之認識及應用信用衍生產品之認識及應用 [Course Code 課程編號課程編號課程編號課程編號:RZ35]

Content 內內內內容容容容 � Session I : Understanding Credit Derivative Introduction to credit derivative Credit derivative structures Applications of credit derivative Pricing of credit derivative

� Session II: Structuring Investment Instruments with Credit Derivate

Applying credit derivative in structuring investment instruments Types of structurd credit products Qualitative aspects of structured credit products

� 第一節第一節第一節第一節:::: 信用衍生產品之認識信用衍生產品之認識信用衍生產品之認識信用衍生產品之認識認識信用衍生產品解剖信用衍生產品的構造信用衍生產品之應用信用衍生產品的定價策略 � 第二節第二節第二節第二節: 利用信用衍生產品創造不同的投資工具利用信用衍生產品創造不同的投資工具利用信用衍生產品創造不同的投資工具利用信用衍生產品創造不同的投資工具利用信用衍生產品創造不同的投資工具結構性信用衍生產品之類別結構性信用衍生產品的架構特質

Date 日期日期日期日期 02 & 5 Nov 2009 (Mon & Thu) 2009 年 11 月 2 及 5 日 (一、四)

Time 時間時間時間時間 6:30 PM - 9:30 PM (3.0 hours 小時/Total 合共 6.0 hours 小時)

Speaker 講者講者講者講者 Ringo Yuen Mr. Yuen is currently the Deputy Head of Financial Institutions Department for ICBC (Asia). Prior to that, he

was a Senior Vice President and Head of Relationship Management of Financial Institutions – North Asia for

HSH NordBank AG. In addition, he was a Director of Financial Institution Greater China for National

Australia Bank. Mr. Yuen has over 20 years of experience in marketing and relationship management

within the banking industry. He has a strong proven record of successfully selling / cross-selling a variety

of banking products to both high net worth clients as well as financial institution clients, generating high

incremental revenue. During his engagements with Citibank and ABN AMRO, he originated a number of

new product ideas that result in diversification of the revenue sources. His primary responsibilities include

developing, implementing and executing comprehensive account plans and call programs for different

clients to achieve budgeted growth in assets, liabilities and earnings. Mr. Yuen holds a Master of Science

(Business Administration) and a Bachelor of Commerce from the University of British Columbia.

阮志國阮先生曾任職德國北方銀行香港分行金融機構北亞洲部高級副總裁及客戶關係主管。在此之前，阮先生任職澳洲銀行金融機構部主管。阮先生具備超過二十年有關銀行業的市場及關係管理方面的經驗。他能從銷售/交易買賣有關不同類別的銀行產品予客戶及金融機構中賺取高回報的收入。在過往任職花旗銀行及荷蘭銀行期間，阮先生推出一系列新產品概念，從而擴大公司的收入來源。阮先生工作範疇包括發展、推行及執行完善的客戶聯絡計劃，從而改善資產、負債及收益方面的增長。阮先生持有加拿大英屬哥倫比亞大學工商管理碩士及商學學士。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 6.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ353H300RG091102]

P. 7/24 version: 20091019

Credit Risk Analysis of Financial Institutions 金融機構信貸風險管理分析金融機構信貸風險管理分析金融機構信貸風險管理分析金融機構信貸風險管理分析 [Course Code 課程編號課程編號課程編號課程編號:RZ34]

Content 內容內容內容內容 � What are the credit risk & credit analysis? � Credit analysis versus risk analysis

� What are the basic characteristics of financial institutions?

� Credit risk analysis of commercial banks: CAMEL analysis - Capital adequacy - Asset quality

- Management - Earning - Liquidity

� Credit risk analysis of insurance companies - Investment policies of life insurance

companies

- Investment policies of property-casualty insurance companies

- Risk categories for life insurance companies

- Analysis the financial statements of life insurance companies

- Credit analysis of property-casualty insurance companies

� 何謂信貸風險與信貸分析 � 信貸分析與風險分析 � 金融機構的基本特徵 � 商業銀行之信貸風險分析: CAMEL 評級制度

- 資本充足比率 - 資產質素 - 管理能力 - 盈利能力 - 流動性

� 保險公司之信貸風險分析 - 保險公司投資政策 - 財產保險公司投資政策 - 人壽保險公司之風險類別 - 分析人壽保險公司之財務報告表 - 財產保險公司之信貸分析

Date 日期日期日期日期 03 Nov 2009 (Tue) 2009 年 11 月 3 日 (二)


Speaker 講者講者講者講者 C P Choy Mr. Choy has worked in the banking field since 1985. Over the past years, Mr. Choy has explored in various banking business, including foreign exchange and precious metals margin trading, securities and index futures trading, business development and research, credit marketing, credit management (policy and approval), special assets management, branch administration (including the Qingdao branch in PRC), credit risk assessment of financial institutions and development and implementation of the New Basel II project. Mr. Choy is an experienced trainer for various topics including banking practice, financial analysis and mortgage banking etc. Mr. Choy has always been invited to provide training courses for PRC bankers, covering credit management, mortgage banking, problem loan management, marketing of financial services, branch banking management, customer services, retail banking products and personal banking etc.

蔡澤寶蔡澤寶蔡澤寶蔡澤寶蔡先生於 1985 年加入香港銀行界工作，先後服務於多家本港、內地(青島)分行及總行信貸部門，曾任職過多種不同崗位，職務範圍包括: 貴金屬、股票證券、指數期貨、外匯槓桿等買賣交易業務；市場業務調查研究；信貸業務推廣；分行行政管理；信貸風險管理 (政策與審批)；特殊資產管理，並從事對金融機構的信貸分析、審核和風險管控工作，曾參與《新巴塞爾資本協定》專案工作，負責銀行內部評級系統的開發工作。蔡先生亦擁有超過 15 年於香港及內地之培訓經驗，擅長教授信貸管理、風險管理、市場營銷、中間業務、分行管理及客戶經理及個人理財等課題。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ343A200CC091103]

P. 8/24 version: 20091019

Employees' Compensation Ordinance and Claims Handling 僱員補償條例及賠償申索處理僱員補償條例及賠償申索處理僱員補償條例及賠償申索處理僱員補償條例及賠償申索處理 [Course Code 課程編號課程編號課程編號課程編號:RZ92]

Content 內容內容內容內容 � Employees' compensation system of Hong Kong

� Employees' Compensation Ordinance and case studies

� Compensation items � Employer's responsibilities and

common law liabilities � Assessment of loss of earning

capacity � Settlement of Employees’

Compensation Claims

� Occupational accident management

� 香港的僱員補償制度 � 僱員補償條例及個案研究 � 補償項目死亡 � 永久地完全/部分喪失工作能力 � 暫時喪失工作能力 � 醫療費 � 義肢及手術設備 � 僱主的責任及普通法的法律責任 � 評估喪失工作能力的程度 � 解決工傷個案的途徑 � 職業性意外之管理

Date 日期日期日期日期 11 & 18 Nov 2009 (Wed) 2009 年 11 月 11 及 18 日 (三)

Time 時間時間時間時間 6:30 PM - 9:00 PM (2.5 hours 小時/Total 共 5.0 hours 小時)

Speaker 講者講者講者講者 Ms Lo, MBA Ms. Lo received her Master Degree in Business Administration in England in the 1980s, she also holds a

Master Degree in Education together with a Degree in Social Science. Coupled with her good academic

background, she has gained extensive working experience in multinational companies, specialising in

employee benefits, human resources management and marketing & sales training.

Besides the practical commercial experience gained from work, she also engaged herself in part time

training and consultative work. The organisations she has helped include Toshiba, AT & T, Lucent

Technologies, Ove Arup. She also helps in various leading educational institutions in Hong Kong in diploma,

degree and master level. These institutions include Hong Kong University (SPACE); Hong Kong Polytechnic

University (SPEED), Hong Kong Baptist University, Hong Kong Management Association, Open University.

She is a frequent public speaker in Hong Kong Management Association and Open University, the topics she

has conducted include: The Effective Sales Tactics; Handling Customers Objections; Emotion Quotient and

Your Good Self; Life Balance Workshop.

盧小姐, MBA 盧小姐於 1980 年於英國取得工商管理學碩士、教育碩士及社會科學系學士，曾任職於多間大型國際機構，擅長於僱員福利、人力資源管理及營銷培訓等範疇。此外，盧小姐為不同院校之文憑、學士及碩士課程任職客席講師，其中包括: 香港大學專業進修學院、香港理工大學專業進修學院、香港浸會大學、香港公開大學及香港管理專業協會等。盧小姐亦有為大型機構提供顧問服務之經驗，其中包括: Toshiba, AT & T, Lucent Technologies, Ove Arup 等。盧小姐擅長之課題甚廣，除僱員福利外，還包括「有效銷售及處理客戶技巧」、EQ 及平衡生活等工作坊。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not applicable/ 不適用 5.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ925A200BL091111]

P. 9/24 version: 20091019

Post-Conference Master Class: Value Investing 週年會議週年會議週年會議週年會議專題專題專題專題講座講座講座講座: 價值投資法價值投資法價值投資法價值投資法 [Course Code 課程編號課程編號課程編號課程編號:CZ01]

Content 內容內容內容內容 � The precepts of value investing, i.e. the classic Graham and Dodd value investing approach

� The Warren Buffett approach to value investing � Value investing in practice � 價值投資法的核心基本理念，格雷厄姆-多德的價值投資策略 � 巴菲特推祟的價值投資觀念 � 價值投資的實務分享

Date 日期日期日期日期 12 Nov 2009 (Thu) 2009 年 11 月 12 日 (四)


Venue 地點地點地點地點 TBC 待定待定待定待定

Speaker 講者講者講者講者 Jason Mak Jason Mak is currently Associate Director in an independant financial advisory company. He is an

experienced educator and trainer in areas of Investment & Finance. He had been a government statistician,

bank economist, university lecturer and investment trainer in a large international bank. He holds master

degrees in Finance, Business Administration and Economics as well as professional designations like

Chartered Financial Analyst (CFA), Financial Risk Manager (FRM) and Chartered Alternative Investment

Analyst (CAIA). He is also Programme Director of CityU's CFP Education Programme.

麥志豪麥先生現職財富管理聯席董事,畢業於香港大學(主修經濟)後先後獲取經濟學、工商管理及金融學碩士。麥先生亦同時擁有特許財務分析師 (CFA)、財務風險管理師 (FRM) 及特許另類投資分析師 (CAIA)等專業資格。麥先生曾任職於政府、大學及國際銀行。近年從事投資相關培訓工作，對國際投資市場及相關產品有深入的認識。

Continuous Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務香港財務香港財務香港財務策劃師學會策劃師學會策劃師學會策劃師學會 3.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話



HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [CZ013H300JM091112]

P. 10/24 version: 20091019

IFPHK Information Session: SFC Consultation Paper on Enhancing Protection for the Investing Public 香港財務策劃師學會會員資訊講座香港財務策劃師學會會員資訊講座香港財務策劃師學會會員資訊講座香港財務策劃師學會會員資訊講座: 證監會建議加強投資者保障措施的諮詢文件證監會建議加強投資者保障措施的諮詢文件證監會建議加強投資者保障措施的諮詢文件證監會建議加強投資者保障措施的諮詢文件 [Course Code 課程編號課程編號課程編號課程編號:ZZ26]

Content 內容內容內容內容 � Reviewing the Key Areas of Regulatory Reform on SFC Consultation Paper on Proposals to Enhance Protection for the Investing Public

� Panel Discussion: The Way Ahead for Financial Planning Profession � 從證監會角度剖析諮詢文件中監管改革的要點 � 專題討論: 身為專業財務策劃師如何面對監管改革所帶來的轉變



Venue: HKU SPACE Po Leung Kuk Community College (HPCC), 66 Leighton Road, Hong Kong 香港銅鑼灣禮頓道 66 號香港大學專業進修學院保良局社區書院

Speaker 講者講者講者講者 Chung Hing Hing, Associate Director, Licensing, SFC Francine Fu, President, IFPHK 證劵及期貨事務監察委員會中介團體監察科總監鐘慶明先生香港財務策劃師會長傳鄺穎婷女士 and more…..




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [ZZ260H200AA091112]

P. 11/24 version: 20091019

Leading the Way to Success - Financial Planning and Advice in a Changed World 新經濟環境下的財務策劃新經濟環境下的財務策劃新經濟環境下的財務策劃新經濟環境下的財務策劃 [Course Code 課程編號課程編號課程編號課程編號:ZZ22]

Content 內容內容內容內容 � How to Prosper in the New World of Wealth Management - Product development trends, distribution opportunities and strategies in Hong Kong market

- How to rebuild trust and create a business that works for clients and planners � Financial Planning and Wealth Management: Current Recruitment and Retention

Strategies - The demand for wealth management and financial planning talent moving forward - Analyzing the key motivators for top talent - Compensation trends: Where the market is today and where it’s going tomorrow

� Investment Opportunities in 2010 -Outlook for the global economy in 2010 -Investment opportunities and risks in major markets -Key economic and investment signposts to watch for

� 財富管理業務新趨勢財富管理業務新趨勢財富管理業務新趨勢財富管理業務新趨勢

- 產品發展趨勢，分銷渠道的機遇與策略 - 如何重建客戶的信任及拓展與客戶雙贏的業務

� 財務策劃與財富管理財務策劃與財富管理財務策劃與財富管理財務策劃與財富管理 : 人才招募及發展策略人才招募及發展策略人才招募及發展策略人才招募及發展策略 - 財務策劃與財富管理業務人才需求趨勢 - 成功人才發展策略的要素 - 薪酬趨勢

� 2010年投資機遇年投資機遇年投資機遇年投資機遇 - 環球市場投資展望 - 主要投資市場的機遇與風險 - 主要的經濟及投資市場指標

Date 日期日期日期日期 14 Nov 2009 (Sat) 2009 年 11 月 14 日 (六)

Time 時間時間時間時間 10:00 AM - 12:15 PM (2.25 hours 小時)

Venue 地點地點地點地點 Auditorium, 3/F, Hong Kong International Trade & Exhibition Centre, 1 Trademart Drive, Kowloon Bay, Hong Kong九龍灣國際展貿中心 3樓演講廳

Speaker 講者講者講者講者 Rosita Lee 李珮珊 Assistant General Manager, Head of Private Banking and Trust Services

Hang Seng Bank Limited 恆生銀行 - 私人銀行及信託服務主管

Chan Yan Chong 曾淵倉教授 Associate professor of Department of Management Sciences and MBA Programme Director City University of Hong Kong 香港城市大學 - 管理科學系副教授及工商管理碩士課程主任 Armstrong Lee 李漢祥 Director Worldwide Consulting Group Co. Ltd 環球管理諮詢有限公司 - 董事


IA 保監保監保監保監處處處處 0.0 CPD hours 小時小時小時小時 SFC 證監會證監會證監會證監會 2.0 CPT hours 小時小時小時小時


HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [ZZ223H200AA091114]

P. 12/24 version: 20091019

Investment Opportunities in Renewable Energy Market 再生能源的發展再生能源的發展再生能源的發展再生能源的發展前景及投資價值前景及投資價值前景及投資價值前景及投資價值 [Course Code 課程編號課程編號課程編號課程編號:ZZ24]

Content 內容內容內容內容 � Latest development and prospect of Renewable Energy � Analyze the characteristics and value of different Renewable Energy (e.g. solar

energy, wind power, automobile, etc) � Investment opportunities in Renewable Energy

� 從宏觀角度探討再生能源前景 � 研究再生能源的特點及價值 � 發掘有潛力的再生能源投資機遇



Speaker 講者講者講者講者 Timothy Kwai Timothy Kwai was previously working for a Japanese Corporate Bank as Research Manager in ASEAN

countires. He was also a Programme Host for Metro Radio interviewing various politicians, consuls and

businessmen. He is the columnist of Headline, Hong Kong Economic Times, Capital Money , Quam Money

and Cup Magazine focusing on the potential of the emerging markets. He also host a radio show on

Commercial Radio called "Business Insight" talking about the international financial crisis. He published a

number of book on Middle East, Kazakhstan and Eastern Europe.

季霆剛季先生曾任日資銀行經濟分析員、新城電台主持，曾訪問多名政客、領事及企業家。現為, ,, 專欄作家，酷愛撰寫新興市場，每週與火燎森在雷霆 881主持，討論國際金融危機。著作包括《向哈薩克出發─尋找下一塊藍海金磚》、《走出幽暗國度——向薩拉熱窩出發》、《迷失中東》等。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 1.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [ZZ243H100TI091119]

P. 13/24 version: 20091019

Updates on Compliance Issues 監管架構之最新發展監管架構之最新發展監管架構之最新發展監管架構之最新發展 [Course Code 課程編號課程編號課程編號課程編號:M101]

Content 內容內容內容內容 � Roles and functions of regulatory bodies � The Insurance Authority's cooperation with local financial services regulators � Updates on Ordinances, Rules, Codes and Guidelines relevant to financial planning

industry � Regulations and ethics in the financial planning industry

� 監管機構的角色和作用 � 保險業監理處與本地金融服務業監管機構的合作 � 與財務策劃業有關的條例、規定、法規和指引之最新資訊 � 財務策劃業的監管機制及其專業操守



Speaker 講者講者講者講者 Monty Yuen, B.Comm., CFP, PFP, CIM, FCSI Monty Yuen, holder of a Bachelor of Commerce degree from the University of Toronto, has over ten years of

experience in different capacities in the financial industry. While an investment advisor in Toronto, Canada,

Mr. Yuen successfully obtained the CFP, PFP, CIM and FCSI designations while helping clients achieve their

financial goals. Mr. Yuen is currently working in a financial institution. Prior to that, he was a manager of

Enforcement Division of Securities & Futures Commission. His previous engagement was with Compliance

Department at Citigroup. Prior to joining the financial industry, Mr. Yuen was a senior inspector with the

Royal Hong Kong Police Force.

袁先生, B.Comm., CFP, PFP, CIM, FCSI 袁先生持有加拿大多倫多大學商學學士。他在金融行業擁有超過十年的經驗。袁先生在加拿大多倫多任職投資顧問期間，取得 CFP, PFP, CIM及 FCSI資格，並成功地為顧客達成他們的投資目標。袁先生現於金融機構工作。在此之前，他任職證監會執行部經理。此外，袁先生亦曾在 Citigroup 之監察部門工作。在投入金融行業之前，袁先生是香港皇家警察高級督察。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/02 0.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1011H330MY091119]

P. 14/24 version: 20091019

Succession Planning of SME Business 中小企繼任規中小企繼任規中小企繼任規中小企繼任規劃劃劃劃 [Course Code 課程編號課程編號課程編號課程編號:RZ36]

Content 內容內容內容內容 � The needs of SME clients � When should succession planning start? � Identifying future goals and directions � Assessing where the business is now � What is the plan?

� Approaches to succession planning � Case study � 中小企客戶的需要 � 繼任管理及規劃該何時開始? � 確立將來的業務目標及發展方向 � 評估業務現況 � 如何制定計劃? � 繼任規劃的步驟 � 個案研習

Date 日期日期日期日期 23 Nov 2009 (Mon) 2009 年 11 月 23 日 (一)


Speaker 講者講者講者講者 John Ng CFP, CPA, FLMI Mr. Ng is now working for an international insurance company as an Advance Market Specialist and he

specializes in personal and SME financial planning services: Personal Estate Planning, Family Living Trust,

Estate Tax Planning, Wealth Protection, Business Succession Planning, Corporate Key man Insurance, Staff

benefit Programme, Charitable Trust. He started his careers with KPMG, one of the ‘Big 4’ CPA firms and has

accumulated over 15 years of working experience as Chief Accountant, Finance Manager and Financial

Controller in multi-national companies. He has also worked at a financial advisory company as Compliance

Officer in assisting private companies IPO in New York, London and Hong Kong Stock Exchange.

吳明遠 CFP, CPA, FLMI 吳先生現職一間國際保險公司的高級理財規劃顧問，專注提供個人及中小型企業理財規劃服務: 個人遺產及理財規劃、設立家庭信託、遺產節稅、保障財產、企業延續計劃、公司要員保險及高級職員福利安排、成立慈善信託等。吳先生曾受訓於全球四大會計公司之一畢馬域 (KPMG Peat Marwick) 會計師事務所，超過十五年在跨國上市公司任職財務經理及財務總監之經驗。吳先生亦曾任職金融財務公司策劃及協助客戶公司在香港、美國紐約、英國倫敦及香港等股票市場上市。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 2.5 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ363A200JN091123]

P. 15/24 version: 20091019

Practices in Retirement Planning I 退休策劃實務退休策劃實務退休策劃實務退休策劃實務 (一一一一) [Course Code 課程編號課程編號課程編號課程編號:M106]

Content 內容內容內容內容 � Updates in retirement planning products � Qualified retirement schemes in Hong Kong � Practices in retirement planning � Steps in retirement planning � Life Style clients want to maintain during retirement

� Life Income clients will have available to support that life style � Life Protections clients will need to sustain their lifestyle should the unforeseen

occur

� Retirement plan formulation � Risk management in retirement planning � 最新的退休策劃產品 � 香港的合資格的退休計劃 � 退休策劃之應用 � 退休策劃之步驟 � 客戶退休期間的生活方式 � 客戶將獲得的長期收入以維持該生活方式 � 客戶所需要的終生保障，以當預料之外事件發生時仍能維持該生活方式 � 制定退休計劃 � 退休策劃中的風險管理

Date 日期日期日期日期 30 Nov 2009 (Mon) 2009 年 11 月 30 日 (一)


Speaker 講者講者講者講者 Ronald Li, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) Ronald Li has more than 22 years of relevant experience in the investment and banking industry. Prior to his

present position in Bank of China (HK), he was the head of Customer Investment Services Department of a

member bank of BOC Group. After the reorganization of BOC Group, Ronald was responsible for the setting

up of the wealth management business of BOC(HK).

Ronald has been the part-time instructor for various courses relating to investment and financial planning

for more than 10 years. Currently, he is studying a part-time PhD degree course in University of Shanghai

Finance and Economics.

李明傑, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) 李明傑先生從事銀行及投資行業已超過 22年，在中銀香港重組之前，曾任職其中一家中銀集團成員銀行的客戶投資服務部主管多年。中銀重組後，曾負責建構財富管理業務。最近李先生一直擔任兼職導師，主講多個投資及金融財務課程，現時他正於上海財經大學修讀金融學博士學位。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/02 0.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1065H222RL091130]

P. 16/24 version: 20091019

Analysing & Evaluating Client’s Financial Status 分析及評估客戶的財政狀況分析及評估客戶的財政狀況分析及評估客戶的財政狀況分析及評估客戶的財政狀況 [Course Code 課程編號課程編號課程編號課程編號:M207]

Content 內容內容內容內容 � Capital needs analysis � Technology developments in personal financial planning � Ratio analysis � 資金需求分析 � 個人財務策劃的最新科技 � 財務比率分析

Date 日期日期日期日期 03 Dec 2009 (Thu) 2009 年 12 月 3 日 (四)


Speaker 講者講者講者講者 John Ng CFP, CPA, FLMI Mr. Ng is now working for an international insurance company as an Advance Market Specialist and he

specializes in personal and SME financial planning services: Personal Estate Planning, Family Living Trust,

Estate Tax Planning, Wealth Protection, Business Succession Planning, Corporate Key man Insurance, Staff

benefit Programme, Charitable Trust. He started his careers with KPMG, one of the ‘Big 4’ CPA firms and has

accumulated over 15 years of working experience as Chief Accountant, Finance Manager and Financial

Controller in multi-national companies. He has also worked at a financial advisory company as Compliance

Officer in assisting private companies IPO in New York, London and Hong Kong Stock Exchange.

吳明遠 CFP, CPA, FLMI 吳先生現職一間國際保險公司的高級理財規劃顧問，專注提供個人及中小型企業理財規劃服務: 個人遺產及理財規劃、設立家庭信託、遺產節稅、保障財產、企業延續計劃、公司要員保險及高級職員福利安排、成立慈善信託等。吳先生曾受訓於全球四大會計公司之一畢馬域 (KPMG Peat Marwick) 會計師事務所，超過十五年在跨國上市公司任職財務經理及財務總監之經驗。吳先生亦曾任職金融財務公司策劃及協助客戶公司在香港、美國紐約、英國倫敦及香港等股票市場上市。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/03 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M2071H220JN091203]

P. 17/24 version: 20091019

Effective Coaching Skills for Communication 財務策劃師溝通技巧財務策劃師溝通技巧財務策劃師溝通技巧財務策劃師溝通技巧 [Course Code 課程編號課程編號課程編號課程編號:M218]

Content 內容內容內容內容 � Knowing the personalities of your clients � Executive toolkits in coaching � Coaching your team � 認識不同客戶的特性 � 專業行政訓練技巧 � 實務訓練技巧分享，釋放隊員們的潛能

Date 日期日期日期日期 04 Dec 2009 (Fri) 2009 年 12 月 4 日 (五)


Speaker 講者講者講者講者 Alan Wong 黃國麟 Mr. Wong has accumulated over 19 years of experience in Financial Planning Industry and he is currently an

Agency Director of a well-established worldwide insurance company in Hong Kong.

Mr. Wong values the importance of career development. Over the years, he has acquired a lot of

professional training skills to coach and provide counseling services to his subordinates and practitioners in

financial planning industry. He is a qualified administrator of MBTI, Hypnotherapist and NLP Practitioner. He

is also the moderator of the Agency Management Training Council and The Life Underwriting Training

Council.




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/03 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時

[M2181H660AW091204]

* Inclusive of an official English Myers-Briggs Type Indicator® Questionnaire

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Post-Conference Master Class: Risk Management and Corporate Value Creation 週年會議週年會議週年會議週年會議專題專題專題專題講座講座講座講座: 風險管理與企業價值風險管理與企業價值風險管理與企業價值風險管理與企業價值 [Course Code 課程編號課程編號課程編號課程編號:CZ02]

Content 內容內容內容內容 � Enterprise risk scope and cases (Citic Pacific case sharing) � How does risk management enhance corporate value? � Risk management in practice � 企業的風險範圍及案例 (中信泰富個案分享) � 風險管理如何提高企業價值 � 企業如何實行風險管理

Date 日期日期日期日期 07 Dec 2009 (Mon) 2009 年 12 月 7 日 (一)


Venue 地點地點地點地點 The Hong Kong General Chamber of Commerce Theatre 22/F United Centre, 95 Queensway, Hong Kong 香港總商會演講廳 (香港金鐘道 95 號統一中心 22 樓)

Speaker 講者講者講者講者 Dr. Michael Wong Dr. Michael Wong is an Associate Professor of Finance of City University of Hong Kong, a founder and former

President of CTRISKS – an Asia-based credit ratings agency, and the Hong Kong Regional Director of Global

Association of Risk Professionals. He led MSc programs in Banking, Finance and Financial Engineering of

the University in 1998-2008, trained more than 4,000 risk managers and bank regulators in 1993-2009,

architected risk systems for more than 5 banks in Hong Kong, and advised more than 25 banks and

enterprises in risk management. Dr. Wong has 16-year experience in academia and consulting, plus

7-year experience in investment banking. He was granted Teaching Excellence Award and Doctoral

Dissertation Award, and listed in Risk Who’s Who.

王澤森博士王澤森博士現為香港城市大學財務學教授, 曾創辦“CTRISKS 理信” – 一間以亞洲為基礎的信用評級系統機構及擔任該公司總裁，及出任全球風險專業人員協會區域總監。於 1998-2008年間，負責大學於銀行、金融相關的碩士課程。自1993年至 2009年間，王博士培訓超過 4,000名風險經理和銀行監管人員，為超過五家金融機構開發風險系統，為超過二十家機構提供信用風險、市場風險，操作風險，風險策略和風險管理流程改造的諮詢服務。王博士擁有超過 16年從事大學科研及諮詢服務，更有 7年時間於投資銀行工作。王博士曾獲授予教學優秀獎及被列入 “全球風險名人錄”



MPFA 積積積積金局金局金局金局 0.0 Core CPD hours 核心小時核心小時核心小時核心小時

HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 2.5 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [CZ023A200MW091207]

P. 19/24 version: 20091019

Asset Management and Portfolio Analysis 資產管理和投資組合分析資產管理和投資組合分析資產管理和投資組合分析資產管理和投資組合分析 [Course Code 課程編號課程編號課程編號課程編號:RE98]

Content 內容內容內容內容 � Basic Portfolio Theory � Global Bond and Fixed Income Portfolio � Equity Investment Portfolio � Fund management Portfolio

� International portfolio allocation � Alternative Investment: Hedge funds � Exercises and case studies

� 基本投資組合理論 � 全球債券等固定收益證券投資組合 � 股票投資組合 � 基金管理組合 � 國際投資組合分配 � 另類投資：對沖基金 � 練習和案例研究

Date 日期日期日期日期 07 & 14 Dec 2009 (Mon) 2009 年 12 月 7 及 14 日 (一)

Time 時間時間時間時間 6:30 PM - 9:30 PM (3.0 hours 小時/Total 共 6.0 hours 小時)

Speaker 講者講者講者講者 Daniel Jim 16-year veteran in the field of absolute return target investing with a focus in the Greater China region.

Started off his career with Nomura International in Europe and has extensive working relationships with

major European institutions including mutual funds,

insurance, proprietary desks and super-nationals. Mr Jim founded Tripod Management in 1999, an

investment management and advisory firm based in Hong Kong and a pioneer in Greater China absolute

return target investing. Mr. Jim earned his Bachelor and

Master degrees at the Chinese University of Hong Kong and SDA Bocconi in Milan, Italy respectively and is

a CFA charterholder.

詹博聞詹先生於亞洲股票市場擁有超過十六年經驗，並對別類投資策略具備相當豐富經驗，尤其專門於大中華長/惠短基倉金股及票保基險金等及業另務類。投詹資先策生略於基金組合的操作。在回港前，詹先生的工作均以歐洲為基地，主要從事互 1999年在香港成立投資管理及顧問公司 Tripod Management大中華區的投資倡導者分別持有大學及意大利米蘭而該公司更是SDA Bocconi的學士學位及碩士學位，亦 CFA。

Continuous Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務策劃師香港財務策劃師香港財務策劃師香港財務策劃師學會學會學會學會 6.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話



HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not applicable/ 不適用 6.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RE983H300DJ091207]

P. 20/24 version: 20091019

Asset Allocation Concepts 資產配置基礎概念資產配置基礎概念資產配置基礎概念資產配置基礎概念 [Course Code 課程編號課程編號課程編號課程編號:M309]

Content 內容內容內容內容 � Foundations of asset allocation � Benefits and limitations of asset allocation � Mean-variance optimization � Forecast expected returns, risk and correlations

� Derive the efficient frontier � Performance evaluation � Rebalancing and reallocating

� 資產配置的基礎 � 資產配置的好處及限制 � 平均變異數方法 � 預測預期回報、風險及相關系數 � 建立有效前線 � 資產表現評估 � 資產重置及重新配置

Date 日期日期日期日期 08 & 15 Dec 2009 (Tue) 2009 年 12 月 8 及 15 日 (二)

Time 時間時間時間時間 6:30 PM - 9:00 PM (2.5 hours 小時/ Total 共 5.0 hours 小時)

Speaker 講者講者講者講者 Jason Mak Jason Mak is currently Associate Director in an independant financial advisory company. He is an

experienced educator and trainer in areas of Investment & Finance. He had been a government statistician,

bank economist, university lecturer and investment trainer in a large international bank. He holds master

degrees in Finance, Business Administration and Economics as well as professional designations like

Chartered Financial Analyst (CFA), Financial Risk Manager (FRM) and Chartered Alternative Investment

Analyst (CAIA). He is also Programme Director of CityU's CFP Education Programme.

麥志豪麥先生現職財富管理聯席董事,畢業於香港大學(主修經濟)後先後獲取經濟學、工商管理及金融學碩士。麥先生亦同時擁有特許財務分析師 (CFA)、財務風險管理師 (FRM) 及特許另類投資分析師 (CAIA)等專業資格。麥先生曾任職於政府、大學及國際銀行。近年從事投資相關培訓工作，對國際投資市場及相關產品有深入的認識。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/04 5.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M3093A200JM091208]

P. 21/24 version: 20091019

MPF Updates 強積金之最新資訊強積金之最新資訊強積金之最新資訊強積金之最新資訊 [Course Code 課程編號課程編號課程編號課程編號:M112]

Content 內容內容內容內容 � Updates on MPF System � Latest development on MPF regulations � Member protection and enforcement � Employer obligations

� Review of MPF investment performance � 強積金制度的最新發展 � 與強積金有關之條例的最新資訊 � 供款者的保障和強制要求 � 僱主於法律上的責任和義務 � 強積金投資回報檢討

Date 日期日期日期日期 16 Dec 2009 (Wed) 2009 年 12 月 16 日 (三)


Speaker 講者講者講者講者 Saxon Weng, B.Sc Saxon Weng joined the Mandatory Provident Fund Schemes Authority (MPFA) in 1999. He heads the Liaison

Unit of the Authority and is responsible for the Authority’s liaison and networking strategies with various

stakeholder groups. He is in charge of Investor Education programmes in MPFA and is a frequent speaker for

different MPF-related seminars for the public and the intermediaries.

Mr. Weng received a Bachelor of Science Degree in Sociology and Psychology from the University of

Wisconsin, Madisonu.

翁世新, B.Sc 翁先生於 1999年加入強制性公積金計劃管理局。翁先生領導強積金管理局的聯繫組，主要負責與各界人士維持網絡聯繋。翁先生主管強積金管理局的公衆教育活動，經常擔任與強積金相關講座的嘉賓講者，為消費者及中介人提供相關資訊。翁先生持有美國威斯康辛大學社會及心理學學士學位。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/02 0.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1125H222SW091216]

P. 22/24 version: 20091019

Offshore Trusts and Its Application 離岸信託的認識與運用離岸信託的認識與運用離岸信託的認識與運用離岸信託的認識與運用 [Course Code 課程編號課程編號課程編號課程編號:RZ37]

Content 內容內容內容內容 � Onshore Trusts vs. Offshore Trusts � Different kinds of Offshore Trusts � Ownership vs. Control � Asset Protection Device

� Cases suitable for Offshore Trusts � 境內信託與離岸信託 � 不同種類的離岸信託 � 擁有權與操控權 � 資產保護應用 � 離岸信託個案分享

Date 日期日期日期日期 18 Dec 2009 (Fri) 2009 年 12 月 18 日 (五)


Speaker 講者講者講者講者 Raymond W.S. Tong, Solicitor Raymond has been a practicing solicitor in Hong Kong for more than 23 years. He was admitted as a

solicitor by the Supreme Court of Hong Kong in 1985, and subsequently enrolled as a solicitor in England &

Wales in 1989.

Raymond mainly practises in corporate / commercial matters, mergers and acquisitions and property

transfers, with specialised practice in trust establishment, estate planning, succession and probate matters.

Raymond has frequently been invited by radio, TV and the press to speak on estate planning topics.

唐偉成律師香港執業律師，於 1985 年獲香港最高法院委任為執業律師，亦於 1989年在英格蘭及威爾士律師公會註冊為律師，擁有超過 20多年執業經驗。唐律師深諳企業及商業法律事務，熟悉收購合併及資產買賣，亦精於信託及資產策劃、遺產承辦及繼承等事宜。唐律師並經常獲邀於各大報章、電台及電視台等電子傳媒以遺產策劃為題材作為嘉賓講者。

Continuous Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港香港香港香港財務策劃師學會財務策劃師學會財務策劃師學會財務策劃師學會 2.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話



HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用" 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ373H200RT091218]

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Practices in Retirement Planning II 退休策劃實務退休策劃實務退休策劃實務退休策劃實務 (二二二二) [Course Code 課程編號課程編號課程編號課程編號:M107]

Content 內容內容內容內容 � Use of Annuity in Retirement Planning � Types of Annuities and market trends � MPF Schemes and investment � Types of Contribution in MPF Schemes

� Quantitative analysis of retirement needs � Case studies: retirement planning for � working individuals (more than 10 years to retire)

� pre-retire individuals (less than 10 years to retire) � retired individuals � 年金於退休策劃的運用 � 不同種類的年金及市場趨勢 � 強積金計劃及投資 � 強積金計劃內不同的供款 � 從數學角度計算退休需要 � 退休策劃之個案分析: � 在職人士 (多於 10 年內退休) � 準備退休人士 (少於 10 年內退休) � 已退休人士

Date 日期日期日期日期 21 Dec 2009 (Mon) 2009 年 12 月 21 日 (一)


Speaker 講者講者講者講者 Ronald Li, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) Ronald Li has more than 22 years of relevant experience in the investment and banking industry. Prior to his

present position in Bank of China (HK), he was the head of Customer Investment Services Department of a

member bank of BOC Group. After the reorganization of BOC Group, Ronald was responsible for the setting

up of the wealth management business of BOC(HK).

Ronald has been the part-time instructor for various courses relating to investment and financial planning

for more than 10 years. Currently, he is studying a part-time PhD degree course in University of Shanghai

Finance and Economics.

李明傑, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) 李明傑先生從事銀行及投資行業已超過 22年，在中銀香港重組之前，曾任職其中一家中銀集團成員銀行的客戶投資服務部主管多年。中銀重組後，曾負責建構財富管理業務。最近李先生一直擔任兼職導師，主講多個投資及金融財務課程，現時他正於上海財經大學修讀金融學博士學位。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/02 1.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1075H221RL091221]

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