CONG TY co pHANCHE T~O D~N CO HA NQI

CQNG HOA xA H(H CHU NGHiA VI~T NAMDQc l~p - TV do - H~ phuc

S6: AfJ ... .lBC- HEM Ha NQi, ngayd'Q. thang 07 nam 2014

BAa cAa TINH HiNH QUAN TRl CONG TY6 thang nam 2014

Kinh gifi: - Uy ban Chung khoan Nha nurrc- Sir Giao djch Chung khoan

- Ten cong ty dai chung : CONG TY co pHAN CHE T~O DI~N CO HA NQI- Dia chi tru so chinh : Km 12, Duong cAu Di6n, Phuong Phuc Di6n, Quan BAcTir Liem, Ha N9i- Dien thoai : 04.37655510111 Fax: 04.37655509 Email: dienco@hem.vn- V6n di€u 1~ : 322.450.000.000 d6ng- Ma chirng khoan (neu co):

I. Hoat dQng cua HQi dAng quan tr]:

1. Cac cUQchop cua HQi dAng quan tr]:

Stt Thanh vien HDQT Clnrc V1} S6 budi hep Tyl~ Ly do khflngtham d1}' tham dl}'

1 Ong Nguyen Hoa Cirong Chu tich 04/04 100 %

2 Ong Nguyen Ki€n Thi€t Uy vien 03/03 100 %

3 Ong Nguyen Trong Tieu Uy vien 04/04 100%

4 Ong Pham Manh Ha Uy vien 04/04 100 %

5 Ba Nguyen Thi Thanh Mai Uyvien 03/03 100 %

6 Ba Nguyen Thi Thanh Y€n Uy vien 01101 100 %

7 Ong Doan Van Quy Uy vien 01101 100 %

2. Hoat dQng giam sat cua HDQT dBi vOi TAng Giam dBc:

T6ng Giam d6c Cong ty la thanh vien HDQT nen viec nam bAt, trien khai cacnghi quyet, quyet dinh cua HDQT duoc thuan lei, dung chu tnrong. HDQT thuc hient6t vai tro chi dao, quan ly va giam sat toan dien cac mat hoat d9ng SXK.D cua Congty. Ki€m tra, giam sat viec thuc hien ch€ d9 chinh sach cua Nha mrcc, nghi quyet Daih9i d6ng c6 dong, nghi quyet HDQT cua T 6ng Giam d6c Cong ty.

3. Hoat dQng ciia cac ti~u ban thuQc HQi dAng quan tr]:

H9i d6ng quan tri Cong ty khong l~p cac ti€u ban tnrc thuoc ma phan cong cacuy vi en phu'trach tirng linh VlJC cu th€. Trong cac linh VlJC duoc giao nhiem vu; cac uyvien HDQT dff thirc hien voi y thuc trach nhiern cao, dem lai hieu qua.

l_

II. Cac Ngh] quy~t/Quy~t dinh ciia HQi dAng quan tr] :

stt sa Ngh] quy~t1 Ngay NQi dungQu~tdinh

quyet,

- Th6ng nhftt trinh DHDCD viec trich l?p Quy1 Nghi so 17/01/201404/20 14/NQ- phat trien khoa hQCva cong nghe; cac chi tieu k€HDQT hoach narn 2014; phan phoi quy thuong Ban diSu

hanh.

- Thong qua viec d~u tu day chuyen cong nghe vathiet bi bQ day stato dQng ca.

2 Quyet dinh s6 15/0312014 Trieu t?P Dai hQi d6ng c6 dong thuong nien nam

05/QD-HDQT 2014.

3 Nghi quyet s6 24/0312014 - Thong qua bao cao tai chinh nam 2013;

08/20 14/NQ- - Thong nhftt nQi dung DHDCD thirong nienHDQT narn 2014.

.._-

4 Nghi quyet s6 15/0412014 - B~u Chu tich HDQT;

1012014/NQ- •• - Th6ng nhat viec chi tra c6 tire nam 2013.HDQT

5 Nghi quyet s6 30/05/2014 - Chi dinh Thu ky Cong ty;

13/20 14/NQ- - Phan cong nhiem vu cac thanh vien HDQT;HDQT - Thong qua bao cao tai chinh Quy 1/2014;

- Th6ng nhftt ky HQ'P d6ng thue Ph6 T6ng giamd6c kiem K€ toan tnrong.

6 Quyet dinh s6 30/05/2014 Ban hanh Quy ch€ nQi bQ vS quan tri Cong ty

1512014/QD-HDQT

III. Thay dBi danh sach v~ nguot co lien quan ciia cong ty d~i chung theo quydiuh t~i khoan 34 Bi~u 6 Lu~t Chung khoan:

a. Danh sach khong con la ngiroi c6 lien quan:b. Danh sach tro thanh ngiroi c6 lien quan:

Danh sdch s6 1kern theo.Danh sach s6 2 kern theo.

IV. Giao djch ciia eBdong nQi bQva ngU'Oilien quan :

1. Danh sach c6 dong ne)ibe)va ngiroi c6 lien quan: Danh sach 3 kern theo

2. Giao dich c6 phieu:• T NglfOi Quan sa co phi~u scY hiru sa c8 phi~u scY hii'u Ly do tang, ghim

T th\fc hi~n giao djch h~ vOi diu kY cu6ikY (mua, ban, chuy~nCong ty So c6 Ty l~ So co Ty l~ dBi, thurmg •••)

, phieu phieu

1 T6ng Cong ty CP Thi€t bi Cong ty 26.228.750 81,74% 21.228.750 66,16% Bandi~n VN IDI(

..•.emeel~'T~

HA~ULI~

2

T NgU'Oi Quan sa co phi~u sO' hfhr so co phi~u sO' htru Ly do tang, giamT th,!c hi~n giao djch h~vOi d~u ky ~. kY (mua, ban, chuyenCUOI

Cong ty d8i, thll0'0g ...)

2 Nguyen Hoa CU(YI1g CDNB 240.380 0,75% 300.380 0,94% Mua

3 Ha Ti~n Lire CDNB 25.100 0,08% 30.100 0,09% Mua

4 Nguyen Ki~n Thi~t CDNB 342.000 1,07% 282.000 0,88% Ban

5 Nguysn Trong Ti~u CDNB 5.300 0,02% 58.300 0,18% Mua

6 Nguyen Thj Thanh Y~n CDNB 10.000 0,03% 5.000 0,02% Ban

7 Cong ty TNHH D~i ce dong 0 0 5.000.000 15,5% MuaHoangHa Ian

3. Cac giao dich khac: (cac giao dich cua c6 dong nci b<)1 c6 donglon va nguoi lienquan voi chinh Cong ty): khong co

V. Cac v§n d~ e§n hru y khac,

Ngay 15/04/2014, Cong ty c6 phan ChS tao di~n co Ha Noi (HEM) t6 chirc hQPdai h<)id6ng c6 dong thtrong nien nam 2014. Dai h<)i tiSn hanh b~u thanh vien Hoid6ng Quan tri va Thanh vien Ban kiem soat nhiem ky 2014-2019. C6 dong n<)ib<)vangiroi co lien quan dff dircc thay d6t.

~GCHU TICH HbI DONG QUA.N TIHA ~ Pi-!

•• .L~ 'JE

.f'

Noi nh~n:- Nhir kinh giri;- Liru HDQT.

3

CONG TY CO PHAN CHE T~oDr¢N co HA. N<)I Danh sach s6 01

I

DANH SACH KHONG CON LA NGUilI CO LIEN QUAN

TilikhoanClurc VI} Thai di~m ThOi di~m

giao djch NgilyC§p NoiC§pSTT Ten ell nhan chung

tl.liS6CMDN CMDN CMDN Dja chi

b~t d§u khong conLydo

kholln Cong ty Iii ngU'oi Iii nguot

(n~u co)(n~u c6) c6 lien quan co lisn quan

UV P207-A7 Bui Ngoc Duong- Mi~n nhiem ill1 Nguyen KiSn ThiSt fIDQT 011669366 30105/05 HitNQi Thanh Nhan - Hit NQi 29/06/2009 15/0412014 15/0412014

Hoang Thi Luong Hoa 011669344 24/04/02 HitNQi nt 29/06/2009 15/04/2014

Nguyen Hu~ Minh nt 29/06/2009 15/04/2014

N guy~n Thi Bach Tuyet TP. H6 Chi Minh 29/06/2009 15/04/2014

Nguyen Thi DQc L~p TP. Nha Trang 29/06/2009 15/04/2014

Nguyen Hoa Binh TP. H6 Chi Minh 29/06/2009 15/04/2014

Truong 12E3, KBTM cAu Di~n, ro Mi~n nhiem tir2 Duong Vi~t Nga BKS 012343803 18/05/00 HitNQi Liem, Hit NQi 29/06/2009 15/04/2014 15/04/2014

Duong Ba Chung Q. cAu GiAy, Hit NQi 29/06/2009 15/04/2014

Dam Thi Mai nt 29/06/2009 15/04/2014

Duong Kim Thu Dong Ky', ro Son, B~c Ninh 29/06/2009 15/04/2014

Duong Thi Thuy nt 29/06/2009 15/04/2014

Duong Thi Thuy - Thi xii B~c Ninh, B~c Ninh 29/0612009 15/04/2014

Duong Thanh Son Q. cAu Giay, Hit NQi 29/06/2009 15/04/2014~

-

Duong Ninh KMnh nt 29/0612009 15/04/2014

N guy~n H~ Long Q. B~c re Liem, Ha NQi 29/06/2009 15/04/2014

Nguyen Lam Duy nt 29/06/2009 15/04/2014

Nguyen Thi Di~p Chi nt 29/06/2009 15/04/2014

Tai khoanChirc VI} Thc:ri di~m Thc)'i di~m

giao djch Ngaycfip NoicfipSTT Ten ca nhan chung t~i SACMDN CMDN CMDN Dja chi b~t dAu khOng con

Ly dokho3n

Cong ty la ngrrO'i la ngrrO'i

(n~u co)(n~u co) c6lien quan c6lien quan

\

TV So nha 12 Ng6 810 De La Thanh Mi~n nhiern tir3 Pham TufulAnh BKS 011828871 03112/01 HaNQi Ba Dinh - Ha NQi 29/06/2009 15/04/2014 15/04/2014

Pham Van Thi~u nt 29/06/2009 15/0412014

Nguyen Thi Lan Anh nt 29/06/2009 15/04/2014

Nguyen Thi Huong Giang nt 29/06/2009 15/04/2014

Pham Nguyen Dieu Anh nt 29/06/2009 15/04/2014

Pham Minh Anh nt 29/06/2009 15/04/2014

Pham Quang Thanh nt 29/06/2009 15/04/2014

Pham H6ng Thir nt 29/06/2009 15/04/2014

Ha N9i, Ngay 23 thong 07 ndm 2014.•

CONG TY co pHAN CHE T~O il~N co HA NO! Danh sdch s6 02

DANH SACH TRO THANH NGUm CO LIEN QUAN

Taikhoan Chirc VI} Thai di~m Thiri di~mgiao djch tl,li Ngaydp Noidp

b~t d§u khong conSTT Ten ca nhan cfurng Cong ty

S6CMDN CMDN CMDN ilia chi la ngu'iri la ngU'iriLydo

khoan (n~u c6) c6lien quan co lten quan, J.

UV 86 Hao Nam, Quan D6ng Da, B6 nhiem ill1 Nguyen Thi Thanh Y~n HDQT 011828444 25/06/2008 HaNQi HaNQi 15/04/2014 15/04/2014

484 Hoang Hoa Tharn, Q. TayNguyen Van Quang H6, HaNQi 15/04/2014

Phung Thi Yen nt 15/04/2014

86 Hao Nam, Quan D6ng Da,Ha Tuftn San HaNQi 15/04/2014

Ha Minh Ngoc nt 15104/2014

HaNamKhanh nt 15104/2014

Nguyen Thi Thanh Thuy • 15/04/2014nt-

Nguyen Van Quan nt 15/04/2014

So 29, Nguyen Cong Tn!, P.Truong D6ng Nhan, Q. Hai Ba Tnrng, B6 nhiern ill

2 Pham Thi Minh Cue BKS 012053781 04112110 HaNQi HN 15/04/2014 15/04/2014

Nguyen Minh Dire nt 15/04/2014

Nguyen Duc Kien nt 15/04/2014 .Nguyen Dire Tung nt 15/04/2014

Pham Van Giao Q. Ba Dinh, Ha NQi 15104/2014

•Nguyen Thi Lan nt 15104/2014

Pham Thi Minh Hu~ Q. Cfru Gifty, Ha NQi 15104/2014

, Tal khoan Chirc vu Thc)'i di~m Thc)'i di~mgiao djch tl;li Ngaydp No'i c§p , A

khdng conhiit dauSTT Ten ca nhan chung Cong ty

SaCMDN CMDN CMDN Dja chila ngU'oi la ngU'01

Ly do

khoan (n~u co)I

s- co lien quan co lien quan

,Pham Minh Thu Q, Tay H6, Ha NOi 15104/2014

TV 0011810003 21 Phan BOi Chau, Hoan Ki~m, B6 nhiem ill3 Doan Thi Lan Phuong BKS 27 01102/13 HaNoi HaNoi 15104/2014 15104/2014

Doan Nh~t Ti~n nt 15104/2014

Truong Thi Hoa Blnh nt 15/04/2014

Doan NMt Minh nt 15/04/2014

Ha N9i, Ngay 23 thdng 07 ndm 2014

CONG TY CO PHAN eRE T~O DI¥N CO HA NOI Danh sdch s6 03

DANH SA.Cij: CO DONG NQI BQ vA NGUOI co LIEN QUAN

CMTIHCIf)KKD SL c6 phi~uTy If c8

STTTEN CO DONG/ Lo~i Quan h~ Chirc VI} Dja chi nAm gifr

phi~uNGUOl CO LIEN QUAN c6 dong v6i CDNB sa Ngay cAp Noi cap cu6iky

nam gifrcu6i ky

1 2 3 4 5 6 7 8 9 10 11CM tich

1 Nguyen Hoa Cirong CDNB HDQT 011796281 06/06/07 HaNoi 30 Tr~n Quoc To{m, Ha NOi 300.380 0,'93%

Nguyen Bach Tuyet NCLQ Vq nt

Nguysn Bich Ha NCLQ Con nt

Nguyen Lien Huong NCLQ Con nt

Nguyen Dire Phuong NCLQ Anh TPHaN¢i

Nguyen Gia Chinh NCLQ Anh nt

Nguyen Thi Xuan Thanh NCLQ Chi nt..Uy vien

2 Nguyen Trong Ti~u CDNB HDQT 010414290 15108/03 HaNoi P. 104A, nha K9, D~i hoc Bach Khoa, Ha Noi 58.300 0,18%

Trk Kim Chau NCLQ Vq 011249848 18/01/02 HaNoi nt 60.000 0,19%

Nguyen Trong Sti NCLQ Anh Q. Hai Ba Tnrng, Ha NQi

Nguyen Trong Dung NCLQ Anh Q. Tir Liem - Ha NOi

Nguyen Trong Oanh NCLQ Anh Q. Hai Ba Trung, HN

N guySn Thuy LiSu NCLQ Chi K.H Borovskeho 346, Czech Republic ~

Nguyen Thuy Uyen NCLQ Chi Q. Hai Ba Trung, HN 40.000 0,12%

Nguyen Thanh Tung NCLQ Con Q. Hai Ba Trung, HN

uv•3 Ph~mM~nhHa CDNB HDQT, 012505885 12/04/02 HaNQi se 9 Hem 2/1/1 vo Thanh, D6ng Da, Ha NQi 42.000 0,13%

Phung Nha H~nh NCLQ Vq nt

Pham Ha Trang NCLQ Con 012520503 17/05/02 r I)a t;lQi ,'", nt 5.000 0,02%

I f.if rn'."" y~c;:- :: -I 0>.0> 0r- ""JiI,-,.~ _ z -'

CMTIHCIDKKD SL c6 phi~uTy I~c6

STTTEN CO DONGI ' Loai Quan h~ Clnrc VI} Dja chi n~m gift

phi~uNGUOl CO LIEN QUAN c6 dong vtYiCDNB Sa Ngay dp Noidp cu6iky

n~m giu·

! cu6i ky

1 2 3 4 5 6 7 8 9 10 11

Pham Ha Thanh NCLQ Con\

nt

Pham Thi Lien NCLQ Chi 010568458 28/10103 HaNQi Q. Hofm Ki~m, Ha Noi 3.000 0,01%-

Ph~mM~Hai NCLQ Em Q. cAu Giay, Hi NQi

Pham Thi Minh Sinh NCLQ M~ nt

PhoTGD,

4 Nguyen Thi Thanh Mai CDNB KTT 010442707 18/05/00 HaNQi S6 7 Cat Linh, D6ng Da, Ha NQi 44.700 0,14%

TrAn Anh TuAn NCLQ Chong nt

TrAn Thuy Linh NCLQ Con nt

TrAn Th~ Tung NCLQ Con nt

Nguyen Van Cirong NCLQ Anh Q. Dt3ng Da, Hi NQi

Nguyen Thi Kim Dung NCLQ Chi .• Q. Hai Ba Tnrng, HN

Nguyen Van Manh NCLQ Anh Q. Dt3ng Da, Ha NQi

Nguyen Ti~n Dung NCLQ Anh Q. Hai Ba Tnrng, Ha NQi

Nguyen Thi Mai Anh NCLQ Em 010245691 30105/08 HaNQi Q. Dt3ng Da, Ha NQi 29.800 0,09%

Nguyen Thi Anh Dao NCLQ Em Q. Dt3ng Da, Ha NQi

UV5 Nguyen Thi Thanh Y~n CDNB HDQT 011828444 25/06/2008 HaNQi 86 Hao Nam, Quan Dt3ng Da, Ha NQi 5.00D 0,02%

N guyen Van Quang NCLQ Bt3 484 Hoang Hoa Tham, Q. Tay H6, Ha NQi

Phung Thi Yen NCLQ M~ 484 Hoang Hoa Tham, Q. Tay H6, Ha Noi

Ha TuAn Son NCLQ Chong 86 Hao Nam, Quan Dt3ng Da, Ha Noi • IHa Minh Ngoc NCLQ con 86 Hao Nam, Quan Dt3ng Da, Ha NQi

HaNamKhanh NCLQ con 86 Hao Nam, Quan Dt3ng Da, Ha NOi

lll:n,l ' LJ •• _

CMTIHCIDKKD SL c8 phi~uTy I~c8

STTTEN CO DONGI "Loai Quan h~ Clurc VI} Dia chi n~m gifr

phi~uxctror CO LIEN QUAN c8 dong v6i CDNB Sa Ngaydp Noi c§p cu6i ky

nAm gifr

: cu6iky

1 2 3 4 5 6 7 8 9 10 11

Nguyen Thi Thanh Thuy 484 Hoang Hoa Tham, Q. n.y H6, Ha NQi\

NCLQ chi

Nguyen Van Quan NCLQ anh 484 Hoang Hoa Tham, Q. Tay H6, Ha NQi

Pho6 Boan Viin Quy CBNB TGB 011537328 30/05/07 HaNQi se 6 Nguyen Binh Khiern - Ha NQi 5.400 0,02%

B~ng Thj Thuy NCLQ My nt

Ma Thj Phuong NCLQ Vq nt

Dean Phuong Anh NCLQ Con nt1---

BoanNMtH~ NCLQ Con nt

Boan Thi Bi~m NCLQ Chi C3, TT Trung ro, Ha NQi

Boan ThuHa NCLQ Chi 180 Cat Dai, TP Hai Phong

Doan Thanh Nhan NCLQ Chi 639 Hoang Hoa Tham, Ha NQi•

BoanKim Quy NCLQ Chi Ph6 Tan Mai, Ha NQi

Dean Thj Hao NCLQ Em 011840770 16/06/94 HaNQi Ng6 Dinh Bong, Bach Mai, Ha NQi 1.300 0,00%

Pho 59 ngo Lenh Cir, Kham Thien, Tho Quan7 Ha Ti~n Lire CBNB TGB 011783400 11112/07 HaNQi B6ng Ba, Ha NQi 30.100 0,09%

Nguyen Thi Thanh Hirong NCLQ Vq nt

Ha Phuong Thanh NCLQ Con nt~

Ha Tuong Vy NCLQ Con nt

Ha Nguyen NgQc NCLQ Anh Thanh Ph6 Ninh Binh._- -- _._.Ha Ti~n Hi~n NCLQ Anh nt-- ..

,Ha Virng H6ng NCLQ Anh nt •

Ha Thi Bich Siru NCLQ Chi nt

Ha Thi Kim Kiru NCLQ Chi nt

s.\ Z C1 ::r; -' j''';;\\ '..\ .~).~) ~).~ i;//

'-

CMTIHCIDKKD SL c6 phi~uTy I~c6

STTTEN CO DONG/ "Loai Quan h~

Chuc VI} Dja chi nAm giu'phi~u

xctror CO LIEN QUAN c6 dong v6'i CDNB S8 Ngaydp N' I- cu8i kynAm gifr

01 cap cu8ikY!

1 2 3 4 5 6 7 8 9 10 11

Ha Van Du NCLQ Anh\

nt

Truong8 Pham Thi Minh Cue CDNB BKS 012053781 04/12/10 HaNQi 29 Nguyen Cong Tnr 5.000 0,02%

- --

Nguyen Minh Duc NCLQ Chong nt

Nguyen Duc Kien NCLQ Con nt

Nguy~n Dire Tung NCLQ Con nt

Pham Van Giao NCLQ B6 Q. Ba Dinh, Ha NQi

Nguyen Thi Lan NCLQ M~ nt

Pham Thi Minh Hu~ NCLQ Chi Q. cAu Gi~y, Ha NQi

Pham Minh Thu NCLQ Em Q. Tay H6, Ha NQi

9 Doan Thi Lan Phuong CDNB TVBKS 001181000327 01102/13 HaNQi 21 Phan BQi CMu, Hoan Kiem, Ha NQi

Dean Nh~t Ti~n NCLQ B6 nt

Truong Thi Hea Binh NCLQ M~ nt

CAHa10 T~DinhLan CDNB TVBKS 012704715 06/02/04 NQi P203 IT BQP, Gia Thuy Long Bien, Ha NQi 10.000 0,03%

T~ Van Duc NCLQ B6 then D~i D6ng, D~i D6ng, Van Lam, Ha NQi-

Nguyen Thi Tu~t NCLQ M~ nt1-- -

Le Thi Thanh Huyen NCLQ Vq P203 TT BQP, Gia Th\lY Long Bien, Ha NQif---

T~ Thi Thanh Thao NCLQ Con nt•

T~ Thi Phuong Linh NCLQ Con nt

T~ Quoc Thai NCLQ Con nt- ;)0 L.ngacn 1, ngo ::> 1 HO sen

T~ Thi Thu H~ng NCLQ Chi Le CMn, HIli Phong. -""C')

. ~.~

<,

CMTIHCfI)KKD SL cA phi~uTy l~ cA

TEN CO BONGI ' Loai Quan h~ phi~uSTTNGUOl CO LIEN QUAN cA dong v6i Cf)NB

Chtrc VI} f)ja chi n~m gifrn~m gifrs6 Ngay dp Not cap cu6i ky

I cu6iky

1 2 3 4 5 6 7 8 9 10 11

T~ Thi Nga NCLQ Em than Dfmg Xa, Dai D6ng, Van Lam, Ha NQi\

S&KH&T6ng Cong ty c6 phan Cong ty DTThi~t bi di~n Viet Nam NCLQ m~ 0100100512 07/07/11 Thanh ph6 S6 52 Ls D~i Hanh, Hai Ba Trung, Ha NQi ·21.228.750 65,84%

Truong Cao d~ng Cong ty BQGD& Km12, Quoc lQ32, Phu diSn, ro Liem, HaCong nghe Ha NQi NCLQ con 3997 03/08/07 DT NQi

S&KH&Cong ty c6 ph~n Cong ty DT La J12(abc)D.lO, KCN Le Minh Xuan,Di~n co Ha NQi NCLQ con 0304776475 10/04/12 Thanh ph6 Binh Chanh, TP .H6 Chi Minh

,.

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