Post on 09-Apr-2020
中華民國 105 年 2 月 29 日刊印
104年度年報
(原名:元大寶來證券股份有限公司)
一、發言人、代理發言人姓名、職稱、聯絡電話及電子郵件信箱 發 言 人 代 理 發 言 人
姓 名 職 稱 邱文卿資深副總經理 廖月榮副總經理
聯 絡 電 話 (02)2718-1234#5850 (02)2718-1234#5501
電 子 郵 件 信 箱 WhitneyChiu@yuanta.com SabinaLiao@yuanta.com
二、總公司、分公司之地址、電話及網址
公 司 名 稱 址地
網 址 電 話
元大證券股份有限公司 台北市中山區南京東路三段 225 號 13、14 樓
http://www.yuanta.com.tw (02)2718-1234
元 大 證 券 各 分 公 司 詳第 440~443 頁
三、股票過戶機構之名稱、地址、網址及電話
名稱 元大證券股份有限公司股務代理部 電話 (02)2586-5859
網址 http://www.yuanta.com.tw 地址 台北市承德路三段 210 號地下一樓
四、最近年度財務報告簽證會計師姓名、事務所名稱、地址、網址及電話
簽證會計師姓名 郭柏如會計師、周建宏會計師 電話 (02)2729-6666
事 務 所 名 稱 資誠聯合會計師事務所 地址 台北市基隆路一段 333 號 27 樓
網 址 http://www.pwc.tw
五、海外有價證券掛牌買賣之交易場所名稱及查詢該海外有價證券資訊之方式:無。 六、信用評等機構
信 用 評 等 機 構 地 址 電 話 網 址
中 華 信 用 評 等 公 司 台北市信義路五段 7 號 49 樓 (台北 101 大樓) (02)8722-5800 http://www.taiwanratings.com
澳洲商惠譽國際信用評等
股份有限公司台灣分公司 台北市敦化北路 205 號 13 樓1306 室 (02)8175-7600 http://fitchratings.com.tw/zh
103 1
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135,
580
-
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0
597,
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301,
087
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0,61
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7,76
212
7,79
237
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207
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8,32
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85
4,43
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7,07
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59,9
63,8
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100.
00%
()
369
33
121
55
20
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15,5
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-
3,35
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4
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44,5
21
88,3
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23
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53,5
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36
95,8
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13
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274,
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78,8
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15
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49,8
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9,
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284
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18
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917
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45
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19,7
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31
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18,6
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()
371
2.
(stresstesting)
372
373
374
375
376
377
378
379
380
104/12/31 103/12/31
986.65 902.52295.10 291.52152.83 151.68538.72 459.3112.77 5.35
12.77 5.35- -- -
538.72 459.31
20.43 22.4224.59 25.5184.21 54.30129.23 102.23417% 449%
381
( )
( )
104/12/31 103/12/31
551.73 551.73121.13 118.14219.40 132.98
(3.41) (4.28)97.79 103.94
986.65 902.52
104/12/31 103/12/31
129.50 134.490.69 0.41
267.68 256.00
( ) 10.31 15.36
3.36 5.09
32.52 21.1712.54 13.33
- 1.70 1.392.39 1.32
460.70 448.55
104/12/31 103/12/31
43.22 22.3532.92 28.847.86 3.080.20 0.0284.21 54.30
382
104/12/31 103/12/31
( ) 8.21 10.48
5.12 3.526.97 8.420.14 0.00
20.43 22.42
383
384
385
386
387
388
389
390
391
392
393
394
395
396
397
398
399
400
401
402
403
404
405
406
407
408
409
410
1
411
412
413
414
104 103
%
495,589,344 381,345,601 114,243,743 30%
6,677,506 7,146,323 (468,817) -7%
14,771,620 15,644,917 (873,297) -6%
28,548,245 32,474,636 (3,926,391) -12%
545,586,715 436,611,477 108,975,238 25%
416,843,784 310,273,239 106,570,545 34%
15,041,015 22,177,963 (7,136,948) -32%
431,884,799 332,451,202 99,433,597 30%
55,172,835 55,172,835 0 0%
12,113,301 11,814,265 299,036 3%
31,719,488 23,680,490 8,038,998 34%
113,701,916 104,160,275 9,541,641 9%
1
1 30%- -
2 25% 3 34%
-
4 32% 5 30% 6 34%
2
1 34%-
2 73.1
415
104 103
%
243,173,733 180,638,884 62,534,849 35%
4,881,238 5,260,613 (379,375) -7%
12,949,585 13,448,931 (499,346) -4%
36,873,308 37,570,246 (696,938) -2%
297,877,864 236,918,674 60,959,190 26%
190,363,162 137,449,646 52,913,516 38%
6,220,685 7,597,228 (1,376,543) -18%
196,583,847 145,046,874 51,536,973 36%
55,172,835 55,172,835 0 0%
12,113,301 11,814,265 299,036 3%
31,719,488 23,680,490 8,028,998 34%
101,294,017 91,871,800 9,422,998 10%
1
1 35% - -
2 26% 3 38%
- 4 36% 5 34%
2
1 38%
- 2 18.11
416
104 103 ( )
31,709,499 23,701,654 8,007,845 34% (26,527,088) (20,745,112) (5,781,976) 28%
5,182,411 2,956,542 2,225,869 75% 5,814,087 7,542,628 (1,782,541) -23%
10,996,498 10,499,170 497,328 5% (459,427) (546,632) 87,205 -16%
10,537,071 9,952,538 584,533 6% 1
1 34% 2 28% ( )
3 75% 4 23% 103 ( )
103 104 5 16%
2
3
1. 2.
417
104 103 ( )
17,090,753 16,063,098 1,027,655 6% (12,393,499) (12,308,869) (84,630) 1%
4,697,254 3,754,229 943,025 25% 5,846,451 7,095,613 (1,249,162) -18%
10,543,705 10,849,842 (306,137) -3% (764,668) (453,394) (311,274) 69%
9,779,037 10,396,448 (617,411) -6% 1
1 25% -
2 18% 103 ( )103
104 3 69%
2
3
1. 2.
418
42,786,239 (9,867,642) 12,525,924 45,444,521
1.
(1) 99 105 204
(2) 125 65 60
2.
(1)
\ 104 103
(%) - 4 -4
(%) 226 324 -98
(%) - 9 -9
1
(2)
45,444,521 9,067,888 8,201,647 62,714,056
419
19,884,829 4,952,420 (6,227,594) 18,609,655
1.
(1) 50 77 27
(2) 62 52 114
2.
(1)
\ 104 103
(%) 3 1 2
(%) 244 226 18
(%) 4 - 4
18%
(2)
18,609,655 6,316,385 (3,401,331) 21,524,709
420
105
105 $229,907 $229,907
105 $123,000 $123,000
1. :
2. :
104 12 31
8,511,808 26,768,273
1041,115,552
5,550 252,581
104242,001
10,000 4,452
104881
1.
421
2.
3.
1. 2.
1
2
422
1.
2.
3.
4.
5.
6.
7.
8. 104 6 1 10%
9.
10.
11.
12.
13.
14.
15. (OSU)30% 50%
16.
17. (QFII)
18.
423
twAA AA-(twn)
99 10
424
86
17,500,248
86 9 �
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102 5 22
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6,940,181 �
( )
39,769,051
102 6
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102 6 2525,718,846 104
6 30 40,310,002104 8 12
39,769,051
56,468,100,000
1052 95 (
)
425
MG KFCC(
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56,468,100,000
104 VaR (99% )
104
104/12/31 VaR VaR VaR
257,786 300,688 203,766 434,08459,521 52,858 29,428 102,85219,279 11,463 4,857 31,812
6,526 4,185 238 9,835343,112 369,194 (72,128) (79,717) 270,984 289,477 210,294 438,433
426
1.105 2 29
1 2 Yuanta Asset Management 0.004%
( )100%
( )100% 100%
100%
100%
100%
PT Yuanta Securities Indonesia
99%
( )100%
100% ( )
100%
PT Yuanta Asset Management
99.996%( 2)
100%
Heng Xin Asia
90.13% 100% 54.20% ( )
100%
( )
( )( )
100%
( )100%
( )100%
100%
( )100%
( )100%
(BVI)100%
100%
50%
427
2.
105 2 29
90.07.05 3 225 61 NT$5,000
95.06.05 69 7 NT$10,000
85.06.11 Clarendon House 2 Church Street Hamilton HM11, Bermuda US$190,909
( ) 81.10.22 23F, Tower 1, Admiralty Centre, 18 Harcourt Road, Hong Kong HK$2,268,133
(BVI) 91.11.06 Tropic Isle Building P.O.Box 438, Road Town, Tortola, British Virgin Islands
US$10
86.04.04 P.O.Box 957,Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
US$2,000
( ) 93.06.04
50 Raffles Place, #15-05/06 Singapore Land Tower, Singapore 048623
US$330
( ) 85.11.05 4F, Willow House, Cricket Square, PO Box 2804, Grand Cayman KY1-1112, Cayman Islands
US$10,074
( ) 83.01.14 4F, Willow House, Cricket Square, PO Box 2804, Grand Cayman KY1-1112, Cayman Islands
US$2,500
( ) 82.07.08 23F, Tower 1, Admiralty Centre, 18 Harcourt Road, Hong Kong HK$9,910
( ) 89.04.12 Room E, 6th floor, Eastern Commercial Centre, 395-399 Hennessy Road, Hong Kong
HK$0.002
( ) ( ) 90.09.10
13812 A, B RMB$4,138
( ) 102.06.17 6 4510 100080 RMB$18,428
103.4.10 P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
US$30,000
51.06.04 Yuanta Securities Bldg. #76, Euljiro (Euljiro 2-ga), Jung-gu, Seoul, Korea
KRW$1,062,448,235
78.04.22 12F, #76 Euljiro (Euljiro 2-ga), Jung-gu, Seoul, Korea KRW$32,003,805
428
( ) 98.04.29 #2107, 21F, Hutchison House, 10 Harcourt Road, Central, Hong Kong HKD$189,540
Heng Xin Asia 100.06.03 #2107, 21F, Hutchison House, 10 Harcourt Road, Central, Hong Kong USD$1,692
( ) 99.02.24 138, 2F, Paragon Bldg., Norodom Blvd, Phnom Penh, Cambodia USD$12,500
100.10.12 9F, Huadu Plaza, #838 Zhangyang Road, Pudong New District, Shanghai, China
RMB$10,423
PT Yuanta Securities Indonesia 78.11.22 Wisma GKBI, 5th Floor, Suite 501 Jalan Jend. Sudirman No. 28, Jakarta 10210 Indonesia.
IDR$478,816,000
PT Yuanta Asset Management 100.02.02 Wisma GKBI 9th Floor, Suite 903, Jalan Jend. Sudirman No. 28 , Jakarta 10210 Indonesia.
IDR$25,000,000
103.12.31 23F, Tower 1, Admiralty Centre, 18 Harcourt Road, Hong Kong HKD$50,000
104.01.12 23F, Tower 1, Admiralty Centre, 18 Harcourt Road, Hong Kong HKD$50,000
( ) 104.4.27 Suite 615, 107 Cheapside, London, EC2V 6DN GBP$2,000
93.08.10
12337 705A 706A 200120
92.11.26
72 17 1722 100005
( ) 98.09.16
1681103
1 2
429
3. 105 2 29
( )
500 100%
1,000 100%
190,909 100%
( )
2,268,133 100%
50,000 100%
50,000 100%
(B.V.I.)
10 100%
1,000
50%
( )
Phua Kay Choon James
250 50%[ 1]
( )
10,074 100%
( )
9,910 100%
( )
2,500 100%
( ) ( ) - - - 100%
( ) - - 0.002 100%
430
( ) ( )
-
100%
30,000 100%
( )
CEO
Giles Walsh Sharon Sim
Giles Walsh
2,000 100%
Myung Suk SUH ( )
Sung Hyeok HONG ( ) Seong Cheol GWEON( ) Woo Kyu PARK ( ) Won Choon HWANG ( ) Jhin Young SHIN ( ) Myung Suk SUH ( )
108,163 54.20%
Sang Woon Hwang Jong Il HONG Guen Woo LEE Joon Sanf YOO Ki Seok YANG Sang Eun LEE Sang Woon Hwang
3,470
54.20%[ 2]
( ) Sang Eun LEE 10,273
54.20%[ 3]
Hen