上海市黄浦区蒙自路763号新富港中心1座5楼 邮编：200023 5/F, Tower 1, New Richport, No.763 Mengzi Road, Huangpu District Tel: +86-21-23286888 Fax: +86-21-53060053

WWW.HOSANE.COM

2 0 1 4 年 7 月 2 1 日 星 期 一 上 海J u l y 2 1 , M o n d a y, 2 0 1 4 S h a n g h a i

吉金逸趣—古铜珍玩专场Bronze Mirrors and Later Bronzes

泓盛2014

春季拍卖会

吉金逸趣—

古铜珍玩专场

Bronze M

irrors and Later Bronzes

上海 2014.7.21

T14071

Hosane 2014 Spring Auctions

Bronze Mirrors and Later Bronzes

14061085f-5-qf1-3(铜镜).indd 1 14-7-1 上午1:54

HOSANE LIVE 2014 Spring Auctions will be broadcast live at www.hosane.com

Portman Ritz-Carlton Hotel Shanghai1376 Nanjing West Road, Shanghai

Jianguo Hotel Shanghai439 Caoxi North Road, Shanghai

Auctions

Previews

Auctions

Previews

Fine Paintings and Calligraphy by Painters in Shanghai9:30 June 26, 2014

Fine Chinese Classical Paintings and Calligraphy13:00 June 26, 2014

Fine Chinese Modern Paintings and Calligraphy Following the Previous Sale June 26, 2014

Chinese Ceramics and Works of Art16:30 June 26, 2014

Oil Painting & Sculpture19:15 June 26, 2014

Trace of the Time - Important Private Collection of 20th

Century Chinese Oil PaintingFollowing the Previous Sale June 26, 2014

Contemporary ArtFollowing the Previous Sale June 26, 2014

From June 24 To One Day Before Each Sale

Bao Zhen Tang Treasure Collection9:30 July 18, 2014

Chinese Banknotes9:30 July 19, 2014

Stamps & Postal History 9:30 July 18-19, 2014

Paper Collectibles 9:30 July 20-21, 2014

Ancient Coins/ Gold & Silver Sycees

/ Milled Coinage

9:30 July 20, 2014

Gold & Silver Coins of PRC

18:00 July 20, 2014

Bronze Mirrors and Later Bronzes

10:30 July 21, 2014

Exquisite Tea Wares

13:30 July 21, 2014

From July 16 To One Day Before Each Sale

14061085F-1-qf2-3+hf1-11.indd 2 14-7-1 上午1:55

14061085F-1-qf2-3+hf1-11.indd 3 14-7-1 上午1:55

SHANGHAI HOSANE AUCTION CO., LTD.

Tony SunAssistant Director of Business Development Specialist / Manager of Chinese Ceramics & Works of Art Tel: +86 - 13818771655 E-mail: tonysun@hosane.com

Quinta Gao Deputy Manager of Chinese Ceramics & Works of Art Tel: +86 - 13585504530 E-mail: gaohanqian@hosane.com

14061085f-5-qf1-3(铜镜).indd 2 14-7-1 上午1:54

14061085f-5-qf1-3(铜镜).indd 3 14-7-1 上午9:45

14061085F-1-批文(茶道具、铜镜).indd 2 14-7-1 上午1:56

Neolithic Period

Xia Dynasty

Shang Dynasty

Zhou Dynasty

Western Zhou

Eastern Zhou

Spring And Autumn Period

Warring States Period

B.C.6500-1700

B.C.2100-1600

B.C.1600-1100

B.C.1100-256

B.C.1100-771

B.C.770-256

B.C.770-476

B.C.475-221

Western Jin Dynasty

Southern and Northern Dynasty

Eastern Jin and Sixteen Kingdoms Jin Dynasty

Eastern Jin

Southern Dynasty

Southern Qi

Liang

Chen

Northern Dynasty

Northern Wei

liu Song

Sixteen Kingdoms

265-317

420-589

317-420

420-479

479-502

502-557

557-589

386-534

304-439

Qin Dynasty

Han Dynasty

Three Kingdoms

Western Han

Eastern Han

Wei

Shu Han

Wu

Xin (Wang Mang Inrerregnum)

B.C.221-206

B.C.206-A.D.220

220-265

B.C.206-A.D 8

A.D.25-220

220-265

222-263

221-263

A.D. 9-23

Jiajing

Longqing

Wanli

Taichang

Shunzhi

Kangxi

Yongzheng

Qinglong

Jiaqing

Daoguang

Xianfeng

Tongzhi

Guangxu

Xuantong

Tianqi

Chongzhen

1522-1566

1567-1572

1573-1619

1621-1627

1628-1644

1644-1661

1662-1722

1723-1735

1736-1795

1796-1820

1821-1850

1851-1861

1862-1874

1875-1908

1908-1911

1620

Qing Dynasty 1644-1911

Eastern Wei

Western Wei

Northern Qi

Northern Zhou

534-550

535-556

550-577

557-581

Sui Dynasty

Tang Dynasty

Five Dynasties

Liao Dynasty

Song Dynasty

Jin Dynasty

Yuan Dynasty

Ming Dynasty

581-618

618-907

907-960

907-1125

960-1279

1115-1234

1279-1368

1368-1644

Laster Liang

Laster Tang

Laster Jin

Laster Han

Laster Zhou

Northern Song

Southern Song

907-923

923-936

936-946

947-950

951-960

960-1127

1127-1279

Hongwu

Jianwen

Yongle

Hongxi

Xuande

Zhengtong

Jingtai

Tianshun

Chenghua

Hongzhi

Zhengde

1368-1398

1399-1402

1403-1425

1426-1435

1436-1449

1450-1456

1457-1464

1465-1487

1488-1505

1506-1521

1425D

DM

H

L

W

WT

14061085F-1-qf6.indd 6 14-7-1 上午1:57

14060973-1g-p1-17.indd 2 14-7-1 上午1:49

LOT -

9301

1

14060973-1g-p1-17.indd 1 14-7-1 上午1:49

2

9302 9303

9304 9305

14060973-1g-p1-17.indd 2 14-7-1 上午1:50

3

9306 9307

9308 9309

14060973-1g-p1-17.indd 3 14-7-1 上午1:50

4

9310

9313

9311

9312

14060973-1g-p1-17.indd 4 14-7-1 上午1:50

5

9314

9316 9317

9315

14060973-1g-p1-17.indd 5 14-7-1 上午1:50

6

9318 9319

9320 9321

14060973-1g-p1-17.indd 6 14-7-1 上午1:50

7

9323

9324 9325

9322

傳

14060973-1g-p1-17.indd 7 14-7-1 上午1:50

8

9326

9327

14060973-1g-p1-17.indd 8 14-7-1 上午1:50

99999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999999

14060973-1g-p1-17.indd 9 14-6-30 下午2:39

10

9328 9329

9330 9331

14060973-1g-p1-17.indd 10 14-6-30 下午2:39

11

9332 9333

9334 9335

14060973-1g-p1-17.indd 11 14-6-30 下午2:39

12

9336 9337

9338 9339

14060973-1g-p1-17.indd 12 14-6-30 下午2:39

13

9340 9341

9342 9343

14060973-1g-p1-17.indd 13 14-6-30 下午2:40

14

9344 9345

9346 9347

14060973-1g-p1-17.indd 14 14-6-30 下午2:40

15

9348 9349

9350 9351

14060973-1g-p1-17.indd 15 14-6-30 下午2:40

16

9352 9353

9354 9355

14060973-1g-p1-17.indd 16 14-6-30 下午2:40

17

9356 9357

9358 9359

14060973-1g-p1-17.indd 17 14-6-30 下午2:40

18

9360

9361

14060973-1g-p18-33.indd 18 14-6-30 下午2:41

19

9362

14060973-1g-p18-33.indd 19 14-6-30 下午2:41

20

9363

9364

14060973-1g-p18-33.indd 20 14-6-30 下午2:41

21

9365 9366

9367 9368

14060973-1g-p18-33.indd 21 14-6-30 下午2:41

22

9369 9370

9371 9372

14060973-1g-p18-33.indd 22 14-6-30 下午2:41

23

9373

9374

14060973-1g-p18-33.indd 23 14-6-30 下午2:41

24

9375 9376

9377 9378

14060973-1g-p18-33.indd 24 14-6-30 下午2:41

25

9379 9380

9381 9382

14060973-1g-p18-33.indd 25 14-6-30 下午2:41

26

9383 9384

9385 9386

14060973-1g-p18-33.indd 26 14-6-30 下午2:41

27

9387 9388

9389 9390

14060973-1g-p18-33.indd 27 14-6-30 下午2:42

28

9391

9392

14060973-1g-p18-33.indd 28 14-6-30 下午2:42

29

9393

9394

14060973-1g-p18-33.indd 29 14-6-30 下午2:42

30

9395 9396

9397 9398

14060973-1g-p18-33.indd 30 14-6-30 下午2:42

31

9399 9400

9401 9402

14060973-1g-p18-33.indd 31 14-6-30 下午2:42

32

9403 9404

9405 9406

14060973-1g-p18-33.indd 32 14-6-30 下午2:42

33

9407 9408

9409 9410

14060973-1g-p18-33.indd 33 14-6-30 下午2:42

34

9411 9412

9413 9414

14060973-1g-p34-49.indd 34 14-6-30 下午2:43

35

9415

9416

14060973-1g-p34-49.indd 35 14-6-30 下午2:43

9417 9418

9419 9420

36

14060973-1g-p34-49.indd 36 14-6-30 下午2:43

9421 9422

94249423

37

14060973-1g-p34-49.indd 37 14-6-30 下午4:36

38

9425 9426

9427 9428

14060973-1g-p34-49.indd 38 14-6-30 下午4:36

39

9429 9430

9431

14060973-1g-p34-49.indd 39 14-6-30 下午4:36

40

9432

9434 9435

9433

14060973-1g-p34-49.indd 40 14-6-30 下午4:36

41

9436

9437

「 」

14060973-1g-p34-49.indd 41 14-6-30 下午4:36

42

9438

9439

14060973-1g-p34-49.indd 42 14-6-30 下午4:36

43

9440

9441

14060973-1g-p34-49.indd 43 14-6-30 下午4:36

44

9442 9443

9444

14060973-1g-p34-49.indd 44 14-6-30 下午4:37

45

9446

9447

9445

9448

14060973-1g-p34-49.indd 45 14-6-30 下午4:37

46

9449

9450

14060973-1g-p34-49.indd 46 14-6-30 下午4:37

47

9451

14060973-1g-p34-49.indd 47 14-6-30 下午4:37

48

9452

14060973-1g-p34-49.indd 48 14-6-30 下午4:37

49

9453

14060973-1g-p34-49.indd 49 14-6-30 下午4:37

50

9455

桼

9454

14060973-1g-p50-65.indd 50 14-6-30 下午4:43

51

9457

9456

14060973-1g-p50-65.indd 51 14-6-30 下午4:43

52

9458 9459

9460 9461

14060973-1g-p50-65.indd 52 14-6-30 下午4:43

53

9462 9463

9464 9465

14060973-1g-p50-65.indd 53 14-6-30 下午4:43

54

9466

9467

14060973-1g-p50-65.indd 54 14-6-30 下午4:43

55

9468

‧ ‧

14060973-1g-p50-65.indd 55 14-6-30 下午4:43

56

9469

9470

14060973-1g-p50-65.indd 56 14-6-30 下午4:43

57

9471

14060973-1g-p50-65.indd 57 14-6-30 下午4:43

58

9472

9473

14060973-1g-p50-65.indd 58 14-6-30 下午4:43

59

9475

9474

14060973-1g-p50-65.indd 59 14-6-30 下午4:43

60

94799478

94779476

14060973-1g-p50-65.indd 60 14-6-30 下午4:44

61

94839482

94819480

14060973-1g-p50-65.indd 61 14-6-30 下午4:44

9484

「

」

「

」

9485

62

14060973-1g-p50-65.indd 62 14-6-30 下午4:44

9486

9487

63

14060973-1g-p50-65.indd 63 14-6-30 下午4:44

64

9491

94899488

9490

14060973-1g-p50-65.indd 64 14-6-30 下午4:44

65

9492

9493

14060973-1g-p50-65.indd 65 14-6-30 下午4:44

66

9494

9495

14060973-1g-p66-81.indd 66 14-6-30 下午4:44

67

9496

14060973-1g-p66-81.indd 67 14-6-30 下午4:44

68

9497

9498

14060973-1g-p66-81.indd 68 14-6-30 下午4:44

69

9499

14060973-1g-p66-81.indd 69 14-6-30 下午4:44

70

9500 9501

95039502

14060973-1g-p66-81.indd 70 14-6-30 下午4:44

71

9504 9505

9506 9507

14060973-1g-p66-81.indd 71 14-6-30 下午4:45

72

9508

9509

14060973-1g-p66-81.indd 72 14-6-30 下午4:45

73

9510 9511

95139512

14060973-1g-p66-81.indd 73 14-6-30 下午4:45

74

9514

14060973-1g-p66-81.indd 74 14-6-30 下午4:45

75

9515

14060973-1g-p66-81.indd 75 14-6-30 下午4:45

76

9518 9519

95179516

14060973-1g-p66-81.indd 76 14-6-30 下午4:45

77

9522 9523

9520 9521

14060973-1g-p66-81.indd 77 14-6-30 下午4:45

78

9525 9526

9524

14060973-1g-p66-81.indd 78 14-6-30 下午4:45

79

9527

9528

14060973-1g-p66-81.indd 79 14-6-30 下午4:45

80

9530

9532

9529

9531

14060973-1g-p66-81.indd 80 14-6-30 下午4:46

81

9533

14060973-1g-p66-81.indd 81 14-6-30 下午4:46

9534

82

14060973-1g-p82-99.indd 82 14-6-30 下午4:47

83

14060973-1g-p82-99.indd 83 14-6-30 下午4:47

84

9537 9538

9535 9536

14060973-1g-p82-99.indd 84 14-6-30 下午4:47

85

9539

9540

14060973-1g-p82-99.indd 85 14-6-30 下午4:47

86

9541

14060973-1g-p82-99.indd 86 14-6-30 下午4:47

87

9542

14060973-1g-p82-99.indd 87 14-6-30 下午4:47

9543

88

14060973-1g-p82-99.indd 88 14-6-30 下午4:47

89

14060973-1g-p82-99.indd 89 14-6-30 下午4:47

90

9544 9545

9546 9547

「 」

14060973-1g-p82-99.indd 90 14-6-30 下午4:47

91

9548 9549

9550 9551

14060973-1g-p82-99.indd 91 14-6-30 下午4:47

92

9552

9553

14060973-1g-p82-99.indd 92 14-6-30 下午4:47

93

9554

14060973-1g-p82-99.indd 93 14-6-30 下午4:47

94

9558

9556

9557

9555

14060973-1g-p82-99.indd 94 14-6-30 下午4:47

95

9559

9560

14060973-1g-p82-99.indd 95 14-6-30 下午4:48

96

9561 9562

9563 9564

14060973-1g-p82-99.indd 96 14-6-30 下午4:48

97

9565 9566

9567 9568

14060973-1g-p82-99.indd 97 14-6-30 下午4:48

98

9569 9570

9571 9572

14060973-1g-p82-99.indd 98 14-6-30 下午4:48

99

9573 9574

9575 9576

14060973-1g-p82-99.indd 99 14-6-30 下午4:48

14061085F-1-qf2-3+hf1-11.indd 1 14-6-30 下午3:11

14061085F-1-qf2-3+hf1-11.indd 2 14-6-30 下午3:11

14061085F-1-qf2-3+hf1-11.indd 3 14-6-30 下午3:11

Chapter I General Provisions Article 1 Governing Law This Conditions of Business (hereinafter referred to as the "Conditions") are made in accordance with the Auction Law of People's Republic of China, other relevant laws and regulations with reference to international auction business practices.

Article e nitions and Interpretation The terms used in these conditions and other documents of our company shall have the following meanings: (1) "Our Company/We/us/Auctioneer" means Shanghai Hosane Auction Co., Ltd.. (2) "the Bidder" means a natural person, legal person or any other organization that has gone through necessary formalities and has full capacity of civil rights to bid at auction according to provisions of Chinese laws. The Bidder shall satisfy the requirements of any provision set by Chinese Laws. In these Conditions, the Bidder shall include any of its agents unless otherwise provided there under or in a particular context. (3) "the Buyer" means the person who offers the highest bid accepted by the Auctioneer. (4) "the Consignor" means a natural person, legal person or any other organization who consigns Lots to us for auction in accordance with this Conditions. The Consignor shall include any of its agents unless otherwise provided there under or in a particular context(5) "Lot" means any item(s) deposited with us for sale at auction.(6) "Auction Date" means the published date on which the auction will formally begin. In the case of any discrepancy between the actual date of auction and the published date, the actual date of auction shall prevail. ( ) "Sale Date" means the date on which the auctioneer con rms the sale of any Lot by striking his hammer or in any other openly showed manners. (8) "Hammer Price" means the amount of the highest bid accepted by the auctioneer in relation to a Lot. (9) "Proceeds of Sale" means the net amount owed to the Consignor, which includes Hammer Prices less commission pro rata, all expenses and other amount owed to us by the Consignor. (10) "Purchase Price" means the total amount payable by Buyer for its bid, including Hammer Price, commission and other expenses payable by Buyer as well as the charges caused by Buyer's defaults. (11) "Expenses" means charges and expenses including but not limited to expenses with respect to Lot insurance, catalogue and other advertisement, package, transportation and storage and any other expenses pursuant to relevant laws, regulations and provisions hereof. (12) "Reserve" means the price below which we agree with the Consignor in writing that the Lot cannot be sold. (13) "Reference Price" means the price of the Lot provided in the catalogue or other descriptive materials and estimated prior to the Auction. Subject to possible changes from time to time, the Reference Price can not be deemed as the xed sale price. The reference price is for the reference only and has no legal binding effect.

Article 3 InurementWe organize auction pursuant to Chinese laws, regulations and policies. This Conditions shall inure to the benefit of and be binding upon the Consignor, Bidder, Buyer and any other concerned parties participating in the auction held by us.

Article 4 Special Notice When the auctioneer con rms the highest bid by striking his/her hammer or in any other openly showed manners, the Bidder with the highest bid shall be the Buyer of the Lot and the sale contract concerning the Lot between the Consignor and the Buyer shall come into effect immediately. Any legal effect accrued thereupon shall be born by the Consignor and the Buyer respectively. These conditions are the terms on which we contract, as the Auctioneer, with the Consignor and with the Buyer as well as the terms on which the Consignor and the Buyer conclude a contract concerning the Lot. Therefore, any Consignor, Bidder, Buyer and other concerned parties participating in the auction should read the Conditions carefully and conform to the provisions hereof. All parties shall be liable for its own actions at auction and any loss caused by failure to read the Conditions carefully.

Article 5 Exclusion of Liability We shall undertake no guarantee for the authenticity and/or quality of any Lot. The Bidder and/or its agent shall bear the responsibility of carrying out its own inspection and investigations as to the nature of the Lot and shall be liable for its bid.

Chapter II Conditions Mainly Concerning the Consignor Article 6 Consignment Procedures When arranging for consignment, the Consignor shall hold a valid identity card or passport or other certificates approved by the Chinese government in the case of the Consignor being a natural

person. A valid certi cate of registration, ID of legal representative or other legal authorization documents is required in the case of the Consignor being a legal entity or other organization, and sign a consignment contract with us. When the Consignor arranges for consignment, we shall be automatically authorized to make pictures, illustrations, catalogue, or other video images of the Lot. Our company shall have the copyright on all of such pictures, illustrations, catalogue and other video images.

Article 7 The Consignor's Agent When arranging for consignment, the Consignor's Agent shall submit to us a relevant authorization letter and hold a valid identity card or passport or other certificates approved by the Chinese government in the case of a natural person. A valid certi cate of registration, ID of legal representative or other legal authorization documents is required in the case of a legal person or other organization. We reserve the right to examine and amend the above arrangement in any manner we consider reasonable.

Article 8 The Consignor's Warranties The Consignor hereby makes irrevocable warranties as follows to us and the Buyer with respect to the consigned Lot: (1) the Consignor has exclusive and absolute ownership and legal right to dispose of the Lot. Without prejudice to any legal interest (including copyright) of any third party, the auction of the Lot shall not violate any relevant law and regulation; (2) the Consignor has, to the best of its knowledge, made a full, complete and truthful disclosure and described to us with respect to the origin and any aw or defect of the Lot without any concealment and fabrication; and (3) the Consignor shall indemnify and hold us and/or the Buyer from and against any claims, losses and damages or actions incurred or brought by the actual owner or any third party who claims to be the actual owner of the Lot and all expenses and costs incurred in connection therewith arising out of or in any way attributable to any breach of the above warranties.

Article 9 Reserve All Lots are offered subject to a Reserve, unless otherwise agreed by the Consignor and us. The Reserve shall be determined by the Consignor and us in writing and no modi cation or amendment of the Reserve shall be binding upon the parties unless subject to prior written consent of the other party.

In no circumstances, shall we accept any liability for failure in sale due to bidding lower than the Reserve at the auction.

Article 10 Our Discretion We may decide the followings at our absolute discretion: (1) explanation and appraisal of any Lot made by the catalogue of Lot and/or news media and/or in other ways; (2) the arrangement of the order, location, page size of illustration of the Lot in Catalogue and relevant expenses incurred therefore; specific means of exhibition/display of the Lot and all relevant arrangement and expenses incurred therefore. (3) Unless otherwise agreed by the Consignor and us, we shall at our own discretion decide on whether the Lot is appropriate to be auctioned by us as well as the place of auction, the date of auc-tion, the conditions of auction and the way of auction.

Article 11 Unauctionable Lot After the Consignor has signed the sales contract with and de-livered the Lot to us, if for any reason we believe that the Lot is not suitable for auction, the Consignor must collect the Lot within 30 days from the date of our notice being dispatched (fees for the packaging and handling shall be paid by the Consignor), the contract between the Consignor and us will cease on the date the Consignor collects the Lot. In the case that the Consignor fails to collect the lot within the aforesaid period, our Company is entitled either to escrow the lot with a notary of ce or to dispose of the lot by any means that our Company considers appropriate. The Con-signor shall bear all costs and expenses caused by such disposal.

Article 12 Suspension of Auction We may suspend any auction at any time under any one of the following situations and are entitled to request the Consignor to bear corresponding legal responsibilities: (1) we have objection to the ownership and authenticity of the Lot; (2) any third party has objection to the ownership and authenticity of the Lot with undertakings to provide relevant evidence, make security pursuant to our provisions and take all legal responsibil-ities for all legal repercussions and losses due to suspension of auction; (3) we have objection to the explanation of the Consignor or the accuracy regarding the Consignor's warranty provided in Article 8; (4) we have any evidence to prove the Consignor has already violated or is to violate any term of this Conditions; and (5) any other reasonable causes.

Article 13 Withdrawal of Lots by Consignor The Consignor may withdraw the Lot at any time prior to the Auction Date subject to our consent and a written notice stating the reasons. In the case that the catalogue or any other advertise-

CONDITIONS OF BUSINESS

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ments of the Lot have begun to print upon the Consignor’s with-drawal, the Consignor shall pay an amount equal to 20% of the Reserve of the Lot (if no Reserve, the agreed insurance amount shall be applicable) and other Expenses in connection therewith. In the case that the catalogue or other advertisement has not been printed, the Consignor shall pay an amount equal to 10% of the Reserve of the Lot (if no Reserve, the agreed insurance amount shall be applicable) and other related Expenses.No dispute or claim arising out of the Consignor's withdrawal shall be born by auctioneer.

Article 14 Insured Automatically Unless otherwise instructed by the Consignor in writing, all the Lots will be automatically covered under the insurance of our company as soon as the Consignor signs the consignment contract with us and delivers the Lot to us. The insurance pre-mium shall be borne by the Consignor. The insured value shall be based on the Reserve agreed by the Consignor and us in the consignment contract (if no Reserve, the insured value is the one agreed by both parties; if the Reserve is adjusted, the insured value shall be the original Reserve). The insured value is only subject to insurance and claim other than our warranty or security for the value of the Lot and the Hammer Price of the Lot.

Article 15 Insurance Premium Unless otherwise agreed by the Consignor and us, the Consignor shall pay the insurance premium equal to 1% of the Hammer Price of the Lot after sale. In the case that the Lot fails to sell, the insurance fee payable by the Consignor shall be 1% of the Reserve (if no Reserve, the agreed insurance amount shall be applicable).

Article 16 Insurance Period In the case that the auction of the Lot succeeds, the insurance period shall terminate on the earlier of expiry of seven days after Sale Date and the date when the Buyer collects the Lot. In the case that the auction fails, the insurance period shall terminate upon the expiry of seven days after the Consignor has received our notice to take back the Lot.

Article 17 Insurance by Consignor In the event that the Consignor noti es us not to arrange insur-ance for the Lot in writing, it shall undertake to bear all the risks and the following liabilities (unless otherwise judged by court or arbitration commission): (1) to indemnify us from and against any claims or actions in-

curred or brought by any third party with respect to the losses or damages of the Lot;

(2) to hold us and/or any other parties from and against any loss-es and expenses in relation to the damages and/or losses of the Lot caused by any reason; and

(3) to notify the terms of indemnity hereunder to any insurer of the Lot.

Article 18 Uninsured We will not be liable for the damages or losses of the Lot caused by the Consignor, the Bidder, the Buyer, natural wear, inherent flaws, inherent or potential defects, inherent material changes, self-combustion, self-warming, oxidation, rust, leakage, rat-bite, woodworm, changes in atmospheric (climate, temperature or humidity) conditions, changes in normal water level, or other rea-sons of natural changes and caused by earthquake, tsunami, war, actions similar to war, hostile actions, armed con icts, terrorism, rebellion, coup, strike, riots, or nuclear ssion, nuclear fusion, nu-clear weapon, nuclear radiation, or radioactive pollution. We will also not take responsibility for any damages to or any losses of frames, glass, drawer, bottom mat, trestle, mounting, insert pages, roller or other similar accessories caused by any reason.

Article 19 Insurance Indemnity and RepairAny damages or losses of the Lot caused by incidents or disasters covered by insurance we purchased for the Lot shall be handled in accordance with the contract between us and the insurance company and Chinese laws and regulations regarding insurance. We shall pay insurance indemnities less all expenses incurred by us (except for commissions) to the Consignor after we obtain such indemnities from insurance company. In no circumstance shall we be responsible for any repair or damages occurred before the delivery of lot from the Consignor to us.

Article 20 Non-Bidding The Consignor shall not bid for the Lot consigned to us by itself, nor authorize any other person to bid on its behalf. The Consignor shall be liable for and indemnify us for any losses and damages caused by violation of this provision.

Article 21 Commission and Expenses Unless otherwise agreed upon by the Consignor and us, the Con-signor shall authorize us to deduct 10% of the Hammer Price as commission and any other Expenses from the Hammer Price. Nevertheless we act as the agent of the Consignor, the Consignor agree that we may be entitled to the Buyer's remuneration and other Expenses payable by the Buyer in accordance with provi-sions in Article 48 hereof.

Article 22 Service Fee for Unsold Lot In the case that the auction of the Lot fails to be sold because the bidding price is lower than the Reserve, our Company will charge the Consignor a service fee of unsuccessful auction equal to 3% of the Reserve and other expenses payable by the Consignor, including but not limited to insurance premium, advertising fee, catalog fee and storage fee.

Article 23 Payment Proceeds of Sale In the case that the Buyer makes full payment to us in accordance with provisions in Article 48 hereof, we shall pay the Proceeds of Sale to the Consignor in RMB after 35 days since the Sale Date.

Article 24 Deferred Payment If full payment by the Buyer is not received by the expiration of the payment period under ARTICLE 44 thereof, the Buyer shall bear all legal responsibilities caused by such deferred payment. Our company will pay the Sales Proceeds to the Consignor within seven (7) business days (meanwhile such payment shall be made after 35 days of the Sale Date as well) after receiving the full pay-ment from the Buyer.

Article 25 Cancellation In the event that the Buyer not making full payment to us within 30 days from Sale Date, the Consignor is authorized to cancel the transaction after giving us a notice in writing and receiving prior approval from us. A cancellation notice is to be dispatched to the Buyer within seven (7) working days after such decision approving the cancellation is made by us. In the event that the Buyer make full payment and/or nish collect procedure before the service of the cancellation notice of the Consignor to us, such notice should be deemed to be terminated automatically, and the transaction is to be carried out in accordance with regulations stipulated in Article 24, on which the Consignor should cooperate with us and under no circumstance to raise any objection. In the event that the Consignor cancel the transaction, the Consignor must collect the Lot within 30 days from the date of our notice being dispatched (fees for the packaging and handling shall be paid by the Con-signor). In the event that the Consignor fails to collect the Lot within the aforesaid period, we shall be entitled to escrow the Lot with a notary of ce or to dispose of the lot by any means that our company considers appropriate.

Article 26 Taxes The Consignor shall be solely responsible for paying any tax im-posed on its Sale Proceeds in accordance with the relevant law. We are entitled to deduct the tax from Sale Proceeds directly in accordance with the relevant taxation law of the nation and dis-trict.

Article 27 Assistance in Collecting Deferred Payments In the event the Buyer fails to make full payment to us within sev-en days of the Sale Date, we are entitled to recover the remunera-tion and other Expenses payable by the Buyer in accordance with provisions in Article 51 hereof and to take necessary measures to assist the Consignor in collecting deferred payments upon the Consignor's request as soon as practicable. However, we shall have no obligation to sue the Buyer on behalf of the Consignor in any circumstances.

Article 28 Our Discretion We may determine the following matters, as the case maybe, upon authorization of the Consignor (at the Consignor's expense): (1) to agree special terms on how to make the payment of Pur-chase Price; (2) to remove, store and arrange insurance for sold Lot; (3) to settle claims brought by the Buyer or the Consignor in ac-cordance with relevant terms and conditions hereof; (4) take other necessary steps to collect the deferred payment by the Buyer to the Consignor.

Article 29 Unsold Lot In the event that the Lot is not sold in its rst offering, the Con-signor shall take back the Lot within 30 days after receipt of our notice (packing and shipping at the Consignor's own expense) and pay us fees for failed auction and all other expenses. If the Consignor fails to do so, we reserve the right to resell the Lot by public auction or in other ways under the conditions we consider appropriate and pay to the Consignor the Sale Proceeds, after having deducted the all agreed upon fees and other expenses accrued in the rst auction and all costs incur in the resale of the Lot.

Article 30 Risks and Losses The Consignor shall take liability for any risk and /or loss occurred after the period mentioned above in case of failure in taking back the Lot in such period. In the case that the Consignor requires us to assist in returning the Lot, the Consignor shall be liable for all risks and/or all losses, bear all the expenses. Generally, we are not responsible for arrangement of transportation insurance un-less the Consignor speci cally instructs us to do so and bears the insurance premium.

Chapter III Conditions Mainly Concerning the Bidder and the Buyer Article 31 Catalogue of Lot We will prepare a catalogue to introduce the status of the Lot with words and/or pictures for the convenience of Bidders and Con-signors. The words, Reference Price, pictures of the catalogue and other images and advertisements are only for reference for Bidders and are subject to revision before auction. We provide no guarantee for the authenticity, value, tone, quality and aw or defect of any Lot.

Article 32 Uncertainty of Catalogue In case that the tone, color, graduation and shape shown in cat-alogue and/or any other illustrations, images and advertisements differ from those of the original of the Lot due to print, photograph and other technical reasons, the original shall apply. Any statement and appraisal in any ways (including but not lim-ited to the certi cate, catalogue, slide show, news media) of any Lot made by us and our employees or their agents are only for reference and should not relied on as any guarantee for the Lot. We and our employees or its agents shall undertake no liability for any inaccuracy and omission in the statements and appraisal mentioned above.

Article 33 Inspection by Bidder We hold no responsibility for guaranteeing the authenticity and/or quality of a Lot. It is the responsibility of the Bidder and/or its agents to personally inspect and investigate the actual status regarding the Lot. The Bidder shall judge the Lot themselves in addition to the catalogue, other images, and advertisements of the Lot issued.

Article 34 Registration of Bidders The Bidder shall register and receive a paddle af xed with num-ber before the Auction Date with a valid identity card, or passport or other certi cates approved by the People’s Republic of China in the case of a natural person, or a valid certi cate of registration, ID of legal representative or other legal authorization certi cates in the case of a legal entity or other organization, otherwise it will not be deemed as a legal Bidder. The paddle af xed with number is the only evidence of the Bid-der’s participation in bid. Each Bidder shall take good care of his or her paddle af xed with number and may not lend it to any third person. In case of losing such paddle, the Bidder shall go through the procedure for report of losing in the form of writing agreed by the Company. The person holding the paddle is deemed to be the registered owner of the paddle, whatever he/or she is entrusted by the Bid-der or not. The Bidder shall be liable for using his or her paddle bid in the auction process, unless the Bidder goes through the procedure for report of losing in the form of writing agreed by our Company and such paddle af xed number has been cancelled by the auctioneer’s announcement in the auction process.

Article 35 Deposit We will charge a deposit before the Bidder receives bidding number. The amount of deposit will be announced before Auction Date. We will refund all the deposit mentioned above with no in-terest to the Bidder within ve business days after auction in case it fails in auction. In the event that the Bidder succeeds at auction, the deposit will be taken as part of Purchase Price payable by the Buyer and the balance (if any) will be refunded with no interest at collection.

Article 36 Our Option We may forbid any one from participating in auction, taking a pic-ture , making sound recording or making a video recording during auction.

Article 37 Abnormal Events In case of any abnormal events at auction, we may take neces-sary actions. In case of any dispute at auction, we have rights to mediate and settle.

Article 38 Bidding as Principal Any person who bids shall be deemed as principal, unless the Bidder represents to us a written certi cate showing that it is the agent of a principal and subject to our approval in written before Auction Date.

Article 39 Auctioneer's Discretion The auctioneer is entitled to represent us to increase or decrease the bidding ladder, refuse any bidding, or restart auction in case any dispute arises.

Article 40 Screen of Video Images At some auctions, there will be a video screen or other screens in operation for the convenience of Bidders, which is only for reference. However, there are maybe errors in amounts, numbers or pictures of the Lot, or foreign exchange rate on the screen. We shall not be liable for any losses and damages caused by such errors.

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Article 41 Successful Bid When the highest bidding is con rmed by striking the auctioneer's hammer or in other openly showed manners, the Bidder with the highest bidding succeeds in the bid and the sale contract of the Lot between the Buyer and the Consignor is concluded.

Article 42 Auction Record We will prepare a written record of the auction signed by the auctioneer and the recorder. In case of conclusion of auction, the buyer shall also sign the record.At the auction, the Buyer shall sign the written record showing the successful bid after the highest bid is con rmed the Auctioneer.

Article 43 Remuneration and Expenses The Bidder will be deemed the Buyer of the Lot after succeeding in bidding and shall pay us a remuneration equal to 15% of Ham-mer Price and other Expenses.

Article 44 Payment The Buyer shall make full payments in a lump sum and collect the Lot (package and transportation at the Buyer's expense) within seven (7) days after the Sale Date; otherwise, the Buyer shall be liable for breach of contract.

Article 45 Currency All payments shall be made in the currency, Chinese RMB, as designated by our Company. In the event that the Buyer wishes to make payment in a currency other than Chinese RMB, the buyer shall inform our Company in advance, and the currency shall be converted by our Financial Department at the rate announced by the bank of deposit. The Buyer shall reimburse our Company for any bank charges, commission, and other expenses incurred while converting a foreign currency into Chinese RMB.

Article 46 Passing of Title The Buyer will acquire ownership of the Lot after having paid full Purchase Price.

Article 47 Transfer of Risks After a successful bid, any Lot purchased shall be entirely at Buy-er's risk as early as one of the following appears: (1) the Buyer collects the Lot purchased; or (2) the Buyer pays to us full Purchase Price for the Lot; or (3) expiry of seven days after Sale Date.

Article 48 Collection The Buyer shall collect the purchased Lot at our company’s domi-cile or other place appointed by us no later than seven days after Sale Date. In case of failure to do so, the Buyer shall be solely re-sponsible for all risks and losses of the Lot and bear all expenses for transportation, storage and insurance in connection therewith due to delay. Nevertheless the Lot is still preserved by us or any other agents, we and our employees or its agents shall not be lia-ble for any losses and damages of the Lot caused by any reason.

Article 49 Package and Transportation We may arrange packing and handling of the purchased Lot on behalf of the Buyer as the case maybe on its request and the Buyer shall be liable for any loss arising thereupon. In no circum-stances shall we take any liability for any damages or losses of glass, frames, drawer, bottom mat, trestle, mounting, insert pag-es, roller or other similar accessories arising out of any reason. In addition, we shall undertake no liability for any fault, omissions, damages and losses caused by the packers or carriers we recom-mended.

Article 50 Export of Lot We will make explanation in the catalogue or at the auction to the Lot prohibited to be exported pursuant to the Protection Law of Cultural Relic of the People's Republic of China and other relevant laws and regulations. The Buyer shall be responsible for applying for export license in accordance with Chinese laws for the Lot permitted to be export-ed pursuant to the Protection Law of Cultural Relic of the People's Republic of China and other relevant laws and regulations.

Article 51 Remedies for Non-payment In the case that the Buyer fails to make full payment within the pe-riod provided in Article 44 hereof, we shall be entitled to exercise one or more of the following remedies: (1) not to refund the deposit and the ownership of the deposit shall transfer to our Company, if the Buyer fails to make full pay-ment within the stipulated period and the Buyer shall undertake any liability that may occur in accordance with this Conditions. In the event that the Buyer fails to pay any one purchase price of the lot on time according to the Conditions after successful bidding on seeral lot with the same one paddle af xed with number, all of the deposit shall not be refunded. In the event that the deposit is insufficient to cover all losses suffered by our Company, the Buyer shall make further compensation for the balance between the deposit and the actual losses suffered by our Company ; (2) If following a successful bid the Buyer fails to pay us the purchase price in full according to Article 44 of these Conditions of Busi-ness, we shall have the right to provide all or part of the data or information about the Buyer to any third party in cooperation with

us for purposes of entrusting such third party to collect all or part of the default payment from the Buyer; (3) charge the Buyer an interest rate of 0.1% per day on the due and unpaid amount until such payment is made in full, to the ex-tent it remains unpaid for more than seven (7) days after the Date of Sale, unless otherwise agreed upon by both the Buyer and us. (4) commence lawsuit proceedings against the Buyer for any damages caused by the Buyer's breach of contract, including but not limited to the losses of interest on deferred or unpaid payment by the Buyer. (5) exercise a lien on the purchased Lot or other properties of the Buyer which may be in our possession for any reason. The Buyer is responsible for all expenses or risks occurred during the period of lien. In case the Buyer fails to perform all relevant obligations hereunder within the period we designated, we shall have the right to dispose of such property in accordance with relevant laws and regulations. In case the proceeds cannot cover the amount outstanding, we are entitled to claim for the balance; (6) in the event that the Buyer not making full payment to us with-in 35 days from Sale Date, to cancel or approve the Consignor to cancel the sale of the Lot and/or other Lots sold to the same Buyer at this auction or any other auctions and reserve the right to claim for any losses caused by such cancellation. (7) carry out a re-sale of the Lot by public auction or other ways according to this Conditions subject to the consent of the Con-signor. The original Buyer shall be liable to the Consignor for the remuneration/commission and other Expenses occurred at such auction as well as all Expenses for re-sale by public auctions or other ways. In addition, the original Buyer shall also be liable for the difference, if the Purchase Price actually received by the Consignor for re-sale by public auctions or other ways of such Lot is lower than the original Purchase Price that would have been receivable hereunder had the Buyer made the full payments.

Article 52 Remedies for Deferred CollectionIn case the Buyer fails to collect the purchased Lot within the pe-riod provided in Article 44 hereof, we shall be entitled to exercise one or more of the following remedies: (1) arrange storage of the Lot at our company or any other places at Buyer's risk and expense. The Buyer shall not collect the Lot unless the full Purchase Price is paid (package and transportation at the Buyer's expense); (2) exercise a lien on the purchased Lot. After 30 days from the delayed collection by the Buyer, we may, as the case maybe, dispose of such Lot in accordance with relevant laws and regula-tions and apply the proceeds to compensate for the amount out-standing owed to us including but not limited to fees of storage, insurance, transportation, notarization and all expenses occurred in relation to disposal of the Lot. The Buyer should collect the bal-ance (if any) at its own expenses.

Chapter IV Miscellaneous Article 53 Con dentiality We shall be obligated to maintain the con dentiality of any infor-mation provided to us, and indemnify all legal rights of Consignor, Bidder, Buyer and our company against any damages according to the relevant laws and regulations of the People's Republic of China.

Article 54 Identi cation We may identify the Lot if necessary, as the case maybe, at our own discretion. All expenses in with respect to the identi cation shall be borne by the Consignor. In case of any discrepancy with respect to the status of such Lot between the identi cation and the consignment contract, we shall be entitled to modify or rescind the consignment contract without bearing any responsibilities.

Article 55 Copyright We shall be entitled to take photographs, make illustrations, catalogue or other images relating to the Lot consigned to us for auction and shall have the copyright for such photographs, illus-trations, catalogue or other images mentioned above.

Article 56 Exemption We shall undertake no liability for any breach of contract by the Buyer or the Consignor.

Article 57 Notice in Written Both the Bidder and Consignor shall notify us their valid and reg-ular contacting address and . No change in any of the particulars will be effective until it has been noti ed in writing as soon as pos-sible. All notices referred in this agreement shall be in writing and shall be delivered by post or transmitted by fax. A notice sent by post shall be deemed to have been sent on the date we give it to post of ce and received by the addressee via normal mail service. A notice sent by fax, shall be deemed to be received on the date when it is faxed.

Article 58 SeverabilityIf any provision or part of this Conditions is deemed invalid, un-lawful or unenforceable by a competent agency of Chinese gov-ernment, this Conditions shall be ineffective to the extent of such unlawfulness or unenforceability without invalidating or affecting the validity or enforceability of the remaining provisions of this

Conditions.

Article 59 Settlement of DisputesIf any dispute arises from participation in the auction pursuant to this Conditions, all concerned parties shall submit such dispute to a Chinese court or of the place where our Company domiciles.

Article 60 LanguageThis Conditions is written in Chinese and English. The English version is only for reference and is not legally valid. In case of any discrepancy between the Chinese version and English version, the Chinese version shall prevail.

Article 61 Copyright of these ConditionsWe have the copyright of these Conditions.

Article 62 Singular and PluralIn the provisions of this Conditions, the singular includes the plural and vice versa where the context requires.

Article 63 Right to alternationIn case of any alternation to this Condition, our Company has the right to publish the altered version in any way the laws permit. We will not inform each individual who has read the former versions of conditions.

Article 64 Date of EffectivenessThis Conditions of Business takes effect on December 20, 2007.

Article 65 Contact InformationAs for this auction, if you have any complaints, you can report to Commercial and Adminstative Authorities of Shanghai (0086-21-54236686).

Article 66 Right to InterpretWithin the permission by laws, our Company has the right to inter-pret these Conditions at our own discretion.

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ABSENTEE BID FORMConsignor’s Name _______________________________________ ID/Passport No._________________________________________ Address________________________________________________ City____________ State ____________ Zip Code_____________Telephone/Home_____________ Business___________________ Phone______________________ Date______________________Fax_________________ Email____________________________

Agent’s Name _________________________________________ ID/Passport No._________________________________________ Address_______________________________________________ City____________ State ____________ Zip Code_____________Telephone/Home_____________ Business___________________ Phone______________________ Date______________________Fax_________________ Email___________________________

Title Description

RMB

RMB

RMB

RMB

RMB

RMB

RMB

RMB

RMB

Lot Number

Please bid on my behalf at the above sale for the following Lot(s) up to the price(s) mentioned below. 1.Shanghai Hosane Auctions Co., Ltd. assumes no liability for the au-thenticity and or uality or aws of any lot.2. If any bid is successful, I agree to pay a buyer’s premium on the ham-mer price at the rate of 15% and other expenses within 7 days after the sale. The package and delivery expenses are on me. 3. To secure the bidding, this form has to be delivered to the company 24 hours before the sale date. 4. I have read the Conditions of Business and notices printed in the sale catalogue and agree to be bound by them.

Consignor Signed ____________________________

Agent Signed ____________________________

Please check your bids carefully before sent. We do not take responsibility for any written error. If there are two or more identical highest bids, the priority will go to the earliest Absentee Bid Form we received.

Bid Price(disclusive of buyer’s premium)

PLEASE MAIL OR FAX TOShanghai Hosane Auction Co., Ltd5F, No.763 Meng Zi Road, Shanghai, ChinaTel: +86-21-23286888Fax: +86-21-53060053

Hosane’s Bank Account Account Name: Shanghai Hosane Auction Co., LTD.Account No.: 03389800040009551 Bank of Account: AGRICULTURAL BANK OF CHINA, SHANGHAI XUHUI SUB-BRANCH

Account Name: Shanghai Hosane Auction Co., LTD.Account No.: 121908653610701Bank of Account: CHINA MERCHANTS BANK, SHANGHAI XUJI AHUI SUB-BRANCH

Hosane 2014 Spring Auctions

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上海市黄浦区蒙自路763号新富港中心1座5楼 邮编：200023 5/F, Tower 1, New Richport, No.763 Mengzi Road, Huangpu District Tel: +86-21-23286888 Fax: +86-21-53060053

WWW.HOSANE.COM

2 0 1 4 年 7 月 2 1 日 星 期 一 上 海J u l y 2 1 , M o n d a y, 2 0 1 4 S h a n g h a i

吉金逸趣—古铜珍玩专场Bronze Mirrors and Later Bronzes

泓盛2014

春季拍卖会

吉金逸趣—

古铜珍玩专场

Bronze M

irrors and Later Bronzes

上海 2014.7.21

T14071