Part Ⅰ 证券投资基础
description
Transcript of Part Ⅰ 证券投资基础
-
PartUnit 1 Unit 2 Unit 3
-
Unit 1 1 2 3 1 2 3
-
1 2 3 4 5 6
-
Unit 1.1 11 2
-
21 2
-
31 2
-
Unit 1.2 123456
-
Unit 1.2.1 1. 2.
-
Unit 1.2.2 P3
-
Unit 1.2.3 1. 2.
-
Unit 1.2.4 1. 12 3
-
2. 1 23.
-
Unit 1.2.5 1. 122. 12
-
3. 12 a b c4.
-
Unit 1.2.6 1. 2. 3. 4.
-
11. 2. 123456
-
3. 1 2
-
Unit 1.3 12345
-
Unit 1.3.1 1. Investment
-
2.
-
3.
-
Unit 1.3.2
-
Unit 1.3.2.1 1. 1 2
-
3 GW WGW 4
-
2. 1 2 ProfitGain
-
3 GA G1AG2 G=G2-G1 G G
-
3. 1 WGW GWG2
-
3
-
4
-
4. 123
-
5. 12123
-
6. 1 1 2 3
-
2 1 2 3 4 5
-
Unit 1.3.2.2 1. 1 2 3
-
2. Investments4thEdition1real assets 2financial assets
-
3 1 2 3
-
3. 123
-
Unit 1.3.2.3 1. 2.
-
Unit 1.3.2.4 1 2 3
-
Unit 1.3.3 11221231234123
-
Unit 1.3.4 1 1 2 3
-
2 1 2 3
-
Unit 1.3.5 P91 1 2 3
-
2 1 23 1 2
-
21. 2. 123456789
-
3. 1 212
-
Unit 1.4 12
-
Unit 1.4.1 1. 12
-
21 T1
-
2 3
-
Unit 1.4.2 1.
-
2.
-
3.
-
4.
-
1 11.11.21.31.4MicPtPbRm5050N PLA0OkAicAtryrt
-
11200912461050236000026000010000050 1.1 AmiRLRm1000005050000 1.2 AicA0RL60000100000160000 1.3 OkAicNPb1ryrt1600006000231 2 217245000021724
-
21.5PltRmsNpNLPpsm12
-
122000200912423/2000rt0.15Np2000Ppsm23Rms701.5 MicNpppsmRms2000237032200 PLmic/Rm32200/5064400 NLPL/plt64400/23=280020002800
-
2 1 1.6At1.4
-
21.71.8123
-
3 Rk1.3130 Rk1.0100 100100
-
1320102119/221 N6000Pt19Ok217241.4 AtOkNPt21724600019 135724 1.6 RkAtPL135724/100000 1.361.3 2427640.5
-
2 1.8 At20001928002310.2%-0.15% 38000+64174.6102174.6 1.7 RkAt/NLPLt102174.6/280019 1.92 1.8 At48002310.2%-0.15% 110013.6 1.7 Rk110013.6/280019 2.07 1.32974.618813.66.4740.90
- 5.
-
Unit 1.4.3
-
Unit 1.4.4 1. P61
-
2 1 a b c 2 3
-
3 1 2 3 4
-
4 1 2 3 4
-
2. 123
-
Unit 1.5 1. 2.
-
Unit 1.5.1 1. 11.9IbboRbt
-
21.10RboEps
-
31.11RyboPbt1136030t21230
-
4 30
-
142008114.16013334000020080.17100.820092.610120082200832008420091.91IbNbo1Rbt400000.08110 288021.10
-
31.11
41.112009
20081140000288047.0610.54200912.77
-
2. 1.12IdNRdiRdt
-
3.
-
Unit 1.5.2 1. 1.131.14IspPsrcRsp
-
15 20092264.160133330000795.175.310.20.1N30000pb=4.1t2-t1=133rc=5.31%t2-t1/3601.9618ry0.2ra1ps=5.171.81.92009.2.267.92880023.41
-
2. 1.151.161.17
-
1.181.19Ch1N0 Ch N1 X X1X2IoeRy
-
1.201.21PexPm
-
16 200952670.216004893000062664.616510122105.310.20.1626N030000ChPb70.21/x1.2bo0.2/rc5.311/12=0.4425%,1.161.91.171.181.19
IbN0b01Rbt300000.2110 5400 ItIbIoe54002131874.242137274.24 N1N01x3000011.266000
-
31.91/2137274.24101.4
-
17 200962318.126008253000072313.4971410231.1105.310.20.1N030000ChPb18.12x10.2x20.3bo0.11/rc5.311/12=0.4425%,1.161.171.91.181.19
N1N01x1x23000010.20.3 45000 IbN0b01Rbt300000.11110 2970
-
ItIbIoe2970055418.8758388.8758388.8710.69
-
3. 1 2 3
-
4. 1.221.23yPa
-
1.241.25Pm
-
18 200781732.000000023000082331.53100.55N030000Ch32y0.055Pa31.53N1N01y1.2231.98
-
Unit 1.5.3 1. 1.261.27 If Rf Ylc
-
1920091246105023600020102119/125.317.86N6000Ps19Pb23rc5.3157/3600.84rlc7.8657/3601.24A060000 PL100000Ib01.261.27
-
2. 11.281.29
-
21.301.31 Isl Np NL1.28 Rs
-
1102000200912423/2000280023/20102119/125.319.31NL2800Pb19Ps23rc5.3157/3600.84rlc9.3157/3601.47Np2000Ib01.281.2916740.4836.39
-
Unit 1.6 1. 1 2
-
2. 1 2
-
3. 2 1 1.321.33 P r1 r2
-
2 1.341.35 Rei Pii rii
-
111 2009728.000008333000012.00807.0020p0.8r1128/8=50%r278/8=12.5%1.321.3342.555.41
-
31. 2. 123456
-
3. 1 2 1 2 3
-
3 120098260000005708313.860 220098313.86300000057092912.339181050.8100.20.15.4 320109.51000060098014.00808.0020
-
Unit 2 1 2 3 1 2 3
-
1. 2. 3. 4.
-
Unit 2.1 1. 2. 3. 4. 5.
-
Unit 2.1.1 1.
-
2.
-
3. a b
-
a b c d e4.
-
Unit 2.1.2 1. 2. 3.
-
Unit 2.1.3 1. 2.
-
3. 4.
-
5. 6. 7.
-
Unit 2.1.4 1. 2.
-
3. 4.
-
5. 6. 7. 8.
-
Unit 2.1.5 1. A1 2 a b
-
3. 4.
-
2. 1 B B2H3NADR
-
Unit 2.2 1.2.3.4.5.6.7.
-
Unit 2.2.1 1. 2.
-
3. 4.
-
5.
-
Unit 2.2.2 1. 2. 3.
-
Unit 2.2.3 p551.
2.
-
3. 4. a b c
-
Unit 2.2.4 P321.
-
2. 1
2
3
-
4
5
-
3. 1
2
-
4. 1 2
-
5. 1236.
-
7. 1 2 3
-
Unit 2.2.5 1.
-
2. 3.
-
Unit 2.2.6 1. 2.
-
3. 123
-
4. a b5.
-
Unit 2.2.7 1. 2. p38
-
Unit 2.3 1.2.3.4.5.6.7.
-
Unit 2.3.1 1.2.3.
-
Unit 2.3.2 P771.
2.
3.
4.
-
Unit 2.3.3 P781.
2.54
-
3. 4.
-
Unit 2.3.4 1.11%
21.5
3
-
2. 1 1.5%-3.5%2 (0.25%)3
-
Unit 2.3.5 1.123
-
2.1 2 3
-
Unit 2.3.6 1. 2.
-
3. 4.
-
Unit 2.3.7 12356
-
Unit 2.4 12345
-
Unit 2.4.1 1.1 2 3
-
2.1234
-
Unit 2.4.2 1. 5%-10%
-
2.1234
-
3. Hedging Speculation
-
4.1
-
2 a b c d
-
5011800118005059
53
2 5912591.18 1.18310039 595912 1.1839
-
3 a b c
-
5. 199319956. 7. 8.
-
Unit 2.4.3 1. 2.
-
3.
-
4.1 2
-
Unit 2.4.4 1. 2. 100 0.5%~2% Px
-
3.
-
4.10.5%-1.5%5234
-
5.1 2
-
Unit 2.4.5 1. 2.123
-
3.
1 2 3 4
-
4.1235.
-
41. 2. 1234
-
3. 1 2
-
Unit 3 1 2 3 1 2 3
-
1.2.3.4.5.
-
Unit 3.1 1.2.3.4.5.6.
-
Unit 3.1.1 1. 2.1234
-
41
-
Unit 3.1.2 1.412.1
-
2 2007824143243143242.33294511.64%
-
Unit 3.1.3 P1271 2 3 4
-
Unit 3.1.4 1.1 2 3
-
2. 3. 199012 19916
-
Unit 3.1.5 1.1 2
-
2.1234
-
3.1 2
-
Unit 3.1.6 P129
1.
2.
3.
-
4. 5. 6.12
-
Unit 2.2 1.2.3.4.
-
Unit 3.2.11.1234
-
2.1 a b c a b c
-
2 a b199998 c 3BHNADRAQFII
-
Unit 3.2.2 1.1 2
-
2.12345
-
3.1 2
-
4.12
-
5.1 a b c d e
-
a b c
-
2
-
3
-
4
-
6.1
-
2
-
2
-
4 5
-
Unit 3.2.3 1. 1 2
-
2.12;34
-
3.1 2 3
-
4.1 234
-
5.1 2 34567
-
Unit 3.2.4 1.1 a b 2
-
2
-
2.12 abc
-
a b c 3
-
3.12 a b c
-
3 4
-
4.12
-
5.
-
6.7.1 a b c d3
-
Unit 3.3 1.2.
-
Unit 3.3.1 1. 2.1 1991828
-
a b c d e f g
-
2 a b c
-
Unit 3.3.2 1.1 2 3 4
-
2.12
-
3.123
-
4.1234123
-
5.11992102 1991.8.28
-
6.1 a b c
-
12345 123
-
a b a b
-
2
-
3
a 55 b c
-
a b c d e f
-
Unit 3.4 1.2.3.4.5.
-
Unit 3.4.1 1.1 2
-
2.12 34
-
3.
123
-
4.1 IPO a b c3410 d25 e
-
IPO a 30 b20 c a b12 c610 d
-
2 IPO a b a30 bIPO c
-
a b208 c a b c d
-
3 a b a
-
b a b
-
4 a b c
-
a b c d e
-
a b c
-
5P13752 a b c
-
6
-
5.1 2
-
3 a b
-
A B C D AAA AA A BBB BB B CCC CC C D a
b
-
4 a b
c
-
a b c
-
a b c d e
-
5
-
Unit 3.4.2 1.1 2
-
2.12345
-
3.1 a b c
-
2
-
4.12Market Maker a b3 45
-
Unit 3.4.3 1. 2.12
-
Unit 3.4.4 P34-431.1 123 4
-
2.1 2
-
3.1 2 3 4
-
4.1 a
Pa n--- Pi---i
-
b
wi---
-
2
I--- n--- pti---i; p0i---i.
-
3 1987112199171519901219100 199144199143100 199513231994720100040 30180 50300
-
4 188873 1923500 193571100 195097225 1964730100
-
Unit 3.4.5 1.1 2 3 4
-
2.1 2 3 4
-
3.123450
-
Unit 3.5 1.2.3.
-
Unit 3.5.1 1. 1891
-
2. 1918 1920
-
3. 1952 19521980 19817 19855 198411
-
1986926
19884
19901228
199012173
-
Unit3.5.2 1 2 3
-
Unit 3.5.3 1. 29460320071015 12143020081024 143242007824 1966720081024 20.7520071015 6.1720081024
-
2. 19983 199998 200098 2001219B OFIIA
-
3.
-
51. 123452. 12345