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Model Proiect Auditarea Ssm Sibiu
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8/12/2019 Model Proiect Auditarea Ssm Sibiu
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UNIVERSITATEALUCIANBLAGADINSIBIUFACULTATEADEINGINERIEProgrampostuniversitare!ormaresie"vo#tarepro!esiona#a
$ontinua%Eva#uareaRis$uri#orsiAuitareainomeniu#SS&II
PR'IECTLADISCIPLINA
,,AUDITAREADESECURITATEISNTATENMUNC
C''RD'NAT'R%
CURSANT%
SIBIU
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CUPRINS
Introu$ere
Capito#u#I:Prezenarea!eo"e#or"ea$"%areaSe&$r%a%%'%Sanaa%%%nM$n&a
+-+-Meo"a(azaa)ef%'e"er%'&$r%genera#e'%')e&%f%&e
+-)-Meo"a(azaa)e &oef%&%en%"e)on"erare
Capito#u#II:A$"%area SSM#aS*C*A+CS*R*L.,)enr$a&%%aea"e(%ro$*
)-+-A$"%areaSSM)enr$a&%%aea"e(%ro$
)-)-A$"%area!anage!en$#$%SSM#a S*C*A+CS*R*L..
Capito#u#III:Con$z%%
Bi.#iogra!ie
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INTR'DUCEREPRE/ENTAREAGENERAL0 AS*C*A+CS*R*L*
Capito#u#I:Pre"entareametoe#oreauitareaSe$uritatiisiSanatatiiin&un$a
A$"%$# e'e $n )ro&e' '%'e!a%&, %n"e)en"en '% "o&$!ena %n '&o)$# o(%ner%%"oez%#or"ea$"%'%ea#$area #or&$o(%e&%%ae)enr$a"eer!%na!a'$ra %n&are'$n%n"e)#%n%e&r%er%%#e"ea$"%*
A$"%$#"eSe&$r%ae'%Sanaae%nM$n&ae'e$n%n'r$!en"e#$&r$"eo'e(%"e$%#'%ef%&%en)enr$&o!)an%e,%ne"ereaa'%g$rar%%'e&$r%a%%'%'anaa%%#$&raor%#or'%
)enr$ea#$arear%'&$r%#or"ea&&%"enare'%%!(o#na%re)rofe'%ona#a.Inf$n&%e"eo(%e&%e#e'%&r%er%%#ea$e%ne"ere,a$"%$#SSM'e%!)are%n"o$a
&o!)onene)r%n&%)a#e: A$"%$#S%'e!$#$%"eManage!ena#SSM
A$"%$#"e&onfor!%ae&$)ree"er%#e#eg%'#a%e%+-+-&etoa .a"atape !iseeris$urigenera#esispe$i!i$e
A$"%$#"e&onfor!%ae&$#eg%'#a%a'ea)#%&a#o&$r%#or"e!$n&a,e&.%)a!ene#or"e!$n&a, "ar '%!anage!en$#$% &o!)an%e%*Cr%er%%#e "e a$"% '$n re)rezenae "e Legea
31/0-2,Nor!e!eo"o#og%&e, .oarar%"e g$ern, In'r$&%$n%)ro)r%%SSM, reg$#a!ene%nerne.E%'a!a%!$#e!eo"e"e"e'fa'$rareaa$"%$#$%"e&onfor!%ae*Una"%n&e#e
!a%$%#%zae!eo"ee'e&ea&areare#a(azaf%'e#e"eea#$arear%'&$r%#or*
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PARTEAIPre"entareametoei
Legea SSM
nr.319/2006 iNMet
HGdin domeniulSSM
In'r$&4%$n%)ro)r%%
Legea SSMnr.319/2006
Normemetodologice
PARTEAIIFi1e privinris$uri
PARTEAIIIFi1e privin
ris$uri
PARTEAIV&anagementu#
se$urit23ii1is2n2t23ii4nmun$2
LO !" M#N$
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#N%&'&"
Fig.1Structurametodeideaudital(ecurit)*iii()n)t)*ii+nmunc)
5%'e#e)r%%n"r%'&$r%#e"ea&&%"enare'%%!(o#na%re'$ngr$)ae)ere%'e$r%: f%'e)r%%n"r%'&$r%#egenera#e f%'e)r%%n"r%'&$r%#e')e&%f%&e f%'e)r%%n"!anage!en$#SSM
5%'e#e )r%%n" r%'&$r%#e genera#e '$n %n n$!ar "e 16 '% 'e refera #a $r!aoare#ea')e&e:I7I#$!%naII7 8go!oIII79%(ra%%I97A!(%anaer!%&a97Agen%&.%!%&%9I7Agen%&an&er%gen%'%!$agen%9II7 Agen%(%o#og%&%9III79en%#are%n"$'r%a#aI7E&.%)a!ene"e!$n&a 7 A!ena;area #o&$#$% "e!$n&aI7A!ena;area')a%%#or
"e#$&r$II7 In&en"%%'%e)#oz%%III7E#e&ro'e&$r%aeI97 Sar&%n%#e"e!$n&a97C%r&$#a%e,r%'&$r%or%zona#e'%er%&a#e
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9I7 Proe&%a&o#e&%a'%%n"%%"$a#a9II7
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NCPa7)on"ere3,(7)on"ere-,&7)on"ere1?PM3>"BeBf?e'e)$n&a;$#!a%!o(%n$%nf$n&%e"enumar u ld e in trebari ",e,f&area$)r%!%re')e&%)on"erea3,-,1.
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SARCINADE&UNC0 re"a&eaza"o&$!ene,f%%n"ra')$nzaor"e&a#%aea'%ef%&%ena#$&rar%#or a'%g$ra'%re')e&a'e&re$#'%'%g$rana"ae#or $%#%zeazaef%&%en($n$r%#e!aer%a#eaf#ae%n"oarea'a e)#oaeaza&ore&'%%n'%g$rana'%'e!$#%nfor!a%&"%n"oare re')e&a#eg%'#a%a%n"o!en%$#SSM%n'r$%a
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ar%f%&%a#a*C#%!a$#e'ea'%g$ra&$ %n'a#a%e"e %n&a#z%re&$&enra#a er!%&a'%&a#or%fere,%ar )e %!)&a#""e %n'#a%a"eaer&on"%%ona*9en%#a%a'e fa&ena$ra#,)r%n %ner!e"%$#fere're#or*
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Laa&%%aea"e(%ro$,"%nf%'e#e"er%'&genera#e,'ea)#%&a$r!aoare#e:
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I7I#$!%naI7E&.%)a!ene"e!$n&a 7 A!ena;area #o&$#$% "e!$n&aI7A!ena;area')a%%#or"e#$&r$II7 In&en"%%'%e)#oz%%
III7E#e&ro'e&$r%aeI97 Sar&%n%#e"e!$n&a97C%r&$#a%e,r%'&$r%or%zona#e'%er%&a#e9I7 Proe&%a&o#e&%a'%%n"%%"$a#a9II7ne)$r%,#&r%!r%? I 1= 1=%.-
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Ini$ator D8I8'
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%. S$nre')e&ae)a$ze#e)rez$en&$r'$#'&.%!($#$%"e#$&r$ I = NA%. S%'e!$#"e%#$!%naar%f%&%a#e'en)er!anenn'are"e I,< 1 1%.13
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D 1 NA
T'TAL + 10 /2
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#o&$#"e!$n&4. FGnr.14H00/.H.-2)r%%n"&er%ne#e!%n%!e"e'e&$r%ae%'nae)enr$$%#%zarea"e&re
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=$#2iri1ia#te$onstru$3ii?Criterii%
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n&az$#a&.%z%%onr%%$n$%no$$%#a;,'e%an&on'%"erarene&e'%aea&a a&e'a ' 'e %negreze n &%r&$%$# "e !aer%% )r%!e %!aer%a#e, n &%r&$%$# )ro"$'e#or f%n%e, a# )er'ona#$#$%, n)#an$# genera# "enre%nere, "e&$ren%e
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A*-. S$nrea#%zaea&%%%#e"e)reen%re%)roe&%e)r%n#$&ror%"e'e!na%'a$'er%&%%"e)reen%re%)roe&%e%nerne0eerne.
ar*6>1?,H>1?,H>-?,H>3?,H>4?,H>=?,/>-?,/>4?ar*13,14,1=,12,16,1H,1/,-,-4 1 -4 3 -H 33
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A*3. Per'ona#$#&arerea#%zeaza&%%%#e"e)reen%re%)roe&%ee'e&o!)een%'$f%&%en*ar*6>1?,/>1?,/>4?ar*-1 -- 1 -3 -2 1 -2 3
3
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Co In"%&aor N0 0 1 - 3 Pon"er A*4. S$nea#$aer%'&$r%#e)enr$'e&$r%aea%
'naea#$&ror%#or%'$n'a(%#%e!'$r%#e"e)reen%rea"e&ae,%n$'%)enr$gr$)$r%#e'en'%(%#e#ar%'&$r%.ar*6>-?,6>4?,1->1?a,1->1?(,3=,32
3
A*=. Anga;aor$#'a(%#ee%%!)#e!eneaz!'$r%#e"e'e&$r%ae%'naen!$n&)e(aza)r%n&%)%%#orgenera#e "e)reen%re.ar*6 3
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A*2. M'$r%#e)r%%n"'e&$r%aea,'naea%%g%enan!$n&n$&o!)oro(#%ga%%f%nan&%are)enr$#$&ror%.ar*6>2?
1
A*6. Ar%($%%#e#$&ror%#or"e'e!na%0'er%&%%#or%nerne)r%e'&n$!a%SSM %a')e&e#e&o!)#e!enare,%ara&e%a a$#a"%')oz%%e
%!)$#ne&e'ar%!%;#oa&e#ea"e&ae)enr$eer&%areaa&e'orar%($%%.ar*H>2?ar*-- - -4 - -= -2 -
-
A*H. L$&ror%%"e'e!na%%'er%&%%#e%nerne0eerne&o#a(oreaznree%or%"e&Jeor%e'ene&e'ar.ar*/>3?ar*-2 4,
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A*/. Anga;aor$#a#$a!'$r%#ene&e'are)enr$a&or"area)r%!$#$%a;$or,'%ngerea
%n&en"%%#or%ea&$area#$&ror%#or>%n$'%aa#or)er'oane)rezenen$n%ae?%a'a(%#%#eg$r%#e&$'er%&%%#eeerne"e$r en .ar*1 1
3
A*1.
Anga;aor$#a"e'e!na#$&ror%%&area)#%&!'$r%#e"e)r%!a;$or,"e'%ngerea%n&en"%%#or%"eea&$area#$&ror%#or.ar*1 -
3
A*11.
N$!r$#a&e'or#$&ror%,%n'r$%rea%e&.%)a!en$#)$'#a"%')oz%%ee'ea"e&a!r%!%%%0'a$r%'&$r%#or')e&%f%&e
nre)r%n"er%%%0'a$$n%%%.ar*1>3?
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A*1-.
L$&ror%% '$n %n'r$%% )r%%n" !'$r%#e&are re($%e a)#%&ae n &az$# $n$%)er%&o#gra%%!%nen*ar*11>1?,11>3?ar*11 10- 13
3
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Co In"%&aor N0 0 1 - 3 Pon"er A*13.
Anga;aor$#%nee%"enaa&&%"ene#or"e!$n&,a&&%"ene#or$oare,a(o#%#or)rofe'%ona#e%a%n&%"ene#or)er%&$#oa'e.ar*1->1?&,3->1?,34>=?ar*13=,132,136,13H,13/,14,141,14- 12- 16- 163 164
-
A*14.
Anga;aor$#&o!$n%&%e#a(oreaz)enr$a$or%%#e&o!)eenera)oare)r%%n"a&&%"ene#e'$fer%e"eanga;a%%'%%een%!ene#e)ro"$'e.ar*1->1?",-6>1?,3- - ar*1H,1/
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A*1=.
nfaza"e&er&eare, )ro%e&are%ee&$%ea&on'r$&%%#or,ae&.%)a!ene#or"e!$n&)re&$!%"ee#a(orareae.no#og%%#or"efa(r%&a%e'$na"o)ae
'o#$%%&onfor!e)ree"er%#or#ega#en%goare)r%%n"'e&$r%aea%'naea
n !$n&.
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A*12.
E%'%'ea)#%&$n)#an"e)reen%re%)roe&%e&o!)$'"%n!'$r%e.n%&e,'an%are,organ%zaor%&e%"ea#na$r,(aza)eea#$arear%'&$r%#or.ar*13(?
3
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Un%aeaarea$or%za%e"ef$n&%onare"%n)$n&"ee"erea#'e&$r%%%%
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Anga;aor$#a'a(%#%)enr$#$&ror%,)r%nf%a)o'$#$%ar%($%%#e%r')$n"er%#e&e#ere%nn"o!en%$#'e&$r%%%%'n%%n!$n&,&ore')$nzorf$n&%%#oreer&%ae.ar*13"?
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A*1/.
Anga;aor$#ae#a(ora%n'r$&%$n%)ro)r%%)enr$&o!)#earea%0'a$a)#%&areareg#e!enr%#or"e'e&$r%ae%'nae
n!$n&,%nJn"'ea!a"e)ar%&$#ar%%#ea&%%%#or%a#o&$r%#or"e!$n&.ar*13e
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Co In"%&aor N0 0 1 - 3 Pon"er A*-.
Anga;aor$#a'%g$r%&onro#eaz&$noaerea%a)#%&area"e&reo%#$&ror%%a!'$r%#or)rez$en)#an$#"e)reen%re%)roe&%e%a)ree"er%#or#ega#en"o!en%$#'e&$r%%%%'n%%n
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BIBLI'GRAFIE
1* DARA+