%XVLQHVV�6DIHW\�3ODQV�5HTXLUHG�)RU�$OO�)DUPV :HELQDU�VHULHV�RQ�GHYHORSLQJ�VDIHW\�SODQV�IRU�FRPSOLDQFH�DQG�WR�UHGXFH�OLDELOLW\�ULVN

1HZ�<RUN�6WDWH�UHTXLUHV�EXVLQHVVHV�WR�KDYH�D�VSHFLILF�EXVLQHVV�VDIHW\�SODQ�LQ�SODFH�GXULQJ�WKH�&29,'-���SDQGHPLF��7KLV�LQFOXGHV�DOO�IDUPV��ERWK�IRRG�DQG�QRQ-IRRG�SURGXFLQJ��,Q�DGGLWLRQ��D�ZHOO-ZULWWHQ�DQG�H[HFXWHG�EXVLQHVV�VDIHW\�SODQ�ZLOO�KHOS�UHGXFH�EXVLQHVV�OLDELOLW\�ULVN�GXULQJ�DQG�DIWHU�WKH�SDQGHPLF��$�&RUQHOO�7DVN�)RUFH�UHFHQWO\�GHYHORSHG�PDWHULDOV�WR�GLUHFWO\�VXSSRUW�IDUPV�LQ�WKH�SODQ�ZULWLQJ�SURFHVV��

&RUQHOO�&RRSHUDWLYH�([WHQVLRQ�DQG�&RUQHOO�$JULFXOWXUDO�:RUNIRUFH�'HYHORSPHQW�DUH�RIIHULQJ�D�³1<�)RUZDUG�%XVLQHVV�6DIHW\�3ODQ�6XSSRUW´�ZHELQDU�VHULHV�ZLWK�VSHFLDOL]HG�ZHELQDUV�IRU�

· 'DLU\�/LYHVWRFN�&URS�)DUPV�· )UXLW�9HJHWDEOH�)DUPV�· 5HWDLO�)DUPV�· *UHHQKRXVH�/DQGVFDSLQJ�2UQDPHQWDO�)DUPV· (TXLQH�)DUPV�

7KH�ZHELQDUV��OHG�E\�([WHQVLRQ�VSHFLDOLVWV��ZLOO�ZDON�IDUPHUV�WKURXJK�WKH�QHHG�IRU�DQG�SURFHVV�WR�FRPSOHWH�D�VDIHW\�SODQ�DV�LV�UHTXLUHG�E\�DOO�EXVLQHVVHV�IRU�FRPSOLDQFH�ZLWK�1<�)RUZDUG��GHPRQVWUDWH�SURMHFW�WRROV�GHYHORSHG�E\�([WHQVLRQ�WR�ZULWH�DQG�FRPSOHWH�D�SODQ��DQG�VKDUH�FXUDWHG�UHVRXUFHV�IRU�VSHFLILF�LQGXVWULHV�

7KH�ZHELQDUV�DUH�IUHH�DQG�SUH-UHJLVWUDWLRQ�LV�UHTXLUHG��5HFRUGLQJ�OLQNV�ZLOO�EH�SRVWHG�RQ�WKH�&RUQHOO�$JULFXOWXUDO�:RUNIRUFH�'HYHORSPHQW�1<�)RUZDUG�%XVLQHVV�6DIHW\�3ODQV�SDJH�DW�DJZRUNIRUFH�FDOV�FRUQHOO�HGX�Q\-IRUZDUG-EXVLQHVV-VDIHW\-SODQ��

:(%,1$5�'$7(6

:HELQDUV�DUH�)5(( 35(-5(*,675$7,21

,6�5(48,5('

1<�)RUZDUG�%XVLQHVV�6DIHW\�3ODQ�6XSSRUW�IRU�

�'DLU\�/LYHVWRFN�&URS��)DUPV �����-������30

:('1(6'$<��-81(��� ZLWK�5LFKDUG�6WXS��1LFROH�7RPPHOO��DQG�

'D\WRQ�7KRPDV�0D[ZHOO�-U�

1<�)RUZDUG�%XVLQHVV�6DIHW\�3ODQ�6XSSRUW�IRU�

�)UXLW�9HJHWDEOH��)DUPV ������-������30

7+856'$<��-81(��� ZLWK�(OLVDEHWK�+RGJGRQ��$QX�5DQJDUDMDQ��

DQG�1DWKDQLHO�/DUWH\

1<�)RUZDUG�%XVLQHVV�6DIHW\�3ODQ�6XSSRUW�IRU� �5HWDLO��)DUPV �����-������30

7+856'$<��-81(��� ZLWK�/DXUD�%LDVLOOR�DQG�0\URQ�7KXUVWRQ

1<�)RUZDUG�%XVLQHVV�6DIHW\�3ODQ�6XSSRUW�IRU�

�*UHHQKRXVH�/DQGVFDSLQJ�2UQDPHQWDO��)DUPV

�����-������30 MON'$<��-81(���

ZLWK�6WHYH�+DGFRFN�DQG�%HWV\�/DPE

1<�)RUZDUG�%XVLQHVV�6DIHW\�3ODQ�6XSSRUW�IRU� �(TXLQH��

)DUPV �����-������30

:('1(6'$<��-81(��� ZLWK�.HOVH\�2¶6KHD�DQG�.DULQ�%XPS

DJZRUNIRUFH�FDOV�FRUQHOO�HGX 'LYHUVLW\�DQG�LQFOXVLRQ�DUH�D�SDUW�RI�&RUQHOO�8QLYHUVLW\¶V�KHULWDJH�� :H�DUH�D�UHFRJQL]HG�HPSOR\HU�DQG�HGXFDWRU�YDOXLQJ�$$�((2��3URWHFWHG�9HWHUDQV�DQG�,QGLYLGXDOV�ZLWK�'LVDELOLWLHV�