CONG TY CO PHAN NHIET MEN HAI PHONG

s6:46% /BC-NDHP

CONG HOA XA HQI CHU NGHIA VIET NAM Hoc lap - Tty do - Haab pink

Hai Phong, ngay 01-thang n'am 2017

BAO CAO THUONG NIEN CONG TY DAI CHUNG Cong ty CO plan Nhit dien Hai Phan

Nam bao cao: 2016

I. THONG TIN CHUNG 1. Thong tin khai gnat - Ten giao dich: Cong ty Co phan Nhiet dien Hai PhOng. - Gidy Ching nhan DKDN s6 0200493225 do S& KH&DT TP.Hai Phong cap

ngdy 20/6/2013 (thay (16i Mn 6). - Van diet). le: 5.000 ty dang. - Van dau tu cua chu sa him: Du an NMND FIdi Phong 1: 12.648.006.000.000

Bang; Du an NMND Hai Phong 2: 13.039.451.179.994 clang. - Dia chi: Than Doan, xd Tarn Hung, huy'en Thuy Nguyen, thanh pho Hai PhOng. - Dien thoai: 031. 3775.161. - Fax: 031.3775.162. - Website: http://www.ndhp.com.vn.

Ma ea phiju: HND. 2. Qua trinh hinh thanh va phat tri6n - Thvc hien chii trucrng thay doi co the quan ly kinh to cua cac cong ty, doanh

nghiep Nha nu6c, trong dO co cac cong ty Oat dien. Ngay 30/7/2002, Van phOng Chinh phd da co Thong bao so 129/TB-VPCP neu y kien cua Pho TIM Mang Nguy8n Tan Dung cho phep thanh lap Cong ty ca phan co von cua doanh nghiep Nha nuat a dau tu Dv an Nha may Nhiet dien Hai PhOng.

- Thing 9/2002, Tap doan Dien lvc Viet Nam, Tap doan Cong nghiep Than — Khodng san, Tang Cong ty Bao Viet, Tang Cong ty Lap may Viet Nam \fa. Tang Cling ty XNK Xay dung Viet Nam (Vinaconex) da di den thong nhat va thanh lap Cong ty Co phan Nhiet then Hai PhOng de dau to xay dung nha may Oat dien.

- COng ty Co phan Nhiet dien Hai PhOng dirge thanh lap ngay 17/9/2002 theo Giay chfrng nhan thing kY kinh doanh so 0203000279 do SO: K'e hoach va Dau to thanh pha Hai Ph6ng cap. Theo do, Cong ty Co phan Nhiet dien Hai PhOng hoat &Ong theo Luat Doanh nghiep gam 05 ca clang sang lap, vii tang van dieu le la 3.000 ty clang cua cac don vi g6p van:

+ Tap doan Dien lye Viet Nam: 77,5%

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+ Tap doan Cong nghiep Than — Khoang san Viet Nam: 10%

+ TOng Cong ty Bab hiem Viet Nam: 2,5%

+ Tong Cong ty Xuat nhap khAu xay dung Viet Nam (Vinaconex): 5%

+ TOng COng ty Lap may Viet Nam (Lilama): 5% Thuc hien tong so' d6 phat trien dien rue Viet Nam giai doan 2001 — 2010 (Quy hoach dien V), bit dap six thieu but cong suet cna he thong dien tai khu vuc phia Bac, Cong ty Co phan Nhiet dien Hai Phong dugc Thit thong Chinh plait giao lam chit dau to Du an Nha may Nhiet then Hai Phong theo Quyet dinh so 1186/QD-TTg ngay 13/12/2002, deng thed, Cong ty tiep tuc dugc Thit -Meng giao lam chit dau to Du an Nhiet dien Hai PhOng 2 theo Quyet dinh se 1195/QD-TTg ngdy 09/11/2005. De dau to xay dung du an Nha may Nhiet dien Hai Pining 2, ngay 09/01/2008, Dai hei (fang c6 'Jong COng ty CO phan Nhiet dien Hai PhOng dugc to chirc tai Ha Nei dal thong qua viec tang von dieu le, cu the nhu sau:

+ VOn dieu le da clang ky: 3.000.000.000.000 deng

+ V6n dieu le thay dei: 5.000.000.000.000 (long

+ Theri diem thay ci6i von: Thang 2/2008

+ Muc dich thay dei von: DO dau to xay dung du an Nha may Nhiet then Hai PhOng 2.

+ Hinh thirc tang van: Cac ce deng gep yen b6 sung That hien chi dao cue Thu Mang Chinh phit tai COng van so 138/TTg-DMDN ngay 03/02/2012 ve viec thanh lap cac Tong clang ty phat dien true thuoc Tap doan Dien bye Viet Nam, ngay 01/6/2012 BO Cong thacmg da ban hanh Quyet dinh se 3024/QD-BCT ve viec thanh lap Cong ty me - T6ng Cong ty Ph& dien 2 (EVNGENCO 2). Theo do, &Ong ty CO phan Nhiet dien Hai PhOng la doanh nghiep do EVNGENCO 2 nem gill 51% yen dieu I(L

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Hien nay, Cong ty CO phan Nhiet dien Hai Ph6ng tr6 thanh Cong ty dai chung dugc UBCKNN chap thuan tai van ban s6 716/UB-QLPH ngay 24/02/2014.

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Ngdy 05/10/2016, CO phieu cue Cong ty ce phAn nhiet dien Hai PhOng chinh Mire giao dich tren san chUng khoan Upcom veri ma ce phieu HND.

3. Nganh ng“' kinh doanh:

a. San xuat, truyen tai va phan ph6i dien.

Chi het: San xuat dien; truyen tai va phan phei dien.

b. Xay dung cling trinh cong ich.

c. Chi het: Thi cong, lap dat, van hanh, bao duerng, sire china, cai tap &rang day va tram Nen dp den 220KV.

d. Xay dung cong trinh ky thuat clan dung khac.

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e. Chi tiet: My dung, sfra china, bao duang, cai tao cong truth nhiet dien, cong trinh kien trite cira nha may nhiet dien.

Khai that da, cat, soi, dal set.

g. Ban buon kim loai va quang kim load (tilt ban buon yang mieng).

h. Ban buon may m6c, thiet bi va php bang may khac.

i. Chi bet: Ban buon may moc, thiet N dien, vat lieu dien (may pita dien, d'Ong co dien, day dien va thiet bi khdc dung trong mach dien).

j. Ban buon thiet bi va linh kien dien tit, vin thong.

k. Kiem tra va phan tich ky" thuat.

I. Chi filet: Thi nghiem, hieu chinh cac thiet bi dien.

m. Ban buon chuyen doanh khac chua duct phan vao dau.

n. Chi -net: Ban buena phe lieu, phe thai kim loai, phi kim loai.

o. Sixa chin may m6c, thiet bi.

p. Sira chin thiet bi dien tir va quang hoc.

q. Sira chtia thiet bi diem

r. Gido due nghe nghiep.

s. Chi ti6t: Dan tao day nghe quan ly thiet bi, van hanh, bao clueing va sin chua thief bi nha may dien.

4. Thong tin ve mo hinh titian tri, to chat kinh doanh va bi) may quail 19 - Co cau to chile theo cap quan ly:

Tap doan Dien Inc Viet Nam

• T6ng Cong ty Phat dien 2

(EVNGENCO2)

C6ng ty Co phan Nhiet dien Hai PhOng

Ngay 28/12/2012, Tap doan Dien lgc Viet Nam da co Bien ban ban giao di'eu hanh cho EVNGENCO 2. Theo do, to ngdy 01/01/2013, EVNGENCO 2 co quyen dieu hanh d6i voi cac dun vi true thuSc, cac cong ty con, cong ty lien Icel. thuSc EVNGENCO 2, trong do co Cong ty Co phan Nhiet dien Hai Pheng.

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- MOt s6 thong tin giOi thieu ve TOng Ging ty Ph& dien 2: + Ten goi tieng Viet: Tang Cong ty PIS dien 2.

+ Ten giao dich tic'ng Anh: POWER GENERATION CORPORATION 2.

+ Ten viet tat bang ti6ng Anh• EVNGENCO 2.

+ V6n dieu le:

10.677 ty ding.

+ Tru so chinh• S6 01 &rang Le EIOng Phong, phuong Tra NOc, quan Binh Thity, thanh ph6 Can Tha.

+ Gidy Chung nhan DKICD s6 1800590430 do So• KH&DT TP.Can Thu cap ngdy 19/11/2012.

- MO hinh quan tri: Cong ty ducfc thchirc theo me hinh cong ty CO phan, dung dau la Dui hei (fang co (long; Wei d'Ong quart tri, Ban Kiem soot; Ban dieu hanh dirng dau la TOng Giam d6c va. cac Phi TOng Giam doe. Co cau be; may quail 1Y:

- COng ty Cong ty tham gia gip von vao Cong ty dich vu sin chna Nhiet dien mien Bac (NPS) vOi tong s8 von gip la 5 UT ding, da gip du.

5. Dinh Inning phat trien a) Cac muc Hen chn yeti cua COng ty - Dam boo van hanh cac to may an toan, lien tuc va hieu qua, cung (Mg dien cho

nen kinh to hang nom tfx 6-7,5 ty kWh. - Bao toan va phat trien vein cua cac co &Ong.

Dau Pr, nang cao chat lacing cai thien rad truing, htremg tbi su phat trien ben vOng.

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- Nang cao den sang vat chat, van hod tinh than cho nguth lao dOng. b) Chien loge phat trier' trung va dai han - Duy tri cac to may phat dien an toan, hien qua va dam bac moi truemg.

Sfra chaa, bat) duthig nham duy tri phat dien On dinh the to may.

- Dam bao c6 the cho cac co dong.

- Nang cao chat lugng ngu6n nhan Igc. Nang cao na'ng ltre quart tri doanh nghiep theo huOng chuyen nghiep hien dai.

- Xay dung cac dinh mire chi phi, chi tieu kinh to - ky thuat. - Tiet kiem chi phi.

c) Cac muc den dOi voi moi truemg, xa hOi va cong dOng cira C6ng ty.

Tiep tuc dau tu, nang cao chat lugng cai thien moi tnremg, dam bao moi twang than thien.

- Tham gia va iing ho tich cuc the hoat dOng cum xd hei cum cong dtmg.

6. Cac rid ro: - Rui ro canh tranh pilot dien tren thi twang dien, girra the nha may nhiet dien vai

Nhiet dien, giixa cac nha may nhiet dien voi thug dien.

Rui ro chenh lech ty gia do hien nay trong gia dien van chua doge tinh chi phi chenh lech t gia, clan den van phai trich ba chenh lech ty gia.

- Cac vat to sin chila cha yeti van phai nhap khau do vay tae dOng ty gia tang anh huang den chi phi.

- Ngu6n nhan luc chat lugng cao.

II. TINH HINH HOAT HONG THONG NAM 1. Tinh hinh hoat (gong san xuAt kinh doanh - Trong nAm ca. 4 to may elm Nha may ,da dap ling dirge huy di:311g dm 1-16 thong.

Cling ty hokn thanh vtrgt ke hoach, tong san lugng dien hai nha may phat dat 101% ke hoach; San lugng then dam cut may phat 7.069 tr kWh; San lugng dien thuung pham: 6.448 tr kWh.

Chi tieu Nam 2015 Nam 2016

Ke hoach Thuc hien Ty le °A so ICH

1. SLD san xuAt (tr.kW) 6.938 6.975 7.069 101% 2. SLD thucmg phArn (tr kW) 6.324 6.318 6.448 102% 4. Tong doanh thu 9.128.358 9.023.595 9.196.518 102% - Doanh thu SXKD dien (tr.clOng) 9.110.956 9.001.595 9.157.246 102%

- Doanh thu Hoat Ong tai chinh (tr d'Ong) 9.689

10.000 33.760 338%

- Doanh thu khac (tr. dOng) 7.713 12.000 5.508 46%

5. 'Ding chi phi (tr. diing) 8.736.789 8.574.110 8.893.654 104%

- Chi phi SXKD dien (tr.thing) 7.626.370 8.564.110 8.642.317 , 101%

- Chi phi Float dOng tai chinh (tr. Tang) 1.101.756 - 245.175

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CM hen Nam 2015 Nam 2016

Ke hoach Tillie hien TS, 1e % so KH

- Chi phi khac (tr. //Ong) 8.663 10.000 6.160 62% 6. Lai/ LO truer thud (tr.dong) 391.569

449.485 302.864 67%

- SXKD dien (tr.dOng) 1.484.585 437.485 514.929 118% - Float dOng tai chinh (1.092.067) 10.000 - 211.415 -2114% - Khac (tr. Ong) (948) 2.000 - 652 -33% 7. Lai nhuAn sau thud (tr.dtIng) 391.569 427.011 287.313 67%

2. To chive va nhan sir - Danh sach Ban die'u hanh va Can b0 quan ly Gong ty:

TT HQ va ten Chet danh Ghi cho 1. Tran Hitu Nam Chu tich HDQT 2. Nguyen Thuang Quang T6ng Giam d6c

3. Ha Quang Gioi Ph6 T6ng Giam doc Nghi the dO tfr 01/7/2016

4. Nguyen Van Thanh Ph6 T6ng Giam doc 5. Duang San Ba Ph6 T6ng Giam d6c 6. Nguyen Minh Thanh Ke toan truang 7. Iran Hong Vucmg Tracing phOng TCLD 8. Nguyen Huy Bong Ph6 phOng TCLD 9. Iran Thanh Huy Ph6 phOng TCLD 10. Nguy6n Xuan Bang Truerng phOng KHVT 11. Dang Anh Huy Ph6 phOng KHVT 12. Nguyen Kim Thinh Ph6 phOng KHVT 13. Vu Xuan Ding Truerng phOng Ky- thuat 14. Mac Van Bac Ph6 phong Ky thuat 15. Trail Van Tien Ph6 phOng Ky thuat 16. Cao Xuan Nhuerng Trmang phOng An toan

17. Cao Bac Ninh PhO phOng An toan

18. D6 Van Hai Chanh Van phOng

19. Dao Van Kien Ph6 Chanh Van phOng 20. Pham Thanh Huang Pho Chanh Van pi-long 21. Iran Xuan Trinang Quail doc PX. Van hanh 1

22. Mai Ngoc Thanh Pho Quan d6c PX. Van hanh 1

23. Ng6 Hong Phong PhO Quail d6c PX. Van hanh 1

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TT Hy va ten Chet danh Ghi chn

24. De Ng9c Hinh Quart dee PX. Dien - Tv dOng

25. Nguyen Viet Anh Pho Quart dee PX. Dien - Tv deng

26. Ta Cong Hoan Quart dOc PX. Nhien lieu

27. N guy en Q uec Viet PhO Quan dee PX. Nhien lieu

28. Ha Manh Huy Ph6 Quart dew PX. Nhien lieu

29. va Xuan Tiep Quan dee PX.SCCN 30. Tran Dirc Van PM Quan doe PX.SCCN 31. Nguyen Bd. Long Quart dee PX.Van hanh 2

32. Nguyen Chi Thanh Ph() Quart dee PX. Van hanh 2

33. Pham Van Luan Pho Quart doe PX. Van hanh 2

Tom tat ly lich Ban dieu hanh:

1) Ong TrAn HUH Nam:

+ Chirc danh hien tai: Chu tich Hei clang quart tri Cong ty CP Nhiet dien Hai Phong.

+ Ho ya ten: Tran Him Nam Giori tinh: Nam + Sinh ngay: 20/8/1958 Quec tich: Viet Nam + SO CMND sex 010.413.374 Cdp ngay 25/02/2012, tai Ha Nei. + Que quan: Nhan Hatt, Ly Nhan, Ha Nam.

+ Dia chi thueng fru: P2A2, nge 13, Phuong Lien, quan Deng Da, TP. Ha Nei.

+ Noi a hien nay: P2A2, nge 13, Phtrang Lien, cyan Deng Da, TP. Ha Nei. + Dien thoai lien he: 0913.074.249.

+ Dan tec: Kinh Ton gido: Khong. + Trinh do van hod: 10/10.

+ Trinh do chuyen mon: Kyf su Nhiet dien, tat nghiep Dai hoc Bach khoa Ha Nei nam 1981.

+ Trinh de 1y luan chinh tri: Cao cap chinh tri. + Ngdy vao Bang: 8/9/2000 Ngdy chinh that: 8/9/2001 + Qua trinh cling Mc:

✓ Tfr 10/1976 - 11/1981: Sinh vien TruOrng DH Bach khoa Ha Nei. ✓ Tit 4/1982 - 01/1992: TO trading TO hieu chinh Nha may Nhiet then

PM Lai.

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✓ Tit 2/1992 - 10/1995: Ky su Hieu chinh 16, Trung tam Thi nghiem Dien (Cong ty Dien Inc 1).

✓ Tit 11/1995 - 12/1998: Truang ph6ng Hien chinh 16 may, Trung tam Thi nghiem Dien (Cong ty dien Arc 1).

V Tit 12/1998 - 01/2006: Chuyen vien Ban Ky thuat nguen dien, nay la Ban Ky thuat San xuat, Tap doan Dien luc Viet Nam.

V Tit 02/2006 - 6/2007: Ph6 Giam (lac Cong ty CO phan Nhiet dien Hai

✓ Thang 7/2007: UST vien HOi deng quart tri, Ph6 Giam dee Cong ty. ✓ lir 8/2007 — 10/6/2013: Uy vien Hei deng quart tri, Tong Giam dac

C6ng ty CO phan Nhiet dien Hai PhOng. ✓ 11/6/2013 — den nay: Chu tich HDQT Cong ty Co phan Nhiet then Hai

Phong. 2) Ong Nguyen Thn'&ng Quang + Chat danh hien tai: Uy vien Hei (fang quan tri, Tang Giam dac Cong ty

CP Nhiet dien Hai Phong.

+ Ho va. ten: Nguyen Thnerng Quang Gith tinh: Nam + Sinh ngay: 10/3/1961. Quec Lich: Viet Nam + So CMND: 031.586.009 do CA Hai PhOng Cap ngdy 4/11/2005. + Que Tri Phuong, Tien Du, Bac Ninh. + Dia chi thuang tra: Ngti Lao, Thuy Nguyen, TP. Hai Pheng. + Noi a hien nay: Ngii Lao, ThuY Nguyen, TP. Hai Phang. + Dien thoai lien he: 0913.385.061 + Trinh do van hod: 10/10. + Trinh do chuyen mon: Ky six Tin thing hoa, tot nghiep Dai hoc Bitch khoa

Ha Nei nam 2000.

+ Trinh do 132 luan chinh tri: Cao cap 132 luan chinh tri. + Ngdy vao Dang: 26/11/1992. Ngdy chinh that: 26/11/1993. + Qua trinh cling tac:

✓ Tic 11/1981- 4/1983: CNVH Tram 110 nha may then PM Lai. ✓ Tin 5/1983-10/1989: Tray chinh lchei to may 1&2 NM dien Pha ✓ Tin 11/1989-10/1991: Tnrerng kip van hanh dien NM dien Pha Lai. ✓ Tic 11/1991-1/2000: Ky thuat vien van hanh NM dien PM Lai. ✓ Tin 1/2000-4/2000: Dao tao Tracing ca NM dien Pha Lai 2. ✓ 'Er 5/2000-5/2002: Tnrang ca van Mull to may 5&6 NM nhiet then Pha

Lai. ✓ Tic 6/2002-10/2002: Truerng phong ky thuat dao tao Ban CBSX PM

Lai 2.

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✓ Tir11/2002-10/2003: Ph6 phong Ky/ thuat van hanh NM nhiet dien Pha Lai.

✓ Tit 11/2003-11/2003: Pho phong KTy thuat - Ke hoach - Vat tu, Cong ty Co pilau Nhiet dien Hai Phong.

✓ Tix 12/2003- 18/6/2013: Ph6 rang Giant d'ac Cong ty Co pilau Nhiet dien Hai Phong.

✓ Tir 11/6 — 18/6/2013: Uy vien HDQT, PhO Tang Giam dace Cong ty CO phan Nhiet dien Hai PhOng.

✓ Tir 19/6/2013 den nay: lily vien HDQT, Tang Giam dac Citing ty Co phan Nhiet dien Hai PhOng.

3) Ong Nguyen Van Thanh

+ Chire danh hien tai: UST vien Hai dang quan tri, Ph6 Tang Giam dac Cong ty CO phan Nhiet dien Hai PhOng.

+ Sinh ngay: 09/9/1959

+ Quac tich: Viet Nam Dan Vac: Kinh

+ Dia chi thuOrng Phu6ng Pha Lai, thi xa Chi Linh, tinh Hai Throng.

+ Dien thoai lien lac: 0963.344.046

+ So CMND: 142.466.044 Noi cap: COng an Hai throng NO)/ cap 15/8/2005

+ Trinh do chuyen men: Thac syr Quail tri kinh doanh + Trinh do 132 luan chinh tri: Cir nhan chinh tri.

+ Trinh do ngoai ngft: Tiang Anh, chung chi B.

+ Qua trinh ding tac: V Tit 01/1981 - 6/1984: Ks thuat vien Nha may Dian Pha Lai. ✓ Tit 7/1984 - 7/1987: Ph6 Bi thu Doan Thanh nien Cong sari Ha Chi

Minh, Nha may Dien Pha Lai. ✓ Tit 7/1987 - 12/1988: Ph6 Truang phOng Hanh chinh, Nha may Dian

Pha Lai. ✓ Tir 01/1989 - 11/2000: Trueng nganh Dori sang - Quail tri, Nha may

Dien Pha Lai. ✓ Tir 12/2000 - 10/2007: Tracing phOng Ke hoach Vat tu, Nha may Dien

Pha Lai. ✓ Tir 11/2007 — 20/5/2010: Ph6 Tang Giam dac Cong ty CO phan Nhiet

dien Pha Lai. ✓ Tit 21/5/2010 — 6/2014: thanh vien Hai clang cyan tri Cong ty Co phan

Nhiet dien Hai Phong, Pho Tang Giant dac Cong ty CO phan Nhiet dien Pha Lai.

✓ Tix• 12/7/2012: Duoc bau lai gift chi:cc vu: UST vien Hai dang quasi tri Cong ty Ca phan Nhiet dien Hai PhOng.

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V Tic 7/2014 — den nay: Hy vien HDQT, Ph6 TOng Giant dee Cong ty Co phan Nhiet dien Hai PhOng.

4) Ong HA Quang Gifri: + Chirc danh hien tai: Ph6 Tong &am deic Cong ty Co phAn Nhiet then Hai

PhOng. + Sinh ngay: 15/6/1956.

+ Quac tich: Viet Nam Dan tOc: Kinh + Dia chi thutng tra: sá 16B ng'6 99 &rang Xuan Thuy, phuemg Dich Vong

Hju, quan Cau Giay, Ha NOi.

+ Dien thoai lien lac: 0912.360.745

+ S6 CMND: 013.220.827 Nai cap: CA Ha NOi. Ngdy cap: 22/10/2009. + Trinh d0 chuyen man: Ky su Nhiet dien.

+ Trinh dO ly lujn chinh tri: Sa cap. + Trinh do ngoai ngfr: Tieng Anh, chirng chi C. + Qua trinh clang tac:

✓ Thong 12/1978: TM nghiep Dai hoc Bach khoa Ha NOi. ✓ Tit 3/1979 - 5/1985: Kyr thuat vien Ban kien thiet NM Dien Pha Lai. ✓ Tir 6/1985 - 10/1987: Truerng phang Hanh chinh Quan tri, NM dien

Pha Lai. ✓ Tic 11/1987 - 12/1989: Quan dee Phan xuarng Nhien lieu, NM then

PM Lai. ✓ Tir 1/1990 - 4/2002: Truerng phOng Vjt tu san xuat, NM dien Pha Lai. ✓ Tic 1997 - 2002: Tham gia hoc Dai hoc tic xa cua Vien Dai hoc MO Ha.

NOi ve chuang trinh Quan tri doanh nghiep. ✓ Tir 5/2002 - 3/2003: Quart doe Phan xuang Nhien lieu-Due:mg sat, NM

dien PM Lai. ✓ Tir 4/2003 - 5/2003: Ky thuat vien Phong Ky thujt Ke hoach Vat tu,

Cc/511g ty CP Nhiet dien Hai Phong. ✓ Tit 6/2003 - 5/2004: Truang ph6ng Ky thujt Ke hoach Vat to Cong ty

CP Nhiet dien Hai Phong. ✓ Tic 6/2004 - 6/2006: Truong phong Kyr thujt Cong ty CP Nhiet dien

Hai Phong. ✓ Tir 7/2006 - 8/2006: Trtrang phOng QLDA Hai Phong II, C6ng ty CP

Nhiet dien Hai PhOng. ✓ Tit 9/2006 - 7/2009: Chuyen vien chinh Cue Giant dinh Nha nuere ve

Chat Wang clang trinh xay dung - BO Xay dung. ✓ Tir 8/2009 - 10/2009: Chuyen vien chinh PhOng T6 chute Lao dOng,

Cong ty Co phan Nhiet dien Hai Phong.

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✓ Tir 11/2009 — 10/2013: Ph6 Tang Giam dac Cling ty CO phan Nhiet dien Hai Phong.

✓ Tic 11/2013 — d6n 7/2016: Ph6 Tang Giam dac COng ty CO phAn Nhiet dien Hai Phong kiem nhi'em nhiem vu Giam dac Ban Quan 15T dix an Nhiet dien Hai Phong.

✓ Tit 7/2016 — den nay: Nghi huu theo the do. 5) Ong Throng So'n Ba: + Ho va ten khai sink' Duong Son Bd. Sinh ngay: 20/01/1968 + Chive danh hien tai : Ph6 Tang Giam d'ac, kiem Truemg pheng Ky thuat

Cong ty CO phan Nhiet dien Hai PhOng.

+ Que quan: xa. Hung Phitc, huyen Hung Nguyen, tin h Nghe An. + Dan Vac: Kinh Ton gido: Khong. + Trinh do van h6a: 12/12.

+ Trinh do chuyen mon: + Ky su Nhiet then, Dai hoc Bach khoa Ha Nth, he chinh quy.

+ Cu nhan QTKD, Dai hoc Bach khoa Ha Nai, tat nghiep thong 6/2012. + Trinh do ngoai Tieng A trinh do C. + Trinh do ly lujn: So cap.

+ Ngay vao Rang: ngdy 19/4/2002, Ngay chinh thirc: 19/4/2003. + Qua trinh ceng tac:

thong 4/1994 — 9/1998: Kyr su Nha may then, Cong ty phan dam va h6a chat Ha Bac.

✓ Tir 10/1998 — 4/2000: Ky su Phong Ky thujt, Ban QLDA Pha Lai 2. ✓ Tit 5/2000 — 10/2001: Ky su PhOng Ky thujt, Ban CBSX, Nha may

Nhiet then Pha Lai 2. ✓ Tir 11/2001 — 10/2002: Ky thujt vien Phong Ky thuat, NM may Nhiet dien

Pha Lai. ✓ Tic 11/2002 — 8/2006: Ky su PhOng Ky thuat, Cong ty CP Nhiet then

Hai Ph6ng. ✓ Tic 9/2006 — 5/2009: Ph6 ph6ng Ky thujt, Cong ty Co phan Nhiet dien

Hai Ph6ng. ✓ Tix 5/2009 — 9/2009: Pho pheng Phu trach Phong Ky thuat, Cong ty Co

phan Nhiet dien Hai PhOng. ✓ Tit 10/2009 — 11/2013: Twang pheng Ky thuat, Cong ty Co phan

Nhiet then Hai Phong. ✓ Tic 11/2013 — den nay: Pho Tang Giam doe Cong ty Ca phan Nhiet

dien Hai PhOng. - S6 luvng CBCNV tinh dri 31/12/2016: 884 nguni.

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Ole dO chinh sach doi veri ngueri lao dOng:

+ Chinh sach tien luong: Hoi clOng quart tri COng ty da ban hanh He thang thang luong, bang luong va the del phu cap luong doi veri ngueri lao dOng co hi'eu lgc It 01/01/2016. Cong ty da xay dung va ban hinh Quy the than phOi tien luong cho ngueri lao dOng va to chgc thus hien, dam bao cong bang theo mint do (long Op ngued lao dOng, khuyen khich nguti lao &Ong nang cao hang sudt, chat lining, hieu qua cong viec, dam bao hal boa cac loi ich cira Cong ty va nguesi lao d'Ong

+ Tien luong binh quan ngueri lao Ong Warn 2016 la: 16.322.000 dang/thang/nguai.

Quan tri nguon nhan lgc:

+ Cong ty in& chit trong cong tac quart tri nguon nhan lgc: BO nhiem va ba nhiem tai mOt so can be) lath So quart 151; khuyen khich ap dung cac sang kien cal tien ky thuat,b8 tri nhan lire lam viec phn hop veri Wang lgc, trinh do chuyen mon; luOn quan tam thuerng xuyen den ding Mc dao to nang cao chat luting nguon nhan lye.

- Chinh sach khac:

+ Cong ty thuOng xuyen quan tam den dOi song vat chit, tinh than cilia ngtrai lao do, ng d'enguai lao dOng co di'eu kien tap trung san xuat, cong Mc, nang cao nang

rlao dOng, dam bao an toan va hi'eu qua; to chi:cc cac hoat do, ng

van hoa, van nghe, the due the thao...

- Ngodi cac the do -theo quy dinh cfia pith") luat ma nguai lao dOng duct huong, Cong ty con xay (tang ky ket ThOa trac lao dOng tap the trong do co mOt so quyen lgi nguai lao demg doge hiking cao hcrn so veri luat nhu:

+ COng ty cho thue nha dOi vai nhUng CBCNV a xa hoac chua c6 nha o. + Thuomg cho cac tap the va ca nhan co thanh tich dOt xuat trong lao dOng san

xuat; thuang cho cac ca nhan ca nhieu thanh tich thong qua viec cho nghi cong tac de di tham quan nghi mat trong va ngodi ntrac.

+ C'Ong ty thgc hien cite do lam viec 40h/tuan. Nguti lao Ong duct nghi som 30 phut vao cac ngay can Man va ngay nghi le, Tet.

+ Thgc hien mOt so the do khac 06 lgi cho ngirai lao dOng. 3. Tinh hinh d'Au tu, tinh hinh thuc hien cac du' an a) Cac khoan dau to Trong nam 2016, cong ty khong thgc Men dau to du an

nao. b) Cac cong ty con, cong ty lien ket: Cong ty tham gia gOp von vao Cling ty dich

vu situ china Nhiet dien mien Bac (NPS) vori tong so von gOp la 5 ty clang, ty le co tut chi kien nam 2016 la 12%.

4. Tinh hinh tai chinh a) Tinh hinh tai chinh

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Chi tieu Nam 2015 (tr. Bong)

Nam 2016 (tr. D6ng)

% tang gi5m

* Doi vol to chat killing phai la to chat tin dung va to chat tai chinh phi ngan hang:

TOng gia tri tai san 18.787.389 17.103.008 91%

Doanh thu thuan 9.110.955 9.157.246 101%

Lgi nhujn -lir hoat dOng kinh doanh 392.518 303.516 77%

Lgi nhujn khac -948 -651 69%

Lgi nhujn trtrac thug 391.567 302.864 77%

Lgi nhujn sau thug 391.567 287.314 73%

Ty le lgi nhujn tra c6 tirc 6% 5% 83%

b) Cac chi tieu tai chinh chic yeu

Cac chi ben ‘ Nam 2015 Nam 2016 Ghi an I. Chi tieu ve kha niing thanh wan + He so thanh toan ngan han: 0,69 0,72

TSLD/Ng ngan han + He so thanh toan nhanh: 0,53 0,54 TSLD: Hang ton kho Na ngan han 2. Chi tieu ve ca cau von + He so Ng/Tong tai san 0,74 0,72 + He se Ng/Von chit sec him 2,89 2,63 3. Chi tieu ve neing hic haat clOng + Veng quay hang ton kho: 14,02 13,98 Gia von hang ban Hang ton kho binh quan + Doanh thu thuan/Tong tai san 0,54 0,48 4. Chi tieu ye kha neing sinh Ida + He s6 Lgi nhujn sau thue/Doanh thu

thuan 0,04 0,03

+ He se Lai nhujn sau thue/V6n chit ser him

0,08 0,06

+ He so Lgi nhujn sau thue/T6ng tai san 0,021 0,018 + He se) Lgi nhujn nix hoat dOng kinh

doanh/Doanh thu thuAn 0,043 0,033

5. Co cau co thing, thay 1:15.1 vent d'au to ctia chit s& hint a) Co phan:

- T6ng so c6 phan: 500.000.000 c6 phan (Nam tram trieu cep phan). - Loai co phan: CO phan pho thong.

b) Ca cau c6 &Ong: Can cir s6 co dung Cling ty Co pilau Nhiet dien Hai Phong chea den ngay 30/12/2016, ca cau cep (long nhu sau:

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- Theo ty le s& Co &ling (4 nha dau tu) ser hitu tir 5% ca phAn tra len, chi& 93,18%. Co (tong (601 nhadAu tu) so hfru ca phAn du6i 5% chiam 6,82%.

- Theo to chtrc: 10 c6 clang la to elide va 595 et) (long ca nhan. Trong do co 01 c6 d'Ong nu& ngodi.

c) Tinh hinh thay clai von dau tu chit so huu: Khong. d) Giao dich ca phieu quy: Khong. e) Cac chirng khoan khan Khong.

6. Bac) cao tac dOng lien quan den moi trubmg va la hid cfia ding ty

6.1 Quail ljt nguan nguyen vat lieu a) Tang lugng nguyen vat lieu dugc sir dung a san xuat va thing g6i cac san pham

va dich vu chinh caa to chirc trong nam - Than: 3,22 trieu tan - DAu FO: 10.510 tan b) Bao can ti le phan tram nguyen vat lieu dugc tai the dugc sir dung de san xuAt

san pham va dich vu chinh caa to claire: 0%.

6.2 Tieu this wing lacing a) Nang lacing tieu this true flap va gian tip - Nang lugng dien sir dung lay tir he thong dien tu dang cilia Nha may khi to may

dang phat dien hoac mua dien tir liren trong truerng hop ngirng du phang, sira

b) Nang lugng tiet kiem dugc, thong qua cac sang kien sir dung nang lugng hieu qua: 7,5trkWh (thirc hien de an giam dien to dung do van hanh tai uu cac may nghien va barn tuan hoan).

c) Cac bao can sang kien fiat kiem Ming lacing (cung cap cac san pham va dich vu tiet kiem nang luting hoac sir dung Mang lugng tai tao); bao cao ket qua cilia cac sang kien nay: De an giarn dien to dimg trong Cong ty CO phan Nhiet dien Hai Phong giai doan 2016-2020.

6.3 Tieu thy ntrae: (mire tieu this ntrire cita cac hoot clang kinh doanh trong neim) a) Nguan cung cap nage va lugng nude sir dung.

Ngu6n cung cap rurac tit h6 DA Nang, lugng nu.O.c khoang 5,76 trieu m3/nam. b) Ty le pi-Ian tram va tang !agog nugc tai the va tai sir dung.

Lacing nuot tai sir dung (clang mire thai thai xi) chiem ty le 8,75%, khoang 0,5 trieu m3/nam.

6.4 Than this phap luat ve bao ve moi truang a) SO ran bi xir phat vi pham do Hieing tuan this luat phap va cac quy dinh ve mai

truerng: Khong. b) Tang s6 tien do bi xir phat vi pham do kh6ng tuan this luat phap va the quy dinh

ye m6i tnrang: Khong.

6.5 Chinh scich lien quan den ngtrai lao clang

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a) SO lugng lao do, ng: 884, mire luang trung binh ded vgi nguai lao do, ng: 16,322 trieu donginguai/thang.

b) Chinh sach lao Ong nham dam bao sire khOe, an toan Ira phite lgi cua ngueri lao Ong:

- Chinh sach lwang: Cong ty that hien the do xep be luang cho ngueri lao dOng theo thang ban luong cua Nhanuere va dirge co quan Lao DOng Tien Luang, BHXH nai COng ty dang kY chap thuan. Vic chi tra Immg dugc thus hien 2 Ian vao ngdy 15 thang va ngay 30 hang thang Cong ty that hien the do nang liming cho can bO,cong nhan vien hang nam va co quan tam thuerng xuyen den thu nhap, deri song can bo cong nhan vien.

- Chinh sach throng: Nham khuyen khich Ong vien can bo cong nhan vien trong Cong ty gia tang hieu qua &mg gOp, Cong ty c6 chinh sach thueng dua tren nguyen the gin vari ket qua va hieu qua lao Ong dat dirge. COng ty to chile binh bait hang quy a danh gia ket qua lao deng cua nhan vien, viec xet thuang se time hien vao cuoi nam can cir vao qua trinh dat doge thanh tich cita,ca nhan hoac tap the trong that hien cong vies. COng ty cling xet thugng dOt xuat cho ca nhan va tap the co sang kien trong cai nen Omen phap lam viec, co thanh tich chong tieu cue, Fang phi. Cuoi nam, toan the Can bo Cong nhan vien cna Cong ty deu dirge huang Kiang thang thin 13. Phac 161.- hang nam COng ty to chine kham sire khoe dinh kY cho toan b0 ngueri lao dOng, to chine di nghi mat, du lich, duy tri thugng xuyen phong trio Van - The - my.

c) so gia dao tao trung binh mai nam, theo nhan vien va theo phan load nhan vien: + TOng se gni dao tao: 1280 gig + Lugt nguoi dirge dao tao: 1670 loot ngugi. + SO gia dao tao trung binh: 1,45 gieringueri.

- Cac clurang trinh phat trien ky nang va hoc tap lien tut de ho trg ngugi lao deng dam bao co viec lam va. Oat trien sir nghiep.

6.6 Boo coo lien quan dein troth nhiem dal veri cong clang clia phicang

Cac hoat dOng dau to cong deng va hoat &Ong phat trien Ong dOng khac, bao gem he trg tai chinh nham phuc vu cong &ong:

Nam 2016 Cling ty da chi khoang 7.2 U' cho the hoat dOng phite lgi va tir thien xa hOi.

III. BAO CAO VA DANH GIA CIJA BAN TONG GIAM DOC 1. Dinh gia ket qua hoat d(ing san xuat kinh doanh

Nam 2016, Ban TOng Giam dee da dieu hanh Cong ty thuc hien dat the chi tieu Nghi quyet HDQT giao so vgi ke hoach nam that: San lugng dien san xuat vtrot 1% ke hoach giao, tong doanh thu vuo:t 2% ke hoach giao, lgi nhuan san xuat dien (khong tinh den chi phi Chenh Lech ty gia) vtrgt 18% so yeti mire ke hoach dat 514,9 ty dOng da vuot so voci ke hoach 57 ty clang (ke hoach la 437,4 ty deng). Cong ty da duy tri dirge kha nang thanh toast the khoan ng den han mac

15

du gap kith khan ve dong tien. Van hanh nha may Hai Pheng 1 va 2 On dinh, dam bao an toan.

Nhiing tien b0 cong ty da dat dirge + Cong ty da sap xep mo hinh to chirc va b6 tri lao dOng phu hop vai yen cau

san xuat, kinh doanh, b0 may g9n nhe va nang dOng, nhiem vu chit yeu hien nay la san xuat kinh doanh sau khi co ban hoan thanh dau to xay dtmg.

+ Dan hoan thien cac Quy cite, Quy dinh trong tat ca cac linh vac hog dOng quan ly cua Cong ty, cong tac quan lY cua Cong ty ngay tang di vao nen nep va c6 hieu qua cao.

+ thirc chap hanh ky lu'at lao &Ong citangtrel lao dOng dugc nang cao, ngay , tang c6 trach nhiem v6i cong viec va b6 vol cong ty.

+ Tang cuemg cong tat tokiem sok va kiem tra not bo trong cac linh vitt hoat dong quan IY, san xuat kinh doanh va dau to xay

+ Duy tri viec chap hanh cac the do chinh sach ,cim Nha Twat, the Nghi quyet cfia Dai hOi dong c6 dong cling nhu cfia HOi &ling quan tri.

2. Tinh hinh tai chinh

a) Tinh hinh tai san

Tai san cua COng ty chit yeti la tai san dai han, trong dO co may mac va thiet Cac tai san deu tham gia vao hoat Ong san xuat cua Cling ty. Tong tai san cfia Cong ty giam so vol dau nam Id 1.684 ty dong. Do Tien va cac khoan tucmg (lacing tien tang 590 ty d6ng, Cac khoan phai thu ngan han giam ,500 ty &Mg, Hang ton kho tang 86 ty (long, Khan hao trong nam tang 1.897 ty (long.

- Hog Ong san xuat kinh doanh dien elm &ling ty ban true tiep cho &Ong ty Mua ban dien true thuOc Tap doan Dien lac Viet Nam. Viec thu hoi cong no tien then Man daft quy dinh cua hop dong mua ban dien.

b) Tinh hinh no phai tra

COng ty vim dau to xay dung vita san xuat kinh doanh, do do cong no phai tra cita cOng ty bao Khoan phai tra von vay cho hog dOng dau tit, phai tra nha thau xay dung va phai tra nha cung cap nguyen lieu, vat lieu phut vu san xuat kinh doanh.

- Cac khoan phai tra yen vay cua Cong ty chit yeti la cac khoan vay USD va JPY, Cong ty vay lai Tap doan dien lite Viet Nam khoan vay USD Ngan hang Xuat nhap khan Trung Quoc (China Eximbank) va khoan vay JPY Ngan hang hop tac Qu'ac to Nhat Ban (Jbic) nen Cong ty se phai chiu rin ro elm bien Ong ty gia hoi doai.

3. Nhirng cal tien ve co' cart to chtly, chinh sach, plan 1ST

Nam 2016, Cong ty duy tri sit on dinh ye co eau to chirc, chinh sach (pan ly, chit trong cOng tac dao tao phat trien nguon nhan luc, nang cao chat lugng lao Ong.

4. Ke hoach phat trien trong brow lai Duy tri van hanh an than - kinh to cac to may phat dien, dam bao san xuat phai bit dap cac chi phi; c0 tire da kien 5%.

16

- Nang cao do san sang ena thiet bi tren co ser that hien Mt the chucmg trinh situ bao dating, trung tu, dal tu cac to may thing han.

- Xay dung day du cac dinh mire fiat hao, chi fiat kinh to ky thuat. Bai huAn, bai dating nang cao chat lugng ngdm nhan lye quart 1Y, van hank va stra chfra.

- Phat trien ben \rung than thien mai turning, tuan thil the qui dinh cna phap luat ye mai twang.

- Nang cao chat lacing den sang vat chat, tinh than CBCNV.

5. Giai trinh elm Ban Giam &tic del yei y kien kiem than: Cong ty that hien phan ba khoan 16 chenh Lech ty gia danh gia lai cac khoan mac co gac ngoai to cuoi nam 2015 va Chenh Lech ty gia trong thai gian xay dung lay ke den 31/12/2014 vao bao cao kat qua san xuAt kinh doanh nam 2016 teen co ser van ban se; 7806/BTC-TCDN ngay 09/06/2016 cila BO Tai chinh ve vies hung dan EVN )(it ly chenh Lech ty gia. Trong do, BO Tai chinh hung dan: "Doi veri so 16 chenh real ty gia do danh gia lai khoan mac tien to co goc ngoai to tai thai diem 31/12/2015, doanh nghiep dirge phep phan ber khang qua 5 nam (2015 -2019). Wed vai khoan 16 CLTG danh gia lai cac khoan mac tien to co gac ngoai to Iny ke den 31/12/2014, doanh nghiep dugc phep tiep tut phan ba khang qua 5 nam (2015-2019)."

IV. DANH GIA CUA HOI BONG QUAN TRI VE HOAT BONG CUA CONG TY

1. Dinh gia cita Hai ding plan tri ye cac mat hoat Ong cita Cling ty trong at") co danh gia lien quan den truth nhi'em mai true:mg va xa hai Sau khi da xem xet toan then cac mat hoat &Ong ena Cong ty, HDQT thong nhat

danh gia that trang tong the quan 1Y diet' hanh nam 2016 nha sau: - Cae mat quail 132 loge nang cao, co chat luting, cong tat an ninh dugc gia vang;

g6p phan vao dam bao an ninh nang luting Quoc gia. - Hoat (tang san xuat kinh doanh nam 2016 an dinh, hieu qua. &le chi tieu ve san

lagng, doanh thu, chi phi, chi tieu kinh to ky thuat co ban dat yeu cau, có lai va chia co tirc cho cac co Bong.

- Cong tac an toan, ye sinh mai truOng PCCN da" dirge quan tam, clap ling yeu can trong san xuat kinh doanh va dau tu xay dung.

- Deyi sang, van hod, xa. hoi ena CBCNV dirge quan tam va nang cao.

2. Dant] gia cita Hai dang quart tri ye hoat thing ciia Ban Giant (lac &lug ty - Ban Tang Giam dac dal co nhang chi dao, dieu hanh barn sat ke hoach san alai

kinh doanh dirge ca dang giao, barn sat chi dao ena HDQT. - Ban Tang Giam clac bao cao kip thOi HDQT de dua ra cac dieu chinh ve chi&

lugc san xuAt kinh doanh, xay dung ea ban dam bao pith hop voi yeu cau thut tien.

17

- Ban Tang Giam dac da phan cong phu trach cu the cho tUng thanh vien. Ting thanh vien chin trach nhiem truot Tong Giam doe filth vire duce phan ding.

3. Cac ke hoach, dinh hinfrng cua 11(ii ding quart tri H'Oi dang quan tri barn sat va chi dao de Ban dieu hanh dam bao thus hien met

so van de trong tam: - Hoat dOng san xuat kinh doanh an dinh, lieu qua. Cac chi tieu kinh M, ky thuat

dat va tat han dinh mire ke hoach dirge giao; dam bao SX phal an toan; gia gin ve sinh — mai tnramg.

- Tiet kiem chi phi giam gia thanh, tang tinh canh tank Tint hien tot chitin lucre cite.° gia dien, tan dung toi da cac co hei pita dien tren thi truang; darn bac, muc tieu san xuat có

- Sit dung nguan tai chinh cUa C8ng ty met each hop 132 va hieu qua, bao toan va phat trien van ben \Ting.

- Chi dao Ban dieu hanh xay dung cac qui che, qui dinh, cac chi tieu kinh to ky thuat phuc vu cong tac quasi VT.

- Nang cao trinh do gnarl tri doanh nghiep theo huong hien dai chuyen nghiep. V. QUAN TRI CONG TY 1. 111:ii oiling (wan tri a) Thanh vien va ca eau cua HOi dang quart tri - Ong Iran Hfru Nam — Chia tich HDQT. - Ong Nguyen Thuang Quang - Ong NO Minh Quan

Ong Nguyen Van Quyen - Ong Nguyen Van Thanh - Ong Nguyen Dire Luyen - Ong Le Ngoe Nam

— Thanh vien HDQT. — Thanh vien HDQT. — Thanh vien HDQT. — Thanh vien HDQT. — Thanh vien HDQT. — Thanh vien HDQT.

Ca cau thanh vien Hai dang quan tri:

STT Danh sach Cophan so' him

Clint danh nam gift. tai the to chilt khac

I Thanh vien HDQT diic lap 1 Ong NO Minh Quart 0 Truemg Ban TCNS — Tang

Cling ty phat dien 2 2 Ong Nguyen Due Luyen 0 Pho Ban TCKT — Tang Cong

ty dau to lid kinh doanh von nha nuac

3 Ong Le Ngoc Nam 0 Truth-1g Ban Ke hoach — Tang Cong ty dien lye Vinacomin

4 Ong Nguyen Van Quyen 19.409 Ph6 Tang Giam dac Cong ty ca phan nhiet dien Pha. Lai

II Thanh vien HDQT Hide

18

STT Danh sich CO phan set Win

Chtit danh nam giir to cac to chat khac

5 Ong Tran HIM Nam 100.000 Thanh vien HDQT Cong ty co phAn Dich 91 stra chfra nhiet dien Mien Bac

6 Ong Nguyen Thuang Quang 60.000

7 Ong Nguyen Van Thanh 0

So luang chfrc danh thanh vien hth deng quail tri do tiling thanh vien Hei ding quan tri cua cong ty nam gift tai cac cong ty khac:

Ong TrAn Him Nam — Thanh vien HDQT Cong ty c0 phan Dich vu sira chtta nhiet dien Mien Bac.

- Ong Le Ngoc Nam — Chit tich HDQT Cong ty ce phan nhiet dien Cam Pha. - Ong Nguyen Dirc Luyen — Thanh vien HDQT Cong ty ce phan nhiet then

Quang Ninh.

b) Cac tieu ban thuec 1401 dong quan tri: Hth dOng quan tri khong thanh lap cac tieu ban.

c) Hoat thing cna1401 deng quail tri: H0i,deng quan tri thuang xuyen to chfrc cac cuec hop dinh kY, bat thuang va

nhieu lin lay 9 kien bang van ban de gial quyet cac van de dau tu, sari xuat kinh doanh cua Cong ty kip -Mai, hieu qua. Cu the da to chile hop 4 phien, lay 9 kien bang van ban 70 Ian.

Viec giam sat cilia HDQT vai Ban Tong Giam dOc cling dugc thgc hien qua bao cao hoat dOng cda. Cong ty gni cac thanh vien HDQT dinh ky theo thing, quy, nam. d) Hoat &Ong cua thanh vien Hth deng quail tri dee lap kitting dieu hanh: ERN deng

quan tri co 04 thanh vien dee lap khOng dieu hanh, trong dO co 03 thanh vien hien dang hoat dOng tai cac don vi dau tu, sin xuat kinh doanh dien la cac Ong NO Minh Quail (EVNGENCO2), Ong Nguyen Van Quyen (Cone ty c6 phan nhiet dien Pha Lai), Ong Le Ngoc Nam (Tong Gong ty dien lut Vinacomin); Thanh vien can lai la Ong Nguyen Dirc Luyen (T8ng Cong ty dau to va kinh doanh von nha milk) là thanh vier' co kien tilde trong linh v(sc clan tu tai chinh. Tuy hoat thing kiem nhiem nhung nhftng thanh vien HDQT vii nhiing kien thirc, kinh nghiem trong quan 19 dieu hanh da co nhieu &rig gop, chi dao hoat Ong dau tu, san xuat kinh doanh cua Cong ty.

e) Danh sach cac thanh vien HOi deng quan tri co chung chi dao tao ve quan tri cong ty: Toan be thanh vien HDQT Cong ty deu da tham gia cac khea hoc ye Quail tri Doanh nghiep.

2. Ban Kim soat a) Thanh vien va co eau cna. Ban kiem soat

STT Danh sach Co phan so' Mtn

Chfrc danh Wain gift tai cac to chfrc khac

1 Ong Pham Qu& Toan — 20.000

19

STT Danh sash Co phAn sir hint

Cht'rc danh nam gilt tai cac to chit khac

Trtremg Ban 2 Ba HuYnh Thi Phugng Khanh

— Thanh vien 0 CV Ban TCKT T6ng Cong

ty phat dien 2 3 Ba Le Thi Thity — Thanh vien 0 Pho Ban Tai chinh, T6ng

Cong ty Dien lye Vinacomin

b) Boat d'Ong dm Ban kiem soat: Ban kiem soat da time hien chit.° nang, nhiem vu, quye'n han dugs quy dinh tai Dieu 123 Lust Doanh nghiep va Dieu 33 — Dieu Le Gang ty: Giam sat hog d6ng cila HOi clOng Quail tri, T6ng Giam d6c va Ban dieu hanh trong quail 1y, dieu hanh Cong ty, thus hien cac nhiem vu do Dai hei (tang co &Ong giao; giam sat viec thgc hien Nghi quyet cua HDQT it& vbi T6ng Giam d6c va Ban dieu hanh. Kiem tra tinh hop ly, hop le, trung Haut, mac de can trong trong quan ly, dieu hanh hoat Ong dau tu, san xuat kinh doanh, cong tac ke toan, th6ng k'e va lap bao cao tai chinh nam 2016 dm Ban lanh dao COng ty, viec tuan thn Dieu le, cac quy che, quy dinh cua C6ng ty. Tham dinh Bao cao tinh hinh san xuat kinh doanh, bao cao tai chinh cua Cong ty nam 2016.

3. Cac giao dick, this lao va cac khoan loci ich cita HOi clang coati tri, Ban giam doc va Ban kietn soat

4. Thu lao cfia thanh vien HDQT, BKS, Ban TUB caa Cong ty nam 2016:

TT Ni.ii (lung So

nguni So

thong

Mire tien Itrung, thit lao dOngingunii

thang

Mire tien liming, thin lao thingingtroM

nam

Tong so'

I Tong tien Itrung, thn lao HDQT, BKS 2.140.913.000

1 Chu tich HDQT chuyen trash 1 12

56.281.667 675.380.000 675.380.000

2 T0ng giant (16c 1 12 46.107.250 553.287.000 553.287.000

3 Thanh vien HDQT khong chuyen trash

6 12 6.000.000 72.000.000 432.000.000

4 Truong ban kiem sok chuyen trach

1 8 42.280.750 338.246.000 338.246.000

5 Twang ban kiem sok khong chuyen trash

1 4 5.500.000 22.000.000 22.000.000

6 Thanh vien BKS khong chuyen track 2 12

5.000.000 60.000.000 120.000.000

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a) Giao dich co phieu co dong nOi b0: Khong. b) Hop dong hoc giao dich voi c0 (tong not b0: Khong. c) Viec thrrc hien cac quy dinh ve quart tri Cong ty: do this kY C8ng ty cung cap.

Cong tac quail tri cua cong ty da barn theo cac qui dinh elm phap kat, dm Cong ty. Tuy nhien trong tired gian tori, Cong ty se phai tiep htc xay dung cac dinh mac tieu hao, dinh mat du tit; cai tien thiet bi a dap frng cac tieu chuan moi tru&ng mai.

VI. BAO CAO TAI CHINH 1. "5?" kien kiem toan va Boo cao tai chinh dtryc kiem toan: Xem phi luc y kien kern

theo. 2. Bao cao tai chInh da kiem toan: Xem phu luc bao cao kern theoj_

Ntri nhein: - UBCKNN; - http://www.ndhp.com.vn; - Lau VT, KHVT, TCLD,TCKT.

Nguyen Thuteng Quang

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Ngay 14 thing 3 narn 2017

Ngtrai la

Bni Thu 'rang Nguygn Minh Thanh rd wan tong hap Ka (min tru/ang

Nguyen Thuong Quang Tong Gitim don

Ging ty Co phAn Nhift din Phi:ing Thuyet mirth bat) can tai chink chi nAm ket fink rtgay 31 thing 12 na'm 2016 (tiep thee)

Mau 13 09 - DN (Ban he nh thee ThOng tuso 200/2014/TT-B7t ngiiy 22 theing12 nam 2014 chair() Thi chtnh)

32. Cae giao dish phi flea to tir the hoat 41Ong tai clunk 2016 2015 VN1 VND

Ck khok thanh town phi tiers to cho chi phi la i vay 654.831.408.404 706.970.307,223 Thank town gAc vay bang each can tar vat Ichoan phai thu khach hang 1.692.118.797.797 1.623.996.822.922

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