Aerodynamics HSR02

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    Progress in Aerospace Sciences 38 (2002) 469514

    Aerodynamics of high-speed railway train

    Raghu S. Raghunathana, H.-D. Kimb,*, T. Setoguchic

    aSchool of Aeronautical Engineering, The Queens University of Belfast, David Keir Building, Stranmillis Road, Belfast BT9 5AG,

    Northern Ireland, UKbSchool of Mechanical Engineering, Andong National University, 388, Songchun-dong, Andong 760-749, South Korea

    cDepartment of Mechanical Engineering, Saga University, 1, Honjo, Saga 840-8502, Japan

    Abstract

    Railway train aerodynamic problems are closely associated with the flows occurring around train. Much effort to

    speed up the train system has to date been paid on the improvement of electric motor power rather than understanding

    the flow around the train. This has led to larger energy losses and performance deterioration of the train system, since

    the flows around train are more disturbed due to turbulence of the increased speed of the train, and consequently the

    flow energies are converted to aerodynamic drag, noise and vibrations. With the speed-up of train, many engineering

    problems which have been neglected at low train speeds, are being raised with regard to aerodynamic noise and

    vibrations, impulse forces occurring as two trains intersect each other, impulse wave at the exit of tunnel, ear discomfort

    of passengers inside train, etc. These are of major limitation factors to the speed-up of train system. The present review

    addresses the state of the art on the aerodynamic and aeroacoustic problems of high-speed railway train and highlights

    proper control strategies to alleviate undesirable aerodynamic problems of high-speed railway train system.

    r 2002 Elsevier Science Ltd. All rights reserved.

    Keywords: Train aerodynamics; Impulse noise; Train tunnel; Compressible flow; Unsteady flow; Aerodynamic drag

    Contents

    1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 471

    2. Speed-up tendency of train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 471

    2.1. Requirement for the speed-up of train . . . . . . . . . . . . . . . . . . . . . . . . . . 471

    2.2. Transportation energy efficiency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 472

    2.3. Limiting factors to the speed-up . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 474

    3. Aerodynamic problems of railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . 474

    4. Aerodynamic forces on railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 475

    4.1. Aerodynamic drag of train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 475

    4.2. Estimation of aerodynamic drag . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 476

    4.3. Comparison of the drags on different trains . . . . . . . . . . . . . . . . . . . . . . . 477

    4.4. Pressure drag . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 478

    4.5. Friction drag . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 479

    5. Aerodynamic shape of railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 482

    *Corresponding author. Tel.: +82-54-820-5622; fax: +82-54-823-5495.

    E-mail address:[email protected] (H.-D. Kim).

    0376-0421/02/$ - see front matterr 2002 Elsevier Science Ltd. All rights reserved.

    PII: S 0 3 7 6 - 0 4 2 1 ( 0 2 ) 0 0 0 2 9 - 5

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    Nomenclature

    a speed of sound or constant

    A cross-sectional area of tunnel

    A0 cross-sectional area of train

    Ao Fourier transformb constant

    c speed of sound or constant

    Cd aerodynamic drag coefficient

    Cds aerodynamic drag coefficient of short model

    train

    Cdl aerodynamic drag coefficient of long model

    train

    Cdp pressure drag coefficient

    d hydraulic diameter of tunnel

    d0 hydraulic diameter of train

    D total drag

    DM mechanical drag

    DA aerodynamic drag

    Ds aerodynamic drag of short model train

    E energy

    f frictional force on train

    F frictional force on tunnel wall

    h height of train

    Hp horse power

    I sound intensity

    J Bassel function

    c train length

    m mass flow per unit time per unit volume

    Mt train Mach number

    M mass flow per unit timep static pressure

    Dp0 pressure difference

    P pressure of impulse wave

    Per reference sound pressure

    Pr Prandtl number

    r radial distance

    R cross-sectional area ratio of train to tunnel

    Re Reynolds number

    S Struve function

    t time

    u flow velocity

    u0

    flow velocity between train and tunnel wallU speed of train

    V speed of train

    Wp payload

    W weight of train

    x axial distance of tunnel

    Greek letters

    a angle of attack

    g ratio of specific heats

    r density

    l friction factor of tunnel wall

    l0

    friction factor of train

    l0m friction factor of model train

    j energy dissipation

    f blockage ratio or velocity potential

    n kinetic viscosity coefficient

    k wave number

    Sub/superscripts

    0 atmospheric state

    1 state just before train fore-body

    2 state just behind train fore-body

    d drag force

    H hydraulic diameter

    l long model trainmax peak or maximum value

    M pitching moment

    in inside tunnel

    out outside tunnel

    s short model train or stagnation state

    ^ moving coordinate system

    5.1. Wind tunnel test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 482

    5.2. Train-induced flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 483

    5.3. Aerodynamic forces due to trains passing each other . . . . . . . . . . . . . . . . . . 485

    5.4. Cross-wind effects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 488

    6. Aeroacoustic problems of railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . 488

    6.1. Aerodynamic noise due to train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 488

    6.2. Wind tunnel test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 489

    6.3. Reduction of aerodynamic noise . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 490

    7. Vibration of railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 491

    8. Aerodynamics of railway train/tunnel systems . . . . . . . . . . . . . . . . . . . . . . . . . 491

    8.1. Aerodynamic analysis of train/tunnel systems . . . . . . . . . . . . . . . . . . . . . . 491

    8.2. Pressure wave due to the train entering into tunnel . . . . . . . . . . . . . . . . . . . 493

    8.3. Pressure variation and aerodynamic drag inside tunnel . . . . . . . . . . . . . . . . . 493

    8.4. Pressure variation inside train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 495

    R.S. Raghunathan et al. / Progress in Aerospace Sciences 38 (2002) 469514470

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    1. Introduction

    During the past 60 decades, a great deal of attentionhas been concentrated on the development of airplanes.

    Fluid dynamics, structural mechanics and automatic

    control engineering have made large contributions to the

    present aerospace technologies. Of them, fluid dynamics

    mainly dealing with aerodynamic drag has played the

    most important role in the development of airplanes and

    flight vehicles.

    Relatively, there have been only a few studies of the

    full train system. This has been attributed to the fact

    that train has run at very low speeds along a fixed track,

    compared with airplanes. Thus, aerodynamic problems

    on the train system could not have attracted much

    attention from fluid dynamists. Recently, the train speed

    exceeded over 300 km/h, being nearly comparable with

    the past airplane speeds. Furthermore, the train system

    is playing much more roles in transport than the

    airplane. Systematic work is needed in the development

    of the train system.

    Aerodynamic and aeroacoustic problems accompa-

    nied by the speed-up of train system are, at present,

    receiving a considerable attention as practical engineer-

    ing issues that should be urgently resolved. With the

    speed-up of train, many engineering problems which

    have been reasonably neglected at low speeds, are being

    raised with regard to aerodynamic noise and vibrations,impulse forces occurring as two trains intersect each

    other, impulse wave at the exit of tunnel, ear discomfort

    of passengers inside train, etc. These are of major

    limiting factors to the speed-up of the train system.

    Such aerodynamic problems mentioned above are

    closely associated with the flows occurring around the

    railway train. However, much effort to speed up the

    train system has been paid, to date, on the improvement

    of electric motor power rather than understanding the

    flow physics around the train and thereby finding a

    proper control method. This has led to larger energy

    losses and performance deterioration of the train, since

    the flows around train are more disturbed due to

    turbulence of the increased speed; consequently, the

    flow energies are being converted to aerodynamic drag,noise and vibrations.

    Now, many countries are operating the high-speed

    railway trains, such as German Inter City Express (ICE),

    Japanese Shinkansen and French Train de Grande

    Vitesse (TGV); moreover, some countries like South

    Korea and China are trying to construct the high-speed

    railway train. Systematic work is highly needed to

    understand the aerodynamics of high-speed railway

    train, and to improve the existing conventional railway

    trains and to develop a new generation of high-speed

    train (HST) system.

    This article deals with the aerodynamic phenomena

    with regard to the high-speed railway trains, with a view

    to understand practical engineering problems of the

    present high-speed railway trains and with an emphasis

    on proper control methods for the aerodynamic

    problems.

    2. Speed-up tendency of train

    2.1. Requirement for the speed-up of train

    Since 1960s, the speed-up of transportation vehicles

    has been made with the timely requirements for a safeand bulk volume of transportation. This has led to the

    advent of a large tanker, a high-speed railway train, a

    jumbo jet, and a supersonic transportation (SST)

    vehicle. The speed-up of transportation engine always

    leads to the shortness of an economic distance asso-

    ciated with the shortness of timedistance, resulting in

    an increased value of time. The speed of a transportation

    vehicle should be determined from the point of view of

    the energy efficiency of the transportation.

    Fig. 1 shows Bouladons criterion for the speed of a

    transportation vehicle [1], in which the speed required

    for a transportation vehicle is given by a function of

    9. Impulse wave at the exit of tunnel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 496

    9.1. State-of-the-art of impulse wave . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 498

    9.2. Theory of impulse wave . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 498

    9.3. Slab and ballast track tunnels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

    9.4. Short and long tunnels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 502

    9.5. Control methodologies of impulse wave . . . . . . . . . . . . . . . . . . . . . . . . . 503

    9.5.1. Train body . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5039.5.2. Tunnel entrance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 504

    9.5.3. Inside tunnel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 506

    9.5.4. Tunnel exit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 508

    10. Concluding remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 511

    Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 512

    References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 512

    R.S. Raghunathan et al. / Progress in Aerospace Sciences 38 (2002) 469514 471

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    distance. The solid line indicates the required speed

    according to the transportation distance, showing a

    general tendency that the longer the transportation

    distance, the higher the speed required. This line also

    indicates an increased gradient with time, thus leading to

    more increasing requirement for the speed-up of a

    transportation vehicle. An ideal speed required for

    transportation vehicle in the 21st century is also

    indicated as the thick solid line. The present realizable

    speed to meet the speed-up requirement for a transpor-

    tation vehicle is also indicated in Fig. 1.

    There are several regions between the distancespeed

    curves of each transportation and the solid line, which

    are, at present, not able to meet the requirement for the

    speed of transportation. Region 1 indicates too long

    distance for walking, but too short distance for driving.

    Region 2 is between train and airplane. Region 3

    indicates the speed lack of subsonic airplane for inter-

    continental transportation. Region 4 indicates too long

    a distance for boat on sea, but too short a distance for

    airplane. To meet the speeds required for each region,

    new-generation traffic system, high-speed railway train,

    SST, and speedboat are under development, respec-

    tively.

    2.2. Transportation energy efficiency

    In general, energy efficiency of a transportation

    vehicle can be estimated based upon the fuel consump-

    tion used. In the case of cargo transport, the energy Enecessary to carry unit weight per unit distance is

    expressed as [2]

    E consumed energykcal

    transport capacityton transport distancekm:

    1

    In the case of passenger transport, Eq. (1) is changed to

    E consumed energykcal

    personone person transport distancekm: 2

    Meanwhile, the efficiency of a transportation engine can

    be obtained from the economic aspects of the fuel used:

    economic efficiency of fuel

    lower calorific value of fuel kcal=g

    consumption rate of fuel g=hp h

    horse power hp time hpayload ton distance km

    : 3

    For a given lower calorific value and consumption

    rate of fuel, Eq. (3) reduces to

    economic efficiency of fuel

    phorse power time

    payload distance

    horse power

    payload speed

    Hp

    Wp V: 4

    The economic efficiency of fuel used can be an index

    indicating the transportation energy, and is, thus,expressed by an inverse of the transportation efficiency:

    transport efficiencypWp V

    Hp

    W V

    Hp

    Wp

    W; 5

    where W is the total payload, V the speed, and Hp the

    horse power.

    Using the equations above, Fig. 2 shows a comparison

    between the transportation energies necessary to carry

    one person up to 1 km [2]. For three different types of

    vehicles, i.e., train, bus and car, the number on the right

    side indicates the transportation energy relative to the

    train, in which the transportation energy of the train is

    10

    100

    1000

    10.1 10 100 1000 100001

    SST

    6000km

    13000km

    1

    2

    4

    3

    Speed(km

    /h)

    Distance (km)

    Automobile

    Seoul-Pusan

    Train

    High-speed train (Shinkansen)

    Jet-plane

    Supersonic plane

    Super-high speed train

    New traffic system

    Walking

    Intercontinent

    Ship

    Ideal s

    peed in

    the 2

    1thcentur

    y

    Ideal

    speed

    inthe

    prese

    nttim

    e

    Sea

    Maximumdistance

    Fig. 1. Relationship between speed and distance required for transportation vehicle.

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    assumed to be 100 kcal. It is found that the transporta-

    tion energy of a car amounts to 6 times that of a train.

    From the economic point of view of the fuel used,

    Fig. 3 shows a comparison between each transportation

    engine [3]. The solid line indicates the well-knownKarmanGabriellis limiting line (KG line). The KG

    line increases with the speed of transportation vehicle. It

    is noted that the economic efficiency of the fuel used in

    transportation engine is improved as the transportation

    vehicle approaches the KG line. Each transportation

    vehicle has different speed ranges. For instance, the boat

    is in the range below 50 km/h, the ground vehicles are in

    between 50 and 200 km/h, the airplane in between 500

    and 800 km/h.

    These speed ranges can be classified, depending on

    whether the vehicle is driven by the buoyancy force, the

    reaction force, or the lift force. The KG line indicates the

    lower limits of each speed range. For the range of the

    buoyancy force support, the energy consumption in low-

    speed ranges is comparatively low. However, with the

    speed-up of the boat, the transportation efficiency

    becomes remarkably low due to the increased wavedrag on the boat. For instance, the value of P=WpVincreases up to several hundred times as the boat speed

    increases from about 15 knot (28.7 km/h) to 30 knot

    (55.6 km/h), resulting in an extremely low transportation

    efficiency. Therefore, a hydrofoil boat or a hovercraft of

    the lift force support can be one of the alternatives for

    higher speeds.

    For the range of the reaction force support, the value

    of P=WpV is low in the mid of the speed ranges. Forthe speeds over this range, a high-speed railway train is

    recommended. In this case, the value of P=WpV is on

    an extended line for the existing conventional train

    100kcal

    172kcal

    593kcal

    Train

    Bus

    Automobile

    Fig. 2. Energies necessary to carry one person up to 1 km.

    0.001

    0.002

    0.003

    0.0050.004

    0.01

    0.02

    0.030.040.05

    0.1

    0.2

    0.3

    0.40.5

    1.0

    2

    3

    10 20 30 50 100 200 300 500 1000 2 000

    TGVICE

    Shinkansen

    MAGREV

    SST

    B737

    B727

    B707

    B767B747SR

    Karman-Gabrielli

    HC

    YS11F27

    0.001

    0.002

    0.003

    0.004

    0.01

    0.02

    0.030.040.05

    0.1

    0.2

    0.40.5

    1.0

    0.005

    0.3

    3

    1

    2

    Speed(km/h)

    New

    estship

    Large

    tanker

    Liner

    Container

    Warship

    Small boat

    Destroyer

    Cruiser

    HB

    Helicopter

    BusTruck

    Turboprop

    Jet plane

    Jet plane(next generation)

    Buoyancysupport

    Reaction forcesupport Lift support

    Buoyancy support

    Lift support

    Reaction force

    support

    P/W

    V(kW

    h/tonkm)

    p

    P/W

    V(PSh/tonkm)

    p

    Automobile

    Fig. 3. Comparison of each transportation.

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    system. Further extension of this line approaches the

    Magnetic levitation (Maglev) train system. For the

    range of the lift force support, the value ofP=WpV is,in general, dependent on the lift-drag ratio, being

    independent of the speed of the transportation vehicle.

    2.3. Limiting factors to the speed-up

    In general, the transportation vehicle connecting from

    city to city is required to meet the following conditions:

    high-speed transportation, bulk volume transportation,

    safe and comfortable transportation with less air

    pollution and noise, highly reliable transportation with

    low cost and maintenance, etc. The high-speed railway

    train can be one of the alternatives to meet these

    requirements.

    Since 1940s, many countries have tried to speed-up

    the conventional train system. Fig. 4 shows the progress

    of the speed-up of train [4]. SymbolJ refers to the TGVin France,& the ICE in Germany,K the Shinkansen in

    Japan and the HST in UK. It is found that in over a

    half century, the train speed has increased more than

    two fold.

    Major limiting factors to the speed-up of train result

    from many different sources. Technical factors are

    associated with train/rail systems, while geographical

    factors are related to the tunnel system. For instance, in

    Japan, the portion of the tunnel to the total railway line

    amounts to about 60%, while in France it is at most

    several per cent. Fig. 5 shows the technical limiting

    factors to the speed-up of train and associated factors.

    These factors are mainly associated with the train body,

    the track line, the electric devices around the track, etc.

    For instance, the train speed along a curved track is

    limited by the traveling performance, passengers

    comfort and safety, which are again associated with

    the train body and track line. Thus, to be able to

    increase the maximum speed of trains, it is necessary to

    take account of these limiting factors.

    3. Aerodynamic problems of railway train

    For the purpose of development of a faster and moresafe train system with lower air pollution and noise,

    many researchers are paying much attention on the

    aerodynamics of high-speed railway train. These works

    have attention to the development of new-generation

    train body, rail and tunnel systems. The aerodynamic

    phenomena with regard to high-speed railway train are

    strongly dependent on the train speed. Thus, the

    aerodynamic problems become more important as the

    train speed increases.

    In general, the train aerodynamics are related to

    aerodynamic drag, pressure variations inside train,

    train-induced flows, cross-wind effects, ground effects,

    pressure waves inside tunnel, impulse waves at the exitof tunnel, noise and vibration, etc. The aerodynamic

    drag is dependent on the cross-sectional area of train

    body, train length, shape of train fore- and after-bodies,

    surface roughness of train body, and geographical

    conditions around the traveling train. The train-induced

    flows can influence passengers on the platform and is

    also associated with the cross-sectional area of train

    body, train length, shape of train fore- and after-bodies,

    surface roughness of train body, etc.

    The pressure variations, occurring as two trains

    intersecting each other, are related to passengers

    comfort and safe traveling of train. These are dependent

    1935 1945 1955 1965 1975 1985 1995100

    200

    300

    400

    500

    DCEL

    Inter City Express(ICE)

    Train de Grande Vitesse(TGV)

    Shinkansen

    High Speed Train(HST)

    205

    186km

    215

    243

    331

    256

    253

    286

    318

    380

    319

    317

    345

    406.9

    336

    325.7

    EL

    EL

    482.4

    515.3

    ICEModelShinkansen

    TGV

    TGV

    TGV-A

    TGV-A

    ICE

    ICE

    Speed(km

    /h)

    Year

    DC : diesel locomotiveEL : electric locomotive

    Fig. 4. Progress of railway train.

    Speed type

    Maximum speedBrake

    performace

    Power

    Brake system

    Body

    Track

    Tunnel

    Electric lines

    Electric facilities

    Signalcommunication

    Travel equipment

    Train

    Railroad

    Electricity

    Environmentalproblem

    Passengercomfort

    Controlperformance

    Pantograph

    performance

    Travelingperformance

    Retrogressionperformance

    Adjustablevelocity

    HardwareLimiting factors

    Foundation Elementsof Railway system

    Speed oncurved track

    Speed onbranched track

    Fig. 5. Factors limiting the speed-up and related factors.

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    on the shape of train fore- and after-bodies, train width,

    and the distance between track lines. The cross-wind can

    also influence the safe traveling of the train, relating to

    train height and perimeter, bridge system, etc.

    The impulse wave at the exit of tunnel influences the

    surrounding area around the train track and is

    dependent on the cross-sectional area of train body,

    the cross-sectional area of tunnel, the shape of train

    fore- and after-bodies, the tunnel length, the kind of

    track, etc. The pressure variations influence the struc-

    tural strength of the train body, passengers comfort,

    and are associated with the cross-sectional area of the

    train body, cross-sectional area of tunnel, train length,

    tunnel length, etc. Table 1 lists these major aerodynamic

    problems of HST and associated factors. All of these

    aerodynamic problems are closely related to the train

    shape, which is required to produce aerodynamically

    good characteristics.

    4. Aerodynamic forces on railway train

    4.1. Aerodynamic drag of train

    The aerodynamic characteristics of HST are quite

    different from those of airplane. There are many

    characteristic features in the aerodynamics of the high-

    speed railway train, in the points that the train length is,

    in general, very long, compared with the equivalent

    diameter of it, the train runs close to adjacent structures,

    passes through a confined tunnel, and intersecting with

    each other, the train runs along a fixed railway track,

    always interacting with ground, and the train can be

    influenced by cross-winds. Thus, the aerodynamics,

    which has been applied to airplane, may not be of help

    for a detailed understanding of the HST aerodynamics.

    In general, a desirable train system should be

    aerodynamically stable and have low aerodynamic

    forces. These aerodynamic characteristics are closely

    associated with the aerodynamic drag of the running

    train. The aerodynamic drag on the traveling train is

    largely divided into mechanical and aerodynamic ones.

    Of both, the aerodynamic drag can influence the energy

    consumption of train. Thus, detailed understanding on

    the aerodynamic drag and its precise evaluation are of

    practical importance.

    It has been well known that the aerodynamic drag is

    proportional to the square of speed, while the mechan-

    ical drag is proportional to the speed. Compared with

    the mechanical drag, the portion of the aerodynamic

    drag becomes larger as the train speed increases. Thus,

    reduction of the aerodynamic drag on high-speed

    railway train is one of the essential issues for the

    development of the desirable train system.

    In the open air without any cross-wind effects, the

    total drag on the traveling train can be expressed by a

    sum of the aerodynamic and mechanical ones [5]:

    D DM DA a bVW cV2; 6

    where DA and DM are the aerodynamic and mechanicaldrags, respectively, a; b and c are the constants to bedetermined by the experiment, V the train speed and Wthe train weight. In Eq. (6), the mechanical drag, being

    proportional to the train weight, includes the sliding

    drag between rails and train wheels, and the rotating

    drag of the wheels.

    The measurement of the total drag on train and its

    precise prediction are not straightforward. The total

    drag can be obtained by using a deceleration speed of

    train or the consumed electric power, as will be

    described later. Fig. 6 shows a typical example of the

    measured total drag on train [5]. All of the data

    Table 1

    Aerodynamic problems and their related matters

    Aerodynamic problems Related matters

    1 Aerodynamic drag of train Maximum speed, energy consumption

    2 Aerodynamic characteristics of train due to cross-winds Safety in strong cross-winds

    3 Aerodynamic force due to passing-by of two trains Running stability,Quality of comfort for passengers

    4 Winds induced by train Safety for passengers on platforms,

    Safety for maintenance workers

    5 Pressure variations in tunnels Quality of comfort for passengers,

    (Ear discomfort)

    Airtightness of vehicle,

    Stress upon vehicle,

    Ventilating system of vehicle

    6 Micro-pressure waves radiating from tunnel exit Environmental problems near tunnel exit

    7 Ventilation and heat transfer in underground station and tunnel Quality of comfort for passengers,

    Prevention of disaster (fire)

    8 Aerodynamic noise Environmental problems

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    indicated refer to a given train with the same weight and

    length, and these collapse onto a single line, given by acurve fit, D 12:484 0:04915 0:001654V2:

    In order to reasonably estimate the total drag on the

    trains with variable weight and length, it is necessary to

    divide it into the mechanical and aerodynamic drags.

    For instance, the least-squares method can be used to

    correlate the data, and consequently the term propor-

    tional to the square of speed can be considered as the

    aerodynamic drag. However, it is quite difficult to

    reasonably extract the aerodynamic drag from the total

    drag, since it can contain natural wind effects, and

    additionally, it can depend on the methods of how to get

    the second-order polynomials for the correlation as well.

    4.2. Estimation of aerodynamic drag

    Unlike the aerodynamics of airplane, the train runs

    along a fixed track, strongly interacting with surround-

    ing structures, ground, tunnel, platform, etc. Especially,

    the presence of an intersecting train makes the analysis

    of the train aerodynamics extremely difficult.

    In order to speed up the train, it is necessary that the

    electric motor power increases or the aerodynamic drag

    reduces. Compared with the open air traveling, the

    aerodynamic drag can considerably increase as the trainpasses through a tunnel [6]. This is because the train-

    induced flows do work to increase the pressure by

    interacting with the tunnel walls. A pantograph system

    may produce the aerodynamic drag corresponding to

    that caused by one train. In particular, the structures

    underneath the train may produce more drag.

    In the open air traveling, the aerodynamic drag on

    train can be divided into two contributions; one is

    dependent on train length and the other is independent

    of it. The drag independent of the train length is the

    pressure drag caused by the fore- and after-bodies of

    train. It is not easy to estimate the drag dependent on

    the train length. This is because the friction drag on the

    train body should involve all kinds of the drags

    occurring in the connecting parts between trains,

    photographs, the structures under the train, etc.

    In this case, the aerodynamic drag can be expressed

    as [7]

    D 1

    2rA0V2 Cdp

    l0

    d0c

    ; 7

    where V is the train speed, r the density of air, A0 the

    cross-sectional area of train, Cdp the coefficient of the

    pressure drag caused by the fore- and after-bodies of

    train, d0 the hydraulic diameter of train, l the train

    length, and l0 the hydraulic friction coefficient caused by

    the connecting parts between trains, photographs, the

    structures under the train, etc.

    In general, a wind tunnel test for measuring the

    aerodynamic drag on train, which is quite long

    compared with the equivalent diameter, is highlydifficult. The use of a small model for the train wind

    tunnel test causes several problems associated with lower

    Reynolds numbers. In addition, ground effects on the

    aerodynamic drag should be considered in the wind

    tunnel test.

    In Eq. (7) Cdp can be obtained by wind tunnel

    experiment. Using the real train entering into the tunnel,

    Hara [8] reported that l0 could be obtained by the

    pressure rise on the train body, when it enters into

    tunnel. A train entering into the tunnel compresses the

    atmospheric air ahead of the train and the resulting

    compression waves will propagate nearly at the speed of

    sound towards the exit of the tunnel.

    Meanwhile, the air displaced by the train entering into

    the tunnel will discharge back from the entrance of

    tunnel. In this case, the air flow should overcome the

    frictional drag on the train body and tunnel walls,

    resulting in a pressure gradient. Due to this fact, the

    pressure on the train body will increase as the train

    proceeds into the tunnel, as schematically shown

    in Fig. 7.

    The compression waves propagating along tunnel will

    discharge from the exit of the tunnel, consequently

    forming an impulse wave, as will be described later. At

    the same instant as the compression waves discharge

    0

    50

    100

    150

    200

    0 50 100 150 200 250 300

    D=12.484+0.04915V+0.001654V2

    Sinkansen 100series

    Speed (km/h)

    Travelingd

    rag(N)

    Fig. 6. Traveling drag on Shinkansen (series 100).

    x

    U

    po

    p2(A-A')

    v2f

    F

    po(A-A')

    32

    Fig. 7. Flow model for friction coefficient.

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    from the exit of the tunnel, expansion waves will be

    formed to meet the mass conservation law, and then

    propagate back from the exit of the tunnel towards the

    entrance of tunnel. In Haras analysis, it is assumed that

    the expansion waves do not interact with the train body

    inside tunnel and the after-body of the train is still in the

    open air.

    In Fig. 7, the momentum equation can be applied to

    the control volume between the cross-sections 2 and 3,

    as below

    p2 p0A A0 f0 F 0; 8

    where p2 is the pressure on the train body, p0 the

    atmospheric pressure, A the cross-sectional area of

    tunnel, A0 the cross-sectional area of train, f the

    frictional force on train body, and F the frictional force

    on tunnel walls. Eq. (8) can be changed to [8]

    p2 p01 R 12rV2c Rl

    0

    d0c v2

    V

    2l

    dv2V

    2

    ; 9

    where R is the ratio of cross-sectional areas of train to

    tunnel, l the distance from the entrance of tunnel to

    train, l the hydraulic friction coefficient on tunnel walls,

    l0 the hydraulic friction coefficient on the train body, d

    the hydraulic diameter of tunnel, d0 the hydraulic

    diameter of train, V the train speed and v2 the air flow

    velocity occurring between train and tunnel walls. For a

    known value ofv2=V; the hydraulic friction coefficient l0

    on the train body can be obtained by measuring the

    pressure rise (p2 p0).

    4.3. Comparison of the drags on different trains

    The aerodynamic drag measurement results [9], which

    were conducted using a wind tunnel test in France, are

    summarized in Table 2, where each of the contributions

    of the train body (TGV), the connecting part between

    trains and the structures under the train on the

    aerodynamic drag are indicated. The wind tunnel test

    was carried out at a train speed of 260km/h under

    standard atmospheric conditions. The total drag is also

    presented on the right side of Table 2.

    Of the total drag, the aerodynamic drag only on the

    train body is about 80%, the aerodynamic drag due to

    the pantograph system and other devices over the train

    is 17%, the rest drag of 3% is due to the mechanical

    drag caused by the brake system, etc. From the

    measured data above, the total traveling drag D on

    train is given by D A BV CV2; where theconstants A and B are experimentally given by 250

    and 3.256, respectively. Note that these values are 5%and 17.1% of the aerodynamic drag on only the train

    body, respectively.

    Figs. 8 and 9 present the aerodynamic drag on the

    Germany ICE [9]. The type of the ICE, its cross-

    sectional area and aerodynamic drag are also indicated

    in Fig. 8. For example, the train of type a has a cross-

    sectional area of 14.61 m2 and is assumed that its

    aerodynamic drag is 100%. For the trains of different

    types and cross-sectional areas, relative aerodynamic

    drag is given based on the train of type a. In the case of

    the train of type k, the cross-sectional area of the train is

    11.39 m

    2

    and the aerodynamic drag relative to the type a

    Table 2

    Wind tunnel experiment for the traveling drag on TGV

    Components of traveling drag Drag coefficient (151C,

    1013 mbar)

    Total drag

    Drag in 260 km/h Power in

    260km/h (kW)

    N/(km/h)2 (%) N (%)

    Aerodynamic component Drag of train 0.04595 80 3106 62.5 2243

    Equipments on train

    roof

    0.00965 17 652 13.1 471

    Total aerodynamic

    components

    0.05560 97 3758 75.6 2714

    Disk brake 0.00170 3 115 2.3 83

    Total 0.05730 100 3873 77.9 2797

    Rolling drag (train

    407ton)

    BV 3:256V 847 17.1 612

    A 250 250 5.0 181

    Total drag D A BV CV2 4970 100.0 3590

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    is 78%. In Fig. 8, note that the trains of different cross-

    sectional areas have a train body mount system and a

    skirt system to smooth the structures underneath the

    train.

    For the trains shown in Fig. 8, each portion of the

    contributions of the fore- and after-bodies of train, the

    connecting part between trains, the train wall surfaces,

    the pantograph system, etc. to the total aerodynamic

    drag is given in Fig. 9 [9]. In the case of type a, it is

    found that the aerodynamic drag caused in the

    connecting part between trains is about 4%, the surfacefriction drag 23%, the fore- and after-bodies 8%, the

    pantograph system 7%, and the underneath structures

    of train 58%. For type f; the total aerodynamic drag isabout 50% of that of type a; and each of the portions isquite different from that of type a. For reference, all

    these data refer to the same train length (200 m).

    In the case of Japanese Shinkansen, the 0 series have

    been known as l0 0:018; and Cdp 0:2 [10,11]. Anempirical equation to predict the aerodynamic drag on

    the traveling train is given by the following equation:

    D 1:2 0:022VW 0:013 0:00029 cV2; 10

    where D is the total drag (kgf), V the train speed (km/h),

    W the total weight of train (ton), and l the train length

    (m). The term that is proportional to the square of speed

    is the aerodynamic drag. For l 400 m, corresponding

    to the length of 16 trains, about 90% of the aerodynamic

    drag is attributed to the friction drag on the middle part

    of the train. Of the Japanese Shinkansen, series 100 has a

    semi-body mount system for the underneath structures,

    and series 200 has an underneath coverage to prevent

    snow accumulation on the train body. Table 3 lists some

    major parameters influencing on the aerodynamic

    drag [10,11]. It is found that smoothing the under-

    neath structures of train by using the body mount

    system or the skirt system reduces the hydraulic friction

    coefficient.

    4.4. Pressure drag

    Of the aerodynamic drag components, the pressure

    drag comes from the pressures on the fore- and after-

    bodies of train, and, in the case with a double deck in

    train series, it stems from the pressures due to the abrupt

    change in the cross-sectional area of the train. Assuming

    that the coefficient of the pressure drag is Cdp and in the

    case of a double deck, it is Cdpd; a wind tunnel test [12]has been carried out to investigate the pressure drag. In

    the experiment, each of the models for the fore- and

    after-bodies of train and the middle part of train has

    been manufactured. Depending on the length of the

    middle part of the model, the model train experiment of

    different lengths could be done.

    For a train model with a short length, the coefficient

    of the aerodynamic drag can be written as

    Cds Ds

    1

    2rU2A0

    ; 11

    15

    10

    5

    0a b c e f

    4%

    23%

    8%

    7%

    58%

    2%

    35%

    10%

    9%

    44% 44%

    5%

    11%

    40%

    52%

    14%

    7%

    27%

    61%

    15%

    2%

    22%

    Type

    Cross-sectionalarea(m2)

    Surfacefriction

    Pantograph

    Head & tailof train

    Underneathstructures

    Connectingparts

    Fig. 9. Aerodynamic drag components of ICE.

    a

    b

    c

    d

    e

    f

    14.61 100%

    11.39 78%

    10.14 69%

    8.70 60%

    7.80 53%

    7.10 49%

    Type Cross-sectionalarea (m )2

    Drag(%)

    Moving direction

    (m2)

    Fig. 8. Aerodynamic drag on ICE (the hatching area is the

    device to smooth the structures underneath train).

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    where Cds is the coefficient of the aerodynamic drag for

    the short train model, Ds the aerodynamic drag, A0 the

    cross-sectional area of the model train, U the wind

    velocity, and r the density. Furthermore, the coefficient

    of the aerodynamic drag can be divided into two

    components: one depending on the length of the model

    train and the other independent of the length of the

    model train, as

    Cds Cdp l0m

    cs

    d0; 12

    where Cdp is the coefficient of the pressure drag on the

    fore- and after-bodies of the model train, l0m thecoefficient of the hydraulic friction on the model train,

    ls the length of the model train, and d0 the hydraulic

    diameter of the model train.

    Meanwhile, for a long model train, the coefficient of

    the aerodynamic drag is similarly given

    Cdl Cdp l0m

    cl

    d0; 13

    where ll is the length of the longer model train. From

    Eqs. (12) and (13), the coefficient of the pressure drag

    Cdp can be obtained by

    Cdp Cdscl Cdlcs

    cl cs: 14

    In reality, the coefficient l0m of the hydraulic friction

    on the model train can be significantly different from

    that of real train, as will be described later.

    4.5. Friction drag

    Of the aerodynamic drag components, the estimation

    of the friction drag is more complicated, compared with

    that of the pressure drag. The friction drag comes from

    the train walls, the pantograph system, the connecting

    part between trains, other devices on train roof, etc.

    As described previously, the friction coefficient can be

    obtained by the pressure rise on the train body entering

    into tunnel.

    Fig. 10 shows the experimental data of the stagnation

    pressure and the pressure rise on the train, which enters

    into tunnel [8,10], where a refers to the state just after the

    fore-body of the train enters into tunnel, b just after the

    after-body of the train enter into tunnel, and c refers to

    the instant that the compression waves occurring when

    the train fore-body enters into tunnel are reflected back

    from the exit of tunnel as the expansion waves. In order

    to estimate the hydraulic friction coefficient of a train,

    we can use the pressure rise from the instant a to b:Fig. 11 represents the pressure distributions measured

    on the train body for the time range between a and b

    [8,10]. For the sake of simplicity, the fore-body of the

    train is assumed to be x 0; where x is the distance fromthe entrance of tunnel to the fore-body of the train. It is

    found that the pressure increases nearly linearly. How-

    ever, in reality, the pressure near the fore-body of the

    train may deviate from the linear distribution due to the

    fore-body effects. In this case, we can eliminate the fore-

    body effects to precisely estimate the friction coefficient,

    as schematically shown in Fig. 12, where the compression

    waves due to the train fore-body entering into tunnel donot yet reach at the exit of the tunnel.

    For the flowfield shown in Fig. 12, we can again

    assume that the flow is one-dimensional. Neglecting the

    viscous forces on the flows between the train fore-body

    and the compression waves, the isentropic relation and

    the simple wave theory can be written as

    p1

    rg1

    p0

    rg0

    ; 15

    2

    g 1 ffiffiffiffiffiffiffigp1

    r1r u1 2

    g 1 ffiffiffiffiffiffiffiffigp0

    r0;r 16

    Table 3

    Parameters associated with aerodynamic drag (Shinkansen)

    Series Cross-sectional

    area A0 (m2)

    Hydraulic

    diameter d0 (m)

    Friction

    coefficient of

    train side body

    (l0)

    Pressure drag

    coefficient Cdp

    Train 0 12.6 3.54 0.017 0.20

    200 13.3 3.64 0.016 0.20

    100 12.6 3.54 0.016 0.15

    Tunnel Line Cross-sectional

    area A (m2)

    Hydraulic

    diameter d (m)

    Friction coefficient of tunnel wall (l)

    Tokaido 60.5 7.8 0.02

    Sanyo 63.4 8.1 0.02

    Tohoku

    Joetsu

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    where p is the pressure, u the velocity, r the density, g the

    ratio of specific heats of air, and subscript 0 and 1

    denote the states just before the compression waves and

    just before the train fore-body, respectively. In addition,

    the flow properties just before and after the train fore-

    body can be obtained by the equation systems of mass

    a

    b

    c

    1kPa

    1.0sec

    U

    p

    Train

    Tunnel

    Time(t)

    Pressure distribution for the steady flow inside tunnel

    Pressure on the side body of the 1st train

    Pressure on the side body of the 2nd train

    Stagnation pressure on the lst train

    Time(t)

    Pressure

    Pressure on the side body of the 4th train

    Pressure on the side body of the 6th train

    Fig. 10. Pressure rise due to the train entering into tunnel (U 220 km/h, and Shinkansen series 100).

    3.0

    2.0

    1.0

    0.0

    400 300 200 100 0

    Train speed, U=216km/hSlab track

    Tunnelentrance

    Pressureriseonthesidebodyoftrain(kPa)

    Trainhead

    Distance from tunnel entrance to train head, X(m)

    Tunnelentrance

    Tunnelentrance

    Tunnelentrance

    Tunnelentrance

    Tunnelentrance

    Fig. 11. Pressure distributions on the side body of train.

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    5. Aerodynamic shape of railway train

    5.1. Wind tunnel test

    Detailed configuration of the fore- and after-bodies of

    train can significantly influence the aerodynamic char-

    acteristics. An example of typical wind tunnel test using

    model trains is shown in Fig. 15, where the experiments

    yield 16 different kinds of the fore- and after-bodies ofmodel trains [14,15]. The fore-body of the model train is

    the same shape as the after-body. The configuration of

    the model train is characterized by number 1, 2, 3 and 4,

    and the characters A, B, C and D. For the sake of

    simplicity, here we define the numbers as train series and

    the characters as train types.

    In addition, the number refers to the length of the

    change in cross-sectional area of the model train. For

    instance, the length of the change in the cross-sectional

    area of the model train becomes longer with the number;

    for further details, series 1, 2, 3 and 4 have the lengths of

    the change in the cross-sectional area of the model train

    0.5 times, 1 time, 2 times, and 4 times the model width,

    respectively. It is assumed that the length of the change

    in the cross-sectional area for the A type of series 1 is

    zero.

    Meanwhile, the model configurations of the A and B

    types are nearly two-dimensional, but those of the C and

    D types are nearly three-dimensional. For further

    details, see Fig. 15. In real high-speed railway trains,

    the ICE is close to A or B type, but the Shinkansen(Series 100) close to C or D type.

    These systematic train models were tested in a

    subsonic wind tunnel, which is schematically shown in

    Fig. 16 [14,15], where the fore- and after-bodies are

    installed onto the wind tunnel test section to measure the

    aerodynamic forces on them. The fore- and after-bodies

    of the train model are always combined with the middle

    part and the dummy fore- and after-bodies, thus

    forming a full model train. Fig. 17 shows the effects

    of the fore-body configuration on the aerodynamic

    drag [14,15], where the middle part and dummy after-

    body are fixed. Fig. 18 presents the influences of the

    50 150 250 350 4500.0

    0.02

    0.04

    Distance from tunnel entrance to train head, X(m)

    Hydraulicfrictionalcoefficientontrain(

    )'

    Fig. 14. Relationship between l0 and X (Shinkansen 0 series).

    1-A

    1-B

    1-C

    1-D

    2-A 3-A 4-A

    2-B 3-B 4-B

    2-C 3-C 4-C

    2-D 3-D 4-D

    Fig. 15. Model train configuration.

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    after-body configuration on the aerodynamic drag[14,15], where the middle part and dummy fore-body

    are fixed. Note that the length of the fore-body is

    normalized by the width of the train model.

    For series 1 of a comparatively short fore-body, the

    aerodynamic drag on types B and C is nearly the same,

    and their Cd values are relatively low, compared with

    types A and D. It is found that the fore-body of type A

    has the highest Cd value. For a given type of the train

    model, it is interesting to note that the aerodynamic drag

    does not change for L=W values larger than 1.0.It seems that the after-body effects on the aerody-

    namic drag are more sensitive to L=W; compared with

    those of the fore-body. For a given type of the modeltrain, series 4 has the lowest Cd value. In the case of the

    same series of the model train, the aerodynamic drag on

    type D is the lowest. The fore- and after-bodies effects

    on the aerodynamic drags are associated with flow

    separations, which can influence the train-induced flows,

    as will be described next.

    5.2. Train-induced flows

    The winds induced by a traveling HST can affect

    passengers at platform and the structures around the

    railway lines. Thus, estimation of the train-induced flows

    1500

    385

    800

    415

    131332400613

    13.5

    300

    103

    50m/s

    347141

    347131

    (a) Aerodynamic drag measurement of train head

    1500

    385

    800

    415

    131332 400 613

    13.5

    300

    103

    50m/s

    347

    (b) Aerodynamic drag measurement of train tail

    HeadMiddle

    Tail(dummy)

    Exit of wind-tunnel

    Head(dummy)Middle Tail

    Pitot tube

    Exit of wind-tunnel

    Pitot tube

    Pitot tube

    Balance meterBalance meter

    Fig. 16. Test rig for aerodynamic drag on train.

    :1-A,2-A,3-A,4-A:1-B,2-B,3-B,4-B

    :1-C,2-C,3-C,4-C

    :1-D,2-D,3-D,4-D

    0.0 1.0 2.0 3.0 4.00.0

    0.2

    0.8

    0.4

    0.6

    3-C type Middle(dummy)

    Head

    Dragcoefficient(C)D

    L / W

    Fig. 17. Effect of L=W on aerodynamic drag.

    :1-A,2-A,3-A,4-A

    :1-B,2-B,3-B,4-B:1-C,2-C,3-C,4-C

    :1-D,2-D,3-D,4-D

    0.0 1.0 2.0 3.0 4.00.0

    0.2

    0.8

    0.4

    0.6

    3-C type Middle Tail

    (dummy)

    L / W

    Dragcoefficient(C)D

    Fig. 18. Effect ofL=W on aerodynamic drag.

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    should be included in a structural design of the platform

    and surrounding facilities around the railway lines. For

    a given speed of train, the train-induced flows are

    strongly dependent on the fore-body configuration, and

    train length. In particular, the train-induced flows candiffer, depending on whether the fore-body shape is two-

    or three-dimensional.

    Fig. 19 shows an example of the experimental test rig

    for the train-induced flows [14,15]. In order to simulate

    the train-induced flows occurring at a platform, a model

    platform is placed on one side of the model train, in

    which a hot-wire system is installed at a height of 1.20 m

    from the ground surface, and the train-induced flows at

    a certain distance away from the model train is

    measured. The train-induced flow data are presented,

    subtracted the wind tunnel air velocity from the

    measured velocities.

    The train-induced flows due to the fore-body are like a

    source flow, while those due to the after-body are like a

    sink flow. This phenomenon is more striking for two-

    dimensional shapes rather than three-dimensional ones.

    The effects of the fore- and after-bodies on the train-induced flows are shown in Fig. 20 [14,15]. It is found

    that the train-induced flows become small with an

    increase in L=W: For a given series, types A and Bproduce lower train-induced flows, compared with types

    C and D. Note that types C and D are close to three-

    dimensional shapes. In types A and B, a more train-

    induced flows will pass over the model train roof, while

    in types C and D, the flow that spills over the model

    train can be of the same magnitude as it passes beside

    the train.

    For series 13, the train-induced flows produced in

    type D are larger than those in type C. This is attributed

    30m/s

    (a) Measurement of train head

    (b) Measurement of train tail

    (c) Train and platform

    158

    50

    112

    70

    30m/s

    Pitot tube Pressure measurement

    Head Middle

    (dummy)

    Model platform

    Exit of wind-tunnel

    Model platform

    MiddleTail

    Pressure measurement

    (dummy)

    Exit of wind-tunnel

    Ground plate

    Measuring point of pressure

    Model platform

    Fig. 19. Test rig for train-induced flow measurements.

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    produced when the after-bodies of the model train pass

    each other is lower than that created when the fore-

    bodies of the model train pass each other. The length of

    the after-body somewhat affects the negative peak

    pressures, but it does not influence the positive peak

    pressure. It is, thus, concluded that the model trains

    which are close to the two-dimensional shape produces

    the positive and negative peak pressures less than those

    of the three-dimensional shape.

    In the open air, the pressure variations on the side

    bodies of real trains passing each other are shown in

    Fig. 25 [5], where two cases are compared with each

    other; The speed V of one train is zero while the speed U

    of the other train is 260 km/h, traveling towards the

    right side, as shown in Fig. 25(a). In Fig. 25(c), the speed

    V of one train is 210 km/h, while the speed U of the

    other train is 260km/h. The pressure variations aremeasured on the middle part of each train.

    It is found that the positivenegative pressure varia-

    tion like a pulse wave is produced as the fore-bodies of

    real trains pass each other, while the negativepositive

    pressure variation is created as the after-bodies pass

    each other. These pressure variations on the side body of

    trains are strongly dependent on the detailed shape of

    the fore- and after-bodies and the speed of each train,

    and can cause the yawing motions of the traveling trains.

    It is known that the peak pressures produced by the

    trains passing each other is proportional to the square of

    the speed of trains and the timewidth of the peak

    pressures is proportional to an inverse of the sum of the

    speeds of each train. Here it should be noted that in

    the open air, the pressures, produced opposite side to the

    trains passing each other, nearly remain constant at

    atmospheric pressure without any appreciable fluctua-

    tions, as shown in Fig. 25(b).

    p(kPa)

    0

    0.5

    1.0

    -0.5

    -1.0

    U=260km/h, V=210km/h

    0.5s0.0s 1.0s 1.5s

    U=260km/h, V=0km/h

    0

    0.5

    1.0

    -0.5

    -1.0

    p(kPa)

    0.5s0.0s 1.0s 1.5s 2.0s 2.5s

    0

    0.5

    U

    V A

    B

    (c)

    (b)

    (a)

    Passing train head Passing train tail

    Pressure fluctuation

    Pressure fluctuation (opposite side of the train)

    Pressure fluctuation

    Time(sec)

    Time(sec)

    Fig. 25. Pressure variations occurring when two trains pass each other.

    1500

    2500

    187

    12112693333

    1390

    39

    333

    Dummy Dummy

    Measuring trains

    Rail

    Bridge

    Rotating end plate

    Rotating end plate

    End plate End plateThreecomponentforcemeter

    Fig. 26. Test rig for cross-winds.

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    5.4. Cross-wind effects

    The cross-wind effects on the traveling train can

    closely be associated with the traveling safety. The cross-

    winds can be more seriously influence when the train

    runs over a bridge [1618]. Fig. 26 shows the typical

    example of a 1/30 model test to investigate the three-component forces on the train running over a bridge

    [19]. The wind tunnel has a dimension of 1.5 m 2.5 m.

    In tests, the wind speed and its angle of attack are

    changed, the resulting Reynolds number being in the

    range of 6 1048 104. Table 4 summarizes the results

    of the wind tunnel tests for the coefficients of drag (Cd),

    lift (Cl) and pitching moment (CM), compared with a

    computational prediction [19].

    For the wind speed of 10m/s, the coefficients of

    drag (Cd), lift (Cl) and pitching moment (CM) are,

    respectively, 1.4, 0.2 and 0.2 as the train runs in

    the open air, while these are, respectively, 1.7, 0.6, and

    0.3 as the train travels over the bridge. It is believed

    that the drag and lift coefficients on the train become

    much higher when it travels over the bridge. The

    computations of the three-component forces only

    qualitatively predict the measured aerodynamic forces

    on the train.

    6. Aeroacoustic problems of railway train

    6.1. Aerodynamic noise due to train

    For the assessment of aerodynamic noises producedby a traveling train in the open air, it can be often

    convenient to classify the noise sources. In addition to

    the aerodynamic noises due to the flows around the

    traveling train, there are many different noises which are

    caused by train wheels, structures around track,

    pantograph system, etc. In order to reduce these noises,

    it is required to know how extent is each contribution to

    the noises. In general, aerodynamic noises are strongly

    dependent on the train speed U [2022], being approxi-

    mately proportional to U62U8: Thus, the noise allevia-tion is of more practical importance when the train

    speed increases.

    Fig. 27 shows the aerodynamic noises produced by a

    traveling train in the open air [2325]. It can be found

    that the aerodynamic noises due to the traveling train

    are largely generated by the fore-body of the train, the

    connection part between trains, and the panto-

    graph system. In practice, the pantograph system is

    composed of many bars with small diameters, which can

    play a musical instrument to create the aerodynamic

    noises. The pantograph system creates a number of

    vortices behind it. A pantograph cover can be used to

    reduce the aerodynamics noises generated by the

    pantograph system [24,25], but it can be of an additional

    1 2 3 4 5 6 7 8 9 10 11 12

    10dB

    1.0s

    (a) Typical noise level of high-speed train

    (b) Outlook of high-speed train

    U=235km/h

    Time(t)

    Soundpressurelevel(d

    B)

    Downward pantographUpward pantograph

    Pantograph Pantograph cover

    Air conditioning unit

    High-voltage cable connector

    Fig. 27. Aerodynamic noise level of HST.

    Table 4

    Comparison of wind tunnel experiment and computational results

    Train Train+bridge

    Experiment Computation Experiment Computation

    Drag coefficient Cd 1.4 1.4 1.7 1.7Lift coefficient Cl 0.2 0.2 0.6 0.2

    Pitching moment CM 0.2 0.3

    Reynolds number Re 56,000 5000 84,000 5000

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    aerodynamic drag and can be a source of additional

    noise as well. There may be a big separation region

    downstream of the pantograph cover, and consequently

    it can cause the train body to vibrate, consequently

    influencing the traveling safety of train and passengers

    comfort.

    The fore-body of a train is one of the noise sources. Inusual, there are a lot of roughness on the fore-body

    surface. The aerodynamic noises are strongly dependent

    on the detailed configuration of the surface roughness

    and the entire shape of train fore-body as well. These

    geometrical configurations are associated with the wind

    speed along them and separation.

    Fig. 28 shows a typical example of the aerodynamic

    noise measurement at a location of 25 m away from

    a traveling train [24,25], where the peak frequency

    components generated by the fore-body of train are

    presented. It is found that the aerodynamic noises are

    largely composed of high-frequency components. From

    the point of view of the aerodynamic noises, it is

    desirable that the fore-body configuration of train

    should have a long nose to reduce aerodynamic noises.

    6.2. Wind tunnel test

    The aerodynamic noises are almost always associated

    with the aerodynamic drag. Reducing the aerodynamic

    noises should be done without increasing the aerody-

    namic drag. In addition to the aerodynamic noises

    generated by the fore-body of train, the connection part

    between trains has lots of component structures such as

    ventilation system, pantograph system, etc. Of them, a

    majority part of noises are generated by the pantograph

    system.Fig. 29 shows a typical measurement example of the

    aerodynamic noises which are caused by the pantograph

    system [24,25], where the pantograph system and

    microphone array are schematically illustrated. The

    locations of the microphone are indicated by M1M7.

    The wind tunnel used has a test dimension of

    3.0m 5.0m, and its maximum wind speed and the

    turbulence intensity are estimated by 270km/h and

    0.2%, respectively.

    In general, the aerodynamic noises generated by the

    pantograph system have some directivity towards the

    flow direction, normal to the direction of the panto-graph length. Thus, the measurement locations M7 and

    M3, which are, respectively, just over and beside the

    pantograph, are employed to assess the aerodynamic

    200 500 1000 2000 5000

    10dB

    U=270km/h

    U=230km/h

    Shinkansen (100 series)

    1/3 Octave band frequency (Hz)

    Soundpressurelevel(dB)

    Fig. 28. Aerodynamic noise due to train head.

    4000mm

    1160mm

    5435mm

    1000mm

    2000mm

    5160m

    m

    5000mm

    4000mm

    1000mm

    2000mm

    M1

    M2

    M3

    M4

    M5

    M6

    M7

    M2,4,6

    M1,3,5

    M7

    Exit of wind-tunnel Side view Front view

    Fig. 29. Test rig for aerodynamic noise measurement.

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    noises, as shown in Fig. 30. The wind speed is changed

    between 100 and 260 km/h. It is found that the sound

    pressure level (SPL) of the aerodynamic noises is closely

    related to the wind speed, and the aerodynamic noises

    generated by the pantograph system are composed of

    large amplitude components of a wide band frequency.

    This is because the pantograph system is very compli-

    cated and thereby, the noises being caused by many

    different sources. For instance, the pantograph system is

    composed of many bars of different diameters. Thus, the

    different characteristic lengths to the aerodynamicnoises can be responsible for the wide band frequency.

    6.3. Reduction of aerodynamic noise

    In order to reduce the aerodynamic noises produced

    by a traveling train, the fore-body configuration of train

    is needed to be of the long nose with a smooth surface,

    and the middle part of train to be designed without any

    sizable roughness. An aerodynamically well-designed

    shape of train can have such a noise level as low as in the

    boundary layer shear flows. In practice, there is a limit in

    making the strain surface aerodynamically smooth.

    Fig. 31 presents a measurement example of the

    aerodynamic noises which are generated by a two-

    dimensional body, like the cross-sectional area of the

    pantograph system [24,25]. A circular cylinder with a

    diameter of 50 mm (see Fig. 31(a)) and a square cylinder

    with the same equivalent diameter (see Fig. 31(b)) are

    employed as the aerodynamic noise sources. The windspeed is 200 km/h. The noise measurement is done at a

    location beside the cylindrical body. In order to

    investigate the surface roughness effects, the cylindrical

    body is coated with a sponge, a carpet, and a thick cloth,

    respectively. It is found that the SPL of the aerodynamic

    noises in the square cylinder is higher than that

    produced in the circular cylinder. For the circular

    cylinder, it seems that coating the body surface some-

    what reduces the aerodynamic noises.

    In the case of the square cylinder, the peak SPL and

    its peak frequency for the cylinder with an equivalent

    diameter of 100 mm are higher than those for thecylinder of an equivalent diameter of 50mm. In

    addition, coating the cylinder surface reduces the

    aerodynamic noise level.

    63 125 250 500 1000 2000 4000 800050

    60

    70

    80

    90

    110

    100

    50

    60

    70

    80

    90

    110

    100

    63 125 250 500 1000 2000 4000 8000

    100km/h

    150km/h

    260km/h

    200km/h

    100km/h

    150km/h260km/h

    200km/h

    1/3Octavebandsound

    pressurelevel(dB)

    Central frequency (Hz)

    (a) M3

    1/3Octavebandsoundpressurelevel(dB)

    Central frequency (Hz)

    (b) M5

    Fig. 30. Aerodynamic noise due to pantograph system.

    63 125 250 500 1000 2000 4000 800050

    60

    70

    80

    90

    110

    100

    63 125 250 500 1000 2000 4000 800050

    60

    70

    80

    90

    110

    100

    (a) Circular cylinder

    (b) Square cylinder

    U=200km/h

    U=200km/h1/3Octavebandsoundpressurelevel(dB)

    Central frequency (Hz)

    Central frequency (Hz)

    1/3Octavebandsoundpressurelevel(dB)

    : Wind tunnel noise level

    : No coating

    : Sponge coating

    : Carpet coating

    : Thick cloth coating

    : Wind tunnel noise level

    : No coating: Sponge coating: Carpet coating: Thick cloth coating

    Fig. 31. Aerodynamic noise in flows over circular and square

    cylinders.

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    Fig. 32 shows the effects of the shape of the cross-

    sectional area of the cylindrical body on the aerody-

    namic noises [24,25]. Several shapes of the cross-

    sectional area of pantograph are investigated for the

    purpose of design of the pantograph system. The overallSPL seems to be the lowest in the cylindrical body like

    an elliptic shape. Fig. 33 presents the measurement

    example of the aerodynamic noises generated by several

    streamlined bodies [24,25]. It is found that the stream-

    lined body B has a peak frequency at 500 Hz, but the

    body C, a peak frequency at 3.15kHz. These peak

    frequencies are due to the trailing edge vortices of the

    streamlined bodies.

    Compared with the overall SPLs generated in the

    previous square and circular cylinders, for the stream-

    lined bodies the overall SPLs are significantly lower. It

    is, thus, believed that the aerodynamic noises can be

    reduced if the pantograph system is designed as a

    streamlined body.

    7. Vibration of railway train

    A considerable amount of the lateral vibration of atrain can be often found when the train travels at high

    speeds in the open air. Such a lateral vibration becomes

    more significant near the trail of the train or in the train

    equipped with the pantograph system [2628]. The

    lateral vibration of the train can be an important factor

    to the traveling performance. The Karman vortices

    downstream of the train can be responsible for the

    lateral vibration. The vertical flows are closely asso-

    ciated with the train length and detailed configuration of

    the after-body of train. For long trains, some structural

    vibrations occurring in the leading coach can be one of

    the reasons for the trailing coach to appreciably vibrate.The study on the lateral vibration of train has not been

    sufficient in the past.

    8. Aerodynamics of railway train/tunnel systems

    8.1. Aerodynamic analysis of train/tunnel systems

    The aerodynamic problems occurring when train travels

    at high speed in tunnel are more complicated and serious,

    compared with the open air traveling. The aerodynamic

    drag and noises on the train are strongly dependent on the

    pressure waves in the tunnel. The aerodynamic drag on a

    train traveling in a tunnel can significantly increase,

    compared with that in the open air [6,29,30].

    When a HST enters a tunnel, a compression wave is

    formed ahead of the train which propagates along the

    tunnel at a nearly sonic speed. A part of the compression

    wave is reflected back from the exit of the tunnel as an

    expansion wave. A complex wave interaction occurs

    inside the tunnel due to successive reflections of the

    pressure waves at the exit and entry to the tunnel. These

    pressure waves cause large pressure transients resulting

    in fluctuating loads on the train causing discomfort to

    passengers. It is necessary to predict these pressuretransients to design trains and tunnels, and to improve

    the passenger comfort.

    Further, a part of the compression wave leaving the

    tunnel exit gives rise to an impulse noise, as will be

    described later. Such an impulse noise was not an

    important issue in the past when the speed of trains was

    not so high. But in recent years, with the increase in the

    speed of trains the noise and vibration due to impulse

    waves have become a new type of environmental noise

    problem. According to some measurements conducted

    near the exit of the tunnel, the noise is known to be of

    low frequency of short duration, and its magnitude

    50

    60

    70

    80

    90

    100

    110

    63 125 250 500 1000 2000 4000 8000

    U=200km/h

    a) b)

    c) d)

    : a)

    : b)

    : c)

    : d)

    :

    1/3Octavebandsoundpressurelevel(dB)

    Central frequency (Hz)

    Cross section

    Wind-tunnel noise level

    Fig. 32. Aerodynamic noise in flows over several cylinders.

    40

    50

    60

    70

    80

    90

    100

    63 125 250 500 1000 2000 4000 8000

    U=200km/h

    Central frequency (Hz)

    1/3Octav

    ebandsoundpressurelevel(dB) : Cross section a)

    : Cross section b)

    : Cross section c): Wind-tunnel noise level

    a)

    b)

    c)

    Fig. 33. Aerodynamic noise in flows over streamlined bodies.

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    being approximately proportional to V3 (where V is

    train velocity). Moreover the impulse noise is closely

    related to the detailed characteristics of the compression

    waves inside the tunnel [3135].

    Here, let us focus on the aerodynamics of the train

    traveling inside tunnel. In nature, the aerodynamics of

    train/tunnel systems is governed by a three-dimensional,unsteady, turbulent, compressible flow. Very frequently,

    this method requires an extremely time-consuming work

    of high cost and much effort to solve the governing

    equations as well. It is more helpful to deal with the

    aerodynamics of train/tunnel systems with several

    reasonable assumptions.

    We here describe a simple analytical approach to

    understand such complicated aerodynamic problems

    occurring inside tunnel. Assume that the cross-sectional

    areas of train and tunnel are constant, and their equivalent

    diameters are much larger than tunnel length, and train

    speed V is very low compared with the speed of soundcorresponding to the atmospheric conditions, and the

    propagation speed of pressure wave is the same as the

    speed of sound. Under these assumptions, it is reasonable

    to prescribe that the continuity equation involves variable

    density of air but the compressibility effect is not

    considered in the momentum and energy equations.

    Assuming that u is the air velocity, and p the pressure,

    the continuity equation is written as [36]

    a2qu

    qx

    1

    r

    qp

    qt g 1j 23

    and the momentum equation is given by

    qu

    qt

    1

    r

    qp

    gx f; 24

    where a is the speed of sound, the density r is assumed

    to be constant, x the distance along tunnel, t the time, g

    the ratio of specific heats (g 1:4) and f and j are thefrictional force and energy dissipation, respectively, as

    given in Eqs. (25) and (26). For the sake of simplicity,

    here we divide the flows into three regions: ahead of

    train, behind train, and in train. For the regions ahead

    of and behind train, the frictional forces are generated

    on tunnel walls:

    f l2d

    ujuj; 25

    j l

    2djuj3: 26

    For the region in train, the frictional forces stem from

    both train body and tunnel wall surfaces. Thus, the

    frictional force and energy dissipation can be expressed as

    f l

    2d

    1

    1 Ru0ju0j

    l0

    2d01

    1 Ru0 Vju0 Vj; 27

    j l

    2d

    1

    1 R

    ju0j3 l0

    2d0

    R

    1 R

    ju0 Vj3; 28

    where d and d0 are, respectively, the hydraulic diameters

    of tunnel and train, and l and l0 the friction coefficients of

    tunnel wall and train body surfaces, respectively, R the

    ratio of the cross-sectional areas of train to tunnel, and u0

    the flow velocity occurring between train and tunnel.

    The compatibility conditions should be used to

    connect the flowfields in the three regions. Using thecoordinate system moving with train, the conservation

    laws of mass and energy are given by

    1 Ru0 V u V; 29

    p0 1

    2ru0 V2 p

    1

    2ru V2 p0; 30

    where p0 is the stagnation pressure on the fore-body of

    train. In general, a wake flow is formed behind the trail

    of train; but far away from it, the flow can be regarded

    to be uniform across tunnel cross-sectional area. For the

    region closed by the trail of train and the uniform flow

    area, the conservation laws of mass and momentum areexpressed as

    u V 1 Ru0 V; 31

    p ru V2 p01 Rru0 V2

    Cdp R1

    2ru0 V2; 32

    where Cdp is the coefficient of the pressure drag on train

    in the open air. At the entrance and exit of tunnel, it is

    assumed that the flow discharges at atmospheric

    pressure and when the flow comes into tunnel, it is also

    assumed that the pressure reduces as much as thedynamic pressure. At the entrance and exit of tunnel, the

    boundary conditions can be given by

    tunnel entrance p

    1

    2ru2; uX0;

    0; uo0;

    8