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 Short CV, Research and Publications Statement BIOGRAPHY George Alexander Walker BA, LLB (HONS), DIPLP (Glasgow), DAES (Bruges), LLM (London), PHD (London), DPHIL (Oxford)  George Walker is the Professor in International Financial Law at the Centre for Commercial Law Studies, Queen Mary University, of London. He was Deputy Head of the International Financial Law Unit and Head of the Banking and Finance division. He was Acting Head between 2002 and 2004. He is a Barrister and Member of the Honourable Society of Inner Temple in London. He is a Member of the New York Bar and was previously a Solicitor in Scotland and England and Wales. He has been a Legal Consultant with Farrer & Co, Solicitors, London and was formerly a Solicitor in Edinburgh and with various major City of London law firms. He has held a visiting research position at Harvard University for two years and subsequently at Georgetown Law School, Washington DC. He was an external examiner at Hong Kong University and has been a Visiting Academic Scholar at the Law School, University of  Tokyo, Japan. He has been a Visiting Professor at Glasgow University and a Visiting Fellow at Edinburgh University. He has been the Senior Examiner for the Chartered Securities and Investments Institute (formerly the London Stock Exchange) in Financial Regulation and Compliance (Financial Services Law) since 2000. He was awarded a highly distinguished Major Research  Fellowship with the Leverhulme Trust for 2011-2013 to work in the area of Financial Law and International Financial Law. He has been a Legal Consultant with the International  Monetary Fund, Washington, DC since 1999 and has spent a number of summers working at their head office in Washington. He has a cted on a number of significant international law reform projects including with the Fund, World Bank, EBRD as well as with the Asia Development Bank and with various national governments. He has worked on thirty separate country law projects to date including in Eastern Europe, South America, Africa, Asia and China (including on Chi nese financial conglomerates and bank insolvency). He has also assisted a separate Working Gr oup on Japanese Financial Conglomerates. He is author of the leading reference texts  International Banking Regulation Law, Policy and Practice (Kluwer, 2001) and  European Banking Law – Policy and Programme Construction (British Institute of International Comparative and Commercial Law (BICCL, 2006). He is co-author and editor of the new leading UK texts with Michael Blair QC, former General Counsel Financial Services Authority London (FSA), on Financial Services Law (Oxford University Press (OUP), 2006) and Financial Markets and Exchanges Law (OUP, 2007). He was co-author of the earlier leading UK texts on  Banking and Financial Services Regulation (Butterworths, 3 rd  2002) and of  Blackstone’s Guide to the Financial Services and Markets Act  (Blackstones, 2001). He is an Assistant Editor of the  Encyclopaedia of Banking Law (Butterworths,5 Volumes, Looseleaf) and of the monthly online  Banking Law Update. He is also an Assistant Editor of  Butterworths Financial  Regulation Services (Butterworths, 7 Volumes, Looseleaf). He was formerly Executive Editor of the Financial Times, Financial Regulation Report and now Informa, Financial Regulation International . He is co-editor of various book series. He has published a large number of other refereed and other journal articles as well as made numerous chapter and conference contributions.

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Short CV, Research and Publications Statement

BIOGRAPHY

George Alexander Walker

BA, LLB (HONS), DIPLP (Glasgow), DAES (Bruges), LLM (London),

PHD (London), DPHIL (Oxford) 

George Walker is the Professor in International Financial Law at the Centre for Commercial Law

Studies, Queen Mary University, of London. He was Deputy Head of the International Financial Law Unit and

Head of the Banking and Finance division. He was Acting Head between 2002 and 2004.

He is a Barrister and Member of the Honourable Society of Inner Temple in London. He is a Memberof the New York Bar and was previously a Solicitor in Scotland and England and Wales. He has been a Legal

Consultant with Farrer & Co, Solicitors, London and was formerly a Solicitor in Edinburgh and with various

major City of London law firms.

He has held a visiting research position at Harvard  University  for two years and subsequently at

Georgetown Law School, Washington DC. He was an external examiner at Hong Kong University and hasbeen a Visiting Academic Scholar at the Law School, University  of   Tokyo, Japan. He has been a Visiting

Professor at Glasgow  University  and a Visiting Fellow at Edinburgh  University. He has been the Senior

Examiner for the Chartered Securities and Investments Institute (formerly the London Stock Exchange) in

Financial Regulation and Compliance (Financial Services Law) since 2000. He was awarded a highlydistinguished Major Research Fellowship  with the Leverhulme Trust for 2011-2013 to work in the area of

Financial Law and International Financial Law.

He has been a Legal Consultant with the International Monetary Fund, Washington, DC since 1999

and has spent a number of summers working at their head office in Washington. He has acted on a number of

significant international law reform projects including with the Fund, World Bank, EBRD as well as with the

Asia Development Bank and with various national governments. He has worked on thirty separate country law

projects to date including in Eastern Europe, South America, Africa, Asia and China (including on Chinesefinancial conglomerates and bank insolvency). He has also assisted a separate Working Group on Japanese

Financial Conglomerates.

He is author of the leading reference texts  International Banking Regulation – Law, Policy and

Practice (Kluwer, 2001) and  European Banking Law – Policy and Programme Construction (British Institute

of International Comparative and Commercial Law (BICCL, 2006).

He is co-author and editor of the new leading UK texts with Michael Blair QC, former GeneralCounsel Financial Services Authority London (FSA), on Financial Services Law  (Oxford University Press 

(OUP), 2006) and Financial Markets and Exchanges Law (OUP, 2007).

He was co-author of the earlier leading UK texts on  Banking and Financial Services Regulation

(Butterworths, 3rd 2002) and of  Blackstone’s Guide to the Financial Services and Markets Act   (Blackstones,

2001). He is an Assistant Editor of the  Encyclopaedia of Banking Law (Butterworths,5 Volumes, Looseleaf)

and of the monthly online  Banking Law Update. He is also an Assistant Editor of  Butterworths Financial

 Regulation Services (Butterworths, 7 Volumes, Looseleaf).

He was formerly Executive Editor of the Financial  Times, Financial Regulation Report and now

Informa, Financial Regulation International. He is co-editor of various book series. He has published a large

number of other refereed and other journal articles as well as made numerous chapter and conference

contributions.

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Short CV, Research and Publications Statement

CURRICULUM VITAE (SUMMARY)

GEORGE ALEXANDER WALKER BA, LLB (Hons), DIPLP (Bruges),

LLM (Lond), PhD (Lond), DPhil (Oxon)

Current  (1) Professor, International Financial Law, Centre for Commercial

Appointments  Law Studies, Queen Mary University, London, 2006 to date.

(2) Research Associate, International Financial Institutions Program,

Harvard Law School, Harvard University, US 2002-04.

(3) Visiting Research Associate, Georgetown Law School, Washington DC,

US 2005-2006.

(4) Affiliate Lecturer, University of Cambridge, 2000-2001.

(5) External Examiner, University of Hong Kong, 2000 onwards.

(6) Legal Consultant, International Monetary Fund, Washington, D.C.

1999 onwards.

(7) Visiting Associate Professor of Law, SMU School of Law, Dallas, 1998.

(8) Professorial Fellow, Asian Institute for Banking and Finance Law,

University of Hong Kong, 1998 to date.

Professional  (1) Called to the Bar of England and Wales 13 October 2005.

Qualifications

(2) Admitted Member of Honourable Society of Inner Temple, 27 January 2005.

(3) Member of the New York Bar. Admitted February 1990.

(4) Solicitor of the Supreme Court of England and Wales.

Admitted June 1989.

(5) Solicitor of the Court of Session, Edinburgh. Admitted 1985.

Summary  (1) Author, International Banking Regulation – Law, Policy and  

Publications   Practice (Kluwer Law London 2001).

(2) Author, European Banking Law – Policy and Programme Construction 

(BICCL London 2006).

(3) Co-editor and co-author, Financial Services Law (OUP Oxford 2006)

with Michael Blair QC former General Counsel FSA.

(4) Co-editor and co-author, Financial Markets and Exchanges Law (OUP

Oxford 2007) with Michael Blair QC.

(5) Co-author, Banking and Financial Services Regulation (Butterworths

London 3rd Edition 2002) with Sir William Blair QC.

(6) Co-author, Guide to Financial Services and Markets Act (Blackstones

London 2001) with Michael Blair QC.

(7-8) Assistant Editor, Encyclopaedia of Banking Law (Butterworths, 5 Vol,

Loose-leaf); and Financial Services Regulation (7 Vol, Loose-leaf).

(9-10) Executive Editor, Financial Regulator Report, Financial Times, (now

Informa) London; and Assistant Editor, Banking Law Direct,

Butterworths, London.

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PUBLICATIONS, RESEARCH AND SCHOLARSHIP G A WALKER

Sole Authored Books

(1) G A Walker, International Banking Regulation Law Policy and Practice (Kluwer Law 2001) (622

pages.) (Leading reference text including prescribed reading London and Cambridge University LLM)(2)  G A Walker, European Banking and Financial Law – Policy and Programme Construction (British

Institute of International Comparative and Commercial Law (BICCL) 2006)

Co-authored and Edited Books  

(3) Michael Blair QC, George Walker and Stuart Wiley (eds), Financial Markets and Exchanges Law 

(OUP, Oxford 2nd

 edition 2012) (Chapters1 and 2)

(4) Michael Blair QC, George Walker and Richard Purves (eds), Financial Services Law (OUP, Oxford

2nd edition 2009) (Chapters 1 and 12)

(5) Michael Blair QC and George Walker (eds), Financial Markets and Exchanges Law (OUP, Oxford

2007) (Chapter1)(6)  Michael Blair QC and George Walker (eds), Financial Services Law (OUP, Oxford 2006) (Chapters.1

and 12) 

(7)  William Blair QC and G A Walker (et al), Banking and Financial Services Regulation (Butterworths ,

3nd

 ed, 2002) (Contributed 6 Chapters)

(8) Michael Blair QC (et al) and G A Walker, Financial Services and Markets Act 2000 (Blackstones,

London) (Contributed 7 Chapters)

(9) JJ Norton and G A Walker (eds), Banks: Fraud and Crime (Lloyds of London Press, London 2000)

Chapter contributions

(10-11)  ‘Stock Markets and Exchanges’ and ‘Exchange Review, Regulation and Evolution’ in Michael BlairQC, George Walker and Stuart Wiley (eds), Financial Markets and Exchanges Law (OUP 2011)

(Chapters 1 and 2)

(12-13)  ‘Financial Services Authority’ and ‘Banks and Bankng’ in Michael Blair QC, George Walker and

Richard Purves (eds), Financial Services Law (OUP 2009) (Chapters 1 and 12)

(14)  ‘Global Credit Crisis and Regulatory Reform’ in Iain MacNeil and Justin O'Brien (eds), The Future of

Financial Regulation (Hart, Oxford 2010) (Chapter 11) 

(15) ‘Capital and Liquidity Reform – A New Global Agenda’ in J R LaBrosse, R Olivares-Caminal and D

Singh, (eds) Managing Risk in the Financial System (Edward Elgar Cheltenham 2011) 

(16) Chapter contribution, ‘Banking Regulation’ Chapter 1 in Roger Mansfield (et al), Banking Law Guide

(Butterworths, 2006) (19,000 words.) 

(17) ‘Chinese Financial Conglomerates’ in D Arner and A Chou et al (eds), Chinese Financial Law (KongKong University, 2006). (25,916 words.)

(18)  ‘Chinese Bank Insolvency’ in D Arner and A Chou et al (eds), Chinese Financial Law (Kong Kong

University, 2006). (17,793 words.) 

(19) ‘Financial Services Authority’ (19,718 words) Chapter 1 in G A Walker and Blair (eds), Financial

Services Law (Oxford University Press, 2006).

(20)  ‘Banks and Banking’ (31,909 words) Chapter 12 in G A Walker and Blair (eds), Financial Services

Law (Oxford University Press, 2006). 

(21) ‘Stock Exchanges and Markets – Historical Development’ (12,000 words) Chapter 1 in G A Walker

and Blair (eds), Financial Services Law (Oxford University Press, 2006).

(22) ‘Markets and Exchanges Regulation’ (12,253 words) Chapter 2 in G A Walker and Blair (eds),

Financial Services Law (Oxford University Press, 2006).

(23) ‘European Financial Programme: Content, Structure and Completion’ in Andenas (ed), European Free

Movement of Services Law (Kluwer Law, 2004). (22,962 words.)

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Short CV, Research and Publications Statement

(24)  'International Financial Stability - The Need for a Multilateral Rather than Unilateral Response' in

Norton, ' Chapter contribution to Norton et al, Multilateralism v. Unilateralism: Policy Choices in a

Global Society (forthcoming 2004) based on SMU Dedman Law School Conference, Spring 2002

(Dedicated to memory of A. Helton). 

(25) ‘New International Financial Architecture,’ (18,778 words), Annual Yearbook of International, Finance

and Development, Vols 2000, 2001 and 2002.

(26) ‘A New Capital Adequacy Framework’ (13,876 words), Annual Yearbook of International, Finance

and Development, Vols 2000, 2001 and 2002.

(27)  ‘European Financial Reform’ (3,569 words), Annual Yearbook of International, Finance and

Development, Vols 2000, 2001 and 2002.

(28) Chapter contribution on, ‘United Kingdom Regulatory Reform: A New Beginning in Policy and

Programme Construction’ in D Arner and Say Gou (eds), Tawian Financial Reform (Kluwer Law,

2004). (18,633 words.)

(29)  ‘Capital Adequacy,’ Encyclopaedia of Banking Law, Butterworths (5 Volume, Loose-leaf). Division

A. (32,111 words.)

(30) ‘Money Laundering,’ Encyclopaedia of Banking Law, Butterworths (5 Volume, Loose-leaf). Division

A. (32,111 words.).

(31)  ‘Estoppel’, Encyclopaedia of Banking Law, Butterworths (5 Volume, Loose-leaf). Division C. (6,522words.);

(32)  ‘Certificates of Deposit,’ Encyclopaedia of Banking Law, Butterworths (5 Volume, Loose-leaf).

Division D. (5,000 words.)

(33) ‘Banks and Credit Institutions, Encyclopaedia of Financial Services Law, Butterworths (5 Volume,

Loose-leaf). Division C. (32,111 words plus tables.)

(34) ‘Building Societies, Encyclopaedia of Financial Services Law, Butterworths (5 Volume, Loose-leaf).

Division D. (11,726 words plus tables.)

(35-43)  William Blair QC and G A Walker (et al), Banking and Financial Services Regulation (Butterworths ,

3nd

 ed, 2002), Chapters 2, 6, 15, 16, 17, 18, and 21 on ‘Financial Services Authority and Financial

Services and Markets Act’ (22,080 words), ‘Deposit-Taking and Banking Supervision’ (18,247 words),

‘Capital Adequacy’ (22,172 words), ‘Financial Derivatives’ (24,848 words) , ‘Listing and RegulatedExchanges and Clearing Houses’ (17,600 words), ‘Global Custody’ (12,558 words) and ‘International

Supervisory Co-operartion’ (13,150 words).

(43-50)  Michael Blair QC and G A Walker (et al), Financial Services and Markets Act 2000 (Blackstones,

London) Chapters 8, 10, 18, 19, 21 and 24 on ‘Market Abuse’ (8,196 words), ‘Official Listing ’ (7,228

words), ‘Regulated Investment Exchanges and Clearing Houses’ (9,318 words), ‘Collective Investment

Schemes’ (7,059 words), ‘Lloyd’s of London’ (6,457 words) and ‘Auditors’ (6,149 words).

Learned refereed journals

(51) United States and United Kingdom Banking and Financial Reform – A Comparative, Institutional and

Substantive Examination Review Annual Review of Banking (Autumn 2012) (52) ‘UK Regulatory Revision - A New Blueprint for Reform’ The  International  Lawyer (Summer 2012) 

(53) ‘Structural Regulation and Financial Reform: the Independent Committee on Banking’ Law Financial

 Markets Review (November 2011) 418-434 

(54)  ‘The Independent Commission on Banking - Interim Findings and Comment’ Law and Financial

 Markets Review (April 2011)

(55) ‘Financial Crisis - UK Policy Response’ The  International  Lawyer (Spring 2010)

(56) ‘European Financial Programme: Content, Structure and Completion’ in European Law Review

(Kluwer Law, Summer 2004)

(57) ‘Global Capital Flows: The Recent Report from the Financial Stability Forum’ Law and Business

 Review of the Americas (Winter Spring 2001) 

(58) Annual Regulatory Review articles, Financial Regulation International (Informa), 2000, 2001, 2002,2003, 2004 and 2005 (also Assistant Editor). (Average 25,000 words)

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(59)  ‘Bank Recovery - the Development of Judicial and Arbitral Redress under English Law’(Spring

2000),(28,431 words). (Faculty reviewed.) (Leading Canadian financial law journal - York University,

Toronto)

(60) ‘United Kingdom Pensions Law Reform’ Brooklyn LJ  (Vol 64:3, Spring 1999), 71-932 (23,916 words)

(Faculty reviewed) 

(61) ‘Conglomerate Law and International Financial Market Supervision’ Boston University, Annual

 Review of Banking (Vol 17: 287, 1998) 287-335 (17,859 words) (Faculty reviewed) (Voted one of the

best US Law Journal articles for the year)

(62) ‘Latin American Money Laundering and the European Options’ NAFTA: Law and Business of the

 Americas (Vol II, No 3, Summer 1996], pp 169-203 (17,050 words) (Faculty reviewed.)

(63) ‘Consolidated Supervision,’ Butterworths Journal of International Banking and Financial Law (Spring

1996), Feb/Mar 1996, 74-87 and 131- 139 (14,000 Words) (Professionally reviewed)

(64)  ‘Financial Derivatives - Global Regulatory Developments,’ Journal of Business Law, (1996) JBL, 66-

93 (15,106 Words) (Professionally reviewed)

(65)  ‘The Law of Financial Conglomerates - the Next Generation,’ The International Lawyer  (Vol 30, No 1,

Spring 1996), 57-96 (17,863 words) (Refereed)

Other Published Work on 2008-2012 Financial Crisis (over 50 papers in total)

(66) ‘Royal Bank of Scotland - Reaction and Reform’ Financial Regulation International (Informa March

2012) 1-14

(67)  ‘Regulatory Peaks’ Financial Regulation International (February 2012) 1-2 

(68) ‘Market and Regulatory Balance’ Journal of Banking Regulation (Sept 2011) Editorial 1-3

(69) ‘Basel III Market and Regulatory Compromise’ JBR (Sept 2010) Editorial 1-5

(70)  ‘US Financial Crisis Inquiry Report’ Financial Regulatory Report (Jan 2011) 1-4

(71)  ‘US New Dodd Frank Act Policy Balance’ Financial Regulatory Report (Sept 2010)

(72)  ‘Financial Crisis and Capital Reform - Basel 3’ Encylcopeadia of   Banking  Law (Sept 2010)

(Butteworths, 5 Volumes Loose leaf), Division A

(73) ‘Liquidity Risk Management – Policy Conflict and Correction’ Common  Markets  Law  Journal CMLJ

(2009) Vol 4, No 4, 451-460

(74)  ‘Northern Rock Compensation’ Banker’s  Law (July 2009)

(75)  ‘Northern Rock -National Audit Office Report’ Financial Regulatory Report (Jun 2009) 2-8

(76)  G A Walker, ‘Credit Contraction, Financial Collapse and Global Recession’ Butterworths Journal of

 International Banking and Financial Law  JIBFL (Feb 2009) 5 - 10

(77)  G A Walker, ‘Credit Markets, Bretton Woods II and Global Response’ Butterworths Journal of

 International Banking and Financial Law  JIBFL (Jan 2009) 75 - 81

(78)  G A Walker, ‘Financial Crisis Cause and Correction’ Financial Regulation International (Informa

December 2008) 1-2

(79)  G A Walker, ‘Financial Crisis Review’ Financial Regulation International (Informa January 2009) 1-2

(80)  G A Walker, ‘Northern Rock Falls’ Banker’s Law (March 2008) 4 -12

(81)  G A Walker, ‘Credit Crisis – Regulatory and Financial Systems Reform’ Butterworths Journal of

 International Banking and Financial Law JIBFL (November 2007) 567 - 572

(82)  G A Walker, ‘Sub-prime Loans, Inter-Bank Markets and Financial Support’ The Company Lawyer

(November 2007) 22 - 25

(83)  G A Walker, ‘The Deconstruction of Financial Risk’ Palgrave Journal of Banking Regulation (October

2008) 1 - 2

(84)  G A Walker, ‘Financial Crisis, Capital Revision and Market Resilience’ Financial Regulation

 International (Informa January 2009) Part 1, 4 - 12

(85)  G A Walker, ‘Financial Crisis, Capital Revision and Market Resilience’ Financial Regulation

 International (Informa February 2009) Part 2, 4 - 12

(86)  ‘Banking Reform, Banking Directives and Partial Bank Recovery’ Financial Regulation International (Informa August 2008) Part 1

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(87)  ‘Banking Reform, Banking Directives and Partial Bank Recovery’ Financial Regulation International 

(Informa July 2008) Part 2

(88)  ‘Regulatory Review – Simplified Regulation, the MIFID and Basel II’ Financial Regulation

 International (Informa March 2008) 1-11

(89)  G A Walker, ‘Northern Rock, Financial Completion and Financial Shock’ Financial Regulation

 International (Informa February 2008) 1-13

(90)  G A Walker, ‘Northern Rock Support’ Farrer & Co Financial Regulatory Briefing (November 2007)

(91)  G A Walker, ‘Northern Rock Funding and Bids’ Farrer & Co Financial Regulatory Briefing (January

2008)

(92)  G A Walker, ‘Northern Rock - Official Comment and Public Acquisition’ Farrer & Co Financial

 Regulatory Briefing (March 2008)

(93)  G A Walker, ‘FSA Internal Audit Report’ Farrer & Co Financial Regulatory Briefing (March 2008)

Other published articles

(94) ‘BCCI Closure but not Without Cost,’ Financial Regulation International (Informa February 2006) 1. 

(95) ‘European Financial Services White Paper,’ Informa, Financial Regulation International (March

2006), 1 

(96)  ‘Annual Regulatory Review 2005,’ Financial Regulation International (Informa February and March

2006) 3 (10,000 words)

(97)  ‘Annual Regulatory Review 2004,’ Financial Regulation International (Informa February 2006) 3

(98) 'Basel Third Capital Assessment (QIS 3)' in International Financial Regulation (Informa August

2003), 1 

(99)  ‘Regulation and Technology - International Regulatory Co-operation and Conflict’ Derivatives 2000,

February 2000

(100)  ‘Coping with Conglomerates - Joint Progress So Far’ The Financial Regulator , August/September

1988

(101)  ‘The Community Response to the Collapse of BCCI’ The Journal of Financial Crime, 1995, Vol 3,

Number 1

(102) Article contribution on, ‘Global Capital Flows: The Recent Report from the Financial Stability Forum’

 Law and Business Review of the Americas (Winter Spring 2001) 

(103)  ‘Annual Regulatory Review 2003,’ Informa, Financial Regulation International (2000, 2001, 2003 and

2003)

Encyclopaedia and Co-authored works

(104)  ‘Capital Adequacy’, Encyclopaedia of Banking Law (Butteworths, 5 Volumes Loose leaf), Division A

(105)  ‘Money Laundering’ Encyclopaedia of Banking Law (Butteworths, 5 Volumes Loose leaf), Division A

(106)  ‘Appropriation of Payments’ (C 621) with William Blair QC, Encyclopaedia of Banking Law

(Butteworths, 5 Volumes Loose leaf), Division C

(107)  ‘Combining Accounts: The Bank's Right of Set-off’ (C 631) with William Blair QC, Encyclopaedia of

Banking Law (Butteworths, 5 Volumes Loose leaf), Division C

(108)  ‘The Bank's Lien’ (C 641) with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5

Volumes Loose leaf), Division C

(109)  ‘Life Policies’ (E 2201) with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5

Volumes Loose leaf), Division E Securities

(110)  ‘Stocks and Shares’ (E 2251) with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5

Volumes Loose leaf),Division E Securities

(111)  ‘Credit Balance’ (E 241) with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5

Volumes Loose leaf),Division E Securities

(112)  ‘Estoppel as Between Banker and Customer’ (C 591) with William Blair QC, Encyclopaedia of

Banking Law (Butteworths, 5 Volumes Loose leaf), Division E Securities

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(113)  ‘Negotiable Instruments’ with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5

Volumes Loose leaf), Division D

(114)  ‘Cheques’ with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5 Volumes Loose

leaf), Division D

(115)  ‘Bailment’ with William Blair QC,Encyclopaedia of Banking Law (Butteworths, 5 Volumes Loose

leaf), Division D

(116)  ‘Bills of Exchanges’ with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5 Volumes

Loose leaf), Division F

(117)  ‘Promissory Notes’ with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5 Volumes

Loose leaf), Division F

(118)  ‘Related Instruments’ with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5

Volumes Loose leaf), Division F

(119)  ‘Constructive trustee’ (D 411) with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5

Volumes Loose leaf), Division F

(120)  ‘Book Debts (Credit Balance)’ with William Blair QC, Encyclopaedia of Banking Law (Butteworths, 5

Volumes Loose leaf), Division F

(121)  ‘Environmental Liability’ (D 411) with William Blair QC, Encyclopaedia of Banking Law

(Butteworths, 5 Volumes Loose leaf), Division F 

Journal letters, notes, shorter papers or comments

Large number of other shorter pieces including:

(122)  ‘So Close but So Far’ FT FRR, May 1999, 1-3 (1,307 words)

(123)  ‘A New Beginning’ FT FRR, June 1999, 1-3 (1,108 words)

(124)  ‘Accord at Last’ FT FRR, July/August 1999, 1-3 (1,006 words)

(125)  ‘A New Capital Adequacy Framework’ FT FRR, July/Aug, 2-14 (7,099 words)

(126)  ‘Bank Competition’ FT FRR, September 1999, 3-5 (1,824 words)

(127)  ‘Working Groups and Global Standards’ FT FRR, Oct 1999, 1-3 (1,893 words)

(128)  ‘The New Global Rule Book’ FT FRR, Nov 1999, 1-3 (5,735 words)

(129) 

‘New Dawn – New Risk’ January 2000, 1-5 (2,568 words)

(130)  ‘Hedge Funds’ FRR May 2000, 3-12 (6,483 words)

(131)  ‘Millennium Hype or Headache’ FRR, Nov 2000, 3-10 (2,341 words)

(132)  ‘Implementation Review’ FRR, Nov 2000, 3-10 (5,648 words)

(133)  ‘Global Capital Flows’ FRR, Oct 2000 (6,401 words) 

Bulletin  Work  

(134-278)  Butteworths, Banking  Law Update (Electronic and hard copy regulatory journal published

with Encyclopaedia of Banking Law) July 2000 -2009 (twelve monthly editions per year

beginning 2000 with 144 on total)

(279-300)  Publication Farrer & Co, Financial Services  Bulletin and Financial Services  Bulletin, 1999-

2008. Over 22 Volumes (Average length 22,000 – 25,000 words)

Research work papers 

Research papers

(301) Legal Consultant, IMF, Washington DC, production revised ‘Banking and Financial Institutions Law,’

Nepal, Joint Mission with World Bank, October 17-28 2005

(302) Legal Consultant, IMF, Banking and central banking country review work including Argentina,

Azerbaijan, Cape Verde, The Gambia, Grenada, Kiribati, the Kyrgyz Republic, Nepal, Palau, Sri

Lanka, Tuvalu (2002) and Barbados, China (deposit protection), Croatia, Sierra Leone, Macedonia,

Mauritius, Mongolia, Tajikistan, Thailand, East Timor and Turkey (2001)

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(303) Legal Consultant, Asia Development Bank, Banking and Financial Law Reform, People’s Bank of

China, Summer 2003/Spring 2004 (preparation official reports on ‘Financial Conglomerates’ and

‘Bank Insolvency’ as well as presentation of reporting conference in Beijing in Spring 2004)

(304) Legal Consultant, Working Group on Japanese Financial Conglomerates, University of Tokyo and

Japanese Association of Bankers, 2005

(305) Legal Consultant, International Association of Deposit Insurers (IADI) ‘Unified Financial Regulation:

An Independent Assessment of the UK FSA/FSCS Framework as a Reform Model’ (July 2004). 

(306) Legal Consultant and Contributor, ‘Deposit Protection Reform,’ World Bank, 2002 (with original and

revised contributions on United Kingdom and Turkey) 

(307)  Major guide on ‘UK financial law: Guide to the Financial Services and Markets Act – A New

Regulatory Model,’ Farrer & Co, Solicitors, London, 2002

(308)  Major guide on ‘Guide to the FSA Handbook of Rules and Guidance – Substantive Regulatory

Integration,’ Farrer & Co, Solicitors, London, 2002

(309) ‘US Financial Conglomerates’ (Draft paper), Research Associate, International Financial Institutions,

Program, Harvard Law School, Harvard University (above) 

(310) ‘United Kingdom Regulatory Reform’ (Draft paper), Visiting Scholar, University of Tokyo (above.) 

Departmental Working papers  

(311)  Legal Consultant, International Association of Deposit Insurers (IADI) ‘Unified Financial Regulation:

An Independent Assessment of the UK FSA/FSCS Framework as a Reform Model’ (July 2004).

(312)  Legal Consultant and Contributor, ‘Deposit Protection Reform,’ World Bank, 2002 (with original and

revised contributions on United Kingdom and Turkey). 

Conference contributions

Numerous Conference presentations, papers and contributions including in China (Beijing and Shanghai),

Belgium, Germany, Hong Kong, Italy, Jamaica, Spain, Sweden, Portugal, Malta, Scotland, South Africa,Thailand, Taiwan, Uruguay, Tokyo and the UK and US. 

Current  Editorships  

(1)  Executive Editor, Financial  Regulator   Report , Financial Times, London. 1999 to 2000. (Additional

contributions listed above).

(2)  Executive Editor, Financial  Regulation  International, Informa, London. 2000 to date. 

(3) Assistant Editor, Banking  Law  Direct, Butterworths, London. 2000 to date.

(4)  Assistant Editor, Banking Law Series, Lloyds of London Press. 1998 to date.

(5)  Assistant Editor, International Banking, Finance and Economic and Development Law Series, Kluwer

Law. 1999 to date.(6)  Assistant Editor, Yearbook of Banking International Finance and Economic Law, Kluwer Law. 1999 to

date.

Substantial Draft Authored Books (to be complete 2011-2015)

Part of proposed series of books with OUP on International Financial Law, Money and Regulation part

sponsored by Leverhulme Trust and Major Leverhulemm Fellowship 2011-2013

(1) G A Walker, Financial Law (OUP Oxford) Forthcoming

(2) G A Walker, Financial Crisis and Financial Stability (OUP Oxford) Forthcoming

(3) G A Walker, International Finance Law (OUP Oxford) Forthcoming

(4) G A Walker, Corporate and Investment Finance Law (OUP Oxford) Forthcoming

(5) G A Walker, UK Banking Law (OUP Oxford) Forthcoming

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Short CV, Research and Publications Statement

(6) G A Walker, European Financial Law (OUP Oxford) Forthcoming

(7) G A Walker, International Banking Law (OUP Oxford) Forthcoming

(8) G A Walker, International Law and Development (OUP Oxford) Forthcoming

Professional Advisory and Consultative Work

(1)  Legal Consultant, International Monetary Fund (Legal Department and Financial Sector Law Reform),

Washington, D.C. 1999 to date. Worked on over 30 country law projects.

(2)  Legal Consultant, Farrer & Co (Banking and Financial Services), Solicitors, London, 1999-2008.

(3) Legal Consultant, Asia Development Bank, Banking and Financial Law Reform, People’s Bank of

China, Summer 2003/Spring 2004.

(4) Legal Consultant, European Bank for Reconstruction Development, ‘Eastern European Programme

Review’ (2003-2004) including Mission Visit Kyrgistan and Kazakhstan.

(5) Legal Consultant, International Association of Deposit Insurers (IADI) ‘Unified Financial Regulation:

An Independent Assessment of the UK FSA/FSCS Framework as a Reform Model’ (July 2004).

(6) Legal Consultant and Contributor, ‘Deposit Protection Reform,’ World Bank, 2002 (with original and

revised contributions on United Kingdom and Turkey). 

G A WALKER

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