CONG TY CO PHAN CODI~NL~NH

S6: J1 ~ /CDL.2020

Ph\1 h_1c s6 05

C<)NG HOA xA H<)I CHU NGHiA VI~T NAM B(>c l~p - Tt! do - H~nh phuc

Tp.H6 Chi Minh, ngay 4J thimg OJ niim 2020

BAO cAo TINH HINH QUAN TRJ CONG TY NIEM YET NAM 2019

Kinh giri: - Uy Ban Chll'ng Khmin Nha Nu6'c

- SO' Giao Djch Ch1fng Khoan TP.HB Chi Minh

Ten cong ty niem y€1: Cong Ty C6 Ph~n Ca Di~n L~nh Dia chi tn,1 sa chinh: 364 C('>ng Hoa, Phu6ng 13 , Qu~n Tan Binh, Tp.H6 Chi Minh, Vi~t Nam

Di~n tho~i: 84-28-38100017 -Fax: 84-28-38100337

Emai l: ree@reecorp.com.vn -Website: www.reecorp.com

V6n di~u 1~: 3.100.588.410.000 d6ng

Ma chung khoan : REE

------:~ ~<~'3~----

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·· ~( cc~ I. Ho~t d(>ng cua B~i h(>i dBng cB dong: \;t< \t.~ u\'

Thong tin v~ ~ac cu<?c h9p v~ Nghi, quy~t/Quy~t dinh cua D~i h9i d6ng c6 ,dong C?ao ,g6m ca ~-:~'?~ cac Nghi quyet cua D~i h9i dong co dong duqc thong qua du6i hinh thuc l§.y y kien bang van ~ ban) :

STT SB Nghj quy~t/Quy~t djnh Ngay N(>i dung

Thong qua cac bao cao va ta trinh t~i D~i 1 02/2019/DHDCD-NQ 29/03/2019 h9i d6ng c6 dong thuang nien tai kh6a

2018 t6 chuc ngay 29 thang 03 nam 2019.

II. H(>i dBng quan trj:

1. Thong tin v~ thanh vien H9i d6ng quan tri (HDQT):

Ngay b~t diu SB buBi Lydo

I khong con Ia hQp Tyl~

khong STT Thanh vien HDQT Chuc v1,1 tham d1,1·

thanh vien HDQT tham dl)'

HDQT tham dl)' hQp

hQp

I Ba Nguy~n Thi

Chu tich 29/03/2018 04 100% Mai Thanh

Mr. David 2 Alexander Ph6 Chu tich 29/03/2018 04 100%

Newbigging

.. Ong Nguy~n NgQc Thanh vien 29/03/2018 04 100% .)

Thai Binh

4 Ong D(lng H6ng

Thanh vien 29/03/2018 04 100% Tan

5 Ong Stephen

Thanh vien 29/03/2019 03 100% B6 nhi~m tu

Patrick Gore 29/03/2019

-Trang I -

2. Ho~t d9ng giam sat cua HDQT d6i v&i Ban Giam d6c:

Can cu v<'w quy~n h~n va nhi~m Vl,l duqc giao, niim 2019 HDQT va T6ng Giam d6c da tri~n khai tht,.rc hi~n cac nhi~m v1,1 sau: • Tuan thu cac guy dinh phap lu?t hi~n hanh lien quan d~n quan tri cong ty va cong b6 thOng

tin, bao g6m: o Lu?t Doanh nghi~p ;

o Lu?t Chung khoan va Lu?t Chung kh6a sua a6i b6 sung; o Nghi dinh 71/20 17/ND-CP ngay 06/06/2017 hu&ng d~n v~ QuC:m tri Cong ty ; o Thong tu 195/2017/TT-BTC ngay 22/09/2017 hu&ng d~n Nghi dinh 71/2017/ND-CP v€

Quan tri Cong ty; o Thong tu 155/2015/TT-BTC ngay 06110/2015 hu&ng d~n cong b6 thong tin tren thi

truemg chung khoan. • C1,1 th~ h6a cac guy dinh cua phap lu?t trong ho~t d9ng cua Nh6m Cong ty t~i cac van ban

n9i b9 nhu: o Di~u 1~ Cong ty (sua d6i b6 sung l~n thu 11 ngay 29/03/2019) o Quy ch~ N9i b9 v~ Qmin tri Cong ty ban hanh ngay 29/03/2018.

• Tuan thu cac guy dinh phap lu?t v€ qm'm tri cong ty va thl,l'C hi~n cong b6 thong tin d~y du, dung h~n v~ tinh hinh ho:;tt d9ng san xu~t kinh doanh cho c6 dong, ca quan quan ly va cac ben lien quan dl,l'a tren ca sa minh b:;tch, chinh xac va kip thai

• Quan ly va v?n hanh theo nhfrng thong 1~ quan tri t6t nh~t, nang cao ch~t luqng quan tri theo chu~n qu6c t~ thong qua vi~c ap d1,1ng cac tieu chi trong guy t~c quan tri cong ty cua T6 chuc Hqp tac va Phat tri~n kinh t~ (OECD) va The di~m Quan tri Cong ty ASEAN.

• Cac thanh vien HDQT khong di€u hanh va d9c l?p dam nhi~m vai tro cua Ti~u ban luang thuang va Ti~u ban Ki~m toan N9i b9 thu9c HDQT va t6 chuc cac bu6i hQp rieng nhflm gia tang tinh d9c l?p va dam bao d9 tin c?y trong cac n9i dung rna Ti~u ban nay ph1,1 trach.

• Thl,l'c hi~n chuang trinh phong ch6ng tham nhling, gia tang tinh minh b:;tch trong ll,l'a chQn nha cung cip va nha th~u.

• Phat tri~n kenh thong tin, t:;to thu?n lqi cho cac ben lien quan ti~p c?n thong tin da cong b6 nhu dang tai tren trang thong tin di~n tu cua So Giao dich Chtrng khoan Tp.Hfl Chi Minh (HOSE), Uy ban Chtrng khoan Nha nu&c (SSC) va tren trang thong tin di~n tu chinh thuc cua Cong ty t:;ti dia chi: www.reecorp.com.

3. Ho:;tt d9ng cua cac Ti~u ban thu9c H9i dflng quan tri:

• Cac Ti~u ban cua HDQT ho:;tt d9ng theo trach nhi~m va nhi~m Vl,l duqc guy dinh trong 8i€u 1~ va Quy ch~ N9i b9 v€ Quan tri Cong ty. Cac Ti ~u ban cua HDQT chu~n bi cac n9i dung lam vi~c cua Ti~u ban va hQp cling v&i cac CUQC hQp cua H9i dflng Quan tri.

• Ti~u ban chi~n luqc: xay dl,l'ng chi~n luqc va dinh hu&ng ho:;tt d9ng kinh doanh. • Ti~u ban Luang thuang: chiu trach nhi~m xay diJllg chinh sach thu lao cho thanh vien

HDQT, d€ xu~t chinh sach khen thu6ng Ban Giam d6c di€u hanh, can b9 cong nhan vien chu ch6t vatu v~ cho HDQT trong vi~c ho:;tch dinh chinh sach ti€n luang cua Nh6m Cong ty, phat hanh c6 phi~u thuang, c6 phi~u theo chuang trinh liJa chQn (ESOP) cho can b9 cong nhan vien chu ch6t.

• Ti~u ban Ki~m toan n9i b9: c6 trach nhi~m thuemg xuyen danh gia tinh hinh tai chinh cua Nh6m Cong ty va thi~t l?p cac chuc nang ki~m soat n9i b9 d~ dam bao hqp ly vi~c thl,l'c hi~n ca.c ml,lC tieu cua Cong ty v~ hi~u ll,l'c, hi~u qua ho:;tt d9ng, d9 tin c?y trong bao cao tai chinh, tuan thu phap lu?t lien quan. Cac thanh vien HDQT khong di~u hanh va d9c l?p dam nhi~m vai tro cua Ti~u ban luang thuang va Ti~u ban Ki~m toan N9i b9 thu9c HDQT va t6 chuc cac bu6i hQp rieng nhflm gia tang tinh d9c l?p va dam bao d9 tin c?y trong cac n9i dung rna Ti~u ban nay ph1,1 trach.

4. Cac Nghi quy~t/Quy~t dinh ct1a H9i dflng quan tri:

Ngay N{)i dung

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i

1 02/20 19/QD-HDQT 22/01 /2019 Thong qua va trien khai phuong <'m phat hanh Tnii phi~u Ngay dang ky cuoi cling de to chuc D~i h9i

2 03/2019/QD-HDQT-REE 11102/2019 d6ng c6 dong thuang nien nam tai kh6a 2018 va tni c6 tuc t~ Ung nam 20 18

3 04/2019/BB-HDQT 19/02/2019 Bien bim hQp HDQT thuemg ky Qui 4/2018

4 06/20 19/QD-HDQT 24/04/2019 Quyet d!nh Bo nhi~m nhan sv Tieu ban Kiem toan N9i b9

5 07/2019/BB-HDQT 03/05/2019 Bien ban hQp HDQT thuemg ky Qui 112019

6 08/2019/QD-HDQT-REE 17/05/2019 Chao mua cong khai co phieu Cong ty Co phcln Cap thoat nu6c Khanh Hoa

7 09/20 19/QD-HDQT 22/05/2019 Mi~n nhi~m thanh vien Tieu ban Kiem toan N9i b9

8 10/20 19/QD-HDQT 22/05/2019 Bo nhi~m thay the thanh vien Tieu ban Kiem toan N9i b9

9 13/2019/BB-HDQT 30/07/2019 Bien ban hQp HDQT thuemg ky Qui 212019 10 16/2019/BB-HDQT 30/10/2019 Bien ban hQp HDQT thuemg ky Qui 3/2019

11 184/CDL.l9 18111 /2019 Nghi quyet HDQT ve vi~c cham dm dv an dau tu Transorient Pte. Ltd. t~i Singapore

III.Diw tl;}o v~ quan trj cong ty: Cac kh6a dao t~o v~ quan tri cong ty rna cac thanh vien HDQT, Giam dflc (T6ng Giam dflc) di~u hanh, cac can b9 quan ly khac va Thu ky cong ty da tham gia theo quy dinh v~ quan tri cong ty:

STT Kh6a hQc Noi dao tl;}o Thirii~\ Quy~t to an thu~ 20 18 va kinh nghi~m nh~n di~n va

. \ ': 'J~

l CFO 2210 ~~~u ~~~} ~;~ 1.: quan ly rui ro trong vi~c tri~n khai H6a dan di~n tu · ' "· r..~ · ·>Li

2 H9i nghi qu6c t~ v~ nang luqng tai t~o VN nam 2019 Terrapinn 3 -4/04/)Hl:ci';./' ··- .. --~ . ._.~.~~ ~\_~"~ .

Chuang trinh Chuyen sau v~ Uy ban Ki~m toan . !..!_;~~~:, :l'·+""

3 (GEP _ACMP3)

VIOD 20-21/06/2019

IV. Danh sach v~ ngu(ri c6 lien quan cua cong ty niem y~t theo quy djnh tl;li khoan 34 I>i~u 6 Lu~t Chu·ng khoan va giao djch cua nguoi c6 lien quan cua cong ty vO'i chinh Cong ty:

1. Danh sach v~ nguai c6 lien quan cua cong ty: Vui long xem file dinh kern.

2. Giao dich gifra cong ty v6i nguai c6 lien quan cua cong ty; ho~c gifra cong ty v6i c6 dong 16n, nguai n9i b{>, nguai c6 lien quan cua nguai n9i b9 : Khong c6

3. Giao dich gifra nguai n9i b9 cong ty niem y~t, nguai c6 lien quan cua nguai n9i b9 v6i cong ty con, cong ty do cong ty niem y~t n~m quy~n ki~m soat: Khong c6

4. Giao dich gifra cong ty v6i cac dfli tuqng khac :

4.1 . Giao dich gifra cong ty v6i cong ty rna thanh vien HDQT, thanh vien Ban Ki~m soat, Giam dflc (T6ng Giam dflc) di~u hanh da va dang Ia thanh vien sang l~p ho~c thanh vien HDQT, Giam dflc (T6ng Giam dflc) di~u hanh trong thai gian ba (03) nam tn'r l~i day (tinh t~i thai di~m l~p b:io cao ): Khong c6

4.2. Giao dich gifra cong ty v6i cong ty rna nguai c6 lien quan cua thanh vien HDQT, thanh vien Ban Ki~m soat, Giam dflc (T6ng Giam dflc) di~u hanh la thanh vien HDQT, Giam dflc (T6ng Giam dflc) di~u hanh: Khong c6

-Trang 3-

l)hu luc s•1 l).S . . .

4.3. C:ic giao d!ch khac cua cong ty (nSu c6) c6 th~ mang l~i lqi ich v~t chftt ho~c phi v~t chftt -t d6i v6i thanh vien HBQT, thanh vien Ban Ki~m soat, Giam d6c (T6ng Giam d6c) di~u hanh: Khong c6

VI. Giao djch cB phi~u ciia nguOi n()i bQ va nguO'i lien quan ciia nguO'i n()i b():

1. Danh sach nguai n9i b9 va nguai c6 lien quan cua nguai n9i b9 : Vui long xem file dinh kern.

2. Giao d!ch cua nguai n(>i b(> va nguai c6 lien quan d6i v6i c6 phiSu cua cong ty niem ySt:

s6 co phi€u si:i' hfru s6 c6 phi€u si:i' hfru Lydo NguOi Quan h~ dh ky giao dich cu6i ky giao dich tang, giam

TT th\fC hi~n v&i ngm'ri s6 s6

(mua, ban, giao djch n{)ib{)

cA phi€u Ty I~ ., J. Ty I~ chuy~n dBi,

co phieu thui:i'ng ... )

Platinum Victory Pte. To chfrc c6

I lien quan d~n 77.128.203 24,88% 89.940.045 29,01 % Mua c6 ph~n Ltd

TVHDQT

VII. Cac vin d~ dn luu y khac: Khong co

-Trang 4-

M§u CBTT/SGDHCM-05 (Ban himh kem theo QuySt dinh s6 340/QD-SG DI--ICM ngay 19 thang 08 nam 2016 cua TGD SGDC K T PHCM v~ Q uy chS Cong b6 thong tin t? i SGDCK TPHCM)

CONG TY CO PHAN

CODI~NL~NH

s6: DJ tcDL.202o

C<)NG HOA xA H<)I CHU NGHiA VI~T NAM

Dqc l~p - Tl! do - H~nh phuc

Tp. H6 Chi Minh, ngay J.3 thang '()1 niim 2020

DANH SA.CH NGU(H N(>I B(> VA NHUNG NGUOI CO LIEN QUAN

Kinh giH: SO' Giao Djch Chtlng Khoan TP.HB Chi Minh

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TT Ten ca nh3n

!t6 chfrc

sa tai khoan

giao djch

(n~u c6)

H(H DONG QUAN TRJ

Chfrc VI} Dia chi

Lo~i hlnh ID SLCP Di~n Ngay SLCP Ngay

(CMND/Hq So~ ID d~i di~n Ngay tho~i c§p Noi dp ca nhan mi~n

chi~u/ Gi§y so· hii-u b6 nhi~m va so· hii-u nhi~m DKDN) .• (n~u c6) Fax

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2

Nguyen Thi

Mai Thanh

Dav id Alexander

Newbigging

Chu tich 29-03-2018 Vi~t Nam

Ph6CT 29-03-2018 Anh Qu6c

Ghi

chii

·-·- ·-·-··--·---- --------- -------··-·---- ..................................................... !-.. -· .. ··-- ...................... ·-·-·--------------------- -······----·---····· .. ····· ................................. ................................ _ ..................... - ....... ---------·- ---··

3 Stephen Patrick Thanh vi en 29-03-201 9 Anh Qu6c Gore

4 Nguyen NgQc

Thai Binh Thanh vien

.................................. ______ ··-------!-----................................. ..

5 D~ng H6ng Tan Thanh vien

BAN TONG GIAM DOC

d -. ----- J ... -------- ------------. . . ..... . Nguyen Thi .

. Tong GD Mai Thanh

------------- - ------ - -- --- -------- --Huynh Ph6 TGD

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29-03-201 8 Vi~t Nam . ............................................... ·-·· .. ··---···--·----------- ------·-· - .. - ......... ____________ ,. _____ , .. ,_. ---····· ............. --.............. - ............... .......... - .......... _____ -----

29-03-201 8 V i~t Nam

Trang I

TT Ten ca nhan

ItA ch(rc

sa tai khoan

giao djch Chu·c VI}

(n~u co)

Dja chi

Lo~i hlnh lD

(CMNDIHQ

chi~ul Gilly

DKDN)

sam

Ngay

dp No·idp

SLCP

ca nhan

so· hii'U

SLCP

d~i di~n

so· hii·u

(n~u co)

Ngay

bA nhi~m

Ngay

mi~n nhi~m

Di~n

tho~i

va

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Quae tjch Chi

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3 Ph ;:t.m

Qu6c Th~ng

ClAM DOC TAl CHiNH

Ph6 TGE> 01-06-2016 Yi~tNam

--·-·-- ----····------·-······--··-· ···-···--····-·--·-·---·--·-- -···-·-···-·--··-···- ----------- ........... ···-··--····-······-··- ·········--····-··-·····-·--·-·--···----,-----,-----·-------·-·-·-··--··------- ···---·-·-··-·-·-···- ... ·---··---··-· ···--·---··- . ··--··-··-····-·--··--······-··- -·--··-·---·· Nguy~n NgQc Giam d6c

Thai Binh Tai chinh

KE TOAN TRUONG

H6 Tn1n

Di~u Lynh

Ghi clui:

Ke toan

tn.rO'ng

1. Nguo·i n9i b9 duqc hiSu thea quy djnh t~i DiSu 2 Thong tu s6 155/2015/TT-BTC

30-12-2011 Vi~t Nam

24-02-2006 Yi~t Nam

2. NSu Nguo·i n9i b9 Ia nguo·i d~i di~n v6n cho t6 ch(rc khac lam thanh vien HDQT, Ban T6ng giam d6c, Ban kiSm soat cua cong ty, thi ghi ro thong tin lien quan cua t6 ch(rc va nguo·i d~i di~n sa hCi'u vfln d6.

3. Dfli v6i cong ty ch(mg khoan thanh vien, chi cung dp thong tin cua Nguoi duqc uy quySn cong b6 thong tin va nguo·i c6 lien quan cua Nguoi duqc uy quySn cong b6 thong tin .

II- Danh sach nhii·ng nguc'ri co lien quan ciia ngu·c'ri n{)i b{):

TT Ten ca nhan

ITA chu·c

H(H DONG QUAN TRJ

sa tai khoan

giao djch

(n~u co)

Chu·c VI} 1

Mfli

quan h~

Dja chi

Lo~i hlnh ID

(CMNDIHQ sam

Ngay

chi~ul Gifty ~ cap

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SLCP Di~n SLCP

Noidp dt~i di~n thot~i

Quae tjch ca nhan siY hii·u va so· hii'U (n~u co) Fax

Chi

chu

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-·--·-·-·· -·······----· .... ··········-····-··---····- ........... -·····-··-···- ..................................... ................ ........................................................................ ·································-····-···-·-··--·-·-· ··---·---···-·-·········-- -···--··-·--··---- -·······-······-·········-----··-- ............................................................................................. ·-·····--···-··-·-········-····· -·-·····-·-···--······ 1-··-·······-·-··-·-········--+-···········--· ···1

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1.3 Nguy~n NgQc Nh~t H;:t.nh Con gai Vi~tNam ··-··-- -·---·---··-···-·- ·---·-·········-··-··--··-- ·-·-· ········-·--·-·---··---·-·------ -'------·---·-·-·---·----·---·····- ·····-··-··-- -·-·······-··----····---··· ····-··-·······-···-····--- ···-·········-····----·· -·----- ---- _____ J... ____________________ .L ................ _ .. J

Trang 2

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1 Lo~i hinh ID SLCP Di~n

TT Ten ca nhan

I T6 chu·c

sa tai khoan Chu·c Vt.J I SLCP (CMNDIHq Ngay d~i di~n tho~i

giao dich Mai Dia chi SaID No·i c§p ca nhan chi~ul Gi§y dp sO' hii'U va

(n~u co) quan h~ sO' hfru

Quae tich Ghi

chu

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2 David Alexander Newbigging PhO CT 77.211.503 Anh Qu6c

2.1 Sir David Kennedy Newbigging Cha ·------·--........... _ .. ·--· -·--·---·--- ........... _, ___ , _____ ----·----.. -.. - ... _____ ,, ...... ,_,,,_,,,_,_,_,,.,, __ ............ - ... -.... - ........ - ...... ___ .. ,_, ______ ,___ ...... ,_ .. ,, .. ______ ,,_.... .. ....... , ____ ,,_, ___ ,_,_,

2.2 Carolyn Susan Newbigging M~ - ----- ·-----.. -· __________ .. _ ... ______________ ---- ____ , __ ,,__________ . ----·------ ----1-- ·----1--------1----1---.. ---- --2.3 Annabelle Louise Audier Chi gai ,, ___ ,,, ______ .... ____ .. ___ ,,_, ______ , ______ ,,,_,,,_, __________ ..,, __ ,_,, _____________ ,,_, , _________ .. __________ ,,,,_ -----j--------· _____ , ___________ , ----·---·r--------i------1- .. - ·---·-·---·- -----

2.4 Susanna Quinell a Newbigging Chi gai

2.5 Kirsten Newbigging Vq 1---·1---- -----·-------'1--- ------i--------1---· ----------·- ··--------!-----... ·--·-------·- .. ·-·----------- _____ ,, _______ , ___ ,,_,_, _____________ ,, ____ ,_, ____ -- ···-··

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2.7 Maya Matilda Newbigging Con gai .................. ............................... ................. ......... .. ................................. - ........................... , ___ , __ ....... - ................................................................ --...... - ................. __ , ______ , ....... _ .............. --. --- ....... _.__,_,._, ................ - ............................................. __ ,____ ___ --·--- --·------ ------~\ \'i

3 Stephen Patrick Gore Thanh vien Anh Quilc ·1" ... ,~;0:

--·--- ------·--·- ............... - .... ·-·-.. -·-.............. --·------·-·- ·-·---··--......... - ............... - .... -----·------ ........ _ .. _______ .. _______ -----.. --------·----- ---·--·---.... --------- ___ .. _____ - .... ---·A' . 3. 1 Patrick Gore Cha Anh Qu6c -~ _:: . :t. L

r--~---------------·---- --. ..,. .~ .

3.2 Christine Gore M~ Anh Qu6c - ·---------------- _______ , ___ ,, ______ ,_, .......... ______ , __ ,_ _ _____ ,_ , _______ ,.. ,, ____ ---·--·---------.. ------·---·-· -·-·-·----·--·-·-·;"-""" --.. --·--·-·- 1 --

3.3 Sarah Gore Vq Anh Quoc ?f,;~? ·-·-· ·------·----..... , .... ____ ,,, .... _.. .... . ,_._ .. ___ , _______ , ........... -...................... __ ,, ··---·-·--............ _ ................ - .. -... -_............................. .......................... ......... ................. .................................... . ............. - ............ ............................................. - ............................................... ___ - .......................... - ...................... ,.;,;,; -s?

3.4 Emma Gore Chi Anh Qu6c ---- ----·----·-·-----.............. __________ ·--........... _, ___________________ , _____ ,, ...... ,_,,_, ___ , _______ , ___ , ____ ,_,, ____ ,, ___ --------·-- ....... , .... __ ,_, ............. , .... _,_,,_, ___ -----------------__ ,, ______________ ,,_

3.5 William Gore Con trai Anh Qu6c

3.6 Jem ima Gore Con gai Anh Qu6c _, -·--·----·-··--·----·-.. --.. ··-·----· ....................... _______ , _________ , _____ -----·----j-----1------ --·------1---.. -----·-------------·- _,, _______ ·-·

3.7 Elliott Gore Con trai Anh Qu6c __ ,_ ,_, ____ , ________________ ,,_, .. , __ .. ___ .. , _____ ,_, __ , ___ -----·---·-·- ·-·-·-···-·--·-....... _ .. _ .. _____ , ....... ,_ ................... , ______________ ·--·----.. --.. --.. ·--

4 Nguy~n Ngqc Thai Binh Thanh vien Vi~t Nam ___________ ,___ _______ -·---·--- ....... , .. _____ ,_, ________ .... _____ -·-------------- --------------1------4.1 Nguy€n NgQc 1-l ai Cha Vi~t Nam

............ ,_ ·----·-·--................ - .......................... ,_, _____ , .. , .... _____________ ·----.... -.... -·--·--------!-----·-·-- _____ , __ ---·-.................. _ .. ,_ ------l------·1----·------------·

4.2 Nguy€n Thi Mai Thanh M~ Vi~t Nam .......... _, ____ , .......................... , .... _ ... ___ ,,_,,_ ................................................................... _, ____ ·- ......... _, .. , , ______ --·---·-·--·--·-""""" .................... _ ... _ .. ___ , ......... --........... - .... , .. ,_, ___ , ......... , .. , ___ , __ ................... , .. ,_ .. ,_ ............. ,_,,______ ............... , ______________ , _______ ---.. --------·---·-· ........ _ ..

4.3 Nguy€n NgQc Nhfit 1-l ~nh Em gai Vi~t Nam --------·--------1-------1----·-·- -·--------1 .. -----·- ------- ·--·----··--.. ·----- -----·----1------+ -----.. - -----·---·--· ......... __ ,

4.4 Truong Thi Minh H~nh Vq Vi~t Nam 1---t----------· ---·---1-------t--------f-------------------·--l-----i------ ------ -·--------·- --·----·----------·---- ----------·

4.5 Nguy€n Nam Trung Con trai Vi~t Nam ---l----·----.................................. - ............... __ ,, ___ , _____________ ,_,,, .. , _______ _

4.6 Nguy€n Nguyen 1-l~nh Con gai Vi~t Nam ................................................. _,, ____ ........ _______ , __ ---------·--......... _, .... ,_,_, _________ ,, ____ ......... - ............... ___ ---..................... --. -------- ................................. ___ , ___ ---·-·---

4.7 Nguy€n Thanh Mai Con gai Vi~t Nam _____ , __________ ,,_,_,,_, _____ -·-----·-·-----·-· -----·- .. ·--·-------------·1·------l-----l-------+----l---·--+ -----l-----l-----l·--

5 D~ng Hfing Tan Thanh vien VietNam ·--· --- -·--· .. ·-·--·----· ......... ,___ f---------·-------------l-------l--------·1-------l------l------l------l-----!--:._ ___ ·-----

5.1 To Thi Lan M~ ru(>t Vi~t Nam

Trang 3

sa tai khoan Ten ca nhan

TT I TB chfrc

giao djch

(n~u co)

Chu·c v~;~ I

Mai Dja chi

quan h~

Lo~i hinh ID

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DKDN)

sa rn Ngay

cftp

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ca nhan

so· hii·u

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Fax 1--- ·---·----·------·-··--·----------------.. -·--- _______ , __________ .. ___ .. ___________ --·--·------·--- --·----- ·-------··-............................................. _ ....................... _____ .. ______ .. ___ .. ___ .. ___ .......... _______ .. ,_ .. __

5.2 Huynh Kim Huy Vq Vi~tNam

Ghi

chu

.... ____ ., ___________ .... _________ .... ________ ......... - ------------1---------------.. - - -----------------j-------- --·--·-·---r---·--------1----··------5 .. 3 D\l.ng Huy Ltrang Con trai Vi~tNam

5..4 D(l.ng Thl)c Phtrang Con gai Vi~tNam ~-~-------------·- -----r------1-------- ~------1--·------------t-----t---

5.5 D(l.ng San Ha Anh ruot Vi~tNam .................................... ______________ ... _ ................. _ .. __ ..... ______ -----·-·-- __ ...... - .... ..

5 .. 6 D(l.ng Thl)c Trinh Chi ruot Vi~tNam r-----1---------·-- - - -----------------r----------------·---·--.. -·-·--·-·-·-· ·---·-·---·---· ---·---·---·-·-·--- .. ________ .. _ ·-·-·------- ·---.. ·---... - ........ _____ .... ·-·-·--·--·--·--.......................... .

5.7 D\l.ng Chau Dtrang Anh ruot Vi~tNam ..................... _ .. ____ .. _______________ .. ______ , .................. _ ... ____ .. __ .... ____ --------- - - ----------- ------1-----+- --------r-------1----1-----11--

5.8 D(l.ng Thl,lc Thanh Em ruot Viet Nam - -·-------- --· ___ .... _____ .............. _ .. ____ ---------·-·-------- ................. - ................. ............................................ _., _____________ ., .. ______ _

5 .. 9 D\l.ng Thl)c Oanh Em ruot Vi~t Nam .. ______ -----·--.... - ................ _ .. ____ ................. - ....... ___ --· ......... _ .. ·--·----------!-----------·-.. ·--·--· .. _ ........... _ --·- ---·--·---· ·-·----· --·--·------- ............... - ............... ______ .. _____________ ..... _ .. _______ ---------.. _., ___ .. __ _ 5.10 D(l.ng Dt!c Phb Em ruot Vi~tNam

BAN TONG GIAM DOC ............... - .... - ........... ·--·-----,------·-·-----.. ·-· ·-----,-------- .. -----,-----r·---------------------,-----,---,------,----

TBng GD Nguy~n Thj Mai Thanh VietNam ..................................... ______ .. __ -·- __ ___: _______ -·-----

VietNam . .................................................................................................................. , .... ............................................... , ...... ____ ....................... , ........................... ______ ............................. .

1.1 Nguy~n Ngqc Hai Ch6ng ~-1-----'=:-...::_ __ ...:::;_ _____________ .. _1--·- .................. ______ ..................... ------1---·--------.... ·-·---- ....................... +............................................... + ............ -----1 ............ _________ .......................... -- ·--- - .. ·--·-- --t---t----

1.2 Nguy~n NgQc Thai Sinh Con trai VietNam -----------·-------r--- ....... _ .. _____ ---.. ·---1----------·---·---................. -+ -·-·---- .. --............... _, __________ .. _____ l------+------ ---------· ----·---·-·--·-...... ______ .. -------.. ·-·-----.. .

1 .. 3 Nguy~n Ngqc Nhllt H(lnh Con gai VietNam 1---t--=-----=-----='---------+--·----+---=-- t----------- .. --- +- .. -·--·----·t------l-----1--·--- --·-----!------.. ---·-- t---=----·---· ______ ...

2 Huynh Thanh Hai Pho TGD Vi~t Nam -------------------r-- ----r----- r----------·---l--------·l-----l-----l----l------l----·-r---~-----4--

2.1 Le Thi My Plmang Vq VietNam ................................ _____ -·---.. - ................. ---t----·--·-·----------------·----.... ----·---+--·--·-.. -------t-------·-.. --1-·-.. ---- .. ______ ........ _ .. ___ ................................................ ------- .... __ .. ---------- -----·-

2.2 Huynh Thai Dtrang Con Vi~t Nam f---· ----------·---r---------·-----l------l--------------·l--------l-------l---·------l------~------ll------l··--·-ll------r---

2 .. 3 Huynh Thi Thai Sinh Con VietNam 1--- -·----'---------------1--.. ---.. --·----~------ t-----·-·--------·---·-·----.............................. +·-·-................... ______ + -------1-----·---- -----------·-··----1----t----+ ---t

3 Ph~m Qufic Th~ng Pho TGD Vi~t Nam -·---- ..... ---------·------------ ----------.. ----------- --.. ---------l--.. ----·--·---·--·-·---·-·-·-·---......... _ ............... +.-... -............................................. +-------------.. -·1·· .................................... -. ·----.................... - ........................ ..

3 .. 1 Ph(tm Van Lam Cha ----

Vi~tNam 1------l---------·--·---·--l-----t--------+------l------.. -..... _._ ... __ ................................................ ----- .. , __ .. ______ ..... -_ .. ____ .. __ .. _ ............. ..

3.2 Luang Ngqc Mai M~,: vietNam ·--------- - --- .... ___ -·--.

3.3 Ph\tlll Thi Di~m H~ng Chi -·-----~-----·-----·--·-----r---·----t ----------1-·----·---·

vietNam ---t------------l--·---+----+-----1-----------.. -·-·----r----t------- · ·-----...... _

3..4 Ph\tlll Thi Di~m Ngqc Chi vietNam ·-·---- _________ .. _______________________ ........................ .. .. ................ ________ ........ ____ ., ___ .. _, ________________ ............................. ________ ................ ---+ .. -· .............................. ____ + ---------+- ·---1-----.. -·--·----- ---·---·--·-·---·--- ______________ .. ________ ·-·-----

3.5 Ph(tm Qu6c Toan Em VietNam ------·----·- . ----.. -----------·----l·------·----·------·----l-----------+-----1----·---- --·----1--------- ------1----11---·-3.6 Ph\tlll Thi Liim Sinh Em VietNam --· -------------·-·--· -·---------- l--------1-·----·--·-·--·--··-·--l-·---·---+------l-----+-----+----lf-----l----~-----r-----t

3.7 Ph(lmThiMy Huang Vq VietNam .................. ______________ ................................ _ ...................... - ............................................................. ........... _ .. _ ................................. 1... .......................................................... - ..................................................... l... ................................................... J. .............................. _ ....... .I ....................................... _____ .................................... _______ .. __________ ....... _______________ .. ___ -------·-·--'-.. --.-.. .

Trang4

TT

4.8

4.9

Ten ca nhan I Tfi chfrc

Ph(lm Qu6c Phi Long

Plwm Blnh Phvang Thao

GIAM DOC TAl CHiNH

1.1

1.2

1.3

1.4

1.5

1.6

Nguy~n NgQc Thai Binh

Nguy€n NgQc Hai

Nguy€n Thi Mai Thanh

Nguy€n NgQc Nhilt H(lnh

Trvang Thi Minh H(lnh

Nguyen Nam Trung

sa tai khoan giao djch (n~u co)

Chu·c v~_.~ 1 Mai

quan h~

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Con

Giam dBc

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M~

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---··-- ·········-··-····-···-·····-····--·····--···--··-···--··-···-···--· ··-·--·--·- ·--·-·--····- ···-·--··-·····-· ··-·--·-····-··-···-·····-··-- ..... ··························-·---··--

1.7 Nguyen Thanh Mai Con gai

KE TOAN TRU"ONG

Hfi Tr§n Di~u Lynh K~ toan

tru-cl"ng

Lotli hinh ID (CMND/Hq chi~ul Gi§y

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--··-- ·--·····---···----·-···----·--·-·-·----··-··-···-- -·-···----- --------·--·-·· ----··---··-·-··---·----·····--··--··-- --·-·----1.1 Nguyen Chi Toan Chbng

1.2 Nguyen Di~u Minh Con

Ghi chit:

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Quae tjch Ghi

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Vi~t Nam

Vi~t Nam

·····---·--··-·-···-· ······-········-··-·-·-··-···-·- --·----Vi~t Nam

Vi~t Nam

Vi~t Nam

Vi~tNam

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·····-·-····---·--····-··-···· ·······-·- ··-·-···---·····-·-·- --·--·-----·-···-·· ------ ---- -- --- ------------ . ~-·--Vi~t Nam

Vi~t Nam

Ngm)·i c6 lien quan cua nguai n9i b9 duQ·c djnh nghia t?i Khoan 34 Di~u 6 Lu?t chung khoan s6 70/2006/QH ll.

Trang 5

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Mo hinh cong ty (I ho~c 2)

• I: Theo Di~m a Khoi'm I Di~u 134 Lu~t Doanh nghiep 2014.

• 2: Theo Di~m b Khoi'm I Di~u 134 Lu~t Doanh nghi~p 20I4.

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Di~u I~ dii stia d6i theo Lu~t Doanh nghi~p 2014 (Co/Khong)

Ngay t6 cht!c D~i hoi dflng c6 dong thuimg nien/ b§t thuimg

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s6 luc;mg cuoc hop Hoi d6ng quan trj

Ti~u ban tnrc thuoc H(ii d6ng quan tri (C6/Khong)

Ten cac ti€u ban mrc thuoc Hoi d6ng quan tri

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