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Progress in Aerospace Sciences 38 (2002) 469514
Aerodynamics of high-speed railway train
Raghu S. Raghunathana, H.-D. Kimb,*, T. Setoguchic
aSchool of Aeronautical Engineering, The Queens University of Belfast, David Keir Building, Stranmillis Road, Belfast BT9 5AG,
Northern Ireland, UKbSchool of Mechanical Engineering, Andong National University, 388, Songchun-dong, Andong 760-749, South Korea
cDepartment of Mechanical Engineering, Saga University, 1, Honjo, Saga 840-8502, Japan
Abstract
Railway train aerodynamic problems are closely associated with the flows occurring around train. Much effort to
speed up the train system has to date been paid on the improvement of electric motor power rather than understanding
the flow around the train. This has led to larger energy losses and performance deterioration of the train system, since
the flows around train are more disturbed due to turbulence of the increased speed of the train, and consequently the
flow energies are converted to aerodynamic drag, noise and vibrations. With the speed-up of train, many engineering
problems which have been neglected at low train speeds, are being raised with regard to aerodynamic noise and
vibrations, impulse forces occurring as two trains intersect each other, impulse wave at the exit of tunnel, ear discomfort
of passengers inside train, etc. These are of major limitation factors to the speed-up of train system. The present review
addresses the state of the art on the aerodynamic and aeroacoustic problems of high-speed railway train and highlights
proper control strategies to alleviate undesirable aerodynamic problems of high-speed railway train system.
r 2002 Elsevier Science Ltd. All rights reserved.
Keywords: Train aerodynamics; Impulse noise; Train tunnel; Compressible flow; Unsteady flow; Aerodynamic drag
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 471
2. Speed-up tendency of train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 471
2.1. Requirement for the speed-up of train . . . . . . . . . . . . . . . . . . . . . . . . . . 471
2.2. Transportation energy efficiency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 472
2.3. Limiting factors to the speed-up . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 474
3. Aerodynamic problems of railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . 474
4. Aerodynamic forces on railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 475
4.1. Aerodynamic drag of train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 475
4.2. Estimation of aerodynamic drag . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 476
4.3. Comparison of the drags on different trains . . . . . . . . . . . . . . . . . . . . . . . 477
4.4. Pressure drag . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 478
4.5. Friction drag . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 479
5. Aerodynamic shape of railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 482
*Corresponding author. Tel.: +82-54-820-5622; fax: +82-54-823-5495.
E-mail address:[email protected] (H.-D. Kim).
0376-0421/02/$ - see front matterr 2002 Elsevier Science Ltd. All rights reserved.
PII: S 0 3 7 6 - 0 4 2 1 ( 0 2 ) 0 0 0 2 9 - 5
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Nomenclature
a speed of sound or constant
A cross-sectional area of tunnel
A0 cross-sectional area of train
Ao Fourier transformb constant
c speed of sound or constant
Cd aerodynamic drag coefficient
Cds aerodynamic drag coefficient of short model
train
Cdl aerodynamic drag coefficient of long model
train
Cdp pressure drag coefficient
d hydraulic diameter of tunnel
d0 hydraulic diameter of train
D total drag
DM mechanical drag
DA aerodynamic drag
Ds aerodynamic drag of short model train
E energy
f frictional force on train
F frictional force on tunnel wall
h height of train
Hp horse power
I sound intensity
J Bassel function
c train length
m mass flow per unit time per unit volume
Mt train Mach number
M mass flow per unit timep static pressure
Dp0 pressure difference
P pressure of impulse wave
Per reference sound pressure
Pr Prandtl number
r radial distance
R cross-sectional area ratio of train to tunnel
Re Reynolds number
S Struve function
t time
u flow velocity
u0
flow velocity between train and tunnel wallU speed of train
V speed of train
Wp payload
W weight of train
x axial distance of tunnel
Greek letters
a angle of attack
g ratio of specific heats
r density
l friction factor of tunnel wall
l0
friction factor of train
l0m friction factor of model train
j energy dissipation
f blockage ratio or velocity potential
n kinetic viscosity coefficient
k wave number
Sub/superscripts
0 atmospheric state
1 state just before train fore-body
2 state just behind train fore-body
d drag force
H hydraulic diameter
l long model trainmax peak or maximum value
M pitching moment
in inside tunnel
out outside tunnel
s short model train or stagnation state
^ moving coordinate system
5.1. Wind tunnel test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 482
5.2. Train-induced flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 483
5.3. Aerodynamic forces due to trains passing each other . . . . . . . . . . . . . . . . . . 485
5.4. Cross-wind effects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 488
6. Aeroacoustic problems of railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . 488
6.1. Aerodynamic noise due to train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 488
6.2. Wind tunnel test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 489
6.3. Reduction of aerodynamic noise . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 490
7. Vibration of railway train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 491
8. Aerodynamics of railway train/tunnel systems . . . . . . . . . . . . . . . . . . . . . . . . . 491
8.1. Aerodynamic analysis of train/tunnel systems . . . . . . . . . . . . . . . . . . . . . . 491
8.2. Pressure wave due to the train entering into tunnel . . . . . . . . . . . . . . . . . . . 493
8.3. Pressure variation and aerodynamic drag inside tunnel . . . . . . . . . . . . . . . . . 493
8.4. Pressure variation inside train . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 495
R.S. Raghunathan et al. / Progress in Aerospace Sciences 38 (2002) 469514470
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1. Introduction
During the past 60 decades, a great deal of attentionhas been concentrated on the development of airplanes.
Fluid dynamics, structural mechanics and automatic
control engineering have made large contributions to the
present aerospace technologies. Of them, fluid dynamics
mainly dealing with aerodynamic drag has played the
most important role in the development of airplanes and
flight vehicles.
Relatively, there have been only a few studies of the
full train system. This has been attributed to the fact
that train has run at very low speeds along a fixed track,
compared with airplanes. Thus, aerodynamic problems
on the train system could not have attracted much
attention from fluid dynamists. Recently, the train speed
exceeded over 300 km/h, being nearly comparable with
the past airplane speeds. Furthermore, the train system
is playing much more roles in transport than the
airplane. Systematic work is needed in the development
of the train system.
Aerodynamic and aeroacoustic problems accompa-
nied by the speed-up of train system are, at present,
receiving a considerable attention as practical engineer-
ing issues that should be urgently resolved. With the
speed-up of train, many engineering problems which
have been reasonably neglected at low speeds, are being
raised with regard to aerodynamic noise and vibrations,impulse forces occurring as two trains intersect each
other, impulse wave at the exit of tunnel, ear discomfort
of passengers inside train, etc. These are of major
limiting factors to the speed-up of the train system.
Such aerodynamic problems mentioned above are
closely associated with the flows occurring around the
railway train. However, much effort to speed up the
train system has been paid, to date, on the improvement
of electric motor power rather than understanding the
flow physics around the train and thereby finding a
proper control method. This has led to larger energy
losses and performance deterioration of the train, since
the flows around train are more disturbed due to
turbulence of the increased speed; consequently, the
flow energies are being converted to aerodynamic drag,noise and vibrations.
Now, many countries are operating the high-speed
railway trains, such as German Inter City Express (ICE),
Japanese Shinkansen and French Train de Grande
Vitesse (TGV); moreover, some countries like South
Korea and China are trying to construct the high-speed
railway train. Systematic work is highly needed to
understand the aerodynamics of high-speed railway
train, and to improve the existing conventional railway
trains and to develop a new generation of high-speed
train (HST) system.
This article deals with the aerodynamic phenomena
with regard to the high-speed railway trains, with a view
to understand practical engineering problems of the
present high-speed railway trains and with an emphasis
on proper control methods for the aerodynamic
problems.
2. Speed-up tendency of train
2.1. Requirement for the speed-up of train
Since 1960s, the speed-up of transportation vehicles
has been made with the timely requirements for a safeand bulk volume of transportation. This has led to the
advent of a large tanker, a high-speed railway train, a
jumbo jet, and a supersonic transportation (SST)
vehicle. The speed-up of transportation engine always
leads to the shortness of an economic distance asso-
ciated with the shortness of timedistance, resulting in
an increased value of time. The speed of a transportation
vehicle should be determined from the point of view of
the energy efficiency of the transportation.
Fig. 1 shows Bouladons criterion for the speed of a
transportation vehicle [1], in which the speed required
for a transportation vehicle is given by a function of
9. Impulse wave at the exit of tunnel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 496
9.1. State-of-the-art of impulse wave . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 498
9.2. Theory of impulse wave . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 498
9.3. Slab and ballast track tunnels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500
9.4. Short and long tunnels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 502
9.5. Control methodologies of impulse wave . . . . . . . . . . . . . . . . . . . . . . . . . 503
9.5.1. Train body . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5039.5.2. Tunnel entrance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 504
9.5.3. Inside tunnel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 506
9.5.4. Tunnel exit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 508
10. Concluding remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 511
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 512
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 512
R.S. Raghunathan et al. / Progress in Aerospace Sciences 38 (2002) 469514 471
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distance. The solid line indicates the required speed
according to the transportation distance, showing a
general tendency that the longer the transportation
distance, the higher the speed required. This line also
indicates an increased gradient with time, thus leading to
more increasing requirement for the speed-up of a
transportation vehicle. An ideal speed required for
transportation vehicle in the 21st century is also
indicated as the thick solid line. The present realizable
speed to meet the speed-up requirement for a transpor-
tation vehicle is also indicated in Fig. 1.
There are several regions between the distancespeed
curves of each transportation and the solid line, which
are, at present, not able to meet the requirement for the
speed of transportation. Region 1 indicates too long
distance for walking, but too short distance for driving.
Region 2 is between train and airplane. Region 3
indicates the speed lack of subsonic airplane for inter-
continental transportation. Region 4 indicates too long
a distance for boat on sea, but too short a distance for
airplane. To meet the speeds required for each region,
new-generation traffic system, high-speed railway train,
SST, and speedboat are under development, respec-
tively.
2.2. Transportation energy efficiency
In general, energy efficiency of a transportation
vehicle can be estimated based upon the fuel consump-
tion used. In the case of cargo transport, the energy Enecessary to carry unit weight per unit distance is
expressed as [2]
E consumed energykcal
transport capacityton transport distancekm:
1
In the case of passenger transport, Eq. (1) is changed to
E consumed energykcal
personone person transport distancekm: 2
Meanwhile, the efficiency of a transportation engine can
be obtained from the economic aspects of the fuel used:
economic efficiency of fuel
lower calorific value of fuel kcal=g
consumption rate of fuel g=hp h
horse power hp time hpayload ton distance km
: 3
For a given lower calorific value and consumption
rate of fuel, Eq. (3) reduces to
economic efficiency of fuel
phorse power time
payload distance
horse power
payload speed
Hp
Wp V: 4
The economic efficiency of fuel used can be an index
indicating the transportation energy, and is, thus,expressed by an inverse of the transportation efficiency:
transport efficiencypWp V
Hp
W V
Hp
Wp
W; 5
where W is the total payload, V the speed, and Hp the
horse power.
Using the equations above, Fig. 2 shows a comparison
between the transportation energies necessary to carry
one person up to 1 km [2]. For three different types of
vehicles, i.e., train, bus and car, the number on the right
side indicates the transportation energy relative to the
train, in which the transportation energy of the train is
10
100
1000
10.1 10 100 1000 100001
SST
6000km
13000km
1
2
4
3
Speed(km
/h)
Distance (km)
Automobile
Seoul-Pusan
Train
High-speed train (Shinkansen)
Jet-plane
Supersonic plane
Super-high speed train
New traffic system
Walking
Intercontinent
Ship
Ideal s
peed in
the 2
1thcentur
y
Ideal
speed
inthe
prese
nttim
e
Sea
Maximumdistance
Fig. 1. Relationship between speed and distance required for transportation vehicle.
R.S. Raghunathan et al. / Progress in Aerospace Sciences 38 (2002) 469514472
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assumed to be 100 kcal. It is found that the transporta-
tion energy of a car amounts to 6 times that of a train.
From the economic point of view of the fuel used,
Fig. 3 shows a comparison between each transportation
engine [3]. The solid line indicates the well-knownKarmanGabriellis limiting line (KG line). The KG
line increases with the speed of transportation vehicle. It
is noted that the economic efficiency of the fuel used in
transportation engine is improved as the transportation
vehicle approaches the KG line. Each transportation
vehicle has different speed ranges. For instance, the boat
is in the range below 50 km/h, the ground vehicles are in
between 50 and 200 km/h, the airplane in between 500
and 800 km/h.
These speed ranges can be classified, depending on
whether the vehicle is driven by the buoyancy force, the
reaction force, or the lift force. The KG line indicates the
lower limits of each speed range. For the range of the
buoyancy force support, the energy consumption in low-
speed ranges is comparatively low. However, with the
speed-up of the boat, the transportation efficiency
becomes remarkably low due to the increased wavedrag on the boat. For instance, the value of P=WpVincreases up to several hundred times as the boat speed
increases from about 15 knot (28.7 km/h) to 30 knot
(55.6 km/h), resulting in an extremely low transportation
efficiency. Therefore, a hydrofoil boat or a hovercraft of
the lift force support can be one of the alternatives for
higher speeds.
For the range of the reaction force support, the value
of P=WpV is low in the mid of the speed ranges. Forthe speeds over this range, a high-speed railway train is
recommended. In this case, the value of P=WpV is on
an extended line for the existing conventional train
100kcal
172kcal
593kcal
Train
Bus
Automobile
Fig. 2. Energies necessary to carry one person up to 1 km.
0.001
0.002
0.003
0.0050.004
0.01
0.02
0.030.040.05
0.1
0.2
0.3
0.40.5
1.0
2
3
10 20 30 50 100 200 300 500 1000 2 000
TGVICE
Shinkansen
MAGREV
SST
B737
B727
B707
B767B747SR
Karman-Gabrielli
HC
YS11F27
0.001
0.002
0.003
0.004
0.01
0.02
0.030.040.05
0.1
0.2
0.40.5
1.0
0.005
0.3
3
1
2
Speed(km/h)
New
estship
Large
tanker
Liner
Container
Warship
Small boat
Destroyer
Cruiser
HB
Helicopter
BusTruck
Turboprop
Jet plane
Jet plane(next generation)
Buoyancysupport
Reaction forcesupport Lift support
Buoyancy support
Lift support
Reaction force
support
P/W
V(kW
h/tonkm)
p
P/W
V(PSh/tonkm)
p
Automobile
Fig. 3. Comparison of each transportation.
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system. Further extension of this line approaches the
Magnetic levitation (Maglev) train system. For the
range of the lift force support, the value ofP=WpV is,in general, dependent on the lift-drag ratio, being
independent of the speed of the transportation vehicle.
2.3. Limiting factors to the speed-up
In general, the transportation vehicle connecting from
city to city is required to meet the following conditions:
high-speed transportation, bulk volume transportation,
safe and comfortable transportation with less air
pollution and noise, highly reliable transportation with
low cost and maintenance, etc. The high-speed railway
train can be one of the alternatives to meet these
requirements.
Since 1940s, many countries have tried to speed-up
the conventional train system. Fig. 4 shows the progress
of the speed-up of train [4]. SymbolJ refers to the TGVin France,& the ICE in Germany,K the Shinkansen in
Japan and the HST in UK. It is found that in over a
half century, the train speed has increased more than
two fold.
Major limiting factors to the speed-up of train result
from many different sources. Technical factors are
associated with train/rail systems, while geographical
factors are related to the tunnel system. For instance, in
Japan, the portion of the tunnel to the total railway line
amounts to about 60%, while in France it is at most
several per cent. Fig. 5 shows the technical limiting
factors to the speed-up of train and associated factors.
These factors are mainly associated with the train body,
the track line, the electric devices around the track, etc.
For instance, the train speed along a curved track is
limited by the traveling performance, passengers
comfort and safety, which are again associated with
the train body and track line. Thus, to be able to
increase the maximum speed of trains, it is necessary to
take account of these limiting factors.
3. Aerodynamic problems of railway train
For the purpose of development of a faster and moresafe train system with lower air pollution and noise,
many researchers are paying much attention on the
aerodynamics of high-speed railway train. These works
have attention to the development of new-generation
train body, rail and tunnel systems. The aerodynamic
phenomena with regard to high-speed railway train are
strongly dependent on the train speed. Thus, the
aerodynamic problems become more important as the
train speed increases.
In general, the train aerodynamics are related to
aerodynamic drag, pressure variations inside train,
train-induced flows, cross-wind effects, ground effects,
pressure waves inside tunnel, impulse waves at the exitof tunnel, noise and vibration, etc. The aerodynamic
drag is dependent on the cross-sectional area of train
body, train length, shape of train fore- and after-bodies,
surface roughness of train body, and geographical
conditions around the traveling train. The train-induced
flows can influence passengers on the platform and is
also associated with the cross-sectional area of train
body, train length, shape of train fore- and after-bodies,
surface roughness of train body, etc.
The pressure variations, occurring as two trains
intersecting each other, are related to passengers
comfort and safe traveling of train. These are dependent
1935 1945 1955 1965 1975 1985 1995100
200
300
400
500
DCEL
Inter City Express(ICE)
Train de Grande Vitesse(TGV)
Shinkansen
High Speed Train(HST)
205
186km
215
243
331
256
253
286
318
380
319
317
345
406.9
336
325.7
EL
EL
482.4
515.3
ICEModelShinkansen
TGV
TGV
TGV-A
TGV-A
ICE
ICE
Speed(km
/h)
Year
DC : diesel locomotiveEL : electric locomotive
Fig. 4. Progress of railway train.
Speed type
Maximum speedBrake
performace
Power
Brake system
Body
Track
Tunnel
Electric lines
Electric facilities
Signalcommunication
Travel equipment
Train
Railroad
Electricity
Environmentalproblem
Passengercomfort
Controlperformance
Pantograph
performance
Travelingperformance
Retrogressionperformance
Adjustablevelocity
HardwareLimiting factors
Foundation Elementsof Railway system
Speed oncurved track
Speed onbranched track
Fig. 5. Factors limiting the speed-up and related factors.
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on the shape of train fore- and after-bodies, train width,
and the distance between track lines. The cross-wind can
also influence the safe traveling of the train, relating to
train height and perimeter, bridge system, etc.
The impulse wave at the exit of tunnel influences the
surrounding area around the train track and is
dependent on the cross-sectional area of train body,
the cross-sectional area of tunnel, the shape of train
fore- and after-bodies, the tunnel length, the kind of
track, etc. The pressure variations influence the struc-
tural strength of the train body, passengers comfort,
and are associated with the cross-sectional area of the
train body, cross-sectional area of tunnel, train length,
tunnel length, etc. Table 1 lists these major aerodynamic
problems of HST and associated factors. All of these
aerodynamic problems are closely related to the train
shape, which is required to produce aerodynamically
good characteristics.
4. Aerodynamic forces on railway train
4.1. Aerodynamic drag of train
The aerodynamic characteristics of HST are quite
different from those of airplane. There are many
characteristic features in the aerodynamics of the high-
speed railway train, in the points that the train length is,
in general, very long, compared with the equivalent
diameter of it, the train runs close to adjacent structures,
passes through a confined tunnel, and intersecting with
each other, the train runs along a fixed railway track,
always interacting with ground, and the train can be
influenced by cross-winds. Thus, the aerodynamics,
which has been applied to airplane, may not be of help
for a detailed understanding of the HST aerodynamics.
In general, a desirable train system should be
aerodynamically stable and have low aerodynamic
forces. These aerodynamic characteristics are closely
associated with the aerodynamic drag of the running
train. The aerodynamic drag on the traveling train is
largely divided into mechanical and aerodynamic ones.
Of both, the aerodynamic drag can influence the energy
consumption of train. Thus, detailed understanding on
the aerodynamic drag and its precise evaluation are of
practical importance.
It has been well known that the aerodynamic drag is
proportional to the square of speed, while the mechan-
ical drag is proportional to the speed. Compared with
the mechanical drag, the portion of the aerodynamic
drag becomes larger as the train speed increases. Thus,
reduction of the aerodynamic drag on high-speed
railway train is one of the essential issues for the
development of the desirable train system.
In the open air without any cross-wind effects, the
total drag on the traveling train can be expressed by a
sum of the aerodynamic and mechanical ones [5]:
D DM DA a bVW cV2; 6
where DA and DM are the aerodynamic and mechanicaldrags, respectively, a; b and c are the constants to bedetermined by the experiment, V the train speed and Wthe train weight. In Eq. (6), the mechanical drag, being
proportional to the train weight, includes the sliding
drag between rails and train wheels, and the rotating
drag of the wheels.
The measurement of the total drag on train and its
precise prediction are not straightforward. The total
drag can be obtained by using a deceleration speed of
train or the consumed electric power, as will be
described later. Fig. 6 shows a typical example of the
measured total drag on train [5]. All of the data
Table 1
Aerodynamic problems and their related matters
Aerodynamic problems Related matters
1 Aerodynamic drag of train Maximum speed, energy consumption
2 Aerodynamic characteristics of train due to cross-winds Safety in strong cross-winds
3 Aerodynamic force due to passing-by of two trains Running stability,Quality of comfort for passengers
4 Winds induced by train Safety for passengers on platforms,
Safety for maintenance workers
5 Pressure variations in tunnels Quality of comfort for passengers,
(Ear discomfort)
Airtightness of vehicle,
Stress upon vehicle,
Ventilating system of vehicle
6 Micro-pressure waves radiating from tunnel exit Environmental problems near tunnel exit
7 Ventilation and heat transfer in underground station and tunnel Quality of comfort for passengers,
Prevention of disaster (fire)
8 Aerodynamic noise Environmental problems
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indicated refer to a given train with the same weight and
length, and these collapse onto a single line, given by acurve fit, D 12:484 0:04915 0:001654V2:
In order to reasonably estimate the total drag on the
trains with variable weight and length, it is necessary to
divide it into the mechanical and aerodynamic drags.
For instance, the least-squares method can be used to
correlate the data, and consequently the term propor-
tional to the square of speed can be considered as the
aerodynamic drag. However, it is quite difficult to
reasonably extract the aerodynamic drag from the total
drag, since it can contain natural wind effects, and
additionally, it can depend on the methods of how to get
the second-order polynomials for the correlation as well.
4.2. Estimation of aerodynamic drag
Unlike the aerodynamics of airplane, the train runs
along a fixed track, strongly interacting with surround-
ing structures, ground, tunnel, platform, etc. Especially,
the presence of an intersecting train makes the analysis
of the train aerodynamics extremely difficult.
In order to speed up the train, it is necessary that the
electric motor power increases or the aerodynamic drag
reduces. Compared with the open air traveling, the
aerodynamic drag can considerably increase as the trainpasses through a tunnel [6]. This is because the train-
induced flows do work to increase the pressure by
interacting with the tunnel walls. A pantograph system
may produce the aerodynamic drag corresponding to
that caused by one train. In particular, the structures
underneath the train may produce more drag.
In the open air traveling, the aerodynamic drag on
train can be divided into two contributions; one is
dependent on train length and the other is independent
of it. The drag independent of the train length is the
pressure drag caused by the fore- and after-bodies of
train. It is not easy to estimate the drag dependent on
the train length. This is because the friction drag on the
train body should involve all kinds of the drags
occurring in the connecting parts between trains,
photographs, the structures under the train, etc.
In this case, the aerodynamic drag can be expressed
as [7]
D 1
2rA0V2 Cdp
l0
d0c
; 7
where V is the train speed, r the density of air, A0 the
cross-sectional area of train, Cdp the coefficient of the
pressure drag caused by the fore- and after-bodies of
train, d0 the hydraulic diameter of train, l the train
length, and l0 the hydraulic friction coefficient caused by
the connecting parts between trains, photographs, the
structures under the train, etc.
In general, a wind tunnel test for measuring the
aerodynamic drag on train, which is quite long
compared with the equivalent diameter, is highlydifficult. The use of a small model for the train wind
tunnel test causes several problems associated with lower
Reynolds numbers. In addition, ground effects on the
aerodynamic drag should be considered in the wind
tunnel test.
In Eq. (7) Cdp can be obtained by wind tunnel
experiment. Using the real train entering into the tunnel,
Hara [8] reported that l0 could be obtained by the
pressure rise on the train body, when it enters into
tunnel. A train entering into the tunnel compresses the
atmospheric air ahead of the train and the resulting
compression waves will propagate nearly at the speed of
sound towards the exit of the tunnel.
Meanwhile, the air displaced by the train entering into
the tunnel will discharge back from the entrance of
tunnel. In this case, the air flow should overcome the
frictional drag on the train body and tunnel walls,
resulting in a pressure gradient. Due to this fact, the
pressure on the train body will increase as the train
proceeds into the tunnel, as schematically shown
in Fig. 7.
The compression waves propagating along tunnel will
discharge from the exit of the tunnel, consequently
forming an impulse wave, as will be described later. At
the same instant as the compression waves discharge
0
50
100
150
200
0 50 100 150 200 250 300
D=12.484+0.04915V+0.001654V2
Sinkansen 100series
Speed (km/h)
Travelingd
rag(N)
Fig. 6. Traveling drag on Shinkansen (series 100).
x
U
po
p2(A-A')
v2f
F
po(A-A')
32
Fig. 7. Flow model for friction coefficient.
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from the exit of the tunnel, expansion waves will be
formed to meet the mass conservation law, and then
propagate back from the exit of the tunnel towards the
entrance of tunnel. In Haras analysis, it is assumed that
the expansion waves do not interact with the train body
inside tunnel and the after-body of the train is still in the
open air.
In Fig. 7, the momentum equation can be applied to
the control volume between the cross-sections 2 and 3,
as below
p2 p0A A0 f0 F 0; 8
where p2 is the pressure on the train body, p0 the
atmospheric pressure, A the cross-sectional area of
tunnel, A0 the cross-sectional area of train, f the
frictional force on train body, and F the frictional force
on tunnel walls. Eq. (8) can be changed to [8]
p2 p01 R 12rV2c Rl
0
d0c v2
V
2l
dv2V
2
; 9
where R is the ratio of cross-sectional areas of train to
tunnel, l the distance from the entrance of tunnel to
train, l the hydraulic friction coefficient on tunnel walls,
l0 the hydraulic friction coefficient on the train body, d
the hydraulic diameter of tunnel, d0 the hydraulic
diameter of train, V the train speed and v2 the air flow
velocity occurring between train and tunnel walls. For a
known value ofv2=V; the hydraulic friction coefficient l0
on the train body can be obtained by measuring the
pressure rise (p2 p0).
4.3. Comparison of the drags on different trains
The aerodynamic drag measurement results [9], which
were conducted using a wind tunnel test in France, are
summarized in Table 2, where each of the contributions
of the train body (TGV), the connecting part between
trains and the structures under the train on the
aerodynamic drag are indicated. The wind tunnel test
was carried out at a train speed of 260km/h under
standard atmospheric conditions. The total drag is also
presented on the right side of Table 2.
Of the total drag, the aerodynamic drag only on the
train body is about 80%, the aerodynamic drag due to
the pantograph system and other devices over the train
is 17%, the rest drag of 3% is due to the mechanical
drag caused by the brake system, etc. From the
measured data above, the total traveling drag D on
train is given by D A BV CV2; where theconstants A and B are experimentally given by 250
and 3.256, respectively. Note that these values are 5%and 17.1% of the aerodynamic drag on only the train
body, respectively.
Figs. 8 and 9 present the aerodynamic drag on the
Germany ICE [9]. The type of the ICE, its cross-
sectional area and aerodynamic drag are also indicated
in Fig. 8. For example, the train of type a has a cross-
sectional area of 14.61 m2 and is assumed that its
aerodynamic drag is 100%. For the trains of different
types and cross-sectional areas, relative aerodynamic
drag is given based on the train of type a. In the case of
the train of type k, the cross-sectional area of the train is
11.39 m
2
and the aerodynamic drag relative to the type a
Table 2
Wind tunnel experiment for the traveling drag on TGV
Components of traveling drag Drag coefficient (151C,
1013 mbar)
Total drag
Drag in 260 km/h Power in
260km/h (kW)
N/(km/h)2 (%) N (%)
Aerodynamic component Drag of train 0.04595 80 3106 62.5 2243
Equipments on train
roof
0.00965 17 652 13.1 471
Total aerodynamic
components
0.05560 97 3758 75.6 2714
Disk brake 0.00170 3 115 2.3 83
Total 0.05730 100 3873 77.9 2797
Rolling drag (train
407ton)
BV 3:256V 847 17.1 612
A 250 250 5.0 181
Total drag D A BV CV2 4970 100.0 3590
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is 78%. In Fig. 8, note that the trains of different cross-
sectional areas have a train body mount system and a
skirt system to smooth the structures underneath the
train.
For the trains shown in Fig. 8, each portion of the
contributions of the fore- and after-bodies of train, the
connecting part between trains, the train wall surfaces,
the pantograph system, etc. to the total aerodynamic
drag is given in Fig. 9 [9]. In the case of type a, it is
found that the aerodynamic drag caused in the
connecting part between trains is about 4%, the surfacefriction drag 23%, the fore- and after-bodies 8%, the
pantograph system 7%, and the underneath structures
of train 58%. For type f; the total aerodynamic drag isabout 50% of that of type a; and each of the portions isquite different from that of type a. For reference, all
these data refer to the same train length (200 m).
In the case of Japanese Shinkansen, the 0 series have
been known as l0 0:018; and Cdp 0:2 [10,11]. Anempirical equation to predict the aerodynamic drag on
the traveling train is given by the following equation:
D 1:2 0:022VW 0:013 0:00029 cV2; 10
where D is the total drag (kgf), V the train speed (km/h),
W the total weight of train (ton), and l the train length
(m). The term that is proportional to the square of speed
is the aerodynamic drag. For l 400 m, corresponding
to the length of 16 trains, about 90% of the aerodynamic
drag is attributed to the friction drag on the middle part
of the train. Of the Japanese Shinkansen, series 100 has a
semi-body mount system for the underneath structures,
and series 200 has an underneath coverage to prevent
snow accumulation on the train body. Table 3 lists some
major parameters influencing on the aerodynamic
drag [10,11]. It is found that smoothing the under-
neath structures of train by using the body mount
system or the skirt system reduces the hydraulic friction
coefficient.
4.4. Pressure drag
Of the aerodynamic drag components, the pressure
drag comes from the pressures on the fore- and after-
bodies of train, and, in the case with a double deck in
train series, it stems from the pressures due to the abrupt
change in the cross-sectional area of the train. Assuming
that the coefficient of the pressure drag is Cdp and in the
case of a double deck, it is Cdpd; a wind tunnel test [12]has been carried out to investigate the pressure drag. In
the experiment, each of the models for the fore- and
after-bodies of train and the middle part of train has
been manufactured. Depending on the length of the
middle part of the model, the model train experiment of
different lengths could be done.
For a train model with a short length, the coefficient
of the aerodynamic drag can be written as
Cds Ds
1
2rU2A0
; 11
15
10
5
0a b c e f
4%
23%
8%
7%
58%
2%
35%
10%
9%
44% 44%
5%
11%
40%
52%
14%
7%
27%
61%
15%
2%
22%
Type
Cross-sectionalarea(m2)
Surfacefriction
Pantograph
Head & tailof train
Underneathstructures
Connectingparts
Fig. 9. Aerodynamic drag components of ICE.
a
b
c
d
e
f
14.61 100%
11.39 78%
10.14 69%
8.70 60%
7.80 53%
7.10 49%
Type Cross-sectionalarea (m )2
Drag(%)
Moving direction
(m2)
Fig. 8. Aerodynamic drag on ICE (the hatching area is the
device to smooth the structures underneath train).
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where Cds is the coefficient of the aerodynamic drag for
the short train model, Ds the aerodynamic drag, A0 the
cross-sectional area of the model train, U the wind
velocity, and r the density. Furthermore, the coefficient
of the aerodynamic drag can be divided into two
components: one depending on the length of the model
train and the other independent of the length of the
model train, as
Cds Cdp l0m
cs
d0; 12
where Cdp is the coefficient of the pressure drag on the
fore- and after-bodies of the model train, l0m thecoefficient of the hydraulic friction on the model train,
ls the length of the model train, and d0 the hydraulic
diameter of the model train.
Meanwhile, for a long model train, the coefficient of
the aerodynamic drag is similarly given
Cdl Cdp l0m
cl
d0; 13
where ll is the length of the longer model train. From
Eqs. (12) and (13), the coefficient of the pressure drag
Cdp can be obtained by
Cdp Cdscl Cdlcs
cl cs: 14
In reality, the coefficient l0m of the hydraulic friction
on the model train can be significantly different from
that of real train, as will be described later.
4.5. Friction drag
Of the aerodynamic drag components, the estimation
of the friction drag is more complicated, compared with
that of the pressure drag. The friction drag comes from
the train walls, the pantograph system, the connecting
part between trains, other devices on train roof, etc.
As described previously, the friction coefficient can be
obtained by the pressure rise on the train body entering
into tunnel.
Fig. 10 shows the experimental data of the stagnation
pressure and the pressure rise on the train, which enters
into tunnel [8,10], where a refers to the state just after the
fore-body of the train enters into tunnel, b just after the
after-body of the train enter into tunnel, and c refers to
the instant that the compression waves occurring when
the train fore-body enters into tunnel are reflected back
from the exit of tunnel as the expansion waves. In order
to estimate the hydraulic friction coefficient of a train,
we can use the pressure rise from the instant a to b:Fig. 11 represents the pressure distributions measured
on the train body for the time range between a and b
[8,10]. For the sake of simplicity, the fore-body of the
train is assumed to be x 0; where x is the distance fromthe entrance of tunnel to the fore-body of the train. It is
found that the pressure increases nearly linearly. How-
ever, in reality, the pressure near the fore-body of the
train may deviate from the linear distribution due to the
fore-body effects. In this case, we can eliminate the fore-
body effects to precisely estimate the friction coefficient,
as schematically shown in Fig. 12, where the compression
waves due to the train fore-body entering into tunnel donot yet reach at the exit of the tunnel.
For the flowfield shown in Fig. 12, we can again
assume that the flow is one-dimensional. Neglecting the
viscous forces on the flows between the train fore-body
and the compression waves, the isentropic relation and
the simple wave theory can be written as
p1
rg1
p0
rg0
; 15
2
g 1 ffiffiffiffiffiffiffigp1
r1r u1 2
g 1 ffiffiffiffiffiffiffiffigp0
r0;r 16
Table 3
Parameters associated with aerodynamic drag (Shinkansen)
Series Cross-sectional
area A0 (m2)
Hydraulic
diameter d0 (m)
Friction
coefficient of
train side body
(l0)
Pressure drag
coefficient Cdp
Train 0 12.6 3.54 0.017 0.20
200 13.3 3.64 0.016 0.20
100 12.6 3.54 0.016 0.15
Tunnel Line Cross-sectional
area A (m2)
Hydraulic
diameter d (m)
Friction coefficient of tunnel wall (l)
Tokaido 60.5 7.8 0.02
Sanyo 63.4 8.1 0.02
Tohoku
Joetsu
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where p is the pressure, u the velocity, r the density, g the
ratio of specific heats of air, and subscript 0 and 1
denote the states just before the compression waves and
just before the train fore-body, respectively. In addition,
the flow properties just before and after the train fore-
body can be obtained by the equation systems of mass
a
b
c
1kPa
1.0sec
U
p
Train
Tunnel
Time(t)
Pressure distribution for the steady flow inside tunnel
Pressure on the side body of the 1st train
Pressure on the side body of the 2nd train
Stagnation pressure on the lst train
Time(t)
Pressure
Pressure on the side body of the 4th train
Pressure on the side body of the 6th train
Fig. 10. Pressure rise due to the train entering into tunnel (U 220 km/h, and Shinkansen series 100).
3.0
2.0
1.0
0.0
400 300 200 100 0
Train speed, U=216km/hSlab track
Tunnelentrance
Pressureriseonthesidebodyoftrain(kPa)
Trainhead
Distance from tunnel entrance to train head, X(m)
Tunnelentrance
Tunnelentrance
Tunnelentrance
Tunnelentrance
Tunnelentrance
Fig. 11. Pressure distributions on the side body of train.
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5. Aerodynamic shape of railway train
5.1. Wind tunnel test
Detailed configuration of the fore- and after-bodies of
train can significantly influence the aerodynamic char-
acteristics. An example of typical wind tunnel test using
model trains is shown in Fig. 15, where the experiments
yield 16 different kinds of the fore- and after-bodies ofmodel trains [14,15]. The fore-body of the model train is
the same shape as the after-body. The configuration of
the model train is characterized by number 1, 2, 3 and 4,
and the characters A, B, C and D. For the sake of
simplicity, here we define the numbers as train series and
the characters as train types.
In addition, the number refers to the length of the
change in cross-sectional area of the model train. For
instance, the length of the change in the cross-sectional
area of the model train becomes longer with the number;
for further details, series 1, 2, 3 and 4 have the lengths of
the change in the cross-sectional area of the model train
0.5 times, 1 time, 2 times, and 4 times the model width,
respectively. It is assumed that the length of the change
in the cross-sectional area for the A type of series 1 is
zero.
Meanwhile, the model configurations of the A and B
types are nearly two-dimensional, but those of the C and
D types are nearly three-dimensional. For further
details, see Fig. 15. In real high-speed railway trains,
the ICE is close to A or B type, but the Shinkansen(Series 100) close to C or D type.
These systematic train models were tested in a
subsonic wind tunnel, which is schematically shown in
Fig. 16 [14,15], where the fore- and after-bodies are
installed onto the wind tunnel test section to measure the
aerodynamic forces on them. The fore- and after-bodies
of the train model are always combined with the middle
part and the dummy fore- and after-bodies, thus
forming a full model train. Fig. 17 shows the effects
of the fore-body configuration on the aerodynamic
drag [14,15], where the middle part and dummy after-
body are fixed. Fig. 18 presents the influences of the
50 150 250 350 4500.0
0.02
0.04
Distance from tunnel entrance to train head, X(m)
Hydraulicfrictionalcoefficientontrain(
)'
Fig. 14. Relationship between l0 and X (Shinkansen 0 series).
1-A
1-B
1-C
1-D
2-A 3-A 4-A
2-B 3-B 4-B
2-C 3-C 4-C
2-D 3-D 4-D
Fig. 15. Model train configuration.
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after-body configuration on the aerodynamic drag[14,15], where the middle part and dummy fore-body
are fixed. Note that the length of the fore-body is
normalized by the width of the train model.
For series 1 of a comparatively short fore-body, the
aerodynamic drag on types B and C is nearly the same,
and their Cd values are relatively low, compared with
types A and D. It is found that the fore-body of type A
has the highest Cd value. For a given type of the train
model, it is interesting to note that the aerodynamic drag
does not change for L=W values larger than 1.0.It seems that the after-body effects on the aerody-
namic drag are more sensitive to L=W; compared with
those of the fore-body. For a given type of the modeltrain, series 4 has the lowest Cd value. In the case of the
same series of the model train, the aerodynamic drag on
type D is the lowest. The fore- and after-bodies effects
on the aerodynamic drags are associated with flow
separations, which can influence the train-induced flows,
as will be described next.
5.2. Train-induced flows
The winds induced by a traveling HST can affect
passengers at platform and the structures around the
railway lines. Thus, estimation of the train-induced flows
1500
385
800
415
131332400613
13.5
300
103
50m/s
347141
347131
(a) Aerodynamic drag measurement of train head
1500
385
800
415
131332 400 613
13.5
300
103
50m/s
347
(b) Aerodynamic drag measurement of train tail
HeadMiddle
Tail(dummy)
Exit of wind-tunnel
Head(dummy)Middle Tail
Pitot tube
Exit of wind-tunnel
Pitot tube
Pitot tube
Balance meterBalance meter
Fig. 16. Test rig for aerodynamic drag on train.
:1-A,2-A,3-A,4-A:1-B,2-B,3-B,4-B
:1-C,2-C,3-C,4-C
:1-D,2-D,3-D,4-D
0.0 1.0 2.0 3.0 4.00.0
0.2
0.8
0.4
0.6
3-C type Middle(dummy)
Head
Dragcoefficient(C)D
L / W
Fig. 17. Effect of L=W on aerodynamic drag.
:1-A,2-A,3-A,4-A
:1-B,2-B,3-B,4-B:1-C,2-C,3-C,4-C
:1-D,2-D,3-D,4-D
0.0 1.0 2.0 3.0 4.00.0
0.2
0.8
0.4
0.6
3-C type Middle Tail
(dummy)
L / W
Dragcoefficient(C)D
Fig. 18. Effect ofL=W on aerodynamic drag.
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should be included in a structural design of the platform
and surrounding facilities around the railway lines. For
a given speed of train, the train-induced flows are
strongly dependent on the fore-body configuration, and
train length. In particular, the train-induced flows candiffer, depending on whether the fore-body shape is two-
or three-dimensional.
Fig. 19 shows an example of the experimental test rig
for the train-induced flows [14,15]. In order to simulate
the train-induced flows occurring at a platform, a model
platform is placed on one side of the model train, in
which a hot-wire system is installed at a height of 1.20 m
from the ground surface, and the train-induced flows at
a certain distance away from the model train is
measured. The train-induced flow data are presented,
subtracted the wind tunnel air velocity from the
measured velocities.
The train-induced flows due to the fore-body are like a
source flow, while those due to the after-body are like a
sink flow. This phenomenon is more striking for two-
dimensional shapes rather than three-dimensional ones.
The effects of the fore- and after-bodies on the train-induced flows are shown in Fig. 20 [14,15]. It is found
that the train-induced flows become small with an
increase in L=W: For a given series, types A and Bproduce lower train-induced flows, compared with types
C and D. Note that types C and D are close to three-
dimensional shapes. In types A and B, a more train-
induced flows will pass over the model train roof, while
in types C and D, the flow that spills over the model
train can be of the same magnitude as it passes beside
the train.
For series 13, the train-induced flows produced in
type D are larger than those in type C. This is attributed
30m/s
(a) Measurement of train head
(b) Measurement of train tail
(c) Train and platform
158
50
112
70
30m/s
Pitot tube Pressure measurement
Head Middle
(dummy)
Model platform
Exit of wind-tunnel
Model platform
MiddleTail
Pressure measurement
(dummy)
Exit of wind-tunnel
Ground plate
Measuring point of pressure
Model platform
Fig. 19. Test rig for train-induced flow measurements.
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produced when the after-bodies of the model train pass
each other is lower than that created when the fore-
bodies of the model train pass each other. The length of
the after-body somewhat affects the negative peak
pressures, but it does not influence the positive peak
pressure. It is, thus, concluded that the model trains
which are close to the two-dimensional shape produces
the positive and negative peak pressures less than those
of the three-dimensional shape.
In the open air, the pressure variations on the side
bodies of real trains passing each other are shown in
Fig. 25 [5], where two cases are compared with each
other; The speed V of one train is zero while the speed U
of the other train is 260 km/h, traveling towards the
right side, as shown in Fig. 25(a). In Fig. 25(c), the speed
V of one train is 210 km/h, while the speed U of the
other train is 260km/h. The pressure variations aremeasured on the middle part of each train.
It is found that the positivenegative pressure varia-
tion like a pulse wave is produced as the fore-bodies of
real trains pass each other, while the negativepositive
pressure variation is created as the after-bodies pass
each other. These pressure variations on the side body of
trains are strongly dependent on the detailed shape of
the fore- and after-bodies and the speed of each train,
and can cause the yawing motions of the traveling trains.
It is known that the peak pressures produced by the
trains passing each other is proportional to the square of
the speed of trains and the timewidth of the peak
pressures is proportional to an inverse of the sum of the
speeds of each train. Here it should be noted that in
the open air, the pressures, produced opposite side to the
trains passing each other, nearly remain constant at
atmospheric pressure without any appreciable fluctua-
tions, as shown in Fig. 25(b).
p(kPa)
0
0.5
1.0
-0.5
-1.0
U=260km/h, V=210km/h
0.5s0.0s 1.0s 1.5s
U=260km/h, V=0km/h
0
0.5
1.0
-0.5
-1.0
p(kPa)
0.5s0.0s 1.0s 1.5s 2.0s 2.5s
0
0.5
U
V A
B
(c)
(b)
(a)
Passing train head Passing train tail
Pressure fluctuation
Pressure fluctuation (opposite side of the train)
Pressure fluctuation
Time(sec)
Time(sec)
Fig. 25. Pressure variations occurring when two trains pass each other.
1500
2500
187
12112693333
1390
39
333
Dummy Dummy
Measuring trains
Rail
Bridge
Rotating end plate
Rotating end plate
End plate End plateThreecomponentforcemeter
Fig. 26. Test rig for cross-winds.
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5.4. Cross-wind effects
The cross-wind effects on the traveling train can
closely be associated with the traveling safety. The cross-
winds can be more seriously influence when the train
runs over a bridge [1618]. Fig. 26 shows the typical
example of a 1/30 model test to investigate the three-component forces on the train running over a bridge
[19]. The wind tunnel has a dimension of 1.5 m 2.5 m.
In tests, the wind speed and its angle of attack are
changed, the resulting Reynolds number being in the
range of 6 1048 104. Table 4 summarizes the results
of the wind tunnel tests for the coefficients of drag (Cd),
lift (Cl) and pitching moment (CM), compared with a
computational prediction [19].
For the wind speed of 10m/s, the coefficients of
drag (Cd), lift (Cl) and pitching moment (CM) are,
respectively, 1.4, 0.2 and 0.2 as the train runs in
the open air, while these are, respectively, 1.7, 0.6, and
0.3 as the train travels over the bridge. It is believed
that the drag and lift coefficients on the train become
much higher when it travels over the bridge. The
computations of the three-component forces only
qualitatively predict the measured aerodynamic forces
on the train.
6. Aeroacoustic problems of railway train
6.1. Aerodynamic noise due to train
For the assessment of aerodynamic noises producedby a traveling train in the open air, it can be often
convenient to classify the noise sources. In addition to
the aerodynamic noises due to the flows around the
traveling train, there are many different noises which are
caused by train wheels, structures around track,
pantograph system, etc. In order to reduce these noises,
it is required to know how extent is each contribution to
the noises. In general, aerodynamic noises are strongly
dependent on the train speed U [2022], being approxi-
mately proportional to U62U8: Thus, the noise allevia-tion is of more practical importance when the train
speed increases.
Fig. 27 shows the aerodynamic noises produced by a
traveling train in the open air [2325]. It can be found
that the aerodynamic noises due to the traveling train
are largely generated by the fore-body of the train, the
connection part between trains, and the panto-
graph system. In practice, the pantograph system is
composed of many bars with small diameters, which can
play a musical instrument to create the aerodynamic
noises. The pantograph system creates a number of
vortices behind it. A pantograph cover can be used to
reduce the aerodynamics noises generated by the
pantograph system [24,25], but it can be of an additional
1 2 3 4 5 6 7 8 9 10 11 12
10dB
1.0s
(a) Typical noise level of high-speed train
(b) Outlook of high-speed train
U=235km/h
Time(t)
Soundpressurelevel(d
B)
Downward pantographUpward pantograph
Pantograph Pantograph cover
Air conditioning unit
High-voltage cable connector
Fig. 27. Aerodynamic noise level of HST.
Table 4
Comparison of wind tunnel experiment and computational results
Train Train+bridge
Experiment Computation Experiment Computation
Drag coefficient Cd 1.4 1.4 1.7 1.7Lift coefficient Cl 0.2 0.2 0.6 0.2
Pitching moment CM 0.2 0.3
Reynolds number Re 56,000 5000 84,000 5000
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aerodynamic drag and can be a source of additional
noise as well. There may be a big separation region
downstream of the pantograph cover, and consequently
it can cause the train body to vibrate, consequently
influencing the traveling safety of train and passengers
comfort.
The fore-body of a train is one of the noise sources. Inusual, there are a lot of roughness on the fore-body
surface. The aerodynamic noises are strongly dependent
on the detailed configuration of the surface roughness
and the entire shape of train fore-body as well. These
geometrical configurations are associated with the wind
speed along them and separation.
Fig. 28 shows a typical example of the aerodynamic
noise measurement at a location of 25 m away from
a traveling train [24,25], where the peak frequency
components generated by the fore-body of train are
presented. It is found that the aerodynamic noises are
largely composed of high-frequency components. From
the point of view of the aerodynamic noises, it is
desirable that the fore-body configuration of train
should have a long nose to reduce aerodynamic noises.
6.2. Wind tunnel test
The aerodynamic noises are almost always associated
with the aerodynamic drag. Reducing the aerodynamic
noises should be done without increasing the aerody-
namic drag. In addition to the aerodynamic noises
generated by the fore-body of train, the connection part
between trains has lots of component structures such as
ventilation system, pantograph system, etc. Of them, a
majority part of noises are generated by the pantograph
system.Fig. 29 shows a typical measurement example of the
aerodynamic noises which are caused by the pantograph
system [24,25], where the pantograph system and
microphone array are schematically illustrated. The
locations of the microphone are indicated by M1M7.
The wind tunnel used has a test dimension of
3.0m 5.0m, and its maximum wind speed and the
turbulence intensity are estimated by 270km/h and
0.2%, respectively.
In general, the aerodynamic noises generated by the
pantograph system have some directivity towards the
flow direction, normal to the direction of the panto-graph length. Thus, the measurement locations M7 and
M3, which are, respectively, just over and beside the
pantograph, are employed to assess the aerodynamic
200 500 1000 2000 5000
10dB
U=270km/h
U=230km/h
Shinkansen (100 series)
1/3 Octave band frequency (Hz)
Soundpressurelevel(dB)
Fig. 28. Aerodynamic noise due to train head.
4000mm
1160mm
5435mm
1000mm
2000mm
5160m
m
5000mm
4000mm
1000mm
2000mm
M1
M2
M3
M4
M5
M6
M7
M2,4,6
M1,3,5
M7
Exit of wind-tunnel Side view Front view
Fig. 29. Test rig for aerodynamic noise measurement.
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noises, as shown in Fig. 30. The wind speed is changed
between 100 and 260 km/h. It is found that the sound
pressure level (SPL) of the aerodynamic noises is closely
related to the wind speed, and the aerodynamic noises
generated by the pantograph system are composed of
large amplitude components of a wide band frequency.
This is because the pantograph system is very compli-
cated and thereby, the noises being caused by many
different sources. For instance, the pantograph system is
composed of many bars of different diameters. Thus, the
different characteristic lengths to the aerodynamicnoises can be responsible for the wide band frequency.
6.3. Reduction of aerodynamic noise
In order to reduce the aerodynamic noises produced
by a traveling train, the fore-body configuration of train
is needed to be of the long nose with a smooth surface,
and the middle part of train to be designed without any
sizable roughness. An aerodynamically well-designed
shape of train can have such a noise level as low as in the
boundary layer shear flows. In practice, there is a limit in
making the strain surface aerodynamically smooth.
Fig. 31 presents a measurement example of the
aerodynamic noises which are generated by a two-
dimensional body, like the cross-sectional area of the
pantograph system [24,25]. A circular cylinder with a
diameter of 50 mm (see Fig. 31(a)) and a square cylinder
with the same equivalent diameter (see Fig. 31(b)) are
employed as the aerodynamic noise sources. The windspeed is 200 km/h. The noise measurement is done at a
location beside the cylindrical body. In order to
investigate the surface roughness effects, the cylindrical
body is coated with a sponge, a carpet, and a thick cloth,
respectively. It is found that the SPL of the aerodynamic
noises in the square cylinder is higher than that
produced in the circular cylinder. For the circular
cylinder, it seems that coating the body surface some-
what reduces the aerodynamic noises.
In the case of the square cylinder, the peak SPL and
its peak frequency for the cylinder with an equivalent
diameter of 100 mm are higher than those for thecylinder of an equivalent diameter of 50mm. In
addition, coating the cylinder surface reduces the
aerodynamic noise level.
63 125 250 500 1000 2000 4000 800050
60
70
80
90
110
100
50
60
70
80
90
110
100
63 125 250 500 1000 2000 4000 8000
100km/h
150km/h
260km/h
200km/h
100km/h
150km/h260km/h
200km/h
1/3Octavebandsound
pressurelevel(dB)
Central frequency (Hz)
(a) M3
1/3Octavebandsoundpressurelevel(dB)
Central frequency (Hz)
(b) M5
Fig. 30. Aerodynamic noise due to pantograph system.
63 125 250 500 1000 2000 4000 800050
60
70
80
90
110
100
63 125 250 500 1000 2000 4000 800050
60
70
80
90
110
100
(a) Circular cylinder
(b) Square cylinder
U=200km/h
U=200km/h1/3Octavebandsoundpressurelevel(dB)
Central frequency (Hz)
Central frequency (Hz)
1/3Octavebandsoundpressurelevel(dB)
: Wind tunnel noise level
: No coating
: Sponge coating
: Carpet coating
: Thick cloth coating
: Wind tunnel noise level
: No coating: Sponge coating: Carpet coating: Thick cloth coating
Fig. 31. Aerodynamic noise in flows over circular and square
cylinders.
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Fig. 32 shows the effects of the shape of the cross-
sectional area of the cylindrical body on the aerody-
namic noises [24,25]. Several shapes of the cross-
sectional area of pantograph are investigated for the
purpose of design of the pantograph system. The overallSPL seems to be the lowest in the cylindrical body like
an elliptic shape. Fig. 33 presents the measurement
example of the aerodynamic noises generated by several
streamlined bodies [24,25]. It is found that the stream-
lined body B has a peak frequency at 500 Hz, but the
body C, a peak frequency at 3.15kHz. These peak
frequencies are due to the trailing edge vortices of the
streamlined bodies.
Compared with the overall SPLs generated in the
previous square and circular cylinders, for the stream-
lined bodies the overall SPLs are significantly lower. It
is, thus, believed that the aerodynamic noises can be
reduced if the pantograph system is designed as a
streamlined body.
7. Vibration of railway train
A considerable amount of the lateral vibration of atrain can be often found when the train travels at high
speeds in the open air. Such a lateral vibration becomes
more significant near the trail of the train or in the train
equipped with the pantograph system [2628]. The
lateral vibration of the train can be an important factor
to the traveling performance. The Karman vortices
downstream of the train can be responsible for the
lateral vibration. The vertical flows are closely asso-
ciated with the train length and detailed configuration of
the after-body of train. For long trains, some structural
vibrations occurring in the leading coach can be one of
the reasons for the trailing coach to appreciably vibrate.The study on the lateral vibration of train has not been
sufficient in the past.
8. Aerodynamics of railway train/tunnel systems
8.1. Aerodynamic analysis of train/tunnel systems
The aerodynamic problems occurring when train travels
at high speed in tunnel are more complicated and serious,
compared with the open air traveling. The aerodynamic
drag and noises on the train are strongly dependent on the
pressure waves in the tunnel. The aerodynamic drag on a
train traveling in a tunnel can significantly increase,
compared with that in the open air [6,29,30].
When a HST enters a tunnel, a compression wave is
formed ahead of the train which propagates along the
tunnel at a nearly sonic speed. A part of the compression
wave is reflected back from the exit of the tunnel as an
expansion wave. A complex wave interaction occurs
inside the tunnel due to successive reflections of the
pressure waves at the exit and entry to the tunnel. These
pressure waves cause large pressure transients resulting
in fluctuating loads on the train causing discomfort to
passengers. It is necessary to predict these pressuretransients to design trains and tunnels, and to improve
the passenger comfort.
Further, a part of the compression wave leaving the
tunnel exit gives rise to an impulse noise, as will be
described later. Such an impulse noise was not an
important issue in the past when the speed of trains was
not so high. But in recent years, with the increase in the
speed of trains the noise and vibration due to impulse
waves have become a new type of environmental noise
problem. According to some measurements conducted
near the exit of the tunnel, the noise is known to be of
low frequency of short duration, and its magnitude
50
60
70
80
90
100
110
63 125 250 500 1000 2000 4000 8000
U=200km/h
a) b)
c) d)
: a)
: b)
: c)
: d)
:
1/3Octavebandsoundpressurelevel(dB)
Central frequency (Hz)
Cross section
Wind-tunnel noise level
Fig. 32. Aerodynamic noise in flows over several cylinders.
40
50
60
70
80
90
100
63 125 250 500 1000 2000 4000 8000
U=200km/h
Central frequency (Hz)
1/3Octav
ebandsoundpressurelevel(dB) : Cross section a)
: Cross section b)
: Cross section c): Wind-tunnel noise level
a)
b)
c)
Fig. 33. Aerodynamic noise in flows over streamlined bodies.
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being approximately proportional to V3 (where V is
train velocity). Moreover the impulse noise is closely
related to the detailed characteristics of the compression
waves inside the tunnel [3135].
Here, let us focus on the aerodynamics of the train
traveling inside tunnel. In nature, the aerodynamics of
train/tunnel systems is governed by a three-dimensional,unsteady, turbulent, compressible flow. Very frequently,
this method requires an extremely time-consuming work
of high cost and much effort to solve the governing
equations as well. It is more helpful to deal with the
aerodynamics of train/tunnel systems with several
reasonable assumptions.
We here describe a simple analytical approach to
understand such complicated aerodynamic problems
occurring inside tunnel. Assume that the cross-sectional
areas of train and tunnel are constant, and their equivalent
diameters are much larger than tunnel length, and train
speed V is very low compared with the speed of soundcorresponding to the atmospheric conditions, and the
propagation speed of pressure wave is the same as the
speed of sound. Under these assumptions, it is reasonable
to prescribe that the continuity equation involves variable
density of air but the compressibility effect is not
considered in the momentum and energy equations.
Assuming that u is the air velocity, and p the pressure,
the continuity equation is written as [36]
a2qu
qx
1
r
qp
qt g 1j 23
and the momentum equation is given by
qu
qt
1
r
qp
gx f; 24
where a is the speed of sound, the density r is assumed
to be constant, x the distance along tunnel, t the time, g
the ratio of specific heats (g 1:4) and f and j are thefrictional force and energy dissipation, respectively, as
given in Eqs. (25) and (26). For the sake of simplicity,
here we divide the flows into three regions: ahead of
train, behind train, and in train. For the regions ahead
of and behind train, the frictional forces are generated
on tunnel walls:
f l2d
ujuj; 25
j l
2djuj3: 26
For the region in train, the frictional forces stem from
both train body and tunnel wall surfaces. Thus, the
frictional force and energy dissipation can be expressed as
f l
2d
1
1 Ru0ju0j
l0
2d01
1 Ru0 Vju0 Vj; 27
j l
2d
1
1 R
ju0j3 l0
2d0
R
1 R
ju0 Vj3; 28
where d and d0 are, respectively, the hydraulic diameters
of tunnel and train, and l and l0 the friction coefficients of
tunnel wall and train body surfaces, respectively, R the
ratio of the cross-sectional areas of train to tunnel, and u0
the flow velocity occurring between train and tunnel.
The compatibility conditions should be used to
connect the flowfields in the three regions. Using thecoordinate system moving with train, the conservation
laws of mass and energy are given by
1 Ru0 V u V; 29
p0 1
2ru0 V2 p
1
2ru V2 p0; 30
where p0 is the stagnation pressure on the fore-body of
train. In general, a wake flow is formed behind the trail
of train; but far away from it, the flow can be regarded
to be uniform across tunnel cross-sectional area. For the
region closed by the trail of train and the uniform flow
area, the conservation laws of mass and momentum areexpressed as
u V 1 Ru0 V; 31
p ru V2 p01 Rru0 V2
Cdp R1
2ru0 V2; 32
where Cdp is the coefficient of the pressure drag on train
in the open air. At the entrance and exit of tunnel, it is
assumed that the flow discharges at atmospheric
pressure and when the flow comes into tunnel, it is also
assumed that the pressure reduces as much as thedynamic pressure. At the entrance and exit of tunnel, the
boundary conditions can be given by
tunnel entrance p
1
2ru2; uX0;
0; uo0;
8