coNG BOA xx HOI CHO NGH1A VItT NAM — Tv do —113n6 pink

TONG CONG TY CAP NUOC SAI GON TRACH NHItM HOU 1-IAN MOT THANH VIEN CONG TY CO PHAN CAP NU& CHO LON

Só: 17 /QD-HDQT Quern 5, ngthy ot?thang 04nam 2018

QUYET DINH VA' vtec ban hanh Quy chi nP7 bp' v qua'n 14 clang ty

ilia Cong ty co phan cap way Chit Lan

HO BONG QUAN TR! CONG TY CO PHAN CAP NUOC CHQ LON

Can dr Luat Doanh nghi8p s6 68/2014/Q1113 ngay 26/11/2014 cta Quoc hOi nuot COng hea xa no; Chit nghra Via Nam;

Can dr QuAt clinh s6 6656/QD-UBND ngay 30/12/2005 dm Chu rich Uy ban nhan clan thanh ph6 H6 Chi Minh ye vi8c,phe duya phuang an va chuy8n CM nhanh cap ntrec Chg Len thuOc T6ng Cong ty Cap nueic Sai Gen thanh Cong ty ea phan cap mrec Chg Lem;

Can cir Dial 1 tO chfrc va hot Ong Cong ty c6 phan cap nuot Chg Len (sin d6i, b6 sung tan 4) a dugc Dai ha Ong c6 dong thuong Men narn 2018 thOng qua ngay 27/04/2018 (NQ só 04/NQ-DHDCD);

Can cir Nghi guys& Dai hOi dang c6 clang thuerng Men rithn 2018 dm Ging ty Co phan cap nuec Chg Lon (NQ so 04/NQ-DHDCD ngay 27/04/2018).

QUYET DINH

Dieu 1. Nay ban hanh Icem the() quyet dinh nay Quy ch&na b0 v quan tri cOng ty caa Ging ty cA phan cap nuec Chg Len g8m 8 chuong, 45 (lieu.

Dieu 2. Quyet dinh nay c6 hi8u lye 1(6 tit ngay k.

Dieu 3. Hoi dangi gnarl tri, Ban Giam ci6c va cac pheng, ban trong Cong ty c6 trach nhian thi hanh quyet dinh nay.

Noi nh#n: -Ntur dieu 3 -Ban kiem snit -Lyn VT, VP.HDQT

TONG CONG TY CAP NUOC SAI GON CONG HOA XA CHij NGIIIA VItT NAM TRACH NHI8M MTV HAN MOT THANH VIEN BQc Ip - Tv do -11nnh pink CONG TY CO PHAN CAP NUOC CHO LON

QUYCIIENQIBQVE QUAN TR1 CONG TY CIJA CONG TY CO PHAN CAP NU'OC CHQ LON

(Ban hanh theo Nghi guyit soOlf/NQ-DHDCD ngityli-74/2018 cite: Dgi hi (tong co clang)

Chuang I QUY DINH CHUNG

Dieu 1 : Phnin vi dieu chinh Quy che nOi b0 ye quan tri &Ong ty &Jac xay dtmg theo quy dinh cüa Lull Doanh

nghiep, Luat chung khodn, Nghl dinh 71/2017/ND-CP ngay 06/6/2017 cila Chinh plth va ThOng tu 95/2017/TT-BTC ngay 22/9/2017 caa BO truang BO TM Chinh quy dinh ve quan trj ding ty ap d‘mg cho cac &Ong ty di chung

Quy che nay de ra nhemg nguyen tac ca ban ve quan tri ding ty S bao 4 quyen va lgi ich hop phap cüa ca (long, thiet lap nhcmg chuan muc v hanh vi, do dire nghe nghiep cüa cac thanh vien Hai ding quan tri, Ban kiem soat, Ban dieu hanh va can ba quan l Idthe caa Cong ty.

Quy che nay se dieu chinh cac nal dung chit yeu sau: Di hal deng c6 dong; HOi &Ong quan tri; Ban kiem soat; Giao dich vai nguoi c6 lion quan;

d) Bao cao va ding be thong tin. Trong quy che nay, cac tham chieu tai mat hoc mat s6 dieu khoan hoc van ban

phap luat sê bao gam ea nhtmg sira dal be sung hoc van ban thay the cac van ban do.

Dieu 2 : Giai thich tie nee Trong Quy cM nay, cac th nga dueal day dugc hieu nhu sau: 1. Quan tri c8ng ty la he thong the nguy8n bao gem:

Dam bao ca cu quan trj hop 13'7; Dam bao hieu qua boat Ong cUa HOi deng quan tit Ban kiem soat; Dam bao quyen lgi cna ca (long va nIning ngtthi c6 lien quan; Dam bao dal xir Gong bang gicta cat ea (king;

d) Cong khai minh bach mci hoat dOng cita &Ong ty. 2. Cong ty dal chimg la ding ty c6 phan dugc quy dinh tai khoan I Dieu 25 Luat

chimg khoan. 3. C6 thing len la c6 dOng dugc quy dinh tai khoan 9 Dieu 6 Luat chirng khodn. 4. Ngtthi quan ber doanh nghiep dugc quy dinh tai khoan 18 Diu 4 Luat doanh

nghiep. 5. Nguai dieu hanh doanh nghiep là Giana doe, Phó giam doe, KO than traOng va

nguai dieu hanh khac theo quy dinh dm Dieu le cOng ty.

Quy ch8 nOi bQ ve quart tri con ty

Thanh vien HOi &Mg quan tri Ichong dieu hanh (sau day gni la thanh vien IchOng dieu hanh) la thanh vien HOi ding pan tri lchong phai la Clam dc, PhO giam doe, Ke toan throng va nhang nguesi dieu hanh MIA° theo quy dinh cna Dieu le cOng ty.

Thanh vien d'Oc lap Wei &mg quan tri (sau day gni la thanh vien dee lap) la thanh vien dugc quy dinh tai Ichoan 2 Dieu 151 Lust doanh nghiep.

NguOi ce, lien quan là cá than, tO chIrc dugc quy dinh tai khoan 17 Dieu 4 Luat doanh nghiep, lchoan 34 Dieu 6 Luat chung Ichoan.

Chuang II CO BONG VA DAI HQI BONG CO BONG

Dieu 3. Quyen và nghia vy cfia cá thing 1. C6 dong có day dit ck quyen và nghia vi theo quy dinh tai Dieu 114, Dieu 115

caa Lust doanh nghiep va Dieu le ding ty, ngoai ra c6 d8ng ding ty dai chimg có cdc quyen sau day:

Quyen dune del xir cOng bang. M6i e6 phan cM cling met loai deu tao cho ce dOng sâ hau cac quyen, nghia va va lgi ich ngang nhau. Twang hcrp Gang ty có ck loai ces phan tru dai, cdc quyen va nghia vu gan lien vOi ck loai ce phan tru dAi phai dune Dai hQi deng c6 tong thong qua va cOng be day da cho c6 tong;

Quyen dirge trap can day da th8ng tin clinh ky va theng tin bat thuong do cOng ty cOng be theo quy dinh cita phap luat.

2. C6 (long có quyen bao ye cac quyen lcri hcrp phap cM minh. Trtremg hnp quyet dinh caa Dai hei clang ce tong vi pham phap luat hoe Dieu le cOng ty, guy& dinh caa HOi thing quart tri thong qua trai voi quy dinh eta phap luat hoac Dieu le cOng ty gay thiet hai cho ding ty, cã dOng có quyen & nghi hay hoe dinh chi guy& dinh do theo quy dinh caa Luat doanh nghiep.

Biu 4. Nghla vy cfia cã dOng 16n C6 dong lom co nghia va eM c6 dong theo quy dinh caa Lust doanh nghiep, ngoai

ra phai dam bao tuan tha cac nghia vu sau: CO (tong lem Ichong &rye lgi clang uu the ena minh gay anh huemg den cac quyen,

lgi ich eM cOng ty va caa ek c6 thing khac theo quy dinh caa phap that va Dieu 1 Cty; C6 dOng lan cep nghia vu cling be thong tin So quy dinh cM phap luat.

Dieu 5. Cung tip thong tin cho CO thing va ding chfing Cong ty tao dieu kin de e6 thing va cOng chang có the nhan dirge thong tin chinh

tithe tir COng ty m'et each nhanh chong, chinh xac. Th8ng tin coa Cling ty dove cung cap cho ca dong th8ng qua cac kenh sau: Website chinh thirc cM Ging ty Thong tin dune bdo cao, cOng be chinh thfre theo quy ctinh eM phap luat ve bdo

cao, cOng be thOng tin di vai c8ng ty chimg khoari, t6 chirc niem yet; Thong cdo bao chi dm C8ng ty; Phat ngon caa nguiri dai din theo phdp luat, ngtreri dirge ay quyen cOng be theng

tin;

C8ng ty a plan tip lurk Chu. Lent 2

Quy che nig 60 ve quilt tri &nig ty

Cac bao cao, van ban khac chinh thirc phat hanh cho c &Mg hthe cong chUng.

Dieu 6. Theing bac, trieu t4p Doi hei Jiang di Ming thuirng then 1. Sau lchi c6 bao cao kiem toan, HOi clang Quan tri Cong ty hop, ra guy& dinh trieu

tap Dai hoi &mg có Tong thuemg nien va thong nhat thong qua cac nOi dung, chuang trinh d4i hOi.

2. HOi (king Quin tri phai chuan bi cac cling viec sau: Thong bao viec chet danh sach cO dOng c6 quyen tham du h9p Dai hOi deng cO

doing tOi thieu hai myth (20) ngay fru& ngay chat danh sach. Lap xong danh sach et) (long di dieu kin tham du va bieu guy& tai di hOi trtrac

ngay te chirc Dai hOi deng c6 &Mg it nhat ba mtrai (30) ngay, th6ng qua Thing tam Luu kY Ching khoan Viet Nam. Trinh tu, thi toe chot danh skit ce d8ng thue hien theo guy dinh cüa Trung tam Luu Icy Chung khoin.

Chun bi nOi dung, chuang trinh di hOi, xac dinh thed gian, dia diem t6 chirc Dai hOi.

ThOng bao ve viec tO chirc Dai hOi deng ce &Mg ten website cia COng ty va cOng bot ten phucmg tien thong tin cia Sec Giao dich Ching khoan.

d. Gin thu min hop theo phucmg thirc dam bao dan dia chi da dang lcy tha timg cO dOng c6 quyen dtr h9p; thong bao ye vice tO chic Dal hOi deng có dong tren website cia COng ty va cOng be ten phucmg tin thong tin cia So Giao dich Ching khofin Mr& it nhat mixed lam (15) ngay truoc ngay t6 chine Dai hOi, tinh Ut ngay ma thong bao dirge giri hoc chuyan di mot each hop le, dugc tra cuem phi hoc &rot bes vao horn thu ten ca ser danh sach c tong aim Trung tarn Luu k2 Chung Ichoan Viet Nam.

x 3. Thong bao, thu med hop phai ghi itnOi dung chucmg trinh Dai hOi, cac van de se

dirge thao luan, bieu guy& ti D3i hOi, thed gian va clia diem th chine. Kern theo thu med hop gin cho cO dong phiti c6 mau chi dinh dai din theo üy quyen du hop, mau xac nhan du hop (nett can), chucmg trinh hop, cac tai lieu thao luan ca so de thong qua guy& dinh va dv thao nghi quyat di vai tirng van de tong chuong trinh Dai hOi, Trong tnr&rig hop tai 1iu lchong dugc giri kern thong bao h9p Dai hOi deng c dong, thong bao mOi hop phai neu ro dia chi trang thong tin din tin de the ce &mg eel the nap can.

Dieu 7. CO clang, Ban Mein snit yeu ceu trieu tOp cuec hop Doi hi ding CO dOng 1. CO dOng hoc nham ce dong theo quy dinh tai khoan 3 Dieu 20 cia Dieu 1 c6

quyen yeu eau trieu tap cuOc hop Dai hOi d'eng cO dOng theo trinh tier saw di &mg hoc nhom cã tong lap yeu eau trieu tap cuee hop bang van ba.n gin cho

Chi tich HOi (tang Qthn tri bang each gin thu hoc girl true tiap tai PhOng Hanh chinh tai tro sO ehinh cita COng ty. Yeu can phai ghi it thong tin ye c6 dOng, s6 lugng c6 ph& sec haw theri gian so him, ly do you can trieu tap, ck van de can thao luan tai Dai hOi, chit kY cia có dOng hoac toan bØ ck cã thing tong nh6m cc') dong va the bang thing chimg mirth cho you eau cia c'e Tong.

Trong vOng bay (07) ngay lam viec ke tir ngay nhan dirge yeu cau tic c6 dOng, HOi dang Qtan tri phai có van ban tra leri chinh tithe bang van ban ve ye'u eau trieu tap.

CO dong c6 quyen you cAu Ban Kiem sok lam viee ved HOi deng Quart tri tong tnrimg hgp khong clang vOi quyet dinh cia HOi dang Quan tri ve viec nay.

tong ty Si phAn Sip mitre Chu' Lem 3

Quy cheni b§ v quail tri cong ty

Truong hop Ban Kim soat, ce &mg hoc nhom ce &Mg phai nr minh trieu tap cuec hgp theo quy dinh tai Dieu 24 cita Dieu l thi Chit tich Hai deng Quart tri va/hoc Giam dee c6 tech nhiem lien hanh cac thñ Mc can thiet d cung cep cho h9 danh skit có dong c6 quyen du hcm.

C8ng ty hoan tra cho ngtroi trieu tap cue° hgp Dai hei deng ce dong cac chi phi hgp IST cho viec trieu tap, lien hanh cuec hgp quy dinh tai Dieu thy (khong bao Om chi phi di lai, an a va cac chi lieu rieng cia cO (Tong dv hgp) voi dieu Men la ngtrbi frith tap cu'ec hgp phai xuat trinh hea din hgp le có ghi thong tin dia. C8ng ty là ben mua hang.

Dieu 8. C6 tong yeu cAu b sung chucrug trinh h9p ciia Di h91 ding do along CO dOng hoac thorn c6 dOng quy dinh tai khoan 3 Dieu 20 dm Dieu le có quyen

you cau be sung chucmg trinh hop Dai hei deng ce dOng theo trinh tu nhu sau: C8 dOng hoc nhom ce dOng lap you eau be sung chucmg trinh h9p Dai hei deng

co dOng bang van bth giri cho Chn tich Hei deng Quin tri bang each gin thu hoc gUi nye tiep tai Pheng Hanh chinh tai trg so chinh cia Cong ty it nhat ha (03) ngay Mr& ngay te chfic Dai hei du kin. Yeu eau phai nth re thong tin ve c6 tong, se lucmg cO phan ser Mu, thbi gian sO hilu, cac van de can be sung vao chuang trinh hgp, chit kY cia

dOng hoc toan be cac cO &Mg trong thorn cO dOng va cac bang chUng chtmg mirth cho yeu eau cga cO dOng.

TnrOng hgp tit chei hen nghi thi Heti dOng Quan tri phai tra lbi cho c6 dOng bang van ban truerc ngay du lcien t6 chirc hgp Dai hei dOng cO (Jong.

CO (tong hoc nhom cO dOng c6 quyen you au Ban Kiem soat lam viec vOi Hei dOng Quan tri trong trueng hgp Ichong dOng voi guy& dinh cia HOi clang Quan tn ve viec nay.

Ce dOng hoc nhom cO dOng duct chap thuan hen nghi be sung chtrcmg trinh hop phai cung cap cho Chit tich Bei dOng Quail tri ck tai lieu can thiet a Ban t6 chirc Dai hôi chuan hi, in An va pit cho ck c6 Wing di; hgp tham khan va thao luan, dOng thibi chuan bi du thao nghi quyet ve van de' nay.

Dieu 9. Cui)c h9p D9i hcoi Ming cO don Cuec hgp Dai hei dOng cO dOng dirge num hien theo quy dinh Goa Luat doanh

nghiep, ngoai ra phai darn bao the quy dimh sau: COng ty dal chung phai tuan tha day dit trinh tu, thit tpc ve trieu tap cuec hgp Dai

hei dOng cO dOng theo quy clinh cia phap luat, Dieu le c8ng ty va cac quy dinh nei be cia cOng ty. COng ty dai chin phai &Ong be thong tin ve vi0c lep danh sach c6 dOng c6 quyen tham du h9p D3i hei dOng c6 dOng tOi thieu 20 ngay tar& ngay tang lcYcuôi clang. COng ty dai chi:mg phai quy dinh tai Quy che nei be ve quan tri c8ng ty ve tha tgc üy quyen va lap giay ity quyen cho cac c6 dOng;

Hei dOng quan tri hoc ngubi trieu tap cuec hgp Dai hei clang cO dOng s'ap xep chuong trinh nghi su, be tri dia diem, tiled gian hgp ly& thao luan va bleu guy& timg van de tong chuang trinh hgp Dai hei (Icing et) dOng theo quy dinh tai khoan 7 Dieu 136 Luat doanh nghiep;

COng ty dai chimg quy dinh ti Quy cha nei be va quart tri &Ong ty e viec ap dm-1g cat c8ng nghe thong tin hien dai cM c6 dOng co the tham du va phut bieu kien tai

Chug ty co phin dip nuirc Chu Lan 4

Quy che nei be ve quer) h.) cling ty

cuOc hap Dai hOi &Ong ce dong tet that, bao gam hmfmg dk c6 clOng bieu guy& thOng qua hop Dai hOi &Mg ce dting trkrc tuyen, b6 phieu dien tit hoc hinh thfrc dien ter khac theo quy dinh tai Dieu 140 Luat doanh nghiep va Dieu le cong ty;

4. Hang nam, c8ng ty dai chang phai t6 chirc hap Dai hOi dOng c6 d8ng thuOng nien theo quy dinh caa Luat doanh nghiep. Vic hop Dai hOi dong cO &mg thiremg nien IchOng dirge t6 chirc duOi hinh thirc lay Y Iden cO dong bang van ban. Truemg hap Bite cao kiem toan bao cao tai chinh narn cüa ding ty co:5 cac khoan ngoai trir treng /du, cling ty dai chang có the mai dai dien cong ty kiem toan dee lap chr hap Dai hOi deng cO dOng thugng nien.

Dieu 10. Bao cao boat &Ong cim Hi deng quan frit tal cuOc hop Doi Wei den ce dong thuimg nien

Bao cao heat dOng tha HOi dOng quan trj trinh Dai hOi (Mug e6 tong thugng nien theo quy dinh tai diem c khoan 2 Dieu 136 that doanh nghiep va. Dieu le cong ty, ngoai ra phai dam bao eel cac nOi dung sau:

Tha lao, chi phi heat dOng va the lgi ich khac elm WM ding quan tri va tang thanh vien HOi dOng quan tri theo quy dinh tai khoan 3 Dieu 158 Luat death nghiep va Dieu l &Ong ty;

Ding ket cac euec hap cña HOi ding quan tri vA cac quyet dirth caa Hei &mg quan tri;

KM qua danh gia cua thanh vien doe lap 110i dang quart tri ye heat dOng cña 140i dang quan tri (nu co);

Heat dOng dm Ban kiem toan nOi ho true thuOc HOi (tang quan tri trong truemg hap cong ty dai chit/1g heat Ong theo m8 hinh quy dinh tai dim b khoan 1 Dieu 134 Luat doanh nghiep;

Heat dOng cac tieu ban khac thuec HOi dOng quan tri (neu co); KM qua giam sat doi vâi Giam dee; KM qua giam sat doi vori ngued dieu hanh khac; Cac ke hoach trong tucmg lai.

Dieu 11. Bao cao boat di:mg ctia Ban kiem seat tai cuOc hop DO hi ding d dOng thuirng nien

Tnreeng hap &Ong ty dai chnng heat dung theo mo hinh gam Dai hOi d'Ong c6 d8ng, HOi deng quan tri, Ban Iciem seat, Giam d8c, Bao cao heat dOng dm Ban !dem seat trinh Dai hOi dang GO clang thuimg Men theo quy dinh tai diem d khoan 2 Dieu 136 Luat doanh nghiep, ngoai ra phai dam bao c6 ck nOi dung sau:

Thu lao, chi phi heat Ong vá ck lyi ich khac cna. Ban lciem seat va tang Kim seat vien theo quy dinh tai Ichoan 3 Dieu 167 LuOt dearth nghi'ep va Dieu le &Ong ty;

Teng ket cac cuOc hap elm Ban kiem seat va cac ket 1un, Hen nghi caa Ban kiem seat;

KM qua giam sat tinh hinh heat deng va tai chinh nem ding ty; IC& qua giam sat dei yeti HOi &Ong quan tri, Giam Me va cac ngued dieu hanh

dearth nghiep khac;

Cang ty co plan cep nicely Chg. Lim 5

Quy cheni bQ ve quart trj cling ty

5. Kat qua danh gia sly ph& hop hoat dOng gicia Ban kiam soat vati Hoi dang quan Giam d6c va cac c8 'long

Dieu 12. Cach that phin di, yeu au hay be bien ban, nghi quyet cint Dai hi ding ce dong

Ca dong c6 quyan phan d6i bien bàn, nghi quyet côa Dai hQi dang cO dOng bang each yeu cau thu k cuOc hop ghi kin phan dei vao bien ban cu'Oc h9p nêu nghi guy& cong bo ngay tai cuec h9p, hoc giri van ban den HOi dang Quin tri trong yang mubi (10) ngay ice tir ngay bien ban, nghi quyet cña Dai hog dugc gri cho cac ea d8ng va duoc ding b8 tit website cüa Cong ty.

CO tong, thanh vian HOi d6ng Quan tri, Ban Kim soat, Tang Giam dee GO quyen yeu cau tea an hoac tr9ng tài xem xet, lay be quyet dinh eta hei dang co dOng. M9i chi phi lien quan den dui Mc you eau hay b6 nghi quyet cüa Dai hei d6ng ea dOng se do ngmbi you eau tra.

Trong mcoi trueing h9p, ca &mg van phai tuan dna nghi quyet cim hei clang ea &Mg cho den khi c6 phan quyet co hieu lire dia. tea an hoc tr9ng it v viec hüy nghi quyOt Goa Hai hen dang c6 &Ong.

Dieu 13. Thang bao ngbi quyet Dal hi ding ca tang cho cA Ming va cling be ra ding chting

Ban sao bien ban phai duce tang 136 tren website ciLia C8ng ty trong then han hai mixed ben (24) gib va gin cho tAt cà cac c6 dong (ke ca c6 dong khong du h9p) trong then han muoi lam (15) ngay ke tit ngay be mac cuOc h9p.

Cling ty phai tO eh& c8ng bo thong tin va Dai hei ding c6 dong theo quy dinh cOng be ra ding chimg theo cat quy dinh cita phap luat v chimg lchoan va thi throng chung khoan.

Chuang HI HQ! HONG QUAN TRI vA THANH VIEN HQI BONG QUAN Ulf

Dieu 14. Tir each thinh vien Hi dling quan frit Thanh vion HOi dang quan tri phai dap Ung cac tieu chuan va dieu kin theo quy

dinh tai khoan 1 Dieu 151 Luat doanh nghiep va Dieu le cOng ty. Thanh vien HOi dOng quan trj c6 the khong phai la ea d8ng ciLia c8ng ty.

Cho tich HOi dang,quan tri khong &we kiem nhiem Giam Mc Cong ty. Thanh vien I-10i dong quail tri cM ding ty Ichong dime dong thai la thanh vien

HOi tong quart tri tai qud 05 ding ty

Dieu 15. Thanh phan 11Coi thing quan tri 1. s6 ltiong thanh vien HOi &Mg quan tri ciLia ding ty it nhat la 05 ngtrbi va nhieu

nhat la 07 ngued. Co eau Hal dang plan tri can dam bao sr can dai giita cac thanh vien co kien thitc va kinh nghiem A phap luat, tai chinh, 111th we hoat &Ong kinh doanh cua cOng ty va CO xet yeu to ve gi6i.

Cling ty co phan cep nitwit Chu. Lou 6

A

Quy che nei 130 ire quart tri ding ty

Ccr cu HOi deng quan tri cita cOng ty dai chimg can dam bao sy can dei gicra các thanh vien dieu hanh va the thanh vien khong dieu hanh. Teti thieu 1/3 tong se thanh vien HOi (tang quan tri phai la thanh vien khong dieu hanh.

C8ng ty dai chimg cAn ban che toi da thanh vien HOi deng quan tri hem nhiem chirc danh dieu hanh cita cong ty de dam bao tinh dee lap dm HOi deng quan tn.

Truang hop c6ng ty dai cháng chin niem yet hog deng theo ma hinh khOng c6 Ban kiem scat theo quy dinh tat diem b khoan 1 Dieu 134 Lug doanh nghiep, ca eau thanh vien HQi deng quan tri cUa c8ng ty phai dam bao it 'that 1/5 teng se thanh vien Hei deng quan tri la thanh vien dQc lap. Tnrang hap se thanh vien HOi deng quan tri cüa c'Ong ty dal chang c6 it hcm 05 nguefi, c8ng ty phai dam bao có 01 thanh vien HOi dOng quan tri la thanh vien dee lap.

Ca &Au thanh vien HOi ding quan tri cita cling ty them yet phai dam bao tai thieu 1/3 teng se thanh vien HOi deng pan tri la thanh vien dee lap.

Dieu 16. Cach that ban thanh vien HOi doing Quan tri 1. Vic Mu thanh vien Hoi deng Quart tri phai thuc hien theo phuang iliac Mu Mn

phieu, theo do mei ce Tang c6 teng se bieu quyat Mang img vol teng se ce plan sO'' him nhan vai se thanh vien duct Mu cita Frei eking Quan tri va ce dOng có quyen den het tOng se phieu cita minh cho met hoc met se (mg cit vien hoc phan be cho cac (mg cir vien.

2. Phieu Mu do Ban di elite in san, co danh sach cac (mg vien, sap xep theo Mir At theo bang .chit cai tieng Viet, co ghi gia tri hoc se ce phial', co (tang dau C8ng ty.

3. CO dong .cep quyen Mu cho chinh minh nu he co ten trong danh sach (mg cir vién ghi trong phieu Mu cu.

4. Phieu Mu &roc phat tai buei hop Dai hQi Sing cá dOng. Tren mei phiau Mu có ghi ten nhitng ngueri (Mg cit vao HOi ding Quan tri, thong tin ve GO dong va tOng se GO phan c6 quyen bieu quyet ma h9 dal din. Ce dong phai kiem tra se cã plan ghi teen phieu Mu, neu co sal set phai thong bao lai ngay tai theri diem nhan phieu.

5. Phieu Mu cit khong hop le la phiau thu'Oc met hoc nhieu truang hop sau: Phieu khong phai cila Ban kiem phieu phat hanh; Phieu Mu cho nhieu nguai hon se lugng dal throe quy dinh; Phiau c6 tay x6a, sita chita nOi dung; Phieu Mu c6 ten nhimg nguai ngoai danh sach a dr va (nig dr da duqc Dg hei

deng ce &Ong thong qua truer° khi bau eft; d. Cac tubing h9p khac theo quy dinh cM phap luat hoc quyet dinh cita Dal hei

dOng cã dong. 6. Can cir vao se lugng thanh vitt quy dinh cho HOi thing Quart tri, Dai hOi deng ce

dong se dua vao fy 1 phieu bau co se c6 phin cao nhat tit tren xueng de chon cho dit se lugng thanh vien HOi deng Quart tn.

7. Trong twang hop phai 1cm ch9n met (01) trong hai (02) (mg cit vien dat dirge tY le phieu Mu ngang nhau thi img vien nao dang c6 ce phan nam gift nhiau hcm se dirge ch9n. Neu se ce phan nam gift bang nhau thi viec lva ch9n se do CM t9a quyet dinh theo m0t phuang thirc ma Dai hei deng ce dong cho la pith hop.

8. KM ket qua Mu cir dirge cOng nhan sau khi bien ban ban dr da dirge Chit tga phê

Ging ty a phin ch nut Chq Lan 7

Quy cht ni)i bQ ve quart tri cling ty

chu'An va nghl quy'et &roc Dai hei ding c6 Tong thong qua.

Dieu 17. Cac truirng hop mien nhiem, hal nhiem thanh vien Hi deng quãn tri Hei clang Quail tri phai h9p va ra guy& dinh ve viec hal nhiem, mien nhiem thanh

vien HOi doing Quan tri trong cac truang hop quy dinh tai Dieu 36 dui Dieu le C8ng ty.

Dieu 18. Thong bao ve ben, mien nhiem, nhiem thanh vien do'ng quan tr Thong bao ve' bau, min nhiem, bai nhiem thanh vien HOi clang quan tri phai ducic

cOng be ra cOng chang theo cac quy dinh cOa phap luSt ye chimg khoan va thi trueng chirng khoan.

Dieu 19. Quyen vi trach nhiem ciia thanh vien Hei clang quan tri 1. Thanh vien Hoi deng quan tri có day dü cac quyen theo quy dinh cña Lug doanh

nghiep, phap lug lien quan va Dieu le ding ty, trong do co quyen duce cung cap cac thong tin, tai lieu v tinh hinh tai chinh, hoat dung kinh doanh cüa cOng ty va cna cac don vi trong Gong ty.

2. Thanh vier' HOi deng quan tri cep trach nhiem theo quy dinh ti Lug doanh nghiep va Dieu 1 c6ng ty, ngoai ra phai dam bao cac tech nhiem sau:

nix hien cac nhiem vncUa minh met each thing thuc, can trcing vi lqi Ich cao nhat cña di thing vã ena ding ty;

Tham du day dü cac cuese hp cua HOi ding quan tri va co y kien re rang ve cac vArt d'e dirge dua ra thao luSn;

Bao cao Icip thai va day dCi HOi Sing quan tri cac lchoan thu lao ma h9 nhan dirge tir các dog ty con, ding ty lien ket va cac t6 chire khac ma ho IA ngued di dien phan vim Op cM cong ty;

Bao cao fly ban Chung khoin Nha nuot, S& giao dich chimg khoan va thvc hien cOng be thong tin khi thuc hien giao dich c6 phieu dia ding ty theo quy dinh dia phap luat.

3. Thanh vien HOi deng quan tri dr the throe Gong ty mua bao hiem trach nhiem sau khi c6 sir chap thuari cM Dai hei ding ce tong. Bao hiem nay Muting bao gem bao hiem cho nhirmg trach nhiem cM thanh vien HOi dang quan tri lien quan den viec vi pham phap hi@ va Dieu le &Ong ty.

Dieu 20. Trach nhiem vi nghla vy ctia Hi deng quin tri HOi deng quan tri phai tuan tha day dCi trach nhiem va nghia vu theo quy dinh cM

Lust doanh nghiep va Diu le ding ty, ngoai ra Hi ding quan tri co cac trach nhiem va nghia vi sau:

Chin trach nhiem truot c6 &Ong ye hog dOng cilia ding ty; Doi xfr birth dang dei v6i tat ca ce thing va ton tong lgi ich cM nguai có quyen

lqi lien quart den ding ty; Dam bao hog d'Ong dia &Ong ty tuan tho cac quy dinh cM phap luat, Dieu le va

quy dinh nOi be cna ding ty; Xay dung Quy che nOi be ye quan tri ding ty va trinh Dai hei thing c6 dOng

thong qua;

Cling ty a pilau cAp nut Chg Let 8

Quy chi n§i 134 ve quail tri cling ty

5. Bao cao boat dOng coa HØ1 (tang quill tri t.i Di hei deng c6 d'Ong

Dieu 21. Cui)c him Hi dang plan tri Hi dang quan tri phai t6 chirc help it nhat M6i quy 01 Ian theo trinh tu duo° quy

dinh tai Dieu le &Ong ty va Quy chid nei be ve quan tri cong ty cita ding ty. Viec t6 chat hop HOi dong quan tri, chuong trinh hop va cat tai lieu lien quan &roc thong bao truac cho cat thanh vien HOi d6ng quart tri theo then han quy dinh eOa phap luat va Dieu le cong ty.

Hang natn, HOi deng quan tri yeu cu thanh vien dee lap c6 bao cao danh gia ve hoat deng eUa HOi dong quan tri va bao cao danh gia nay c6 th'e dirge &Ong be tai cuec hop Dai hei deng e6 deng thuang nien.

Dieu 22. Thong ban 119p HOi tiling Quin tri 1. Giay men hop HOi deng Quin tri phai dirge giri cho thanh vien HOi &mg Quin tri

trong then hart it nhat nam (05) ngay, trfr truemg hop trong cuec hop tact ca cac thanh vien Wei d'Ong Quan tri du khong c6 kien d nghi t6 chirc hop lai vi ly do tai lieu hop Ichong throe chuyen den ding then han.

2. Tai lieu hop cim phien hop Wei deng quan tri phai dirge giri kern cimg gity mai hop den cac thanh vi8n Hei clang Quart tri trong thin hart it nhat ba (03) ngay. Thanh vien Hei dang quan tri nett thin !thong nhan dirge tai lieu hop ding thai han do lei, Hei clang quan tri hay Thu ky'r c6 quyen nghi hodn lai ngay hop vá Chit tich Hei dOng quart tri c6 nghla vp t6 chile lai theo de nghi dm. Thanh vien.

3. Giey mai h9p throe giri bang duerng buu then, fax, thu dien tir hoc phucmg tien phit hop khac, nhung phai dam bap den dirge dia chi cim timg thanh vien HQi &Mg Quan tri da due/etTang Icy tai Cong ty.

4. Giay mai hop phai ghi nO thin gian, dia diem hop, nei dung hoc chuong trinh hop, cac van de' thao luan va guy& dinh Kern theo gray mai phai c6 tai lieu sir dung tai cuec hop do.

Dieu 23. ty quyen tham dv cu6c h9p H6i ding Quin tri Thanh vien Hei deng Quan tri (ke ca Chit tich Hei deng Quan tri) c6 the ity

quyen cho met (01) thanh vien Hei ding Quan tri Ichaz tham du cuOc hop Hei dang Q 'uan tri bang van ban giri den Chit tich HOi deng Quin tri truac ngay te chirc hop it nilat met (01) ngay. Chit tich Hei clang Quan tri ay quy'en thi phai th8ng bao cho cac thanh vien Hei deng Quan tri biet truot ngay t6 chirc cuec hop it nhat met (01) ngay.

Thanh vien HOi ang Quart fri kh8ng dirge phep ñy quyn cho nguiyi khOng phai la thanh vien HOi ang Qua.'n t4 tham dv cuOc h9p nu khong dirge da so thanh vien Hei thing Quin tri con lai chap thuan.

Dieu 24. Cach that phan dei, yeu au hay b6 nghl quyet mia H§i ding Quin tri ‘1. Thanh vien Hei ding Quan tri co quyen phan del nghi quyet HOi d6ng Quan

tri bang cac yen can, thu ky cuOc hop ghi kin phan dei vao bien ban cuOc hop nett nghi quyet ding b8 ngay tai cu'Oc hop, hoac gill van ban den HOi &Ong Quart trii neu nghi guy& dirge c8ng b8 sau en& hop.

COng ty co phAn cAp nithe Chq Len 9

Quy chi nOi ISO vi quart trj cong ty

, 2. Trong myi trueng help, thanh vien H'ei ding Quan tri van phai tuan thit nghi guy& cüa HOi d8ng Quan tri cho den khi c6 phan guy& c6 hieu lye cna tea an hoac tryng tai ve viec tiny nghi guy& Gila Hei Ong Quan tri.

Dieu 25. Bien ban va thong qua hien ban hcp Hi ding Quin tri 1. Cac cuebc hyp cno HOi ding Quan tri dEu phai dugc ghi vao s6 bien ban. Bien ban

phai lap bang tieing Via, c6 cac Wei dung chit yen sou: Ten, try ser chinh, se va ngay dang k kinh doanh, ncri dang lc2 lcinh doanh. Myc dich, chumg trinh va nei dung hyp. Thin gian, dia diem him. Hy va ten timg thanh vien hyp hoac ngueri dugc uy quyen dy h9p; h9 va ten cac

thanh vien khong dv hyp, ly do. d. Cac van de &rye thao lulan va bieu quyet tai cuec him

Tim tat phat bleu 31, hen cM timg thanh vien dy hyp theo trinh ty din hien dm cuec hyp.

KM qua Neu quyet, trong do ghi re nhang thanh vien ding y, nhirmg thanh vien , phan vl nhcmg thanh vien b6 phial tang.

Cac van de da dirge thong qua. Cher lcY cna tat ca cac thanh vien hoac di din theo ny quyen dy hyp.

k. Chit tea va thu ky phai chiu trach nhiem v tinh twig thyc va chinh xac cna nQi dung hien ban hyp Hei Ong Quail tri.

2. Bien ban hyp HQi Ong Quan tri phai duce thong qua va bieu quyet nhet tri tai cuec hyp Wei ding Quan tri.

3. Cac tai lieu sir dyng trong cuec hyp HOi ding Quart tri phai dirge luu ter tai try sOr chinh cna COng ty trong thin han ft nhat la mueri lam (15) nam.

4. Chit tich Hei Ong Quin tri hoac Nguiyi phy trach quan tri ding ty c6 trach nhiem chuyen bien ban hyp va nghi. quyet Hei ding Quan tri cho cac thanh vien HOi ding Quan

(bao gim cac thanh vien du hyp va cac thanh vien yang mat).

Dieu 26. Cling be thong tin ye nghi quyet Hi ding Quan trj COng ty co trach nhiem &Ong bi thong tin trong Wei be c8ng ty va cho cac co quan

hem quan (nu dirge yeu cau), hoac tren the phuong tin th8ng tin dai chang, ten trang website cua &Ong ty theo trinh ty va quy dinh cna phap lust doanh nghiep va phap luat ve chimg khoan va thi truemg chung khoan.

Dieu 27. Cac tieu ban thuec HOi ding quan tij mita ding ty ni'em yet Hoi ding quan tri ding ty niem yet co the thanh lap cac tieu ban hi try hog Ong

cM Hei ding quan tri là tieu ban nhan sg, tieu ban lacing thueng va the tieu ban khac. Hei ding Tian tri can ba nhiem 01 thanh vien dOC lap Hei ding quan tri lam trueng ban cac tieu ban nhan sy, tieu ban lucmg thuing. Vic thanh lap cac lieu ban phai &rye sy chap thuan cna Dai Ni ding cal (Tong.

Truimg h9p, khong thanh lp cac tieu ban nhan sy, tiL ban lucmg thueng, HOi ding quan tri c6 the phan cong thanh vien dee lap HOi ding quan tri glop HOi ding quan tri trong cac heat Ong nhan sy, luong thuong.

Ong ty ca plan cp nut Chu Lem 10

Quy the tu)i bi) v quail tri cling ty

3. Hei deng quan tri quy dinh chi tiet v viec thanh lap tieu ban, trach nhiem caa timg tieu ban, trach nhiem cña thanh viten caa lieu ban hoac trach nhiem cüa thanh vien dee lap dirge cfr ph;' trach ve nhan six, lacing thuerng.

Dieu 28. Nguiri phy trach quan tri ding ty HOi d8ng quan tri caa cong ty niem yet phai b nhiem it nhat 01 ngued urn cac

nhiem caa Ngtrai ph;' trach quitn tri eking ty. NguOi pha trach quan tri cong ty c6 the kiem nhiem lam Thu 1c3", &mg ty theo quy dinh tai khoan 5 Dieu 152 Luat doanh nghiep.

Ngued pha trach quan tri &Ong ty phai la nguai c6 hieu biat v phap luat, lchO'ng &roc deng theri lam viec cho ding ty kiem toan dee lap dang thuc hien kiem toan cac bao cao tai chinh caa ding ty.

Ngueri ph;' trach quan tri ding ty c6 quyen va nghia va sau: Tu van HOi &Ong quart tri trong viec t6 chuc hop Dal hei clang cie doing theo quy

dinh va cac cling viec lien quan gala c8ng ty va ci d8ng; Chuan bi cac cuec hop Hed deng quan tri, Ban kiem soat va Dai hei thing ce

d8ng theo you eau cita I-10i thing quan tri hoac Ban kiem scat; Tu vAn v6 thu tuc coa caz cuoc hop; Tham dir cac cuOc h9p;

d) Tu van Ma Mc lap cac nghi quyat caa HOi Ong <pan tri phit hop \Tad luat phap; Cung cAp cat th8ng tin tai chinh, ban sao bien ban hop HOi deng quan tri va cat

th8ng tin Ichic cho thanh vien HOi ding quan tri va Mem scat via; Gam sat vi bao cao HOi Sing quan tri ye hoat dOng cong be thong tin dm ceng

ty; Bao mat thong tin theo cac quy dinh cM phap luat va Dieu le cong ty; Cac quyen va nghia vu khac theo quy dinh caa phap luat va Dieu k ding ty.

Chtrung IV BAN MEM SOAT VA KIEM SOAT VIEN

Dieu 29. Kim seat visa 1. S6 lugng Kiem soat vien tit 03 (ba) den 05 (nam) ngueri. Kiem soat vien c6 the

Hieing phai la di dong cM cong ty. 2. KiEm soat vien phai dap (mg cat tiou ch 'than va dieu kin theo quy dinh tai lchoan

1 Dieu 164 Luat doanh nghiep, Dieu k cling ty va Ichong thuOc cac twang hop sau: Lam viec trong b0 phan ke toan, tai chinh cUa ding ty; La thanh vien hay nhan vier' dm cling ty kiem toan dee lap thue hien kiem toan

cac bao cao tai chinh caa c8ng ty trong 03 narn lien fru& do. 3. Doi veri &Ong ty niem y6t va cong ty Si chang do Nha mr6c nam gift ten 50%

vim dieu le, Kiem scat vien phai la lciem toan vien hoac ke toan vien. 4. Truerng Ban kiem soat phai la ke toan vitt hoac kiem toan vien chuyen nghiep va

phai lam viec chuyen trach tai cling ty.

Dieu 30. Quyen va nghia vu cüa Kiem sofit vien

Cling ty e6 plAn cip out Chu. Lon 11

Quy cheni b ye quit' tri tang ty

Kim soat vien c6 cac quyen theo quy dinh coa Luat doanh nghiep, phap luat lien quan va Dieu le cling ty, trong do c6 quyen tip can de thong tin va tai lieu lien quan den tinh hinh hoat dOng Qua Gong ty. Thanh vien HOi deng quan tri, Giam the va ngued diet hanh doanh nghiep khk c6 trach nhiem cung cap cac thong tin kip thoi va day dü theo yeu du elm Kiem sok vien.

Kiem soat vien co trach nhiem tuan thit cac quy dinh eta phap luat. Dieu le cOng ty va dao due nghe nghiep trong thkrc hien cac quyen va nghia vu dugc giao. C8ng ty dai chi:mg co the huong clAn quy dinh ye hoat dong va thuc thi nhiem vu cM Kiem scat vien theo quy dinh cM phap IuQi va Dieu le ding ty.

Dieu 31. Quyen vi nghia vy ctia Ban kiem goat Ban kiem sok co ck quyen va nghia vii theo quy dinh tai Dieu 165 Luat doanh

nghiep va Dieu le ding ty, ngoai ra Ban kiem soat c6 cac quyen va nghia vp sau: De inlet va kien nghi Dai hOi deng c6 dong phe chuan t6 chile kiem toan dOc lp

thuc hien kiem toan Bao cao tai chinh cM citing ty; Chiu trach nhiem trudge d &Ong ye hoat dung giam sat caa minh; Giam sat tinh hinh tai chinh ding ty, tinh hcxp phap trong cac hoat dOng cM thanh

viên Hoi thing quart tri, Giam the, ngued quãn 15.7 khk, skr phei hcip hog dOng era Ban kiem soat voi HOi citing quan tri, Giam dee va c6 dOng;

TnrOng hgp phat hien hanh vi vi pham phap luat hoc vi pham Dieu le cOng ty cM thanh vien HOi deng quan tri, Giam the va ngueri dieu hanh doanh nghiep khac, phai thOng bao bang van ban ved HOi ding quirt tri trong vOng 48 gior, you cAu nguai c6 hanh vi vi pham cham art vi pham va co giai phap khac phpc hau qua;

Dieu 32. CuOc hop cim Ban kiem scat Ban kiem scat phai h9p it nhat 02 Ian trong mot nam, se hxgng thanh viên tham

du hop it nhat la 2/3 s6 Kiem seat vien. Bien ban h9p Ban kiem scat dirge lap chi tiet va it rang. Thu 14/ va ck Kiem sok vien tham du h9p phai ky ten van cac bien ban en& hop. Cac bien ban h9p dm Ban hem soat phai dirge hru gill nham xac dinh trach nhiem eta timg Kiem sok vien.

Ban kiem scat c6 quyen yeu cAn thanh vien HOi ding quan tri. Giam Mc va dai dien cOng ty kiem toan dOc lap tham du va tra 1&i ck van demA ck Kiem scat vien quan tam.

Chuang V NGAN NGiJ'A XUNG DOT LOI iCH

0 A

Dieu 33. Trach nhim trung those vi tranh cac xung dt ve quyen iqi cita nguiri plan. ly doanh nghi§p

Thanh vien HOi ding quan tri, Kiem scat vien, Giam Mc va ngtthi quan ber lchk phai cOng khai cac lgi ich lien quan theo quy dinh eta Luat doanh nghi'ep va cat van ban phap luat lien quan.

Thanh vienfc0i ding quan tri, Kiem seat vien, Giam Mc, ngued quan 157 khac va nhiing ngtred c6 lien quan earl các thanh vien nay khong dirge sir dung &ling thOng tin

Calm ty cä phAn cep nutc Chq Lan 12

Quy chi nAi b s4 quan tri cling ty

c6 dugc nhe chirc vo cüa minh d tu lgi cá nhan hay de phuc vi lgi ich coa t6 chirc hoe ca nhan Ichic.

Thanh vien HOi 'Tang quart tri, Kim soat vien, Giam Mc va ngtred quart 13? khat c6 nghTa vu thong bao cho HOi clang quan tri, Ban Iciem scat ve cdc giao dich gift cOng ty, c8ng ty con, ding ty do ding ty Si chimg narn quyen kiem seat ten 50% tre len van dieu 1 vei chinh thanh vien do hoc vol nhting ngued c6 lien quan cUa thanh vier' do thee quy dinh cña phap luat. Dai vei cac giao dich cüa cac Mi tugng neu tren do DO hei clang et) 'tong hoc HOi clang quart tri chap thuan, Gong ty dai chimg phai thgc hien cOng ba thong tin ve cac nghi quyet nay theo quy dinh cüa phap luat chimg khoin ve cOng ba thong tin.

Thath vien HQi !ling quan tri lchong dugc bleu quyet MI vei giao dich mang lai lgi ich cho thanh vien do hoc ngued co lien quan elm thanh vien do theo quy dinh cña Luat doanh nghiep va Dieu le cOng ty.

Thanh vien HOi clang quart tri, Kim seat vien, Giam Mc (Tang giam dac), ngued quan 157 khac va nhttng nguori co lien quan cita cac thath vien nay Ichong dirge sir dung cac thong tin chua dirge phep Gang ba °Oa cOng ty hoc tiet i cho ngued khac de thvc hien cac giao dich c6 lien quan.

Dieu 34. Giao dich veal nguti c6 lien quan Khi tien hart giao dich vOi ngued c6 lien quan, ding ty Si chimg phai kY kat hgp

dong bang van ban theo nguyen tac binh ding, tv nguyen. COng ty dai chang áp dung cac bin phap can thiet de ngan ngiza nhang ngueri c6

lien quan can thiep vao hog Ong dm clang ty va gay Mn hi cho lçii ich cüa cOng ty thong qua viec kiern seat các giao dich, mua ban, gid ea hang haa va dich vu cüa cOng ty.

Cong ty dai chimg áp dung cac bin phap can thiet de nga'n ngira ca dOng va nhting ngued co lien quan tien hanh cac giao dich lam that thoat van, tai san hoac cae nguan lye khac cña c8ng ty.

Dieu 35. Giao dich infri cã dông, nguld plan l doanh nghiep vi nguid c6 lien quan cüa cac Mi tuvng nay

1. COng ty dai chimg khong dugc cung cap khoan vay hoc bao lath cho c dOng la ca nhan va ngued co lien quan cua ce doing do la cá nhart, trir truemg hgp cOng ty Si chimg la tã chirc tin dung.

2. Cong ty Si chOng kh8ng dirge cung cep khoan vay hoc bao lanh cho ca dOng la t6 claire va nguai c6 lien quan cüa c6 dOng do la cá nhan, frit cac tnrang hgp sau day:

Cong ty dai chimg la tá chec tin dung; CO dOng la cOng ty con trong truemg hgp ding ty con la ode ding ty kitting c6 ea

phan, phan van gop nha mac nam gi& va da thue hien gap van, mua ca phan cüa cOng ty dai chimg twee ngay 01 thang 7 nam 2015 theo quy dinh ti khoan 6 Dieu 16 Nghi dinh sa 96/2015/ND-CP ngay 19 thang 10 Warn 2015 cüa Chinh pith quy dinh chi tiet met se dieu cita Luat death nghiep.

3. Cong ty dai chimg Ichong dugc cung cap khoan vay heac bao lath cho nguesi c6 lien quan cüa GO dOng la tO chirc, trir cac tracing hgp sau day:

a) Cong ty Si chimg la ta chirc tin dung;

ang ty cã phAn tip nit& Chu. Len 13

Quy che ni)i bi) s4 quail trj ding ty

Cong ty dai chi:mg va t6 chirc la ngueri c6 lien quan cna c6 dong la the cOng ty trong ding tap doom hoc cac cong ty hoat Ong theo nhom Ong ty, bao gem cOng ty mc - cong ty con, tap doan kinh te va giao djch nay phai dugc Di hei Ong c6 tong hoc HOi tong quail tri chap thuan theo quy dinh tai Dieu le cong ty;

Twang hqp phap luat 06 quy dinh khac. 4. Ti-Cr twang hop cac giao dich dugc Dai hei Ong c6 dong chap thuan, ding ty

chimg khong &we thqc hien giao dich sau: Cap cac khoan vay hoc bao lath oho thanh vien HOi deng quail tri, Kiem sok

vien, Giam ct6c, cac nguiri quarib? lchaz va nhang ca than, tO chirc c6 lien quan cia the ded timing nay, trir tnrerng hgp Ong ty dai cinang va tO chirc cap lien quan den c6 dOng la cac cong ty trong ding tap doan hoc cac cong ty hoat dOng theo thorn Gong ty, bao gem cOng ty mc - ding ty con, tap doan kinh ta va phip luat chuyen nganh 06 quy dinh lchac.

Giao dich dn den tOng gia tri giao dich 06 gia tri lir 35% trer len teng gia tri tai san ghi ten bao cao tai chinh gan nhat gitla Ong ty dai chimg yeti met trong cac doi tugng sau:

- Thanh vien HQ1 Ong quan tri, Kiem soat viten, Giam doe (Tong giam doe), cac ngueri quan 1 khac va nguesi 06 lien quan cita cac dei tugng nay;

- C6 Ong, ngueri dai din ity quyen coa c6 (tong ser hthi tren 10% totting yen ce phan ph6 th8ng cna cong ty va thong ngueri c6 lien quan cia h9;

- Doanh nghiep ce, lien quan den cac d6i tuqng quy dinh tai Ichoan 2 Dieu 159 Luat doanh nghiep.

5. Hol Ong quint tri chap thuan cac hop Ong, giao dich tai diem b khoan 4 Dieu nay c6 gia tri nhe han 35% tang gia tri tai san ghi tren bao can tai chinh gan that hoe met tY le' khac nho hcrn quy dinh tai Dieu le ding ty.

Dieu 36. Dam bao quyen hop phap ctia ngtrlyi c6 quyen lqi lien quan den ding ty Cling ty dai chimg phai thuc hien trach nhiem yeti ceng Ong va ngueri c6 quyen

Igi lien quan den cong ty theo quy dinh cia phap luat hien hanh va Dieu le cOng ty. Cong ty dai chung phai tuan thA cat quy dinh phap luat ve lao Ong, mOi truOng

va xã hoi.

Clurcrng VI BAO CAO vA CONG BO THONG TIN

Dieu 37. Nglaa vn cOng be thong tin 1. Cemg ty dai chang 06 nghTa At cong b6 day dO, chinh xac va kip theri thOng tin

dinh va bat thuarng v tinh hinh hoat dOng san xuat kinh doanh, tai chinh va tinh hinh quan tri cong ty cho c6 dong va ding chung. COng ty dal chung phi ding b6 day da, chinh xac va kip theri cac thong tin khac nu cac thong tin do 06 kha n'Ang anh hue:mg den gia chung lchoan va anh htlang den guy& dinh oOa c6 dong va nha dau tr. ThOng tin va each tit& cOng be thong tin ducyc thgc Men theo quy dinh cim phap luat ye. Dieu le cOng

Ong ty ce phen cep ntrorc Choy Lam 14

Quy cht n0i b0 v nun tri cling ty

2. Vic cong b6 then tin dirge thuc hien bao dam di deng va cong chung c6 the tip can ding bang. Ngon ngCt trong cong be thong tin can re rang, de hieu va tranh gay lieu lAm cho cis) citing va nha dau ttr.

Dieu 38. COng b tilling tin ye me hinh tO chat quan ding ty COng ty dai cluing phai bao cao ty ban Chung khoan Nha nuarc, Sb giao dich

cluing Idloan va Gong be thong tin ve m8 hinh tó chirc quan l va hog dOng cOng ty theo quy dinh tai Dieu 134 Lug doanh nghiep.

Trong trtrarng hop cOng ty thay del m8 hinh hoat dQng, cong ty 4i chang phai bao cao Uy ban Chung ldioan Nha nuerc, Sb giao dich clung ichoan va ding be thOng tin tong vOng 24 gib ke tir lchi Dai hi thing co eking c6 guy& dinh thay del me hi/1h.

Dieu 39. COng be thong tin ye plan trj cOng ty C8ng ty dal chUng phai ding be thong tin ye tinh hinh quan tri cOng ty ti the kSr

Di big d6ng cc dOng thuong nien va tong Bao cao throng nien cüa cong ty theo quy dinh cüa phap lug clung lchoan ve cOng be thong tin.

Cong ty niem yet cO nghia vg bao cao dinh ky 06 thang va cong be thong tin ve firth hinh quan tri cOng ty theo quy dinh cüa phap luat chiing khoan ve ding be thOng tin.

Dieu 40. Cling be thong tin ye thu nh'ap ciia Giam dOc Tien lucrng cüa Giam dee va nguari qua'n bei khac phai dugc the hien thanh num

rieng tong Bao cao tai chinh hang Mm tim cong ty va phai bao cito Dai hen dOng ce 'Jong tai cuec hop thuong nien.

Men 41. Trach nhiem và bao cao va Sing IA thong tin cfia thanh vien Hi dang quan trj, Kiem sofit vien, Giam dOc

Ngoai cac tech nhiem theo quy dinh ten, thanh vien Hoi deng quart tri, Kiem soat vien, Giam dee c6 trach nhiem bao cao Hei deng quan tri, Ban Iciem soat trong cac throng hop sau:

Cac giao dich girth ding ty vdri citing ty tong do cac thanh vien neu tren la thanh viten sang lap hoc la thanh vien Ilei clang quan tn, Giam dee tong tiled gian 03 nam gan nha't tithe thari diem giao dich;

Cac giao dich gitta cOng ty vari clang ty tong do ngutri cO lien quan eta cac thanh vien neu ten la thanh vien Hei (Tang quan tit Giam dee hoe ce dOng lOrn.

Dieu 42. re chat cong hO thong tin COng ty dai chUng phai xay dung va ban hanh quy che ve cong be thong tin dm

cOng ty theo quy dinh Lug cluing khoan va az van ban hming clan. Gong ty dai chUng phai cO it nhat met nhan vien cong be th8ng tin Nhan vien

ding be) thong tin caa ding ty dg chUng c6 trach nhiem sau: Cong be cac thong tin dm cong ty vei cong chung dau tu theo quy dinh caa phap

lug va Di'eu l cong ty; Cong khai ten, s6 din thog lam viec de cO dOng lien he.

CHIrONG VII

C8ng ty el plan ctip nut Ow Urn 15

Quy chenOl b ye qua!' tri ding ty

CHE Do GIAM SAT VA XIY Lt VI PRAM

Dieu 43. Giant sat Cong ty, cac cá nhan va t6 chirc lien quan chju sr giant sat ve quan trj ceng ty cila

i'Jy ban Chang lchoan Nha mac va cac ca quan c6 thArn quyen lchac theo quy dinh cüa phap Mat.

Dieu 44. XII. ISr vi ph3m Truong hop Gong ty, cac ca nhan va t6 chirc lien quan vi pham hoc kheing tin.rc

hien quy dinh tai quy cite nay thy theo tinh chAt va mire de se xi/ phat vi pham hanh chinh hoc bi truy cUt trach nhiem hinh sr theo quy dinh cña phap

CHIFONG VIII DIEU KHOAN THI HANH

Dieu 45. Hiao'u lut Quy the nay gam 8 chtrang, 45 dieu cra duct D4i hei ding c8 dong bleu guy&

chAp thuan ngayli—thang4 Mm 2018. Quy cha nay c6 hieu lye thi hanh ke tir ngly Chia -Lich Hei dling Quan tri kY ban

hanh. Trong qua trinh thve hien c6 nhimg van de mei phat sinh ma xet thAy cM phai sira d8i, be sung quy che cho phü hop v6i quy dinh cna phap luat va tinh hinh hog dung thvc te cUa cong ty, c8ng ty c6 the trinh Dai hei deng c6 'long xem xet, guy& dinh.

Cac thanh vien trong Hi demg quan tri, Giam dee, Phi) giam doe, Tnreeng cfic phOng, ban, the don vi trvc thuec Cong ty c6 frith nhiem huemg clan, t6 chat thvc hien vie thi hanh Quy che nay d'en toan the can be, deg nh'an vien toan Cong ty.

16 Ong ty c phAn cip twat Choy Lan