Ò W Þ X . ] õ ý Þ ¨ ½ [ æ Y ÷ · æ Y Ý s M T $ n @ ã ! T Ká 3127 ÷ 3126 ... ·...
Transcript of Ò W Þ X . ] õ ý Þ ¨ ½ [ æ Y ÷ · æ Y Ý s M T $ n @ ã ! T Ká 3127 ÷ 3126 ... ·...
-
~1~
(IntelliEPI Inc.(Cayman) and Subsidiaries)
2016 2015
( 4971)
1250 E. Collins Blvd.,
Richardson,Texas,75081,USA
1-972-234-0068
-
~2~
( IntelliEPI Inc. ( Cayman) and Subsidiaries)
2016 2015
1
2 ~ 3
4
5
6
7
8
9 ~ 31
() 9
() 9
() 9 ~ 10
() 10 ~ 12
() 12
() 12 ~ 24
() 24
() 24
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~3~
() 25
() 25 ~ 28
() 29 ~ 30
() 31
-
( IntelliEPI Inc. ( Cayman) and Subsidiaries)
2016 3 31 2015 12 31 3 31
( 2016 2015 3 31 )
~5~
2016 3 31 2015 12 31 2015 3 31 % % %
1100 () $ 365,845 23 $ 362,209 23 $ 230,538 16
1170 () 128,990 8 93,928 6 103,318 7
1200 3,078 - 1,355 - 1,572 -
130X () 144,753 9 137,636 9 109,620 8
1410 11,364 1 13,055 1 10,739 1
1479 () 261,488 17 266,676 17 251,659 18
11XX 915,518 58 874,859 56 707,446 50
1600 () 563,018 36 583,812 37 325,661 23
1780 () 50,969 3 54,552 4 59,179 4
1840 () 30,087 2 42,983 3 71,270 5
1900 () 10,848 1 7,087 - 261,561 18
15XX 654,922 42 688,434 44 717,671 50
1XXX $ 1,570,440 100 $ 1,563,293 100 $ 1,425,117 100
2120
()
$ - - $ 1,246 - $ 41,544 3
2170 68,593 4 52,945 3 63,410 5
2200 22,151 2 25,278 2 14,009 1
2230 () - - - - 415 -
2310 813 - - - 729 -
21XX 91,557 6 79,469 5 120,107 9
2530 () - - 1,198 - 145,597 10
2XXX 91,557 6 80,667 5 265,704 19
3110 () 343,955 22 343,752 22 316,938 22
()
()
3200 602,424 38 600,263 38 382,590 27
()
3310 44,477 3 44,477 3 27,245 2
3350 396,946 25 373,063 24 373,151 26
3400 90,584 6 120,640 8 59,043 4
31XX 1,478,386 94 1,482,195 95 1,158,967 81
36XX 497 - 431 - 446 -
3XXX 1,478,883 94 1,482,626 95 1,159,413 81
3X2X $ 1,570,440 100 $ 1,563,293 100 $ 1,425,117 100
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( IntelliEPI Inc. ( Cayman) and Subsidiaries)
2016 2015 1 1 3 31 ()
()
~6~
2016 1 1 3 3 1
2015 1 1 3 3 1
% %
4000 () $ 231,432 100 $ 207,892 100
5000 ()()
() ( 152,498)( 66)( 132,059)( 64)
5950 78,934 34 75,833 36
()()
6100 ( 2,249)( 1)( 1,434)( 1)
6200 ( 32,412)( 14)( 27,800)( 13)
6300 ( 9,345)( 4)( 4,823)( 2)
6000 ( 44,006)( 19)( 34,057)( 16)
6900 34,928 15 41,776 20
()
7010 2,038 1 982 -
7020 141 - ( 19,167)( 9)
7050 () ( 11) - ( 6,423)( 3)
7000 2,168 1 ( 24,608)( 12)
7900 37,096 16 17,168 8
7950 () () ( 13,147)( 6) 33,331 16
8200 $ 23,949 10 $ 50,499 24
()
8341
()
($ 30,056)( 13)($ 11,456)( 5)
8310
( 30,056)( 13)( 11,456)( 5)
8500 ($ 6,107)( 3) $ 39,043 19
8610 $ 23,883 10 $ 50,458 24
8620 66 - 41 -
$ 23,949 10 $ 50,499 24
8710 ($ 6,173)( 3) $ 39,002 19
8720 66 - 41 -
($ 6,107)( 3) $ 39,043 19
()
9750 $ 0.69 $ 1.66
()
9850 $ 0.69 $ 1.66
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( IntelliEPI Inc. ( Cayman) and Subsidiaries)
2016 2015 1 1 3 31 ()
~7~
2015
2015 1 1 $ 300,552 $ 264,937 $ 17,025 $ 27,245 $ 322,693 $ 70,499 $1,002,951 $ 405 $ 1,003,356
() - - 1,173 - - - 1,173 - 1,173
16,386 99,455 - - - - 115,841 - 115,841
2015 - - - - 50,458 - 50,458 41 50,499
- - - - - ( 11,456) ( 11,456) - ( 11,456)
2015 3 31 $ 316,938 $ 364,392 $ 18,198 $ 27,245 $ 373,151 $ 59,043 $1,158,967 $ 446 $ 1,159,413
2016
2016 1 1 $ 343,752 $ 581,549 $ 18,714 $ 44,477 $ 373,063 $ 120,640 $1,482,195 $ 431 $ 1,482,626
() - - 58 - - - 58 - 58
()() 203 2,103 - - - - 2,306 - 2,306
2016 - - - - 23,883 - 23,883 66 23,949
() - - - - - ( 30,056) ( 30,056) - ( 30,056)
2016 3 31 $ 343,955 $ 583,652 $ 18,772 $ 44,477 $ 396,946 $ 90,584 $1,478,386 $ 497 $ 1,478,883
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( IntelliEPI Inc. ( Cayman) and Subsidiaries)
2016 2015 1 1 3 31 ()
2016 1 1 3 3 1
2015 1 1 3 3 1
~8~
$ 37,096 $ 17,168
() 17,551 15,327
() 2,594 2,353
() 58 1,173
() ( 2,020 ) ( 923 )
()() 11 6,423
()
()
( 150 ) -
() ( 19 ) 2,599
/
() ( 36,894 ) ( 26,415 )
() ( 9,800 ) 13,680
1,437 ( 1,375 )
( 1,749 ) ( 665 )
- () ( 11 ) -
16,681 26,901
( 2,634 ) ( 2,057 )
813 ( 496 )
22,964 53,693
() - ( 1,513 )
688 923
23,652 53,103
() ( 6,096 ) ( 10,598 )
() ( 5,968 ) ( 16,009 )
( 12,064 ) ( 26,607 )
( 7,952 ) ( 1,467 )
3,636 25,029
362,209 205,509
$ 365,845 $ 230,538
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~9~
(IntelliEPI Inc.(Cayman) and Subsidiaries)
2016 2015
()
()
( IntelliEPI Inc.
(Cayman)) 2011 4 26
Intelligent Epitaxy Technology, Inc.(
IET-US) 2011 5 31 1.51
IET-US ( 1 IET-US 1.5 )
2013 7 24
2016 5 11
()()
()
()
2013
-
~10~
//
9 2018 1 1
10 28
10 12 28
2016 1 1
11
2016 1 1
14 2016 1 1
15 2018 1 1
15
15
2018 1 1
16
1
2019 1 1
2016 1 1
7 2017 1 1
12
1638
2017 1 1
2016 1 1
16 41 2016 1 1
19 2014 7 1
27 2016 1 1
36 2014 1 1
39
2014 1 1
21 2014 1 1
2010-2012 2014 7 1
2011-2013 2014 7 1
2012-2014 2016 1 1
2015
()
1.
34
-
~11~
2. 2015
()
1.(
)
2.
( IFRSs)
()
1.
2015
2.
3.
4.
5.
6.
()
20163
31
201512
31
20153
31
Intelligent Epitaxy
Technology, Inc.
(IET-US)
100 100 100
IET-US
(IET-China)
100 100 100
IntelliEPI
Japan,Ltd.
(IET-Japan)
51 51 51
IntelliEPI IR,Inc.
(IET-IR)
40 40 40
-
~12~
1.
(1)
(2)
(3)
(4)
2.
A.
B.
C.
2016 3 31 2015 12 31 2015 3 31
1 32.1932.83 31.30 2016
2015 1 33.14
31.52
2015
()
1.
2016331 20151231 2015331
94$ 128$ 8$
365,751 362,081 230,530
365,845$ 362,209$ 230,538$
-
~13~
2.
()
1.
1()
2()
3
2.
3.
2015 3 31 $501
2015 2016
3 31
4.
2016331 20151231 2015331
128,990$ 93,928$ 103,819$
- - 501)(
128,990$ 93,928$ 103,318$
2016331 20151231 2015331
1 88,832$ 57,319$ 55,750$
2 4,763 11,797 22,254
3 5,025 6,098 842
98,620$ 75,214$ 78,846$
2016331 20151231 2015331
30 21,522$ 16,029$ 23,202$
31-90 7,504 2,685 1,268
91-180 1,344 - 2
30,370$ 18,714$ 24,472$
-
~14~
()
()-
121,978$ 18,484)($ 103,494$
10,909 107)( 10,802
35,764 5,307)( 30,457
168,651$ 23,898)($ 144,753$
2016331
120,019$ 18,861)($ 101,158$
10,578 264)( 10,314
31,833 5,669)( 26,164
162,430$ 24,794)($ 137,636$
20151231
63,327$ 8,687)($ 54,640$
19,309 1,848)( 17,461
40,657 3,138)( 37,519
123,293$ 13,673)($ 109,620$
2015331
201611331 201511331
141,864$ 119,896$
426)( 5,584)(
- -
141,438$ 114,312$
2016331 20151231 2015331
261,375$ 266,676$ 251,659$
113 - -
261,488$ 266,676$ 251,659$
-
~15~
()
201611
40,614$ 81,714$ 831,849$ 4,151$ 268$ 255,044$ 1,213,640$
- 56,584)( 564,740)( 3,582)( 203)( 4,719)( 629,828)(
40,614$ 25,130$ 267,109$ 569$ 65$ 250,325$ 583,812$
2016
11 40,614$ 25,130$ 267,109$ 569$ 65$ 250,325$ 583,812$
- - 6,096 - - - 6,096
- - - - - - -
- - 88,103 - - 86,337)( 1,766
- 1,444)( 15,593)( 141)( 10)( 363)( 17,551)(
792)( 448)( 7,481)( 8)( 1)( 2,375)( 11,105)(
331 39,822$ 23,238$ 338,234$ 420$ 54$ 161,250$ 563,018$
2016331
39,822$ 80,121$ 907,107$ 4,070$ 263$ 166,229$ 1,197,612$
- 56,883)( 568,873)( 3,650)( 209)( 4,979)( 634,594)(
39,822$ 23,238$ 338,234$ 420$ 54$ 161,250$ 563,018$
201511
39,160$ 75,664$ 738,129$ 3,903$ 259$ 8,290$ 865,405$
- 48,802)( 487,456)( 2,554)( 157)( 3,153)( 542,122)(
39,160$ 26,862$ 250,673$ 1,349$ 102$ 5,137$ 323,283$
2015
11 39,160$ 26,862$ 250,673$ 1,349$ 102$ 5,137$ 323,283$
- 169 10,285 99 - 45 10,598
- - - - - - -
- - 10,741 - - - 10,741
- 1,264)( 13,463)( 239)( 10)( 351)( 15,327)(
433)( 305)( 2,826)( 14)( 1)( 55)( 3,634)(
331 38,727$ 25,462$ 255,410$ 1,195$ 91$ 4,776$ 325,661$
2015331
38,727$ 74,997$ 750,846$ 3,958$ 256$ 8,243$ 877,027$
- 49,535)( 495,436)( 2,763)( 165)( 3,467)( 551,366)(
38,727$ 25,462$ 255,410$ 1,195$ 91$ 4,776$ 325,661$
-
~16~
()
201611
2,691$ 1,343$ 65,650$ 69,684$
629)( 1,216)( 13,287)( 15,132)(
2,062$ 127$ 52,363$ 54,552$
2016
11 2,062$ 127$ 52,363$ 54,552$
- - - -
150)( 77)( 2,367)( 2,594)(
37)( - 952)( 989)(
331 1,875$ 50$ 49,044$ 50,969$
2016331
2,638$ 1,317$ 64,370$ 68,325$
763)( 1,267)( 15,326)( 17,356)(
1,875$ 50$ 49,044$ 50,969$
201511
346$ 1,295$ 63,300$ 64,941$
148)( 880)( 3,768)( 4,796)(
198$ 415$ 59,532$ 60,145$
2015
11 198$ 415$ 59,532$ 60,145$
2,036 - - 2,036
29)( 73)( 2,251)( 2,353)(
2)( 3)( 644)( 649)(
331 2,203$ 339$ 56,637$ 59,179$
2015331
2,378$ 1,281$ 62,600$ 66,259$
175)( 942)( 5,963)( 7,080)(
2,203$ 339$ 56,637$ 59,179$
-
~17~
()
()
1.
(1)
$300,000 0% 3 2014
7 8 2017 7 8
2014 7 8
(2)
(3)
2014 7 8
70 2015 9 14
68.9 2016 3 31
$300,000 4,311
$317,866
(4)()
2.
39
2016331 20151231 2015331
10,848$ 7,087$ 260,285$
- - 1,276
10,848$ 7,087$ 261,561$
2016331 20151231 2015331
-$ 1,400$ 185,300$
- 202)( 39,703)(
-$ 1,198$ 145,597$
-
~18~
2016 2015 1 1 3 31
$150 $15,810
11.36%
()
1. 2016 3 31
2.
3.:
4. Black-Scholes
2011.7.31 19,500
()
10 1/363
2012.11.27 17,000 10 1/363
2012.11.27 45,000 10 1/484
2013.3.27 84,000 10 1/484
()
() ()
11 45,501 0.60$ 74,941 0.55$
- - - -
- - - -
- - - -
- - - -
- - - -
331 45,501 0.60 74,941 0.55
331 29,332 0.62 62,025 0.47
2016 2015
() () () () () ()
20121127 20221126 3 0.10 3 0.10 12 0.10
2013327 2023326 42 0.64 42 0.64 63 0.64
20151231 20153312016331
-
~19~
:
5.
()
2016 3 31 $400,000 40,000
$343,955 10
()
()
() () () ()
2011.7.31~
2012.11.27$1.1~1.41
$0.07~
0.10
54.72%~
57.76%
6~6.25
-
0.865%
~1.72%$1.012~1.32
2013.3.27 $1.42 $0.64 52.74% 6.25 2% 1.048% $0.8373
201611331 201511331
58$ 1,173$
2016 2015
11 34,375,199 30,055,247
20,318 1,638,542
331 34,395,517 31,693,789
-
~20~
()
1.
10%
10
10
2.
3.
4. 2016 3 30 2015
2 0.5 $85,989
1,719,776 50
1
()
2016 5 11
5.
()
201611331 201511331
218,952$ 181,982$
12,480 25,910
231,432$ 207,892$
201611331 201511331
141,438$ 114,312$
11,060 17,747
152,498$ 132,059$
-
~21~
()
()
1.()
2015 5 20
3%
3%
2015 11 11
2016
2. 2016 2015 1 1 3 31 ()
$3,613 $1,293$1,136
$646
2016 1 1 3 31
9.00% 2.83 %
201611331 201511331
91,307$ 82,436$
53,301 39,173
17,551 15,327
2,594 2,353
468 519
2,223 2,493
8,349 5,060
2,463 1,668
10,979 7,545
7,269 9,542
196,504$ 166,116$
201611331 201511331
43,494$ 29,740$
58 1,173
8,970 7,592
758 639
21 29
53,301$ 39,173$
-
~22~
2015 2015
()
()
():
201611331 201511331
2,020$ 923$
18 59
2,038 982
() 150 15,810)(
9)( 3,357)(
141 19,167)(
- 11)($ 6,423)(
2,168$ 24,608)($
201611331 201511331
730)($ 961)($
- 30
730)( 931)(
12,417)( 34,262
() 13,147)($ 33,331$
-
~23~
()
2014 7 8
2015
2016
3 31 2016
()
() ()
23,883$ 34,390 0.69$
()
23,883$ 34,390
- 39
23,883$ 34,429 0.69$
201611331
() ()
50,458$ 30,308 1.66$
()
50,458$ 30,308
- 59
50,458$ 30,367 1.66$
201511331
-
~24~
()
()
()
1.
2.
5 10
201611331 201511331
2,306$ 115,841$
201611331 201511331
11,874$ 8,589$
47 397
11,921$ 8,986$
2016331 20151231 2015331
8,774$ 14,953$ 18,172$
2016331 20151231 2015331
1 6,995$ 8,254$ 7,466$
15 4,145 3,744 7,728
5 - 604 203
11,140$ 12,602$ 15,397$
-
~25~
()
2015
()
2015
()
2015
()
2015
-
2014 7 8
(1) 2015 2016 2
2016 3 31
2015 3 31
(2) 2016 1 1 3 31
2015 1 1 3 31
() ()
(:)
145,598$ 31.30 4,652$
41,544$ 31.30 1,327$
2015331
-
~26~
(3):
2016 1 1 3 31
()
1.
2015 ()
2.
(
)
3. 2016 3 31 2015
12 31 2015 3 31
()
(:)
2,599)($ 31.52 82)($
201511331
()
(:)
1.00% 1,452$ -$
201511331
-
~27~
4.
(1)
(2)
()8
(3)
5. 2016 2015 1 1 3 31
6. 2016 2015 1 1 3 31
7.
20151231
-$ -$ 1,246$ 1,246$
2015331
-$ -$ 41,544$ 41,544$
2016 2015
11 1,246$ 51,450$
() 150)( 15,810
1,096)( 25,716)(
331 -$ 41,544$
-
~28~
8.
:
2016 3
31 2015 12 31 2015 3 31
20151231
()
$ 1,246 35.85%~
56.62%
2015331
()
$ 41,544 35.85%
1% 519$ 519$ -$ -$
2015331
-
~29~
()
1.
2.
2016
3. ( )
2016 3 31
4.
2016
5.
2016
6.
2016
7.
2016
8.
2016 3 31
9.
2016 ( ) ( ) ( ) ( )
-
~30~
10.
()
( )
()
1.
2.
-
~31~
()
()
-
1 Intelligent Epitaxy
Technology Inc.
IntelliEPI IR,
Inc.
1,339$ 6,697$ -$ 0
-$ -$ -$ 573,905$ 573,905$
1
(1).0
(2).1
2
3
4
5
6...
7
(Intelligent Epitaxy Technoligy Inc.)
1,434,762573,905
8141
142
7
7
6
1
2
3
8
4
5
201611331
()
1
-
(3)
1 Intelligent Epitaxy
Technology Inc.
IntelliEPI IR, Inc. 2 1,574
0.67%
1
(1).0
(2).1
2(
)
(1).
(2).
(3).
3
4
()
201611331
(1)
(2)
1
-
Intelligent Epitaxy
Technology Inc.
$772,120
(US$26,135)
$772,120
(US$26,135)
19,286,954 100% 1,428,821$ 29,279$ 29,279$
Intelligent Epitaxy
Technology Inc.
IntelliEPI Japan, Ltd. $372
(US$13)
$372
(US$13)
102 51% 341 134 69
" IntelliEPI IR, Inc. $116
(US$4)
$116
(US$4)
400,000 40% 6,461 945 945
1
21
1
2
3
3
201611331
()
2(2)
2(3)3
12
1
-
$ 10,745 3 -$ $ - $ - $ - 706)($ 100% 400)($ 4,985$ $ -
-$ -$ -$
1
(1).
(2).()
(3).IET-US
2
(1)
(2)
A.
B.
C.
201611331
()
1
2
1