CONG TY CO PHANDAY cAp BIEN VIET NAM. .

CONG HOA xA HOI CHONGHIA VIET NAM. DQc I?p - T'I,I'do - Hanh phuc

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85: 11/BC-H8QTTP.HCM, ngay 21 thanq 7 narn 2015

BAo cAo TiNH HiNH QUAN TRI CONG TV(6 thang Narn 2015)

Kinh 9l1'i: UV BAN CHUNG KHOAN NHA NU'O'CSo' GIAO D!CHCHUNG KHOAN TPHCM

'" ",?;::,...." - '" '"_Ten cong ty dai chung: CONG TY CO PHAN DAY CAP DI~N VIET NAM

_Dia chi tru s{r chinh: 70-72 Nam Ky Khoi Nghia - Q.l - TP.HCM

_Di~n thoai: (08) 38299443-38292972 Fax: (08) 38299437Email: cadivi@cadivi.vn

- V6n di~u l~: 288.000.000.000dang

_Ma clnrng khoan (n~ti co): CAV

I. 'Hoat dQng cua HQi dang quan tr] (Bao cao 6 thang/nam):

1. Cac cUQchop ciia HQi dang quan tr]:

HQi d6ng quan tri CADIVI dffhop t~p trung 03 l~n vao ngay 20/3/2015, ngay 1616/2015va t6 clnrc l§.yy kien cac thanh vien HQi d6ng quan tri bang van ban 01 l~n vao ngay111212015.

Stt Thanh vien HDQT Clnrc V\l S6 bufii hop Ty l~ Ly do khfmg thamtham dlJ dlJ

Nhiem ky 2012-20171 Nguyen Roa Cuong Chu tich 3/3 100%

2 HoangNghia Dan Ph6 chu tich 3/3 100%

3 Nguy~nLQc TVHDQT 3/3 100%

4 BoanBoai Thanh TVHDQT 3/3 100%

5 Le QuangDinh TVHDQT 3/3 100%

2. Hoat dQng giam sat cua HBQT d6i v6'i T6ng Giam d6c:SlJ chi d~o nh~y ben, linh ho~t, sau s~c va SlJ giam sat thucmg xuyen, lien tuc cua Hoid6ng quim tri dff giup cho T6ng giam d6c va cac can bQ quan ly khac di~u hanh moi ho~tdQng,san xu§.tkinh ~oanh cua cong ty thea .huang 6n,dinh va phat tri~n, dung dinh hua~g'Chien lugc phat trien cong ty giai do~n 2012-2017, tam nhin dSn nam 2020' .

3. Ho~t dQng cua cac ti~u ban thuQc HQi dang qmin tri: khong c6

1

II. Cac Ngh] quy~t/Quy~t dinh cua HQi dang quan tr] (Bao cao 6 thang/nam):

Stt S6 NQI QI> Ngay Ni?idung

1 23/20 151NQ-HDQT 11/2/2015 K§ hoach t6 chuc Dai hoi dong c6 dong thuong mennam 2015

2 24/20151NQ-HDQT 2Q/3/2015 Thong qua nQi dung phien hop ngay 20/3/2015

3 25/20151NQ-HDQT 16/6/2015 Thong qua noi dung phien hQPngay 16/6/2015

4 71/2015/QD-HDQT 20/3/2015 Phe duyet T6ng quy hrong nam 2014

- -_. - - _- ---- - _--_. -- - 20/3/2015 Phe auy~t xgp lo~i-doarili nglii~pnam20145 72/20 15/QD- HDQT. ,

- 6 73/2015/QD-HDQT 20/3/2015 Thong qua k§ hoach chi ti6t t6 chirc Dai hQi dong c6dong thuong nien nam 2015

7 7412015/QD-HDQT . 20/3/2015 Xu ly cong no cua Cong ty CP san xu~t Thanh Van

8 75/20 15/QD- HDQT 20/3/2015 Phe duyet Phuong an nhan sir-

9 76/2015/QD-HDQT 20/3/2015 Ph~ duyet Phuong an thanh l~p Chi nhanh Cong ty ?6

tpharr Day cap dien Viet Nam - Nha may CADTVTMienTrung

10 77/20 15/QD- HDQT 15/6/2015 Be) nhiem Ong Trinh Qu6c Toan giu chirc Ph6 tanggiam d6c Cong ty ca phan Day cap dien Vi~t Nam

11 78/2015YQD-HDQT 16/6/2015 PM duyet Pl,I an "Nhamay san xu~t day cap di~n.- Giaidean 2: Dau t~ xay d\1TIgmoi nha xuong va bo sungthiet bi san xuat day cap di~n"

-12 79/2015/QD-HDQT 16/6/2015 Ph~ duy~t k6 ho~ch d~u th~u G6i th~u "Mu,: sfun may

xoan 61 sqi" thuQc -ql,I an Nha may san xuat day capdi~n - Giai do~ 2 "Dau tu xay dl,Illgmai nha xu6ng va

- b6 sung thi§t bi san xu~t day 'cap di~n"

13 80/2015/QD-HDQT 16/6/2015 PM duy~t k6 ho~ch d~u th~u G6i th~u "Tu V~l1 quan lydl,Ian; Tu v~ l~p h6 sa mOj th~u va danh gia cae h6 sa

- dl,I th~u; Tu v~ th~m tra thi€t k€ ky thu~t va thb tradl,I toan, t6ng dl,I toan xay dl,Illg cong trinh" thuQc Dl,Ian Nha may san xu~t day cap di~n - Giai do~ 2 "D~utu xay dl,Ingmai nha xu6ng va b6 sung thi€t bi san xu~tday cap di~n"

14 81/2015/QD-HDQT 16/6/2015 PM duy~t chu truang d~u illmua sfun trl,Icti€p thi€t bisan xu~t day automobile va may dun 6ng lu6n

15 82/20 15/QD- HDQT 16/6/2015 P~e duy~t quy€t toan thu lao HQi d6ng quan tri va Bankiem soat nam 2014

16 83/2015/QD-HDQT 16/6/2015 ChQn Cong ty ki~m toan bao cao tai chinh nam 2015

2

III. Thay oBi danh sach v~ nguiri co lien quan ella coug ty d~i chung theo quy dinh taikhoan 34 Di~u 6 Lu~t Chung khoan (Bao cao 6 thang/nam): khong c6 thay u6i.

IV. Giao dich ella e6 dong nt)i bi) va nguoi lien quan (Bao cao 6 thang/nam):

1. Danh sach c6 dong noi bo va ngiroi e6 lien quan: xem phu luc dinh kern2. Giao dich e6 phieu: khong c6 giao dich trong ky: xem phu luc dinh kern

3. Cac giao dich khac: (cac giao dich cua c6 dong noi bQI c6 dong Ian va nguoi lienquan voi chinh Cong ty).

Ben lien quan Mol quan h~

T6iig cong fy c6 pJi~nThf€fhi di~riVl~rNa111·Cong ty TNHH MTV Cadivi Dong Nai

---Congty-mt:;Cong ty con

Trong ky, Cong ty c6 cac giao dich vdi cac ben lien quan nhu sau:

NQidung giao dich 6 thang nam 2015

T6ng cong ty c6 phan Thie't bi di~n YiN Nam293.465.126.539222.366.870.2242.850.000.000

D.

\\,)'

~

Mua nguyen v~t lieu;Thanhtoan tien mua nguyen v~t lieu;Tra li'ii yay;

NQidung giao dichCong ty TNHH MTV Cadivi - D6ng Nai

6 thang nam 2015

267.822.755.728264.511.788.509136.146.826.976123.849.342.326

Muanguyen v~t li~u, gia cong keo d6ng;T/toan ti€n mua NVLi~u, gia cong keo d6ng;Ban nguyen v~t li~u;Da thu ti€n ban nguyen v~t li~u;

V. Cae van d~ e~n IU'uy khae (Bao cao 6 thang/nam): B6 nhi~m Ong Trinh Qu5c Toan giuchuePh6 t6ng giam dBeCong ty c6 ph~n Day cap di~n Vi~t Nam tITngay 0117/2015.

NO'inh~n:- Nhutren;- LUll VPHDQT

3

IV. Giao djch cua c8 dong ni)i bi) va ngu'iri lien quan1.Danh sach c8 dong ni)i bi) va ngU'(rico lien quan:

Clurc vu t~i S5 cAphi~u S5 cAphi~uTyl~siY

Stt Ten tAclurc/ca nhan cong ty (n~u S5CMND Ngay dp Nrri cap Dja chi so' hu'u d§u so' hiiu cu5ihfru c6 Ghi chu

CMND phi~uco) ky ky cu5iky

1T6ng cong ty c6 phan ThiSt bj Dai dien ph~n 18,721,824 18,721,824 65.01%di~n Vi~t Nam gop von

2Cong ty c6 phan ThiSt bidi~n - THIBIDI

3Cong ty c6 phan ChS taoDi~n co Ha N

Clurc vy tl,li sa c6 phi~u sa c6 phi~uTy I~ so'

Stt Ten tB chtrc/ca nhan cong ty (n~u SaCMND Ngay dp Noidp Dia chi sO'huu d§u sO' hiru cuai hiru c6 Ghi chuCMND phi~uco) ky ky cuai ky

15 Nguyen Bach Tuyet Vq

16 Nguyen Bich WI Con ruot

17 Nguyen Lien Huong Con ruot

18 Nguyen Dire Phuong Anh ruot

19 Nguyen Gia Chinh Anh ruot

20 Nguyen Thi Xuan Thanh Chi ruot

21 Hoang NghTaDan Ph6 CT HDQT 50,000 50,000 0.17%

22C6ng Ty ce Phftn Day Cap Chu TichDien Vi~t Thai HDQT

23 Hoang Nghia Thuan Cha ruot

24 Hoang Th] Van M~ ruot

25 Trinh Thi Hong Vinh Vq

26 Hoang Hong Thuy Duong Con ruot

27 Hoang H6ng Thuy Linh Con ruct

28 Hoang Nghia Dire Minh Con ruot

29 Hoang Thi Dung Chi ruot

30 Hoang Nghia Dao Em ruot

3 J Hoang Thi Hien Em ruot

32 Hoang Nghia Dai Em ruot

[5]II_I ~ 1:="li

Clnrc v\I tl.li sa cB phieu sa cB phi€uTyl~siY

Stt Ten tB chuc/ca.nhan cong ty (n€u SaCMND Ngay c§p Nrri cap Dja chi sir hiru d~u so' hfru cuai hiru cB Chi chuCMND phi€u

co) ky ky cuaiky

33 Hoang Thi Hu~ Em ruot

Em ruot, Ph634 Hoang Thj Hong phong TMSX 35,665 35,665 0.12%

XN Long Bien

35 Nguy€n LQcTV HDQT, 87,117 87,117 0.30%

Tong giam a6c

36T6ng cong ty c6 phin Thi~t bj Dai dien phan

18,721,824 18,721,824 65.01%ai~n Vi~t Nam g6p von

37Cong ty CP Day Cap Di~n

Uy vien HDQTVi~t Thai

38Cong ty Day D6ng Viet Nam

Uy vien HDQT- CFT

39Cong Ty C6 Ph in Cong

Ph6 CT HDQTNghe Cao

40 Nguyen Thao Cha ruot

41 Cao Thi Mai My ruot

Vq, Nhan vien42 ve Thi Tuy~t Huang Xi nghiep Tan 25,851 25,851 0.09%

A43 Nguyen Vo Duy Minh Can ruot

44 Nguyen Vo Minh Nhir Can ruot

45 Nguyen ThQ Anh ruot

46 Nguy€n Hao Em ruot

Em ruot, Nhan47 Nguyen Phe vien Xi nghiep 2,187 2,187 0.01%

Long Bien

48 Nguyen Trung Truong Ph6 T6ng 22,000 22,000 0.08%Giam a6c

[6]"1""\..1 ~ _ ~'_ I wll

Clnrc VI} t:(li SBcB phi~u SBcB phi~uTyl~sir

Ngay dp hfiu cBStt Ten tB chirc/ca nhan dIng ty (n~u SBCMND CMND

Noidp Dja chi so' hiiu d§u so' hiru cuBi phi~uGhi chu

co) ky ky cuBiky

49 Nguyen Van Ly Cha ruot

50 Le Thj Hu~ M~ ruot

51 H6 Thi Kim Nhung Vg

52 Nguyen Truong Minh Con ruot

53 Nguyen Truong Anh Tho Con ruot

54 Nguyen Van Hoa Em ruot

55 Nguy~n Van Thai Em ruot

TV HDQT,56 U: Quang Dinh Pho tong giam 25,000 25,000 0.09%

d6c

57C6ng ty TNHH MTVCADIVI Dong Nai

58 Le Quang T~o Cha ruot

59 Tr~n Thi Hu~ M~ruot

60 Nguy~n Dang My Khanh Vg

61 U: Dang Kh6i Con ruot

62 Le Nguyen Doan Trang Con ruot

63 Le Ngoc Dung Chi ruot

64 Le Quang Thinh Anh ruot

65 Le Brch Thu Em ruot

[7]II

Clurc VI} t~i sa ca phi~u sa ca phieuTyl~so-

Stt Ten ta clnrc/ca nhan dIng ty (n~u SaCMNDNgay dp No'i cap Dja chi sO-huu d~u so·hfru cuai

hiru ca Ghi chuCMND phieu

co) ky ky cuai ky

66 Le Thuy Binh Em ruct

67 U\ Phu Cuong Em ruot

68 VO Hfru Luyen K~ toan tnrong 60,455 60,455 0.21%

69 Truong th] Sam Vg 40,549 40,549 0.14%

70 VO Khanh Tung Con ruot

71 VO Ngoc Mai Con ruot

72 VO Hfru Phan Cha ruot

73 Nguyen Thj Hiet M~ ruot

74 DU011gLi~u Mai KhanhGiam d6c tai 0 0 0.00%

chinh

75CTCP Day Cap Dien Viet

Truong BKSThai

76 DU011gKim Lang M~<

77 VO Hong Anh Chong 15,600 15,600 0.05%

78 VO Gia Khanh Con ruot

79 VO Khanh Hung Cha ruot

TV HDQT,80 Doan Hoai Thanh Giam d6c Nhan 38,770 38,770 0.13%

51!

81T6ng cong ty c6 phan Thi~t bj D~i dien phan 18,721,824 18,721,824 65.01%dien Vii;t Nam gop von

82 Doan H6 Hai Cha ru(lt

[8]\\ -:.r" ...._':

Chirc VI} t\{i sa ca phleu sa ca phi~uTyl~siY

Stt Ten ta chtrc/ca nhan dIng ty (n~u SaCMNDNgayc§p

Not cap Dja chi so' hiru dfiu so' hiru cuaihiru ca Ghi chu

CMND phieuco) ky ky cuaiky

83 U: Thj Thanh Me ruot

84 Doan Thanh Huyen Em ruot

85 Dean Th] Van Hong Em ruot

86 Doan Long Van Em ruot

87 Tr~n Thj Bich Thuy Vg

88 Doan Thanh Nam Con ruot 2,045 2,045 0.01%

89 Doan Thanh Tung Con ruot

90 Pharn Tu~n Anh Truong BKS 0 0 0.00%

91 Pham Van Thi~u Cha ruot

92 Nguy~n Thi Lan Anh Me ruot

93 Nguyen Thi Huang Giang Vg

94 Pharn Nguyen Dieu Anh Con ruot

95 Pharn Minh Anh Con ruot

96 Pharn Quang Thanh Em ruot

97 Pharn Hong Thu Em ruot

98 Dir Vinh Hong QuanTV Ban Ki~m 11,668 11,668 0.04%

soat

99 Cong ty TNHH MTVCADIVI D6ng Nai

[9],,'-, v "

Clurc VI} t~i sa cB phi~u sa cB phi€uTyl~sir

Ten tB chuc/ca nhan cong ty (n€u SaCMNDNgay c§p Noi c§p Dja chi sir hiru dAu so' hU1Jcuai

hfiu cB Chi chuStt CMND phi€uco) ky ky cuBi ky

100 Le Thi Be My ruot

101 Du VTnhPhuoc Cha rUQI

102 Du Vinh Hong Phuc Em ruot

103 Le Thi Kieu Di€m Vq

104 Du Xuan Thanh Con ruot

105 Dir Vinh Xuan Quang Con ruot

TV BKS, Pho106 Ng6 Quang Hung Giarn d6c XN 11,814 11,814 0.04%

Tan A

107 Phan Th] LQc My ruot

108 Ng6 Thi Sang Chi ruot

109 Ng6 Thi Anh Chi ruot

110 Ng6 Quang Dung Em rUQI

III Le Thi Cam Van Vq

112 Ng6 Thi My Dung Con ruot

113 Ng6 Quang Dang Khoa Con ruot

[10],".,....

2.Giao djch eli phi~u:

sa c8 phi~u sO- hiru d~u ky sa c8 phi~u sO- hUll cuai ky Ly do tang, giiim (mua, ban,Stt Ngu·(rith ...·chi~n giao djch Quan h~ vo·ic8 dong nQi bQ chuyen d8i, thu·O"ng...)S6 c6 phieu Tyl~ S6 c6 phieu Ty I~

1 T6ng cong ty c6 phan ThiSt b] di~n Cong ty my 18,721,824 65.01% 18,721,824 65.01%Vi~tNam

2 Nguyen Hoa wang 62,486 0.22% 62,486 0.22%

3 Hoang Nghia Dan 50,000 0.66% 50,000 0.17%

4 Nguyen LQc 87,117 0.30% 87,117 0.30%

5 Li: Quang Djnh 25,000 0.08% 25,000 0.09%

6 VO Hifu Luyen 60,455 0.21% 60,455 0.21%

7 Duong Li~u Mai Khanh 0 0.00% 0 0.00%

8 Doan Hoai Thanh 38,770 0.13% 38,770 0.13%

9 Du Vinh Hong Quan 11,668 0.04% 11,668 0.04%

10 Hoang Th] HongEm ruot eng Hoang Nghia

35,665 0.12% 35,665 0.12%Dan

11 Ngo Quang Hung 11,814 0.04% 11,814 0.04%

12 VO Thj Tuyet Huang Yg eng Nguyen LQc 25,851 0.09% 25,851 0.09%

13 VO Hong Anh Chong ba DL Mai Khanh 15,600 0.05% 15,600 0.05%

14 Twang Th] Sam Yg eng YO Hiru Luyen 40,549 0.14% 40,549 0.14%

15 Nguy~n Phe Em ruot eng Nguy~n LQc 2,187 0.01% 2,187 0.01%

16 Doan Thanh Nam Con eng Doan Hoai Thanh 2,045 0.01% 2,045 0.01%

[l1J