SBI HOLDINGS, INC.
Transcript of SBI HOLDINGS, INC.
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SBI HOLDINGS, INC.
SBI Holdings, Inc.
(a)
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KOSDAQ
SBI SECURITIES Co., Ltd.
SBI
(1)IT
(1)
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3
25%
22
(i)
40%(ii)
20%(iii)
(iv)
9.99%(v)
7.65%
ZEPHYR Co., Ltd.
ZEPHYR Co., Ltd.110
1,24534
24629
367
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............ 58,008 16,481 15,981 2,594 20,194 1,863 12,118 2,123 10,516 2,679 ................. 68,531 20,511 49,182 5,714 50,122 9,374 26,623 5,985 24,216 3,780 ............ 22,495 849 22,617 1,491 25,605 206 11,962 304 14,508 435 .... 75,070 8,093 40,906 923 29,408 (35) 12,565 (586) 8,591 1,205 ..................... 322 (473) 6,354 (303) 4,629 (515) 2,310 (351) 8,262 (1,020) ................. (1,860) (2,856) (4,119) (6,016) (5,419) (7,462) (2,427) (3,723) (3,147) (3,474)
.............................. 222,567 42,606 130,922 4,403 124,541 3,431 63,153 3,752 62,948 3,605
SBI VeriTrans
SBI VeriTrans16
SBI SECURITIES Co. Ltd.
E*TRADE Korea
Co. LtdZephyr Co. LtdSBI Life
Living Co. Ltd
(i)5%
(ii)5%
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5
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6
(1) ................... 120.5 120.5 129.1 123.5
(1) .................................... 7.4 6.8 8.4 8.0
(1) .................................... 34.8 35.2 37.9 43.6
(1) ................................................. 91.5 53.6 68.7 103.2
.................. 25.5 25.1 27.2 33.4
.................. 279.6 241.2 271.3 331.7
(2) ........................................ 57.7 31.0 39.8 40.2
(2) ........................................ 240.8 161.5 174.7 161.0
(2) ........................................ 3.0 2.2 1.6 1.5
.................. 301.5 194.7 216.1 202.7
(3) .................................... 16.1 22.4 26.7 29.4
(3) .................................... 29.9 35.2 28.0 21.4
.................. 46.0 57.6 54.7 50.8
................ 627.1 493.5 542.1 565.2
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(2)
(3)
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SBI SECURITIES Co., Ltd.
............................... 1,662,051 1,735,589 1,866,508 1,956,746 2,053,986 2,128,426
...................... 169,443 179,964 192,015 202,810 214,274 221,834
.............................. 289,873 274,770 202,390 202,461 197,227 137,383
.............................. 1,003 1,066 3,173 9,209 3,576 9,990
.............................. 582 2,550 5,228 4,681 4,194 5,695
.................. 3,755 3,230 2,980 3,714 4,093 3,867
1 .......................................................... 19,533.5% 5,893.0% 3,478.8% 8,176.3% 5,201.1%
2 .......................................................... 652.4% 1,064.7% 427.4% 973.4% 442.3%
3 ................................................................. 21.39% 9.82% 8.56% 9.56% 9.45%
1. SBI Insurance Co., Ltd.
56
2. SBI SECURITIES Co., Ltd.
3. SBI Sumishin Net Bank, Ltd.
59
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SOFTBANK FINANCE CORPORATION SOFTBANK
TELECOM Corp.SOFTBANK FINANCE CORPORATION
SOFTBANK CORP.SOFTBANK
SOFTBANK FINANCE
CORPORATIONSOFTBANK FINANCE CORPORATION
SOFTBANK CORP.SOFTBANK CORP.
SOFTBANK CORP.
SOFTBANK CORP.SOFTBANK
(1)(2)(3)
(4)(5)
(i)
(ii)
J-SOX
J-SOXJ-SOX
J-SOX
J-SOX
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25%
(a)(b)(c)
(d)(e)(f)(g)(h)
(i)(j)(k)(l)(m)
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(n)(o)(p)
(q)(r)(s)(t)
SBI SECURITIES Co., Ltd.
51
JSDASBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.
SBI Net Systems Co., Ltd.
SBI Net Systems Co., Ltd.(a)
(b)(c)
(d)(e)(f)
SBI E*TRADE SECURITIES Co., Ltd.
JSDASBI
E*TRADE SECURITIES Co., Ltd.
SBI E*TRADE SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.SBI SECURITIES Co., Ltd.
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SBI1,002,000,000SBI
Incubation Co., Ltd.SBI Asia Net-Trans (No.7)
Living Corporation Inc.500,000,000400,000,0002.75
Living Corporation Inc.SBI Life Living Co., Ltd
1,000,000,000SBI
ALApromo Co., Ltd.972SBI ALApromo Co., Ltd.1.39%
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....................................... 222,567 130,922 124,541 63,153 62,948 ....................................... 115,343 63,633 59,138 28,274 28,646
................................................ 107,223 67,289 65,403 34,879 34,301
.............. 64,616 62,885 61,971 31,126 30,696
....................................... 42,606 4,403 3,431 3,752 3,605
................................... 289 1,033 365 169 165 ................................... 358 400 155 113 139 .................. 203 ............................... 188 ............................................ 481 989 476 241 245
...................... 1,129 2,423 1,185 524 754
................................... 1,784 2,450 1,960 864 1,375 .................. 186 5 4 2 16 .................. 196 41 60 20 46113 ...................... 746 300 343 .......... 4,614 2,508 98 149 ................................... 724 621 64 551 1,249 ............................................ 541 1,162 569 375 632
...................... 8,048 6,790 3,504 2,264 3,663
................................... 35,687 37 1,112 2,012 695
.............. 6,783 10,523 3,153 913 55 ...................... 28 89 40 42 176 ........................... 714 33 33 2,022 .............. 598 355 185 148 32 ............................................ 387 586 55 37 139
.................. 7,797 12,269 3,466 1,174 2,426
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.......... 1 33 0 0
.......... 253 259 103 51 127
...................... 1,989 1,485 189
........................... 1,611 0 0
.............. 3 12,040 237 146 3
.............. 7,547 46 24 176
...................... 984
........................... 635
........................... 2,121 1,066 397
................................... 716
............................... 6,794 1,353 238
.................. 2,300 14 44 42 1
...................... 501
............................................ 1,580 5,137 998 362 257
.................. 14,665 28,438 3,658 2,113 3,007
......... 28,819 (16,132) 920 1,074 113
............................... (19,311) (11,829) (9,095) (4,971) (4,392)
............................... 2,038 5,680 8,359 3,632 3,001
................................... (17,273) (6,148) (736) (1,338) (1,391)
......... 11,546 (22,280) 184 (264) (1,277)
. 7,317 (3,905) (2,165) (1,086) (1,963)
.......................... 4,228 (18,375) 2,350 822 686
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.................................................... 160,281 127,123 143,726 134,933 .............................. 10,984 7,914 8,483 10,560 .................. 18,819 17,924 16,332 ............................................... 445 2,893 240 328 ................................... 313,930 266,365 318,865 308,665 ............................................... 115,717 105,236 121,576 125,139 ....................................... (4,966) (6,206) (8,424) (5,115)
.............................. 110,750 99,029 113,152 120,023 ............................................... 66,260 47,868 34,694 35,395 .................................................... 32,894 36,515 28,767 31,579 ........................................................ 1,728 7,724 3,514 10,024
........................................... 274,887 134,792 221,107 245,253 ................................... 17,995 46,008 40,533 22,010 ............................................... 292,882 180,800 261,641 267,264 .................................................... 13,413 8,845 5,944 3,350 ........................................................ 259 209 ............................................... 1,053 5,920 7,667 6,819 ................................................................ 66,148 44,079 37,732 49,845 .................................................... (1,762) (2,703) (2,032) (2,813)
............................................... 1,069,271 851,408 980,323 992,309
................................................................ 4,420 5,161 9,972 9,920 .................................................... (2,237) (2,173) (2,405) (2,909)
............................................... 2,182 2,988 7,567 7,010
........................................... 6,404 5,551 5,079 5,211 ........................................... (3,778) (3,607) (3,585) (3,747)
.......................... 2,626 1,943 1,493 1,463
.............................. 21,738 .................................................... (14,813)
............. 6,924
................................................................ 886 2,953 7,556 5,740
................................................................ 65 791 4,503 4,634 .................................................... (34) (98) (506) (940)
............................................... 31 692 3,996 3,694
.................................................... 12,652 8,577 20,613 17,909 ............................................................ 8,815 9,369 11,670 13,057 ............................................................ 60,874 136,354 133,008 129,823 ............................................................ 1,398 168 608 549
........................................... 71,088 145,892 145,286 143,430
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............................................................ 41,791 33,868 41,204 54,373 .................................................... 10,594 10,601 14,196 17,876 ..................................................................... 18,365 32,388 34,860 34,975 ........................................................ (4,769) (6,644) (9,767) (10,692)
....................................... 65,983 70,214 80,494 96,532
............................................... 149,723 224,685 246,395 257,872
.................................................... 6 4 186
.................................................... 62 20 61 50113 .................... 182 3,114 3,159 4,468
........................................................ 252 3,139 3,220 4,705
................................................................ 1,219,247 1,079,233 1,229,939 1,254,886
............................................... 53,831 54,658 55,614 56,057 .......................... 6,282 21,553 13,368 13,885 ................................... 100,520 41,480 112,600 111,500 ............................................... 5,940 .................................................... 9,351 2,624 4,953 4,406 ........................................................ 1,764 1,813 1,828 1,864
........................................... 81,583 56,726 48,813 52,857 ................................... 62,530 89,544 101,223 72,274 ............................................... 144,114 146,270 150,036 125,131 ................................... 35,440 46,587 63,780 67,388 .................................................... 272,005 258,068 282,373 277,825 ............. 39,573 ........................................................ 20,147 23,488 31,176 32,157 ........................................................ 2,941 2,980 2,835 3,113 ............................................... 8,867 5 2,959 1,566 ........................................................ 338 54 53 85 ............................................... 22 ........................................................ 38 155 229 ................................................................ 39,491 23,823 25,353 42,132
............................................... 740,633 623,448 747,090 737,345
........................................................ 30,300 300 .......................... 13,270 ............................................... 33,578 13,283 27,620 35,274 ............................................... 299 566 540 489 .................................................... 102 128 52 47 ........................................... 3 ........................................................ 390 877 733 ................................................................ 5,325 14,524 17,924 18,269
........................................... 82,879 29,193 47,014 54,813
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........................................... 7,925
................................... 7,219 7,219 5,196
........................................... 41 33
.................................................... 0 0 0
.................................................... 7,967 7,253 7,219 5,196
................................................................ 831,480 659,894 801,324 797,355
................................................................ 55,157 55,214 55,284 73,226
........................................................ 116,761 219,012 218,968 236,910
........................................................ 112,339 86,865 87,276 86,241
............................................................ (53,063) (636) (246) (246)
........................................... 231,195 360,456 361,282 396,131
............. 10,133 (5,946) (559) (3,649)
.................................................... 8 (25) 14 (1,475)
.................................................... (121) (966) (1,506) (3,167)
....................................... 10,020 (6,937) (2,051) (8,293)
........................................................ 4 11 11 11
.................................................... 146,546 65,808 69,372 69,680
........................................................ 387,766 419,338 428,615 457,530
........................................... 1,219,247 1,079,233 1,229,939 1,254,886
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..... 28,819 (16,132) 920 1,074 113 ............................... 6,896 4,893 5,550 2,553 2,969 ................................... 4,580 7,068 7,764 3,889 4,271 ................................... 4,353 7,539 8,038 3,600 2,927
.................. 4,614 2,508 98 149 (203) .................. 1,961 2,515 602 340 836 .................. (3,101) (2,880) (1,174) (1,362) (1,049)................................... (6,780) 1,517 (2,915) (767) (52)
.............. 7,547 46 24 176 ................................... 1,376 336 275 1,180 2,256 ...................... (31,237) (27,495) (17,456) (9,272) (8,803) ................................... 7,809 8,784 5,962 2,956 3,369 ..... (5,596) (20,645) (8,961) 805 (16,860) ..... (16,108) 7,357 6,188 1,654 (1,050)......... 9,190 (7,616) (2,036) (1,940) (514) ........................... (1,979) 453 (1,302) (761) 820
...................... (280) (2,044) 263 (526) (732).................. 18,901 32,379 (12,962) (55,962) 16,000
.............. 386 (2,038) (1,486) (2,073) (7,651) ........................... (1,041) ........................... 55,172 108,341 (77,074) (86,555) (30,528)
........................... 3,821 2,615 7,357 4,980 718 ........................................ (25,442)
......... (29,706) 4,173 19,245 (4,548) .................. (20,290) 11,105 17,193 11,682 3,607
.............. 1,292 1,449 1,464 444 (458) ............................... 20,511 1,815 (1,614) 44,735 3,709
............................................ 57,830 99,669 (61,085) (59,902) (30,675)
.............. 30,595 27,847 17,747 10,037 8,402 ........................... (7,810) (8,698) (5,629) (2,867) (3,394) .............. (30,542) (15,782) (4,167) 584 (4,366)
............................... 50,073 103,034 (53,134) (52,149) (30,034)
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........................................ (3,457) (3,913) (7,043) (2,269) (2,776) ........................................ (8,309) (7,344) (7,653) (5,296) (9,298) ................... 3,579 784 3,204 2,475 3,031 ........................................ 7,190 130 28 249 ....................... (3,861) (1,086) (260) (399) (99) ................... 19,341 2,540 ....................... (4,442) (5,621) (3,753) (3,511) ........................................ (200,952) (42,156) (15,756) (8,005) (7,506) ........................................ 191,927 37,519 16,226 7,598 6,630 ............................ (2,855) (3,045) (1,491) (1,104) (455) ............................................. 1,377 2,063 1,347 749 339 ............................................. (804) 2,225 (2,953) (3,053) 92
....................... (20,610) (1,104) (15,563) (12,816) (9,793)
................................ 2,672,500 ................................ (2,680,830) ................... (8,959) 940 42,929 (182) ................... 46,215 1,474 28,360 1,700 2,000 ................... (38,571) (9,899) (22,208) (3,638) (3,328) ................... 297 200 122,218 49,968 40,464 ........................................ (1,400) (108,366) (51,480) (41,480) (41,600) ............................ 413 134 141 44 35,678 ........................................ 2,850 325 1,023 1,006 1,681 ........... 29,858 5,611 11,931 8,307 1,912 ........................................ (13,451) (6,795) (1,681) (1,666) (1,666) ...... (2,554) (2,746) (218) (152) (147) ............... (25,265) (7,975) (3,914) (1,670) (1,360) ....................... 0 10 ............................................. (2) (585) (13) (9) (2) ............................................. (19) 57 (499) (132) (488) ........................................ (9,957) (137,514) 84,599 55,205 32,959
........................................ (931) (102) (490) (1,153) (1,978)
............................................ 18,574 (35,686) 15,410 (10,914) (8,847)
............................ 25,364 2,875 842 63 ................................ (23) (107) (28) ............................................. 223 15 15 ................... 115,092 159,007 126,312 126,312 142,581
................... 159,007 126,312 142,581 115,477 133,705
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19
5%
7%15%
1,200100100
20%50%
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20
SBI HoldingsSBI
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21
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22
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23
Deloitte Touche Tohmatsu LLC
75
48
32
SBI Holdings, Inc.
86
-
24
DGLFB
EDINET
16
25
JASDAQ
JASDEC
JSDA
J-SOX
-
25
KOSDAQ
(Kabuken Johjou
haishi Kijun)
15-4
15-4-21
(shinkabu yoyaku
ken)
SBIH
SRS
-
26
(shinkabu hikiuke ken)
%
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27
(i)(ii)
101
HOMEOSTYLE Inc.20
HOMEOSTYLE Inc.
HOMEOSTYLE Inc.
-
28
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29
SBI
SECURITIES Co., Ltd.SBI Futures Co., Ltd.
51,800[]
-
30
544443
-
31
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd
1,254
Euro-MTN programme
XII
-
32
SBI
-
33
SBI HoldingsSBI
SBI E2-Capital
E2-Capital Inc.
E2-Capital Inc.E2-Capital Inc.
SBI HoldingsSBI
SBI E2-Capital
E2-Capital Inc.
E2-Capital Inc.
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34
[
]
SBI
94.2%81.0%86.0%90.3%
54%
-
35
(i)
(ii)
-
36
-
37
198332189689Limited
Partnership Act for Investment of Japan199810
48.0%46.2%39.0%33.2%
5025
-
38
-
39
SBI Japannext Co., Ltd.
Japannext PTS
Financial Instruments and
Exchange Act Enforcement Ordinance
JSDA
-
40
(i)
(ii)
-
41
SBI
Sumishin Net Bank, Ltd.50%SBI Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank, Ltd.
198159
1995105
2008561999
126
-
42
(i)
(ii)
-
43
1952176
197492
19502011968100
199477
1991901949100
1950202197257
1954195200958
197657
2000611960145
1994851999128
200357
-
44
32
(e)
-
45
-
46
H1N1
9.0
10,434.388,605.15
17.53%[][]%
[]
12,740
9,16028.10%
[][]%[]
SBI Insurance Co., Ltd
-
47
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48
38-1-502, Wakamiya-cho,
Shinjuku-ku, Tokyo, Japan
2-6-50, Azamino, Aoba-ku,
Yokohama-shi, Kanagawa, Japan
1677-12, Isshiki, Hayama-machi,
Miura-gun, Kanagawa, Japan
1-22-12-204, Oojima,
Koutou-ku, Tokyo, Japan
1-1-1-1613, Kaigan,
Minato-ku, Tokyo, Japan
1-7-1-1511, Mita, Minato-ku,
Tokyo, Japan
2-3-15-905, Mejiro,
Toshima-ku, Tokyo, Japan
3-4-3-2108, Shirakawa,
Koutou-ku, Tokyo, Japan
53-12-502, Honmura-cho,
Asahi-ku, Yokohama-shi,
Kanagawa, Japan
1-28-6, Igusa, Suginami-ku,
Tokyo, Japan
1150-1-206, Isshiki,
Hayama-machi, Miura-gun,
Kanagawa, Japan
3-9-10, Takaido-Higashi,
Suginami-ku, Tokyo, Japan
5-4-1-505, Minamiazabu,
Minato-ku, Tokyo, Japan
-
49
6-9-9, Ryokuen, Izumi-ku,
Yokohama-shi, Kanagawa, Japan
1-29-25, Kotsubo, Zushi-shi,
Kanagawa, Japan
4-4-8-501, Higashi, Shibuya-ku,
Tokyo, Japan
1-322, Nishiogiminami,
Suginami-ku, Tokyo, Japan
-
50
Freshfields Bruckhaus Deringer
211
Nishimura & Asahi
Ark Mori Building
1-12-32 Akasaka
Minato-ku, Tokyo 107-6029
Japan
Freshfields Bruckhaus Deringer
Akasaka Biz Tower 36F
5-3-1 Akasaka
Minato-ku, Tokyo 107-6336
Japan
88
135
Deloitte Touche Tohmatsu LLC
PCPM Building
11-1 Marunouchi 1-chome
Chiyoda-ku, Tokyo 100-6211
Japan
1
6
-
51
Izumi Garden Tower
19th Floor
1-6-1, Roppongi, Minato-ku
Tokyo
Japan
89
2
8806
1-6-1 Roppongi, Minato-ku
Tokyo
Japan
(ACS, ACIS)
1
28
89
2
8806
4-16-13, Tsukishima, Chuo-ku
Tokyo, 104-0052
Japan
www.sbigroup.co.jp
-
52
2,120
52.9%250
535136.8%3,242
2010 Year End Review
-
53
2010 Year End Review
1,977
2010 Year End Review
................................................. 7,848 9,846 17,694 35.1%
................................................. 1,205 7,655 8,860 17.6%
................................................. 2,585 5,277 7,862 15.6%
................................................. 3,204 2,094 5,298 10.5%
................................................. 3,171 1,058 4,229 8.4%
................................................. 570 1,166 1,736 3.4%
............................................. 860 551 1,411 2.8%
................................................. 679 2,647 3,326 6.6%
................................................. 20,122 30,294 50,416 100.0%
2010 Year End Review
-
54
(JVCA)
93662%
45118,450
188
(1) JasdaqHerculesCentrex
Q-BoardAmbitiousNEO (Jasdaq)
(2) 121212
Venture Enterprise CenterVenture Business Review in Japan
-
55
Venture Enterprise CenterVenture Business Review in Japan
Venture Enterprise CenterVenture Business Review in Japan
Buy-out Research Institute
1,4005,070
23,690100
-
56
79.8
52.1
61.5
64.54%
-
57
1,442
(55.5%)(27.4%)
12.8%
329.0
389.932,714
16,046
-
58
20%
18%, 16%21%
50%60%
-
59
70%
SBI SECURITIES
Kabu.comMonex
*
JASDAQ
JASDAQ
-
60
0.039%0.146%
0.39% 1.47%Arrowhead Japan Securities
Clearing Corp's
SBI JapannextChi-XKabu.comMatsui, MonexDaiwa Securities GroupInstinet
JapanSystem, SBI Japannext
50.45%
SBI Sumishin Net BankSumitomo Trust & Banking
-
61
Sony BankeBankJapan Net Bank
38,44015,430
35.6%
11,550276%
Sony Financial HoldingsSony Bank
-
62
10
93,59016.8%
77,840
5010
42,190
-
63
Sony AssuranceZurich Insurance
American Home DirectMitsui DirectAXA DirectSonpo 24
480
2,36019.3%
SBI Insurance
Diamond WeeklyAutomobile Insurance Premium Ranking
5129
522
92.3%7.4%0.3%
-
64
54.0
91.240.8%
16%1,112.2933.0
15.0
Consumer Credit Industry Association
32211.5%
(39.4%)(29.3%)(19.9%)
B2C(The Ministry of Economy, Trade and
Industry (MEIT))B2C6.1
4.438.6%B2C1.3%
1.8%B2C
17436.4
18.9
-
65
60%70%
75%58%GHLC
JHFA
JHFA
Flat 35Flat 351535
SBI MortgageFlat 35
338Flat 3510,127
5.4%SBI MortgageFlat 35
1,47814.7%339Flat 35
9%
40.61%
13.63%
-
66
Centre for Asia Private Equity Research LtdAsia PE Research
Asia PE Research
Asia PE Research
Japan Venture Capital Association
Japan Venture Capital AssociationJVCA
Venture Enterprise Center
Venture Enterprise Center
34
-
67
SOFTBANK
INVESTMENT CORPORATIONSOFTBANK
JASDAQ
SBI Holdings, Inc.SOFTBANK CORP.
SOFTBANK
Softbank Ventures Inc.SBI Investment Co., Ltd.
E*TRADE Japan K.K.E*TRADE SECURITIES Co., Ltd.SBI
SECURITIES Co., Ltd.
WORLD NICHIEI Securities Co., Ltd.Finance All
CorporationGOOD Mortgage CorporationSBI Mortgage Co., Ltd.
Morningstar Japan K.K.
SBI Insurance Co., Ltd.The Sumitomo
Trust and Banking Co., Ltd.SBI Sumishin Net Bank, Ltd.
SOFTBANK INVESTMENT CORPORATION
Softbank Ventures, Inc.SBI Investment Co., Ltd.
-
68
E*TRADE Japan K.K.
WORLD NICHIEI Securities Co., Ltd.SBI Securities
Co., Ltd.
Nissho Iwai Securities Co., Ltd.SBI E*TRADE
SECURITIES Co., Ltd.
GOOD Mortgage CorporationSBI Mortgage Co.,
Ltd.
E*TRADE Korea Co., Ltd.
Morningstar Japan K.K.
VeriTrans Inc.SBI VeriTrans Co.,
Ltd.Hercules
E*TRADE SECURITIES Co., Ltd.
SBI E*TRADE SECURITIES Co., Ltd.JASDAQ
SBI Holdings, Inc.
SOFTBANK
Morningstar Japan K.K.Gomez Consulting Co., Ltd.
Hercules
SBI E*TRADE SECURITIES Co., Ltd.E*TRADE Korea
Co., Ltd.KOSDAQ
SBI Sumishin Net Bank, Ltd.
SBI E*TRADE SECURITIES Co., Ltd.SBI SECURITIES Co.,
Ltd.
-
69
SBI SECURITIES Co., Ltd.
Phnon Penh Commercial Bank LimitedHyundai Suisse Group
SBI Hong Kong Co., Limited
Masdar Clean Tech FundMASDAR-
SBI Fund, L.P.
SBI VeriTrans Co., Ltd.Buy-J.com
KOSDAQKTIC Global Investment Advisory Co.,
Ltd. SBI Global Investment Co., Ltd.
SBI VeriTrans Co. Ltd.
SBI VeriTrans
SBI VeriTrans
HerculesJASDAQ
(kabushiki kokan)SBI VeriTransSBI
VeriTransSBI VeriTrans
JASDAQSBI VeriTrans
SBI VeriTrans
20%
SBI VeriTransSBI VeriTrans
SBI VeriTransSBI VeriTrans
4.7SBI VeriTrans
SBI VeriTrans
-
70
SBI VeriTrans
KPMG FAS Co., Ltd.SBI VeriTransErnst & Young Shinnihon
TaxSBI VeriTransSBI
VeriTrans
SBI VeriTrans
SBI VeriTrans
SBI VeriTrans
SBI VeriTransToshihide ItoSBI
VeriTrans
(i)(ii)
(iii)
(iv)
(v)
-
71
1
2
SB
I V
e riT
rans
SB
I V
e riT
rans
JAS
DA
Q
3M
orni
ngst
a r J
a pa n
K.K
.
JAS
DA
Q
4G
ome z
Con
sult
ing
Co.
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td.
JAS
DA
Q
Mor
ning
sta r
Ja p
a n K
.K.
Gom
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onsu
ltin
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o.,
Ltd
.
5S
BI
Lif
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ivin
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o.,
Ltd
.
6S
BI
Ne t
Sys
tem
s C
o.,
Ltd
.
-
72
SBI Investments Co., Ltd ......................... 100%SBI Incubation Co., Ltd ............................ 100%SBI CAPITAL Co., Ltd ............................ 100%SBI Capital Solutions Co., Ltd ................ 100%SBI Asset Management Co., Ltd ............. 100%SBI VEN HOLDINGS PTE LTD. ........... 100%
SBI SECURITIES Co., Ltd. ..................... 100%
SBI Liquidity Market Co., Ltd ................ 100%
SBI Japannext Co., Ltd ............................. 45.7%
SBI VeriTrans1 ........................................... 42.7%Morningstar Japan K.K. ............................ 49.6%
Gomez Consulting Co., Ltd.2 ................... 74%
SBI Servicer Co., Ltd ................................ 100%SBI Lease Co., Ltd .................................... 100%SBI Card. Co., Ltd ..................................... 50%SBI Marketing Co., Ltd ............................ 93%SBI Insurance Co., Ltd ............................. 65.5%SBI Sumishin Net Bank Ltd ..................... 50%Autoc one K.K. .......................................... 51.3%SBI Credit Co., Ltd ................................... 100%SBI Business Support Corp ...................... 100%
SBI Mortgage Co., Ltd ............................. 94%CEM Corporation ....................................... 79.7%SBI Life Living Co., Ltd .......................... 68.2%
SBI Net Systems Co., Ltd ........................ 81%HOMEOSTYLE Inc ................................... 80.9%
1. SBI VeriTrans
2. Gomez Consulting Co., Ltd.GomezConsulting Co., Ltd.Morningstar Japan K.K.
-
73
KOSDAQ
SBI SECURITIES Co., Ltd.
SBI
-
74
(1)
(1)
25%
22
(i)
40%(ii)
20%(iii)
(iv)
9.99%(v)
7.65%
ZEPHYR Co., Ltd.
ZEPHYR Co., Ltd.110
-
75
1,245
3424
629367
............ 58,008 16,481 15,981 2,594 20,194 1,863 12,118 2,123 10,516 2,679 ................. 68,531 20,511 49,182 5,714 50,122 9,374 26,623 5,985 24,216 3,780 ............ 22,495 849 22,617 1,491 25,605 206 11,962 5304 14,508 435 .... 75,070 8,093 40,906 923 29,408 (35) 12,565 (586) 8,591 1,205 ..................... 322 (473) 6,354 (303) 4,629 (515) 2,310 (351) 8,262 (1,020) ................. (1,860) (2,856) (4,119) (6,016) (5,419) (7,462) (2,427) (3,723) (3,147) (3,474)
......................... 222,567 42,606 130,922 4,403 124,541 3,431 63,153 3,752 62,948 3,605
SBI SECURITIES Co. Ltd35.4%37.2%
70%
-
76
SOFTBANK FINANCE CORPORATION
SOFTBANK TELECOM Corp.SOFTBANK FINANCE CORPORATION
13.1%
E*TRADEMorningstar
InsWeb
1014
84.56
255,752
250
11,3463,112,000
35,308
-
77
(i) 15,000
(ii) 10,000
10,000
7.6540
209.99
OBIBANK50%OBIBANK
Metropol Investment Financial
Company, Ltd.
OBIBANK
OBIBANKOBIBANK
SBI Sumishin Net Bank, Ltd.
SBI SECURITIES Co., Ltd.SBI AutoSupport Co., Ltd.SBI
Credit Co., Ltd.
SBI Liquidity Market Co. Ltd
MONEY PARTNERS GROUP CO., LTD.FX PRIME Corporation
MONEY SQUARE JAPAN, INC.SBI
SECURITIES Co., Ltd.
-
78
1020
-
79
250
SBISBI
(i) SBI Money Plaza
SBI Mortgage Co., Ltd.SBI
Housing Loan
SBI Money Plaza
SBI Money Plaza200
(ii) GEO CorporationDVDGulliver
International Co., Ltd.
-
80
SBI
SBI
SBI
1,812595
54452
371
................................. 37,379 97 24,664 52 18,981 72 12,562 52 ........... 3,029 5 1,613 3 2,725 12 169 2 ........................ 36 2 2 3 4 944 4 ................................. 56,151 71 55,737 48 32,660 44 12,622 30 ............................ 95,596 175 82,014 105 54,370 132 26,296 88
-
81
................................. 133,028 224 127,454 240 143,604 330 147,699 319 ........... 5,541 9 2,984 5 2,921 14 2,405 10 ........................ 36 2 36 4 31 12 947 11 ................................. 12,609 40 11,021 34 7,369 40 8,555 42 ............................ 151,215 275 141,495 283 153,925 396 159,605 382
................................. 4,444 33 8,580 8 3,991 8 9,620 8 ........... 2,645 3 10 1 592 5 ........................
................................. 1,941 2 1,159 2 599 1 ............................ 4,444 33 13,166 13 5,161 11 10,810 14
................................. 25,162 64 23,303 65 26,414 67 30,753 83 ........... 10 1 10 1 1,299 12 ........................ ................................. 362 1 1,810 2 823 3 1,342 4 ............................ 25,524 65 25,123 68 27,247 71 33,395 99
SBI Investment Co.,
Ltd.SBI Asset Management Co., Ltd.
SBI CAPITAL Co., Ltd.SBI Capital
Solutions Co., Ltd.
16.2%16.7%
50762
-
82
123
16.1%5,652
(1) .............. 120.5 120.5 129.1 123.5 (1) ............................... 7.4 6.8 8.4 8.0 (1) ............................... 34.8 35.2 37.9 43.6 (1) ............................................ 91.5 53.6 68.7 103.2 ................. 25.5 25.1 27.2 33.4 ........................................... 279.6 241.2 271.3 311.7 (2) ................................... 57.7 31.0 39.8 40.2 (2) ................................... 240.8 161.5 174.7 161.0 (2) ................................... 3.0 2.2 1.6 1.5 ........................................... 301.5 194.7 216.1 202.7 (3) ............................... 16.1 22.4 26.7 29.4 (3) ............................... 29.9 35.2 28.0 21.4 ........................................... 46.0 57.6 54.7 50.8 ...................................... 627.1 493.5 542.1 565.2
(1)
(2)
(3)
(1)
SBI Investment SBI Broadband 25,462 127 0Co., Ltd. Fund #1, Limited (100.0%) Liability Investment
Partnership
-
83
(1)
SBI BB Media, 14,489 97 0
Limited Liability
Investment
Partnership
SBI BB Mobile 28,093 106 0
Investment LPS
SBI REAL 970 17 0
INCUBATION #1,
Limited Liability
Investment
Partnership
BIOVISION Life 2,981 13 0
Science Fund #1
SBI Bio Life Science, 4,602 22 0
Limited Liability
Investment Partnership
SBI LIFE SCIENCE 8,673(2) 15 0
TECHNOLOGY
INVESTMENT LPS
-
84
(1)
SBI NEO Technology 9,814(3) 26 2,520
Investment Partnership
SBI Advanced 1,600 100
Technology No.1
Investment LPS
SBI Selective Target 890 2 0
Investment LPS
SBI Innovation 2,980 8 0
Fund No.1
SBI Entertainment 2,100 2 0
Fund No.2
SBI BROADBAND SBI BROADBAND 15,427 122 0CAPITAL K.K. CAPITAL, (100.0%) Anonymous
Investment Partnership
-
85
(1)
SBI CAPITAL Co., SBI Value Up 21,239 5 2,286Ltd.(100.0%) Fund No. 1
Limited Partnership
SBI Capital SBI Mezzanine 9,829 16 DIP 6,399Solutions Co., Fund #2 Ltd. (100.0%)
Metropolitan Enterprise 2,671 9 180Revitalization Fund, DIPLimited Liability Investment Partnership
SBI Mezzanine 7,397 19 DIP 4,745Fund #3
Metropolitan Enterprise 2,738 17 130Revitalization Fund, DIPLimited Liability Investment Partnership #2
(1)
(2) SBI LIFE SCIENCE TECHNOLOGY No2 INVESTMENT LPS
(3) SBI NEO Technology A Investment PartnershipSBI NEO Technology B Investment Partnership
-
86
(1)
....................... Softven No.2 Limited Partnerships(2) 20.4% ....................... SOFTBANK Ventures SV 20.5%............................................ Angel 96 Profit-Participation Bonds(2)
....................... SOFTBANK Contents Fund 5.0% 15.3%
....................... SOFTBANK Internet Technology Fund 6.5% ....................... SBI-LBO-Fund No.1 18.3% ....................... Enterprise Restructuring Fund 25.7% ....................... VR Enterprise Restructuring Fund 27.7%
19.6%
(1)
(2) Softven No.2 Limited PartnershipsSoftbank Investment CorporationSBIInvestment Co., Ltd.
(3) SOFTBANK Ventures SV Angel 96 Profit-Participation BondsSoftbankVentures, Inc. SBI Investment Co., Ltd.
203
75
-
87
1,316
334
SBI VEN CAPITAL PTE. LTD.
1NEW HORIZON FUND L.P.
NEW HORIZON FUND L.P.
2213
1,032
VIETNAM JAPAN FUND
The Corporation for Financing and Promoting TechnologySBI
European Fund
Resource Capital China LimitedSBI Zhaoxin L.P.
IFC METROPOLSBI-METROPOL
Investment Fund
Jardim Botanico Investimentos
Jefferies Group, Inc.
-
88
(1) (2)
NEW HORIZON FUND, Temasek Holdings 100 50.0% 2
L.P. (25.0%)
SBI & TH Venture Capital 34.5 87.1% 0
Enterprise (50.0%)
SBI & BDJB China 100 50.1% 35
Fund, LP (40.0%)
SBI Zhaoxin L.P. 20.5 100% 19.5
85.7% Resource Capital China 8.8
SBI & Capital 22 JV Fund, 22.5 66.7% 10.5
L.P.(60.0%)
India Japan Fund (50.0%) State Bank of India 100 95.0% 86.4
THE VIETNAM JAPAN The Corporation for (4) 96.0% 786,400
FUND (49.3%) Financing and Promoting 1,600,000
Technology
SBI SOI Limited Partnership 500 100.0%(3) 500
(100.0%)
PNB-SBI ASEAN Gateway PNB Equity Resource 50 50.0%(3) 23.8
Fund L.P. (50.0%) Corporation
SBI Islamic Fund (Brunei) 75 (5) 50.0%(3) 37.5
Limited (50.0%)
SBI-Jefferies Asia Fund Jefferies Group, Inc. 50 80.0%(3) 40
L.P. (80.0%)
-
89
(1) (2)
Jefferies-SBI USA Fund Jefferies Group, Inc. 150 50.0%(3) 66.3
L.P. (50.0%)
SBI European Fund (60.0%) MFB Invest Ltd., 100 60.0% 48
(1)
(2)
(3)
(4)
(5)
6.9%
Jefferies SBI USA Fund L.P. MASDAR-SBI Fund L.P.
Jefferies SBI USA Fund L.P.
MASDAR-SBI Fund L.P.
MASDAR-SBI Fund L.P.MASDAR-SBI Fund L.P.
MASDAR-SBI
Fund L.P.
51,800
-
90
SBI CAPITAL Co., Ltd.
(i) KAWADEN
CORPORATIONKAWADEN CORPORATION
(ii)Tullys Coffee Japan Co.,
Ltd.Tullys Coffee29%
1.67
NARUMIYA INTERNATIONAL Co., Ltd.90.5%
SBI Capital Solutions Co., Ltd.
DIP
DIP
DIP
-
91
SBI Investment Co.,
Ltd.
SBI Investment Co., Ltd.
SBI
Investment Co., Ltd.
SBI SECURITIES Co., Ltd.
-
92
SBI SECURITIES Co., Ltd.
123
12823,23212,938
10,096
30%
(i)
(ii)
16
SBI
SECURITIES Co., Ltd.
-
93
SBI SECURITIES Co., Ltd.SBI Japannext Co., Ltd
SBI Liquidity Market Co., Ltd
SBI SECURITIES Co., Ltd
SBI SECURITIES Co., Ltd.SBI SECURITIES Co.,
Ltd.
SBI
SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.2,053,986
SBI SECURITIES Co., Ltd.
2,128,42638,672
SBI SECURITIES Co., Ltd.
35.4%37.2%
SBI SECURITIES Co., Ltd.39.8%
41.1%
SBI SECURITIES Co., Ltd.SBI Securities Co., Ltd.
SBI E*TRADE SECURITIES Co., Ltd.SBI E*TRADE SECURITIES CO.,
Ltd.SBI E*TRADE SECURITIES Co., Ltd.SBI
SECURITIES Co., Ltd.
42.3%[36.4]%
SBI SECURITIES Co., Ltd.(www.sbisec.co.jp)
SBI SECURITIES Co., Ltd.
23
37.7%36.4%
-
94
SBI SECURITIES Co., Ltd.2,128,42623
SBI SECURITIES Co., Ltd.
87,300
Nomura Securities
Co., Ltd.SBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.74,440
67,531SBI SECURITIES Co., Ltd.
HYPER SBIHYPER MOBILE
ATMSBI SECURITIES JCB
-
95
SBI
SECURITIES Co., Ltd.
............................... 1,662,051 1,735,589 1,866,508 1,956,746 2,053,986 2,128,426
...................... 169,443 179,964 192,015 202,810 214,274 221,834
.............................. 289,873 274,770 202,390 202,461 197,227 137,383
.................. 1,003 1,066 3,173 9,209 3,576 9,990
.............................. 582 2,550 5,228 4,681 4,194 5,695
.................. 3,755 3,230 2,980 3,714 4,093 3,867
19,5248,051
300,000
33.0%
30.0%
30.0%30.0%
20%
-
96
SBI SECURITIES Co., Ltd.
39.8%
4,200
1,267897
1,428730
SBI Liquidity Market Co., Ltd.
SBI SECURITIES Co., Ltd.
SBI Liquidity Market Co., Ltd.
SBI Liquidity Market Co., Ltd.10,574SBI Liquidity
Market Co., Ltd.41,940
SBI SECURITIES Co., Ltd.SBI Liquidity Market Co.,
Ltd.SBI FX20
SBI FX mini
163,996SBI FX
SBI SECURITIES Co., Ltd.56,950
1.2SBI Liquidity Market Co., Ltd.
SBI Sumishin Net Bank, Ltd.
SBI Liquidity Market Co., Ltd.19
(i)10%
-
97
(ii)502%
7,4233,541
14.8%14.6%
SBI Japannext Co., Ltd.
The
Goldman Sachs Group, Inc.SBI Japannext Co., Ltd.47.4%37.0%
15.6%
4,000
SBI Japannext PTS
6019.98SBI
Japannext Co., Ltd.
19.98
12
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.Interractive Brokers LLC
E*TRADE
Korea
SBI SECURITIES Co., Ltd.
-
98
SBI SECURITIES Co., Ltd.537
121
11
SBI SECURITIES Co., Ltd.11
SBI SECURITIES
Co., Ltd.23
SBI Money
PlazaSBI Money Plaza
200SBI Housing LoanSBI Money Plaza
2,128,426
SBI Sumishin Net Bank, Ltd.SBI
Insurance Co., Ltd.SBI Card Co., Ltd.Morningstar Japan K.K.Gomez Consulting Co.,
Ltd.SBI Servicer Co., Ltd.Autoc one K.K.SBI VeriTransSBI Lease Co., Ltd.SBI
Business Support Corp.SBI Credit Co., Ltd.
-
99
19.6%21.5%
SBI Sumishin Net Bank Ltd.
Sumitomo Trust & Banking Co., Ltd.SBI Sumishin Net Bank
Ltd.SBI Sumishin Net Bank, Ltd
SBI Sumishin Net Bank, Ltd.
SBI
SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.SBI Hybrid Deposit
SBI SECURITIES Co.,
Ltd.
50%SBI SECURITIES Co., Ltd.SBI Sumishin
Net Bank, Ltd.SBI Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank, Ltd.753,019
334,530SBI Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank, Ltd.11,939
4,424
14,0305,650SBI Sumishin Net Bank, Ltd.
............................... 124,594 250,567 418,489 569,864 753,019 892,009
.............................. 291.4 486.6 629.9 827.3 1,193.9 1,402.7
.............................. 26.5 97.1 219.8 327.3 442.4 565.3
SBI Sumishin Net Bank, Ltd.1143
Best Internet Only Bank
SBI Sumishin Net Bank, Ltd.Nikkei Financial Institution
Service Productivity & Innovation for
GrowthSBI
Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank, Ltd.
-
100
ATM
SBI Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank, Ltd.ATMATM
ATMSBI Sumishin Net Bank, Ltd.
SBI AutoSupport Co., Ltd.
SBI Receipt Co., Ltd.
SBI
Sumishin Net Bank, Ltd.
4,200ORIX
Credit Corporation5.5%SBI Sumishin Net Bank, Ltd.
Gulliver International Co., LtdSBI
Credit Co., Ltd.
SBI Insurance Co., Ltd.Aioi
Insurance Co., Ltd.SOFTBANK CORP.SBI Insurance Co., Ltd.65.5%33.4%
1.1%
SBI Insurance Co., Ltd.
SBI Insurance Co.,
Ltd.
50
133,000206,553
InsWebInsWeb
SBI Insurance Co., LtdInsWeb
3,280,000
3,605,000
775,804SBI Insurance Co., Ltd.
SBI Insurance Co., Ltd. Diamond WeeklyAutomobile Insurance Premium Ranking
SBI Insurance Co., Ltd.
-
101
40%SBI
Insurance Co., Ltd.InsWebSBI Insurance Co., Ltd.
SBI Insurance Co., Ltd.SBI Insurance Co., Ltd.
Oricon
Customer Service RankingSBI Insurance Co., Ltd.Completeness of Ancillary Services
SBI AutoSupport Co., Ltd.
Autocone K.K.
SBI Insurance Co., Ltd.
SBI Insurance Co., Ltd.
SBI Insurance Co., Ltd.
Gulliver GroupDVDGEO CORPORATION
Japan Automobile Auction Inc.
SBI Insurance Co., Ltd.SBI Insurance
Co., Ltd.
SBI Insurance
351238410
SBI Insurance
SBI Insurance
SBI Insurance1,9973,330
AXA Japan Holding Company LimitedSBI AXA Life
Insurance Co., Ltd.
SBI AXA Life Insurance Co.,
Ltd.AXA Japan Holding Co., Ltd.
SBI VeriTrans3749JASDAQ
Mobile Suica Mobile Eddy
-
102
SBI VeriTransBuy-J.com20
Sumitomo Mitsui Card Company, Limited
Buy-J.com
SBI Card Co. Ltd.
MasterCardVisaSBIGEO
GroupGEO Ponta VisaPonta
23SBI Card Plus
GEO
CORPORATIONSBI Card Co., Ltd.
83,000
49.6%Morningstar Japan K.K.
Morningstar USAMorningstar Japan K.K.
Morningstar Japan
K.K.JASDAQ4765
Kabushiki Shimbun Inc.Morningstar Japan K.K.
Dow Jones & Company, Inc.
SearchinaSearchina Co., Ltd.Searchina
9,000
InsWebE-LOAN
13
888,379929,332967,381427,351
-
103
InsWeb (www.insweb.co.jp)
E-LOAN(www.eloan.co.jp)
(i)
GEO GroupJapan Automobile Auction Inc.Gulliver
Group(ii)
SBI Sumishin Net Bank, Ltd.SBI SECURITIES Co., Ltd
SBI Housing LoanSBI
Money Plaza SBI
AutoSupport Co., LtdGEO Group
GEO GroupDVDSBI Insurance Co., Ltd.GEO
Gulliver Group400
30%
SBI Mortgage Co.,
Ltd.CEM CorporationSBI Life Living Co., Ltd
-
104
28.1%
[35.8]%
23.6%13.7%
SBI Mortgage Co., Ltd.
SBI Mortgage Co., Ltd.
SBI Housing Loan Shop
84SBI Housing Loan ShopSBI Money Plaza
SBI Mortgage Co., Ltd.Flat 35(Japan
Housing Finance Agency)SBI Mortgage Co., Ltd.Flat 35
SBI Mortgage Co., Ltd.
Flat 351,47814.7%339Flat 35
CEM Corporation
CEM Corporation
CEM Corporation9,899
9,1105,137
SBI Life
Living, Co., Ltd.SBI Planners Co, Ltd.
6,5232,668
-
105
7,2012,541
2,1542,506
7,201
2,920
1,676
1,244
SBI Life Living,
Co., Ltd.SBI Planners Co., Ltd.
SBI Private Equity Real Estate Fund
SBI Private
Equity Real Estate Fund50,772
-
106
1,521787
30%
SBI Net Systems Co., Ltd.
Mothers Market2355
40HOMEOSTYLE Inc.
SBI Biotech Co., Ltd.
-
107
Baylor Research Institute
CrystalGenomics Inc.
(hit-to-lead)
(1) (1)
Autoc one K.K. ................................... 30.1% 53.4% 1,564 745 40
SBI Life Living Co. Ltd. .................. 52.3% 52.3% 2,784 8,075 287
SBI Net Systems Co., Ltd. ............... 69.1% 69.1% 1,709 2,183 -1,995
.................................SBI SECURITIES Co. Ltd. .............. 44.2% 100% 152,500 64,499 11,923
SBI Futures Co. Ltd. 6% 84.6% 350 905 -91
E*TRADE Korea Co., Ltd. . . . . . . 71.4% 0.0% 19,018 7,851 1,853
Zephyr Co., Ltd. ................................. 21.4% 0.0% 64 109,172 -11,378
Zephyr
-
108
(1) (1)
.................................Seachina Co., Ltd. .............................. 75.7% 80.6% 932 480 44
SBI Futures Co. Ltd. .......................... 15.4% 100.0% 276 569 -894
SBI SECURITIES
SBI Card Processing Co. Ltd. .......... 75.0% 0.0% 409 195 -586
SBI AXA Life Insurance Co. Ltd. .. 55.0% 0.0% 3,795 140 -470 AXA Japan
Holding
SBI Robo Co., Ltd. ............................ 84.0% 0.0% 1 299 -357
Broadmedia Corporation ................... 27.5% 19.7% 2,973 11,714 -904
SBI Global Investment ...................... 17.2% 40.1% 381 412 -1,452 Co., Ltd.
Korea Technology Investment ......... 17.9% 44.7% 1,241 2,681 -6,743 Corporation
SBI Credit Co., Ltd. ........................... 100.0% 100.0% 255 3,069 147
(1)
-
109
SBI SECURITIES Co., Ltd.
(Nomura Research
Institute Inc.)
SBI SECURITIES Co., Ltd.
10
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.(Nomura Research Institute Inc.)
24
SBI NetSystems Co., Ltd.
-
110
Sony Financial
Holdings Inc.,
JAFCO Co., Ltd.Japan Asia Investment Co., Ltd.)
(i)(ii)
(iii)
Monex Inc. Rakuten Securities, Inc.kabu.com Securities
Co., Ltd.(Nomura Securities Co., Ltd.)
Nikko Cordial Securities Inc.
SBI SECURITIES Co., Ltd.SBI Liquidity Market Co., Ltd.
-
111
The Japan Net Bank,LimitedSony Bank Inc.
Rakuten Bank, Ltd
Sony Assurance Inc.Zurich Insurance
Company LtdMitsui Direct General Insurance Co., Ltd
(i)(ii)
InsWeb
(iii)
Japan
Housing Finance AgencyFlat 35
The Mortgage Corporation of
Japan,LimitedZentaku Jyutaku Loan Corporation
SBI
Housing LoanSBI Money Plaza
sbigroup.co.jp
-
112
........................................................................................ 164
........................................................................... 635
........................................................................................ 1,283
................................................................................ 355
........................................................................................ 894
............................................................................................ 3,331
18
45125,781
SBI Sumishin Net Bank, Ltd.
SBI E*TRADE SECURITIES Co., Ltd.
-
113
SBI SECURITIES Co., Ltd.
SBI Japannext Co. Ltd.
SBI E*TRADE SECURITIES Co., Ltd.SBI SECURITIES Co., Ltd.
SBI
E*TRADE SECURITIES Co., Ltd.SBI SECURITIES Co., Ltd.
SBI E*TRADE SECURITIES Co., Ltd.
SBI E*TRADE SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co.,
-
114
Ltd.51
40(ii)123(1)(xiv)
JSDASBI SECURITIES
Co., Ltd.
SBI Net Systems, Co. Ltd.
SBI Net
Systems, Co. Ltd.SBI Net
Systems Co. Ltd.
SBI Net Systems Co. Ltd.
(Kessan Tanshin)
SBI Net Systems
Co. Ltd.
SBI Net Systems Co. Ltd.
SBI E*TRADE SECURITIES Co., Ltd.
SBI E*TRADE
SECURITIES Co., Ltd.SBI
E*TRADE SECURITIES Co., Ltd.
51
40(ii)
123(1)(v)
JSDASBI E*TRADE SECURITIES Co., Ltd.
SBI
E*TRADE SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.SBI Net Systems Co., Ltd.SBI E*TRADE
SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.
SBI SECURITIES Co.,
-
115
Ltd.SBI SECURITIES Co., Ltd.
(a)
(b)
(c)
(d)
(a)(d)
SBI SECURITIES Co., Ltd.
JSDA
SBI SECURITIES Co., Ltd.
SBI Net Systems, Co. Ltd.
SBI Net Systems Co., Ltd.
SBI Net Systems Co.,
Ltd. (a) (b)
(c)
(d)(e)
(f)
-
116
SBI Net Systems Co., Ltd.
SBI E*TRADE SECURITIES Co., Ltd.
SBI E*TRADE SECURITIES Co., Ltd.
SBI E*TRADE SECURITIES Co., Ltd.
SBI SECURITIES Co., Ltd.SBI SECURITIES Co., Ltd.
79
300
SBI SECURITIES Co., Ltd.
280
70SBI Card Co., Ltd.
500,000540
SBI Card Co., Ltd.
CEM Corporation2.7
SBI Incubation Co., Ltd.368
-
117
10
8
(i)
(a)
(b)
(c)
(ii)
(a)
(b)
-
118
(c)
(iii)
(a)
(b)
(c)
(iii)(a)(iii)(b)
-
119
13
28
1.
(a) SBI Asia Net-Trans (No.7) Limited
1,002SBI
Incubation Co., Ltd.SBI Asia Net-Trans (No.7) LimitedSBI Asia Net-Trans (No.7)
LimitedSBI Asia
SBI Asia
SBISBI Incubation Co., Ltd.
SBI AsiaSBI AsiaSBI
Incubation Co., Ltd.SBI Asia20
SBI Incubation Co., Ltd.
SBI Asia20SBI Incubation Co.,
Ltd.2,975
-
120
(b) Living Corporation Inc.
Living Corporation Inc.
SBI Life Living Co., Ltd
2.75500400
Living Corporation Inc.
SBI Life Living Co., Ltd. Living Corporation
Inc.
(c) SBI ALApromo
1,0001,028,570
SBI ALApromo Co. Ltd.ALApromo972ALApromo1.39%ALApromo
51.34%
ALApromo
ALApromo33,21847.45%
2. ZEPHYR CO., LTD
ZEPHYR CO., LTDZPYRPartners Investment Co., Ltd. Partners InvestmentSBI Incubation Co.
ZPYR21.35%
ZPYR3.37530
990930
ZPYRPartners InvestmentZPYR
ZPYRPartners Investment3,037
ZPYRZPYR
Kondo Sangyo K.K. KondoZPYRKondo
KondoZPYRZPYR
ZPYR
ZPYRZPYR
-
121
SBI Incubation Co., Ltd. Partners InvestmentSBI Incubation Co., Ltd.
ZPYR4,198
SBI Incubation Co., Ltd.ZPYRZPYRSBI
Incubation Co., Ltd
.................................................................................... 3,036
................................................................................ 280
............................................................................ 751
................................................................................ 179
................................................................................ 369
................................................................................ 259
.................................................................................................................. 4,873
10,740
SBI Incubation Co., Ltd.
6,541
ZPYR
-
122
17
.......................... 60
...................... 48
.......................... 45
............................... 47
.......................... 45
.......................... 34
............................ 45
.......................... 36
.......................... 54
.......................... 45
.......................... 42
-
123
.......................... 59
.......................... 51
.......................... 70
.......................... 68
............................... 46
.......................... 44
602510
Wall Street Journal Japan K.K.Living Corporation, Inc.SBI Life Living Co.,Ltd.SBI VEN HOLDINGS PTE.LTD.SBI VEN CAPITAL PTE. LTDSBI VeriTransJASDAQMorningstar JapanK.K.JASDAQSBI Childrens Hope Foundation(Riji)Gomez Consulting Co., Ltd.JASDAQMorningstar Japan K.K.SBI Mortgage Co., Ltd.SBI Ventures Inc.SBI Investment Co., Ltd.SBI Card Co., Ltd.
-
124
E*TRADESECURITIES Co., Ltd.SBI SECURITIES Co., Ltd.SBI KOREA HOLDINGS CO., LTD.SOFTBANK FINANCECORPORATIONSOFTBANK TELECOM Corp.SOFTBANK CORP.
Nomura Corporate AdvisorCo., Ltd.Wasserstein Perella & CoNomuraSecurities Co., Ltd.Nomura Holdings, Inc.
4810(Komon)
SBI Ventures Inc.SBI Investment Co., Ltd.C4 Technology, Inc.SBI Net Systems Co., Ltd.SBI Net Systems Co., Ltd.SBI SecuritiesCo., Ltd.SBI SECURITIES Co., Ltd.SOFT TREND CAPITAL Corp.BroadBand Tower, Inc.JASDAQSOFTBANK FINANCE CORPORATION SOFTBANK TELECOM Corp.SOFTBANK CORP.NomuraSecurities Co., Ltd.Nomura Holdings, Inc.
-
125
45
)
SBI Ventures Inc.SBI Investment Co., Ltd.
SBI&BDJB
Management Limited.SBI VEN HOLDINGS PTE.
LTDSBI Asset Management Co., Ltd.(
)
Andersen ConsultingAccenture Japan Ltd
Suntory LimitedSuntory Liquors
Limited
(Kellogg Graduate School of Management at Northwestern University)
(Human Sciences)
47
10
)
-
126
SBI Ventures Inc.SBI Investment Co., Ltd
SBI Ventures Inc.SOFTBANK
FINANCE CORPORATIONSOFTBANK TELECOM Corp.
The Fuji Bank, LimitedMizuho Financial
Group, Inc.
(Otaru University of Commerce)
45
10
Wall Street Journal Japan K.K.
KABUSHIKI SHIMBUN, INC.Morningstar
Japan K.K.KABUSHIKI SHIMBUN, INC.
Morningstar Japan K.K.
Senmu()Morningstar Japan K.K.Moriningstar
Asset Management Co.,Ltd.SOFTBANK CORP.
Merrill Lynch Japan IncorporatedMerrill Lynch
Japan Securities Co., Ltd.The Hokkaido Takushoku Bank,
Ltd.
(University of Illinois)
34
10SBI VeriTrans
-
127
SBI ChinaBranding Co., Ltd.
eCURE Co., Ltd.
SBI VeriTransJASDAQ
SBI
VeriTrans
Office Work Systems Corporation
SBI Business Solutions Co., Ltd.
SOFTBANK FINANCE CORPORATION
SOFTBANK TELECOM Corp.SOFTBANK FINANCE
CORPORATIONCyberCash K.K.SBI
VeriTransCyberCash K.K.
45
10
GOODLOAN Co., Ltd.SBI Mortgage Co.,
Ltd.
GOODLOAN Co., Ltd.SBI Mortgage Co., Ltd.
Equal Credit
Co., Ltd.SBI Card Co., Ltd.
FINANCE ALL CORPORATION
E-Loan Japan K.K.FINANCE
ALL CORPORATION
The Tokai Bank, Ltd.The Bank of Tokyo-
Mitsubishi UFJ, Ltd.
36
-
128
Gomez Consulting Co., Ltd.JASDAQ
JCN Land Co., Ltd,
SBI Business Solutions Co., Ltd.
Office Work Systems CorporationJCN Land Co.,
Ltd.Office
Work Corporation )
SOFTBANK Accounting CorporationSOFTBANK TELECOM Corp.
SOFTBANK CORP.
54
30
E*TRADE SECURITIES Co., Ltd.SBI SECURITIES
Co., Ltd.
E*TRADE Japan K.K.
SoftVenture Capital Co., Ltd.
Nomura Securities Co., Ltd.
Nomura Holdings, Inc.
45
8
Shikkouyakuin Jomu
SBI Insurance Co., Ltd.
SBI Insurance Co., Ltd.
SBI VeriTransJASDAQ
SBI Financial
-
129
Agency Co., Ltd.WEB-Lease Co., Ltd.
SBI Lease Co., Ltd.
FINANCE ALL CORPORATION
)
SOFTBANK FINANCE CORPORATION
SOFTBANK TELECOM Corp.
The Dai-Ichi Kangyo Bank, Ltd.Mizuho
Financial Group, Inc.
42
19
Sumishin SBI Net Bank Research Co., Ltd.SBI
Sumishin Net Bank, Ltd.
E*TRADE Japan K.K.
Dentsu System International Co., Ltd.
Information Services International-Dentsu, Ltd.
59
Souhatsu
1070220
-
130
CCC Casting Co., Ltd.
Culture Convenience Club Co., Ltd.
OKWebOKWaveCentrex
SOFTBANK FINANCE CORPORATION
SOFTBANK TELECOM Corp.
SophiaBank LimitedSophiaBank Limited
SophiaBank LimitedLawson, Inc.
10
51
20
Giga Media Inc.
KLab Inc.
Watanabe Entertainment Co.,
Ltd.
Fuji Television Network, Inc.Fuji Media Holdings,
Inc.
Fuji
Television Network, Inc.
70
30
Shin-Etsu Chemical Co., Ltd.
Jasdaq Market Services
Inc.Osaka Securities Exchange Company, Limited
)
Jasdaq Market Services Inc.Yamaka
-
131
Securities Co., Ltd.Kazaka Securities Co., Ltd.
Yamaka Securities Co., Ltd.
Nikko Securities Co., Ltd.Nikko Cordial Securities Inc.
()
68
20
ASAHI KOGYOSHA CO., LTD.
ASAHI KOGYOSHA CO., LTD.
Ichiyoshi Securities Co., Ltd.
Kansa Hojin TohmatsuYugen Sekinin
Kansa Hojin Tohmatsu
PricewaterhouseCoopers Kaikei JimushoArata Kansa Hojin
PricewaterhouseCoopersArata Kansa Hojin
46
10
GREE, Inc.
GREE, Inc.
IT Kokusai Kyosoryoku Kenkyukai
DWANGO Co., Ltd.
Rakuten Institute of Technology Rakuten, Inc.
NTT DOCOMO INC.
i-mode
NTT
DOCOMO INC.
Transcosmos Inc.()
PIA CorporationSEGA
SAMMY HOLDINGS INC.()
-
132
NTT DOCOMO
INC.
NTT Mobile Communications Network Inc.NTT DOCOMO INC.
TOKYO GAS Co., Ltd.
44
()10
Avex Group Holdings Inc.
Avex Group Holdings Inc.
SiFA Co., Ltd.
Essentia Corp.
Innovation and Initiative Institute INVENIO
Co., Ltd.IntellAsset, Inc. Kansa
Hojin TohmatsuYugen Sekinin Kansa Hojin Tohmatsu
Price Waterhouse LLP, New YorkPricewaterhouseCoopers LLP
(Daniels College of Business at University of Denver)
204
327
328(a)(b)
437
8
Deloitte Touche Tohmatsu LLC
-
133
(i)(ii)
(iii)
381
385
383
(i)
(ii)
(iii)(iv)(v)
(vi)(vii)(viii)
(ix)(x)
-
134
................................................. 77
......................................... 65
............................................. 55
................................................. 65
77 30
KOKUSAI Investment Management Co., Ltd.KOKUSAI Asset Management Co., Ltd.KOKUSAI InvestmentManagement Co., Ltd.KOKUSAI Securities Co., Ltd.Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.(Torishimariyaku Fuku Shacho)Nomura Securities Co., Ltd.Nomura Holdings, Inc.
6530
Sumishin SBI Net Bank Research Co., Ltd.SBISumishin Net Bank, Ltd.Sumishin SBI Net Bank Research Co., Ltd.InsAgency K.K.SBI Financial Agency Co., Ltd.InsAgencyK.K.WEB-Lease Co., Ltd.SBI Lease Co., Ltd.
-
135
GOODLOAN Co., Ltd.SBI Mortgage Co., Ltd.FINANCE ALL CORPORATIONSOFTBANK FINANCE CORPORATION SOFTBANKTELECOM Corp.
The Fuji Bank, LimitedMizuho FinancialGroup, Inc. (Osaka ForeignExchange Division)(Ouji Branch)(International Planning Division)
5520
SBI Investment Co., Ltd.E*TRADE SECURITIES Co., Ltd.SBI SECURITIES Co., Ltd.Morningstar Japan K.K.(JASDAQMegabrain, Inc.SOFTBANKFINANCE CORPORATIONSOFTBANK TELECOM Corp.SOFTBANK CORP.
Mitsubishi Chemical Industries LimitedMitsubishi Chemical Corporation
6540
E*TRADE SECURITIES Co., Ltd.SBISECURITIES Co., Ltd.Ace SecuritiesCo., Ltd.WORLD Securities Co.,Ltd.SBI SECURITIES Co., Ltd.
-
136
(Jomu Shikkouyakuin)
(Nomura Securities Co., Ltd.)
Nomura Holdings, Inc.
19
.......................................... 45
.......................................... 46
.......................................... 55
.......................................... 48
.......................................... 41
.............................................. 45
.......................................... 45
Feng Wang ................ 38
.......................................... 34
.......................................... 52
.......................................... 40
-
137
45
12
SBI Life Living Co., Ltd.
SBI Life Living Co., Ltd.
SBI Investment Co., Ltd.
Gold Property Management Co., Ltd.
46
SBI Capital Solutions Co., Ltd.
SBI Servicer Co., Ltd.
SBI CAPITAL
Co., Ltd.
55
20
-
138
SBI Investment Co., Ltd.
SBI Asset Management
Co., Ltd.
Kumagai Gumi Co., Ltd.
48
20
IPOSoftbank
Finance Corporation
SBI Benefit Systems Co., Ltd.
SBI Biotech Co., Ltd.
SOFTBANK FINANCE CORPORATION
Sogo Horei Co.,
Ltd.
41
17
-
139
SBI Life Living Co., Ltd.
SBI Lease
Co., Ltd.e-
Research Inc.
The Mitsubishi Bank, Ltd.The Bank of Tokyo-
Mitsubishi UFJ, Ltd.
45
10
SBI Investment Co., Ltd.
SBI Ven Capital Pte. Ltd.SBI Hong
Kong Co., Ltd.CDIB Asia
CDIB Asia
Kwang
Hua Securities Investment TrustABN AMRO Asset Management, Taiwan
UBS Philips and Drew Securities
New Horizon Fund
-
140
4519
SBI Korea Holdings Co., Ltd.
Korea Technology
Investment CorporationSBI
GLOBAL INVESTMENT CO., LTD.
SBI Private Equity Co.,Ltd.SBI
Private Equity Co.,Ltd.E Trade Korea
(Nomura Securities Co., Ltd.)
Nomura Holdings, Inc.
E*trade Korea
Feng Wang 3810
Searchina Co., Ltd.
Searchina Co., Ltd.
Searchina Co., Ltd.
34
E*Trade Japan K.K.SBI
Securities Co., Ltd.
E*Trade
Japan K.K.
-
141
The Sakura Bank, Ltd.Sumitomo Mitsui
Banking Corporation
52
SBI & TH Venture Capital Enterprise
InsAgency K.K.SBI
Financial Agency Co., Ltd.PLX K.K.
Intecdhstra Co., Ltd.E*GOLF Corporation
Golf-Stadium INC.
SOFTBANK FINANCE CORPORATION
Trend Micro Incorporated
Nissho Iwai Corporation
Sojitz Corporation
Trend Micro Incorporated
(National Defense Academy of Japan)
40
SBI Ven Capital Pte. Ltd.
Daiwa
Securities SMBC Co. Ltd.Daiwa Securities Capital Markets Co. Ltd.
Daiwa Securities SMBC Europe LimitedDaiwa Securities Capital
Markets Europe Limited
Nomura Australia
-
142
KDD Co. Ltd.
55
SBI Investment Co., Ltd. SBI Asset
Management Co., Ltd.20
42
20
196
17
9
17
-
143
-
144
20
Satoe
Kusakabe
17
10
-
145
Tadato Ono
SBI Entertainment Co., Ltd.SBI Insurance Co., Ltd.
SBI Marketing Co., Ltd.SBI Asset Management Co., Ltd.
10
1714
IT
SBI SECURITIES Co.,
Ltd.SBI Life Living Co., Ltd.
SBI Technology Co., Ltd.SBI Net
Systems Co., Ltd.SBI Trade Win Tech Co., Ltd.
-
146
(A)
SBI Investment Co., Ltd.Morningstar
Japan K.K.SBI Mortgage Co., Ltd.
SBI SECURITIES Co., Ltd.SBI Life Living,
Co., Ltd. SBI Business Support Co., Ltd.
13%15%
1.05%
C4 Business Integration, Inc.
C4 Business Integration Inc.16
3%
216,000
454
Mitsubishi UFJ Trust
and Banking Corporation
163,02420
-
147
17.16%
22,928
(1) (%) 5.50 5.50 5.50(5.50) (5.50) (5.50)
(2) 1.00 1.00 1.00 1.00(1.00) (1.00) (1.00) (1.00)
(3) (%) 10.9 17.3 10.9 17.3(11.2) (17.6) (11.2) (17.6)
(4) 65 65 65 65(65) (65) (65) (65)
(5) (i) 15 15 15 15 (15) (15) (15) (15)
(ii) 51 65 51 65(51) (65) (51) (65)
(iii) (%) 3.9 2.3 3.9 2.3(3.9) (2.3) (3.9) (2.3)
(iv) (%) 0.0 0.0 0.0 0.0(0.0) (0.0) (0.0) (0.0)
(6) (i) () () () ()
(ii) () () () ()
(iii) (%) () () () ()
(iv) (%) () () () ()
(7) (i) 6,763 3,482 6,732 3,472 (6,923) (3,554) (6,891) (3,544)
(ii) 32 30 32 30(31) (30) (31) (30)
(iii) 371,175 312,939 314,503 269,935(364,834) (312,572) (311,773) (269,619)
(iv) 9.17 5.80 9.17 5.80(8.96) (5.68) (8.96) (5.68)
(1) (2) (3) (6)
18%16%(4) (7)(iii)
-
148
C4 Business Integration, IncSumitomo Life Insurance Company
58,730,434
1.59%
................................................................................................ 17,073
............................................................................................
............................................................................................ 8,112
................................................................................................................. 580
......................................................................................................................... 25,766
................................................................................................ 8,339
............................................................................................
............................................................................................ 17,426
.................................................................................................................
......................................................................................................................... 25,766
(b)
E*TRADE KOREA CO., LTD(1) .... 6,881,940 5,267,143
(1) E*TRADE KOREA CO., LTD.
-
149
53350.9
70867.5
40238.3
21620.6
47845.6
56553.9
27726.4
14614.0
Ken IzawaSBI Securities Co., Ltd.
Noriyuki Ishihara
SBIH
SBIH
39838.0
43841.8
-
150
8. (d)
-
151
34,169,000
........................ 44,023 20,451 32,628 23,931 ........................ 31,509 7,458 18,197 10,171 ........................ 22,984 10,669 16,968 18,290.................... [] [] [] []
............................. 44,023 35,697 39,585 39,037 ............................. 40,583 25,636 33,389 30,063 ........................ 37,192 28,637 32,524 30,462 ............................. 29,565 20,451 24,489 23,931 ............................. 31,509 23,183 27,731 23,233 ............................. 25,775 15,126 21,131 15,336 ........................ 15,635 9,473 13,252 13,631 ............................. 14,707 7,458 10,349 10,171 ............................. 20,431 10,669 14,946 19,673 ............................. 22,984 16,363 19,692 17,739 ........................ 18,686 13,571 16,097 16,622 ............................. 18,586 15,645 17,016 18,290 ............................. 21,110 11,020 16,224 11,210 ............................. 11,670 10,330 10,940 10,490 ........................ 12,600 9,370 10,966 12,500
......................................... 44,023 37,043 40,241 38,489 ......................................... 40,732 35,697 38,603 38,937 ......................................... 41,929 38,140 39,942 39,037 ......................................... 40,583 35,796 38,754 36,694 ......................................... 35,348 30,113 32,677 30,911 ......................................... 30,861 25,636 28,039 30,063 ......................................... 37,192 30,861 34,747 35,996 ..................................... 35,896 28,637 30,953 32,955 ..................................... 33,752 29,216 31,685 30,462
-
152
......................................... 29,565 20,451 24,817 24,459 ......................................... 26,194 24,340 25,260 26,144 ......................................... 24,928 21,059 23,349 23,931 ......................................... 27,580 23,183 25,441 27,580 ......................................... 31,260 27,510 29,817 30,611 ......................................... 31,509 23,233 27,815 23,233 ................................... 25,775 20,770 23,735 25,775 ................................... 24,659 19,394 22,500 19,633 ................................... 19,234 15,126 16,829 15,336 .......................... 15,545 9,473 12,611 11,497 ..................... 15,635 11,985 14,128 15,027 ..................... 13,960 11,866 13,173 13,631 .......................... 14,707 10,839 12,484 10,978 .......................... 11,228 7,927 9,712 7,927 .......................... 11,247 7,458 8,925 10,171 .......................... 13,102 10,669 12,049 11,696 .......................... 15,505 11,935 14,556 15,226 .......................... 20,431 15,705 18,157 19,673 .......................... 20,002 16,363 18,132 19,005 .......................... 22,984 19,145 21,054 20,760 .......................... 21,378 17,739 19,993 17,739 .......................... 18,686 16,482 17,413 16,931 ..................... 16,462 13,571 14,837 14,538 ..................... 16,712 15,086 15,913 16,622 .......................... 18,586 16,512 17,747 17,569 .......................... 17,310 15,774 16,498 15,774 .......................... 18,290 15,645 16,797 18,290 .......................... 21,110 18,450 19,412 20,040 .......................... 19,230 14,480 16,318 15,780 .......................... 15,790 11,020 12,959 11,210 .......................... 11,670 10,400 11,148 11,560 .......................... 11,290 10,330 10,816 10,440 .......................... 11,080 10,430 10,858 10,490 .......................... 10,510 9,370 10,096 9,840 ..................... 11,690 9,400 10,637 11,570 ..................... 12,600 11,400 12,109 12,500 .......................... 13,190 10,950 12,429 10,950 .......................... 13,820 10,950 12,403 12,660
-
153
........................ 43,823 20,371 32,568 23,911 ........................ 31,858 7,438 18,217 10,161 ........................ 22,984 10,799 16,965 18,450.................... [] [] [] []
............................. 43,823 35,747 39,604 39,137 ............................. 40,782 25,925 33,396 30,113 ........................ 37,192 28,597 32,543 30,861 ............................. 29,555 20,371 24,451 23,911 ............................. 31,858 23,093 27,649 23,173 ............................. 25,775 15,126 21,117 15,166 ........................ 15,585 9,503 13,255 13,511 ............................. 14,827 7,438 10,340 10,161 ............................. 20,411 10,799 15,012 19,633 ............................. 22,984 16,363 19,705 17,709 ........................ 18,686 13,660 16,111 16,512 ............................. 18,586 15,645 16,987 18,450 ............................. 21,110 11,040 16,153 11,210 ............................. 11,560 10,340 10,956 10,470 ........................ 12,590 9,370 10,950 12,320
......................................... 43,823 37,043 40,354 38,489 ......................................... 40,383 35,747 38,591 38,588 ......................................... 41,979 38,239 39,937 39,137 ......................................... 40,782 35,447 38,778 36,395 ......................................... 35,348 30,113 32,671 30,711 ......................................... 30,911 25,925 28,043 30,113 ......................................... 37,192 30,911 34,734 35,697 ..................................... 35,497 28,597 30,959 32,805 ..................................... 33,902 29,106 31,756 30,861 ......................................... 29,555 20,371 24,749 24,479 ......................................... 26,204 24,170 25,232 26,095 ......................................... 24,968 21,019 23,387 23,911 ......................................... 27,580 23,093 25,405 27,321 ......................................... 31,260 27,540 29,827 30,960 ......................................... 31,858 23,173 27,817 23,173
-
154
.......................... 25,775 20,770 23,702 25,775
.......................... 24,948 19,424 22,487 19,663
.......................... 19,234 15,126 16,835 15,166
.......................... 15,386 9,503 12,627 11,497
..................... 15,585 12,035 14,098 14,827
..................... 13,910 11,886 13,189 13,511
.......................... 14,827 10,669 12,439 11,048
.......................... 11,367 7,907 9,709 7,907
.......................... 11,247 7,438 9,013 10,161
.......................... 12,933 10,799 12,051 11,676
.......................... 15,555 12,065 14,617 15,206
.......................... 20,411 15,754 18,162 19,633
.......................... 20,002 16,363 18,162 19,075
.......................... 22,984 19,065 21,068 20,800
.......................... 21,119 17,709 19,986 17,709
.......................... 18,686 16,482 17,443 17,051
..................... 16,492 13,660 14,826 14,538
..................... 16,712 15,007 15,942 16,512
.......................... 18,586 16,542 17,749 17,230
.......................... 17,310 15,814 16,436 15,814
.......................... 18,450 15,645 16,804 18,450
.......................... 21,110 18,500 19,401 20,400
.......................... 19,130 14,550 16,322 15,530
.......................... 15,790 11,040 12,916 11,210
.......................... 11,560 10,480 11,158 11,490
.......................... 11,380 10,340 10,813 10,430
.......................... 11,230 10,470 10,901 10,470
.......................... 10,520 9,370 10,071 9,840
..................... 11,680 9,420 10,636 11,400
..................... 12,590 11,340 12,088 12,320
.......................... 13,190 10,950 12,422 10,950
.......................... 13,920 10,920 12,404 12,910
-
155
SBI SECURITIES Co., Ltd.
SBI
-
156
ZEPHYR Co., Ltd.110
1,245
3424
62936686
12,549
200,981875,965126,505109,52118,211
1,254,88693,549
-
157
(1) (2)
......................................... SBI Investment Co., Ltd. 100% 100%
SBI Incubation Co., Ltd. 100% 100%
SBI CAPITAL Co., Ltd. 100% 100%
SBI Capital Solutions Co., Ltd. 100% 100%
SBI Asset Management Co., Ltd. 100% 100%
SBI VEN HOLDINGS PTE. LTD. 100% 100%
............................. SBI SECURITIES Co., Ltd. 100% 100%
SBI Japannext Co., Ltd. 45.7% 45.7%
SBI Liquidity Market Co., Ltd. 100% 100%
......................................... SBI VeriTrans Co., Ltd. 42.7% 42.7%
Morningstar Japan K.K. 49.6% 49.6%
Gomez Consulting Co., Ltd. 74.0% 77.8%
SBI Lease Co., Ltd. 100% 100%
SBI Servicer Co., Ltd. 100% 100%
SBI Marketing Co., Ltd. 93.0% 93.0%
SBI Business Support Corp. 100% 100%
Autoc one K.K. 51.3% 51.3%
SBI Credit Co., Ltd. 100% 100%
SBI Sumishin Net Bank, Ltd. 50% 50%
SBI Insurance Co., Ltd. 65.5% 65.5%
SBI Card Co., Ltd. 50.0% 50.0%
................................. SBI Mortgage Co., Ltd. 94.0% 99.1%
SBI Life Living, Co., Ltd. 68.2% 68.2%
CEM Corporation 79.7% 79.7%
......................................... SBI Net Systems Co., Ltd. 81.0% 81.0%
HOMEOSTYLE Inc. 80.9% 100%
(1)
(2)
-
158
Autoc one K.K. ..................... 23.3% 30.1% 53.4%
SBI Life Living Co., Ltd ..... 0.0% 52.3% 52.3%
SBI Net Systems Co., Ltd ... 0.0% 69.1% 69.1%
SBI SECURITIES Co., Ltd. 55.8% 44.2% 100.0%
SBI Futures Co., Ltd. .......... 78.6% 6.0% 84.6%
E*TRADE Korea Co., Ltd .. 71.4% 71.4% 0.0%
ZEPHYR Co., Ltd ................ 21.4% 21.4% 0.0%
Searchina Co., Ltd ............... 4.9% 75.7% 80.6%
SBI Futures Co., Ltd. .......... 84.6% 15.4% 100.0%
SBI Card Processing
Co. Ltd ............................... 75.0% 75.0% 0.0%
SBI AXA Life
Insurance Co. Ltd ............. 55.0% 55.0% 0.0%
SBI Robo Co., Ltd ............... 84.0% 84.0% 0.0%
Broadmedia Corporation ..... 47.2% 27.5% 19.7%
-
159
SBI Global Investment
Co., Ltd.............................. 22.9% 17.2% 40.1%
Korea Technology
Investment Corporation ... 26.8% 17.9% 44.7%
SBI Credit Co., Ltd .............. 0.0% 100.0% 100.0%
.............................. 45,071 6,962
.......................... 13,536 11,665 12,500 31,847
.............................. -7 -414 -496
.......................... 119 -668 -684 -267
-
160
(i)
(1)
.............................. 720,140 497,363 378,966 180,897
(1)
.............................. 2,939 2,030 1,553 1,459
TOPIX
(1)........... 262.33 148.09 171.41 145.47
(1)
-
161
................. 87,846 63,797 54,445 21,649
........ 55,162 42,462 33,888 13,858
.............................. 52.6 39.1 32.5 14.7
(ii)
-
162
(1) .................. 12 0 8 2
(2).................... 54.7 12.9 17.4 9.5
(1)
(2)
(iii)
2,7705,7174,2901,253
-
163
55118465
27
TIBOR
-
164
11
-
165
1720
1720
7482103
101
22
20
-
166
20
21
22
23
7
16
10
(1)
(2)
(3) 20
(4)
(a)(b)
(1)
-
167
(2)
486471
20%
20
20
(1)
(2)
2020
20
85%
-
168
65%
70%
70%
(1)
(2)
(3)
(4)
(5)
(6)
1.
2.
3.
4.
5.
6.
100%
20%
3,192
4,6144,5203,723
20%
45,831
47,46642,28952,015(i)
20%
10%(ii)20%
-
169
5%(a)(b)
(iii)20%
(a)(b)
20%10% (1) ........................... 4.5% 1.5% 11.4% 32.2%20%5%(a)(2) ................. 32.1% 7.7% 53.4% 208.7%(b) (2) .............................. 0.2% 0.2% 0.2% 0.2%20%(a)..................... -642.8% -153.2% -1,067.3% -4,174.1%(b) ................................. -3.8% -4.4% -3.4% -3.8%
(1) 20%10%20%10%
(2) 20%5%20%5%
-
170
9
408
1,393
13
(a)
13
(b)
13
-
171
51
35
51
46-5
46-5
175
6.24
8
-
172
1518
-
173
(b)
(i)
(ii)
(c)
(i)
(ii)
(a)
(i)
(1)
-
174
(2)
(ii)
(b)
(i)
(ii)
(iii)
(iv)
(v)
(c)
(i)
(ii)
(iii)
(iv)
(d)
(i)
(ii)
(iii)
(e)
-
175
................................................. 8,811 10,018 9,970 4,957 5,119
.................................... 23 35 24
............................................. 61 52 25 1
............................................. 2,768 3,180 2,140 1,369 1,014
............................................. 494 50 53 50 67
1 ........................................................ 9,264 9,827 10,412 4,923 5,193
..................................................... 7,764 3,889 3,873
..................................................... 1,106 614 447 252 223
.......................................................... 64,616 62,885 61,971 31,126 30,696
1 SBI SECURITIES Co., Ltd
-
176
113
............................ 1 33 0 0
............................ 253 259 103 51 127
............................................. 1,989 1,485 189
............................................. 1,611 0 0
................................ 3 12,040 237 146 3
.................................... 7,547 46 24 176
........................................ 984
........... 635
............................................. 2,121 1,066 0 397
..................................................... 716
.................................... 6,794 1,353 238
....................... 2,300 14 44 42 1
.. 501
.............................................................. 1,580 5,137 998 362 257
.......................................................... 14,665 28,438 3,658 2,113 3,007
-
177
..................................................... 222,567 130,922 124,541 63,153 62,948
..................................................... 42,606 4,403 3,431 3,752 3,605
..................................................... 35,687 37 1,112 2,012 695
........................................ 4,228 (18,375) 2,350 822 686
.......................................................... 1,219,247 1,079,233 1,229,939 1,193,525 1,254,886
................................................. 387,766 419,338 428,615 426,146 457,530
............... 50,073 103,034 (53,134) (52,149) (30,034)
............... (20,610) (1,104) (15,563) (12,816) (9,793)
............... (9,957) (137,514) 84,599 55,205 32,959
................... 159,007 126,312 142,581 115,477 133,705
-
178
% % % % %
.................. 58,008 26.1% 15,850 12.1% 20,194 16.2% 12,118 19.2% 10,514 16.7%
..... 67,675 30.4% 47,648 36.4% 46,986 37.8% 25,136 39.8% 22,915 36.4%
.................. 21,600 9.7% 21,871 16.7% 24,441 19.6% 11,482 18.2% 13,525 21.5%
.......... 74,960 33.7% 40,860 31.2% 29,406 23.6% 12,564 19.9% 8,590 13.6%
.................. 322 0.1% 4,691 3.6% 3,512 2.8% 1,851 2.9% 7,402 11.8%
..... 222,567 100.0% 130,922 100.0% 124,541 100.0% 63,153 100% 62,948 100%
632205
0.3%629
13.2%105
251228.8%229
SBI SECURITIES Co., Ltd.
-
179
17.8%135
1SBI Insurance Co., Ltd.
200,0002SBI
VeriTrans26.8%
18.36
31.6%86
51SBI
Mortgage Co., Ltd
300.0%74
283
3721.3%286
25.7%64
84016
11.6%24
SBI Liquidity Market Co., Ltd
28.4%105
SBI Insurance Co., Ltd
1.5%
32SBI Life Living Co., LtdSBI Mortgage Co., Ltd.
0.7%66
-
180
311430
1.4%307
259
590.2%258
524229
43.7%754
SBI Sumishin Net Bank, Ltd.
203
4
2314
61.8%37
864511
59.1%14
551
126.5%12SBI KOREA
HOLDINGS CO., LTD668
149
695
20
1213
106.5%24
33
20
913858
55
Sumitomo Trust& Banking Co.,
Ltd.Broadmedia Corporation
-
181
21894
42.3%30
HOMEOSTYLE Inc.11
501
ZEPHYR CO., Ltd.
1513
1353
4.0%14
20
11
686
822
1,309644.9%
1,245
27.4%202New
HORIZON FUND,L.P
11843161
-
182
1.4%470
E* Trade Korea Co., Ltd.
SBI SECURITIES Co., LtdSBI SECURITIES Co., Ltd
1,866,508187,478
2,053,986
11.8%244
97,000
130%
74,00074,000
SBI AXA Life Insurance Co., Ltd
AXA Japan Holding Co., Ltd.
28.0%294
15.4%91
25.1%35
457.1%
591636
47.3%152
7KTIC Holdings
26
23.4%42
E*Trade Korea Co., Ltd
SBI SECURITIES Co., Ltd
-
183
28.4%183
37.8%181
20.5%40
62991.5%
620
537163.0%
521
SBI Holdings, Inc.SBI SECURITIES Co., LtdSBI
Mortgage Co., Ltd.
241251.1%
12
104
4210
551.9%5
2
6848.4%
35
251
2520
66
126
1113
7
11
3,700
-
184
1238871.7%351053273,30061E*Trade Korea Co., Ltd
28424887.1%371202754610111425110
615488.0%7
2239
24184
2,22691641.2%1,309
-
185
72.7%159
12
29.6%476
219
433.6
140.5
47,00032,000
311.7
434.7
45.5%409
347
SBI Net Systems Co., Ltd
51744.8%
6361,153
73.0%103
27
SBI Value Up Fund No.1VSN, Inc 24.9%15
-
186
17.6%55
8.5%143
60.1%193
90
149SBI Net Systems Co, Ltd
646172.7%